HomeMy WebLinkAboutReso RDA 25-19816441B JHHW:PNL:ea 11/11/81
- :ea 12/14/81
THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY
RESOLUTION NO. 25
Resolution of The South San Francisco Redevelopment Agency
Authorizing the Issuance of $12,000,000
Principal Amount of The South San Francisco
Redevelopment Agency Gateway Redevelopment Project
1982 Tax Allocation Bonds and Notes
Adopted December 16, 1981
Table of Contents
ARTICLE I
AUTHORIZATION OF BONDS; DEFINITIONS
Pa e
Section 1.01. Authorization ...................... 2
Section 1.02. Definitions ....................... 2
ARTICLE II
THE BONDS
Section 2.01. Authorization ...................... 8
Section 2.02. Terms of Bonds ...................... 8
Section 2.03. Redemption ........................ 9
Section 2.04. Form of Bonds ...................... 11
Section 2.05. Execution of Bonds ................. 20
Section 2.06. Transfer of Coupon B~n~s~ ................ 20
Section 2.07. Transfer of Fully Registered Bonds ............ 20
Section 2.08. Exchange of Bonds .................... 21
Section 2.09. Bond Register ....................... 21
Section 2.10. Temporary Bonds ..............._. 21
Section 2.11. Bond Mutilated, LoSt, DeStroYed or'S~oie~ ........ 22
ARTICLE III
ISSUE OF BONDS: ADDITIONAL BONDS
Section 3.01. Issuance of Bonds .................... 23
Section 3.02. Application of Proceeds of Sale of Bonds ......... 23
Section 3.03. Reserve Account .................... 23
Section 3.04. Redevelopment Fund~ . . . 23
l'S; i ;f'B; ........
Section 3.05. Issuance of Addition r es n s .......... 24
Section 3.06. Validity of Bonds .................... 25
ARTICLE IV
THE TAX REVENUES; SPECIAL FUND AND ACCOUNTS
Section 4.01. Pledge of Tax Revenues .................. 26
Section 4.02. Special Fund ....................... 26
Section 4.03. Establishment and Maintenance of Accounts for
Revenues; Use and Withdrawal of Revenues ......... 26
ARTICLE V
OTHER COVENANTS OF THE AGENCY
Page
Section 5.01. Punctual Payment ..................... 30
Section 5.02. Accumulation of Coupons ......... · ........ 30
Section 5.03. Against Encumbrances ................... 30
Section 5.04. Management and Operations of Properties ......... 30
Section 5.05. Payment of Claims. .......... 30
Section 5.06. Books and Accounts; ~i~anciai ~t~t~m~n~ ........ 30
Section 5.07. Protection of Security and Rights of Bondholders ..... 31
Section 5.08. Payments of Taxes and Other Charges ........... 31
Section 5.09. Completion of Projects .................. 31
Section 5.10. Taxation of Leased Property ...... 31
Section 5.11. Amendment of Redevelopment Plans'a~d'Dis~oJi~i~n'of
Property .................. 32
Section 5.12. Single Sum'pJymeAts in LieJ of Taxes~ .......... 33
Section 5.13. Tax Revenues ....................... 33
Section 5.14. Eminent Domain ................ .... 33
Section 5.15. Further Assurances] ................... 33
ARTICLE VI
THE FISCAL AGENT AND THE PAYING AGENTS
Section 6.01. Appointment of Fiscal Agent ............... 34
Section 6.02. Appointment of Paying Agents ............... 34
Section 6.03. Liability of Agents ................... 35
Section 6.04. Notice to Agents ................... 35
Section 6.05. Deposit and Investment of Moneys in ~und~ ........ 35
ARTICLE VII
MODIFICATION OR AMENDMENT OF THE RESOLUTION
Section 7.01. Amendments Permitted ................... 37
Section 7.02. Bondholders' Meeting ......... 38
Section 7.03. Procedure for Amendmen~ ~i~h Wri~ten'C~n~eAt'o~
Bondholders ....................... 38
Section 7.04. Disqualified Bonds ................... 39
Section 7.05. Effect of Supplemental'ResolUtion ............ 39
Section 7.06. Endorsement or Replacement of Bonds Issued After
Amendments ..................... 39
Section 7.07. Amendatory Endor~eme~t'of Bonds ............. 39
ARTICLE VIII
EVENTS OF DEFAULT AND REMEDIES OF BONDHOLDERS
Section 8.01. Events of Default and Acceleration of Maturities ..... 40
Section 8.02. Application of Funds Upon Acceleration .......... 41
ii
Page
Section 8.03. Other Remedies of Bondholders .............. 42
Section 8.04. Non-waiver ........... --- - --.... --. 42
Section 8.05. Actions by Fiscal Agent as'AttOrneY-in-Fact ....... 42
Section 8.06. Remedies Not Exclusive .................. 43
ARTICLE IX
MI SCELLANEOUS
Section 9.01. Benefits of Resolution Limited to Parties ........ 44
Section 9.02. Successor is Deemed Included in All References to
Predecessor .................. 44
Section 9.03. Discharge of R~s~l~tio~ ........... . . 44
Section 9.04. Execution of Documents and Proof o~ Owne~s~i~ by
Bondholders ....................... 45
Section 9.05. Waiver of Personal Liability' .............. 46
Section 9.06. Publication for Successive Weeks ............. 46
Section 9.07. Destruction of Cancelled Bonds .............. 46
Section 9.08. Notices and Demands on Agency .............. 46
Section 9.09. Partial Invalidity ............... 46
Section 9.10. Effective Date of Re~oiu~i~n~ .............. 47
Secretary' s Cert ifi cate ........................ 48
iii
RESOLUTION NO. 25
RESOLUTION OF THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY
AUTHORIZING THE ISSUANCE OF $12,000,000
PRINCIPAL AMOUNT OF THE SOUTH SAN FRANCISCO REDEVELOPMENT
AGENCY GATEWAY REDEVELOPMENT PROJECT lg82
TAX ALLOCATION BONDS AND NOTES
WHEREAS, The South San Francisco Redevelopment Agency is a redevelopment
agency, a public body, corporate and politic, duly created, established and
authorized to transact business and exercise powers under and pursuant to the
provisions of the Community Redevelopment Law of the State of California,
including the power to issue bonds for any of its corporate purposes;
WHEREAS, a redevelopment plan for the Gateway Redevelopment Project, in
the City of South San Francisco, California, has been adopted in compliance
with all requirements of law; and
WHEREAS, The South San Francisco Redevelopment Agency has determined to
issue bonds to aid in the financing of such Project as in this Resolution
provided;
NOW, THEREFORE, BE IT RESOLVED by The South San Francisco Redevelopment
Agency, as follows:
ARTICLE I
AUTHORIZATION OF BONDS; DEFINITIONS
Section 1.01. Authorization. The Agency has reviewed all proceedings
heretofore taken and has found, as a result of such review, and hereby finds
and determines, that all things, conditions and acts required by law to exist,
happen or be performed precedent to and in connection with the issuance of the
bonds do exist, have happened and have been performed in due time, form and
manner as required by law, and the Agency is now duly empowered, pursuant to
each and every requirement of law, to issue the Bonds in the manner and form
provided in this Resolution.
Section 1.02. Definitions. Unless the context otherwise requires, the
terms defined in this Section 1.02 shall, for all purposes of this Resolution,
of any resolution supplemental hereto, and of any certificate, opinion or
other document herein mentioned, have the meanings herein specified.
Agency
"Agency" means The South San Francisco Redevelopment Agency, a public
body, corporate and politic, established under the Law.
Annual Debt Service, Average Annual Debt Service
"Annual Debt Service" means, for each Fiscal Year, the sum of (1) the
interest payable on the outstanding Bonds in such Fiscal Year, assuming~that
the outstanding Serial Bonds are retired as scheduled and that the outstanding
Term Bonds are redeemed from minimum sinking account payments as scheduled,
(2) the principal amount of the outstanding Serial Bonds payable by their
terms in such Fiscal Year, and (3) the principal amount of the outstanding
Term Bonds scheduled to be paid or called and redeemed from minimum sinking
account payments in such Fiscal Year, excluding the redemption premiums, if
any, thereon.
"Average Annual Debt Service" means the average Annual Debt Service
during the period from the date of the Bonds through the final maturity date
of any outstanding Bonds.
Articles, Sections
All references herein to "Articles," "Sections" and other subdivisions
are to the corresponding Articles, Sections or subdivisions of this
II II
Resolution, and the words "herein, "hereof, "hereunder" and other words of
similar import refer to this Resolution as a whole and not to any particular
Article, Section or subdivision hereof.
Bonds, Additional Bonds, Serial Bonds, Term Bonds
"Bonds" means The South San Francisco Redevelopment Agency Gateway
Redevelopment Project 1982 Tax Allocation Bonds and Notes, and, to the extent
required by any Supplemental Resolution, any Additional Bonds authorized by,
and at any time outstanding pursuant to, this Resolution or any Supplemental
Resolution.
"Additional Bonds" means Bonds of the Agency issued in accordance with
Section 3.06.
"Serial Bonds" means Bonds for which no minimum sinking account payments
are provided.
"Term Bonds" means Bonds which are payable on or before their specified
maturity dates from minimum sinking account payments established for that
purpose and calculated to retire such Bonds on or before their specified
maturity dates.
"Chairman
"Chairman" means the chairman of the Agency appointed pursuant to
Section 33113 of the Health and Safety Code of the State of California, or
other duly appointed officer of the Agency authorized by the Agency by
resolution or By-law to perform the functions of the chairman ~n the event of
the chairman's absence or disqualification.
Federal Securities
"Federal Securities" means United States Treasury notes, bonds, bills or
certificates of indebtedness or those for which the faith and credit of the
United States are pledged for the payment of principal and interest, including
United States Treasury (book entry) certificates, notes and bonds, state and
local government series; obligations issued by banks for cooperatives, federal
land banks, federal intermediate credit banks, federal home loan banks, the
Federal Home Loan Bank Board, the Tennessee Valley Authority, or obligations,
participations, or other instruments of or issued by, or fully guaranteed as
to principal and interest by, the Federal National Mortgage Association; or
participation certificates evidencing beneficial interests in obligations, or
in the right to receive interest and principal collections therefrom, which
obligations have been subjected by one or more government agencies to a trust
or trusts for which any executive department, agency or instrumentality of the
United States (or the head thereof) has been named to act as trustee, all as
and to the extent that such securities are eligible for the legal investment
of Agency funds.
Financial Newspaper
"Financial Newspaper" means The Wall Street Journal or The Daily Bond
Buyer or any other newspaper or journal printed in the English language
pu--~STfshing financial news, circulated in Los Angeles, California, and in the
same or similar newspaper or journal of general circulation in New York, New
York, and selected by the Fiscal Agent, whose decision shall be final and
conclusive.
3
Fiscal Agent
"Fiscal Agent" means the Fiscal Agent appointed by the Agency and acting
as an independent trustee with the duties and powers herein provided, its
successors and assigns, and any other corporation or association which may at
any time be substituted in its place, as provided in Section 6.01.
Fiscal Year
"Fiscal Year" means any twelve-month period extending from July 1 in one
calendar year to June 30 of the succeeding calendar year, both inclusive, or
any other twelve-month period hereafter selected and designated by the Agency
as its official fiscal year period.
Holder, Bondholder
"Holder" or "Bondholder" means any person who shall be the bearer of any
outstanding coupon Bond or Note and, unless the context otherwise requires,
includes the registered owner of any outstanding fully registered Bond.
Independent Certified Public Accountant
"Independent Certified Public Accountant" means any accountant or firm
of such accountants duly licensed or registered or entitled to practice and
practicing as such under the laws of the State of California, appointed by the
Agency, and who, or each of whom: ~
(1) is in fact independent and not under domination of the Agency;
(2) does not have any substantial interest, direct or indirect, with
the Agency; and
(3) is not connected with the Agency as an officer or employee of the
Agency, but who may be regularly retained to make reports to the
Agency.
Independent Financial Consultant
"Independent Financial Consultant" means any financial consultant or
firm of such consultants appointed by the Agency, and who, or each of whom:
(1) is in fact independent and not under domination of the Agency;
(2) does not have any substantial interest, direct or indirect, with
the Agency; and
(3) is not connected with the Agency as an officer of employee of the
Agency, but who may be regularly retained to make reports to the
Agency.
4
Independent Real Estate Consultant
"Independent Real Estate Consultant" means any real estate consultant or
firm of such consUltants appointed by the Agency, and who, or each of whom:
(1) is in fact independent and not under domination of the Agency;
(2) does not have any substantial interest, direct or indirect, with
the Agency; and
(3) is not connected with the Agency as an officer or employee of the
Agency, but who may be regularly retained to make reports to the
Agency.
Law
"Law" means the Community Redevelopment Law of the State of California,
constituting Part i of Division 24 of the Health and Safety Code of the State
of California, and the acts amendatory thereof and supplemental thereto.
Net Bond Proceeds
"Net Bond Proceeds" means the aggregate amount of proceeds received by
the Agency upon the sale of the Bonds (excluding accrued interest thereon),
less all expenses of the Agency incurred in connection with the authorization,
issuance and sale of the Bonds (including without limitation legal and
consultant fees, rating agency fees, Initial Trustee fees and charges, costs
of reproducing and binding documents and printing and advertising expenses).
Outstanding
"Outstanding," when used as of any particular time with reference to
Bonds, means (subject to the provisions of Section 7.04) all Bonds except:
'(1)' Bonds theretofore cancelled by the Fiscal Agent or any Paying Agent
or surendered to the Fiscal Agent for cancellation;
(2) Bonds paid or deemed to have been paid within the meaning of
Section 9.03; and
(3) Bonds in lieu of or in substitution for which other Bonds shall
have been authorized, executed, issued and delivered by the Agency
pursuant to the Resolution or any Supplemental Resolution.
Paying Agents
"Paying Agents" means the agents appointed by the Fiscal Agent pursuant
to Section 6.02, the successors and assigns of each of them, and any other
corporations or associations which may at any time be substituted in the place
of any of them, as provided pursuant to Section 6.02.
Projects, Redevelopment Projects
"Projects" or "Redevelopment Projects" means, collectively, the
undertaking of the Agency pursuant to the Redevelopment Plan and the Law for
the redevelopment of the Project Area.
Project Area
"Project Area" means, collectively, the project area described in the
Redevelopment P1 an.
Redevelopment P1 an
"Redevelopment Plan" means, collectively, (1) the Redevelopment Plan for
the Gateway Redevelopment Project, approved by Ordinance No. 867-81, enacted
by the City Council of the City of South San Francisco on June 17, 1981,
together with any amendments thereof duly authorized pursuant to the Law.
Report
"Report" means a document in writing signed by an Independent Financial
Consultant or an Independent Real Estate Consultant and including:
(1) a statement that the person or firm making or giving such Report
has read the pertinent provisions of this Resolution to which such
Report relates; ~
(2) a brief statement as to the nature and scope of the examination or
investigation upon which the Report is based;
(3) a statement that, in the opinion of such person or firm, sufficient
examination or investigation was made as is necessary to enable
said consultant to express an informed opinion with respect to the
· subject matter referred to in the Report.
Resolution
"Resolution" means this Resolution, adopted by the Agency under the Law,
as originally adopted or as it may be amended or supplemented by any
Supplemental Resolution adopted pursuant to the provisions hereof.
San Mateo County Assessor
"San Mateo County Assessor" means the person who holds the office
designated San Mateo County Assessor from time to time, or one of his duly
appointed deputies, or any person or persons performing substantially the same
duties in the event said office is ever abolished or changed.
6
San Mateo County Auditor-Controller
"San Mateo County Auditor-Controller" means the person who holds the
office designated San Mateo County Auditor-Controller from time to time, or
one of his duly appointed deputies, or any person or persons performing
substantially the same duties in the event said office is ever abolished or
changed.
Supplemental Resolution
"Supplemental Resolution" or "supplemental resolution" means any
resolution then in full force and effect which has been duly adopted by the
Agency under the Law, or any act supplementary thereto or amendatory thereof,
at a meeting of the Agency duly convened and held, at which a quorum was
present and acted thereon, amendatory of or supplemental to this Resolution.;
but only if and to the extent that such Supplemental Resolution is
specifically authorized hereunder.
Tax Revenues
"Tax Revenues" means all taxes annually allocated to the Agency, and
paid into the Special Fund of the Agency pursuant to Article 6 of Chapter 6
(commencing with Section 33670) of the Law and Section 16 of Article XVI of
the Constitution of the State of California, and as provided in the
Redevelopment Plan, including all payments and reimbursements, if any, to the
Agency specifically attributable to ad valorem taxes lost by reason of tax
exemptions and tax rate limitations.
Written Request of the Agency
"Written Request of the Agency" means an instrument in writing signed by
the Chairman or by any other officer of the Agency duly authorized by the
Agency for that purpose and by the Secretary, with the seal of the Agency
affixe,d.
Section 1.03. Equal Security. In consideration of the acceptance of
the Bonds by those who shall hold the same from time to time, this Resolution
shall be deemed to be and shall constitute a contract between the Agency and
the holders from time to time of the Bonds and Additional Bonds and interest
coupons appertaining thereto, and the covenants and agreements herein set
forth to be performed on behalf of the Agency shall be for the equal and
proportionate benefit, security and protection of all holders of the Bonds and
Additional Bonds and interest coupons without preference, priority or
distinction as to security or otherwise of any of the Bonds and Additional
Bonds or interest coupons over any of the others by reason of the number or
date thereof or the time of sale, execution and delivery thereof, or otherwise
for any cause whatsoever, except as expressly provided therein or herein.
ARTICLE II
THE BONDS
Section 2.01. Authorization. Bonds in the aggregate principal amount
of Twelve Million Dollars ($12,000,000) are hereby authorized to be issued by
the Agency under and subject to the terms of this Resolution and the
Constitution and laws of the State of California. This Resolution constitutes
a continuing agreement with the holders of all of the Bonds issued or to be
issued hereunder and then outstanding to secure the full and final payment of
principal and premiums, if any, and the interest on all Bonds which may from
time to time be executed and delivered hereunder, subject to the covenants,
agreements, provisions an'd conditions herein contained. The Bonds shall be
designated "The South San Francisco. Redevelopment Agency Gateway Redevelopment
Project 1982 Tax Allocation Bonds and Notes." The Bonds may be issued in such
series as from time to time shall be established and authorized by the Agency,
subject to the provisions and conditions herein contained.
Section 2.02. Terms of Bonds. The Bonds shall be dated March 1, 1982.
The Bonds may .be issued as coupon Bonds in the denomination of $5,000 or as
fully registered Bonds without coupons in denominations of $5,000 and any
integral multiple thereof, so long as no registered bond shall have principal
maturing in more than one year. The fully registered Bonds, the coupon Bonds
and the interest coupons appertaining thereto shall be substantially in the
forms hereinafter set forth.
The Bonds shall mature and become payable on December i in each yea~, as
follows:
Principal
Year Amount
1985 $ -0-
1986 300,000
1987 350,000
1988 400,000
1989 450,000
1990 500,000
1991 550,000
1992 600,000
1993 650,000
1994 700,000
2003 (Maturity) 7'500,000
The Bonds shall bear interest at the rates designated by the Agency at
the time of the sale of the Bonds, but not to exceed twelve percent (12%) per
annum, payable on December 1, 1982, and thereafter semiannually on June i and
December 1 in each year. Both the principal of and interest on the Bonds
shall be payable in lawful money of the United States of America at the
principal office of the Fiscal Agent in San Francisco, California, or, in the
case of coupon Bonds, at the option of the holder also at the principal office
of the Fiscal Agent.
The coupon Bonds shall be numbered i to 2400, inclusive, and shall bear
interest from March 1, 1982. The interest coupons attached to the coupon
Bonds shall be numbered in consecutive numerical order, and each such coupon
shall represent six months' interest on the Bond to which it is attached,
except for the first coupon which will be for nine (9) months. Payment of
interest on the coupon Bonds due on or before maturity of such Bonds shall be
made only upon presentation and surrender of the coupons representing such
interest as the same respectively fall due.
The fully registered Bonds shall bear interest from the interest payment
date next preceding the date of registration thereof unless such date of
registration is an interest payment date, in which event they shall bear
interest from such date, or unless such date of registration is prior to the
first interest payment date, in which event they shall bear interest from
March 1, 1982; provided, however, that if, at the time of registration of any
fully registered Bond, interest is in default on such Bond, such fully
registered Bond shall bear interest from the interest payment date to which
interest has previously been paid or made available for payment on such Bond.
Payment of the interest on any fully registered Bond shall be made to the
person whose name appers on the Bond registration books of the Fiscal Agent as
the registered owner thereof, such interest to be paid by check or draft
mailed to the registered owner at his address as it appears on such
registration books or at such address as he may have filed with the Fiscal
Agent for that purpose.
Section 2.03. Redemption. Bonds maturing on or before December 1,
1994, shall not be subject to redemption before their stated maturity. Bonds
maturing by their terms on December 1, 2003, are subject to redemption in part
by lot prior to their maturity date, upon published notice as hereinafter
provided, at the option of the Agency, on any June i or December i on or after
December 1, 1994, from any available source of funds, at a redemption price
equal to the principal am, ount thereof plus a premium equal to one-quarter of
one percent of said principal amount for each year or fraction of a year from
the redemption date to the maturity date of the Bonds; provided, however, that
in no'event shall such premium exceed two percent (2%) of the principal amount.
Any Additional Bonds issued pursuant to Section 3.06 of this Resolution
may be made subject to redemption prior to maturity, as a whole or in part, at
such time or times, and upon payment of the principal amount thereof and
accrued interest thereon plus such premium or premiums, if any, as may be
determined by the Agency in the Supplemental Resolution providing for the
issuance thereof. Such Supplemental Resolution shall provide that in the
event that some but less than all of the Bonds and of said Additional Bonds
outstanding issued pursuant to Section 3.06 of this Resolution are to be
redeemed at any one time, such Additional Bonds redeemed shall be in the
proportion that the principal amount of outstanding Additional Bonds bears to
the total principal amount of all the then outstanding Bonds and Additional
Bonds.
The Fiscal Agent shall cause notice of any redemption to be published
once not less than thirty nor more than sixty days prior to the date fixed for
redemption in a Financial Newspaper. Such notice shall state the redemption
date and the redemption price and, if less than all of the then outstanding
Bonds are to be called for redemption, shall designate the numbers of the
Bonds to be redeemed by giving the individual number of each Bond or by
stating that all Bonds between two stated numbers, both inclusive, or by
stating that all of the Bonds of one or more maturities have been called for
redemption, and shall require that such Bonds be then surrendered with all
interest coupons maturing on or subsequent to the redemption date, at the
option of the respective Holders thereof, at the office of the Fiscal Agent or
at the office of any Paying Agent, for redemption at the said redemption
price, giving notice also that further interest on such Bonds will not accrue
after the redemption date.
A similar notice shall be mailed by the Fiscal Agent to the respective
registered owners of any Bonds designated for redemption, at least thirty but
not more than sixty days prior to the redemption date, at their addresses
appearing on the Bond registration books in the office of the Fiscal Agent;
but such mailing shall not be a condition precedent to such redemption and
failure to mail or to receive any such notice shall not affect the validity of
the proceedings for the redemption of such Bonds.
If the numbers of Bonds to be redeemed include the numbers of coupon
Bonds reserved against a fully registered Bond of a denomination larger than
$5,000 (in the event only a portion of any such fully registered Bond is~then
called for redemption), then upon surrender of such fully registered Bond
redeemed in part only, the Agency shall execute and the Fiscal Agent shall
deliver to the registered owner, at the expense of the Agency, a new Bond or
Bonds, of the same series and maturity, of authorized denominations in
aggregate principal amount equal to the unredeemed portion of the Bond or
Bonds with all unmatured coupons appertaining thereto or a fully registered
Bond or Bonds without coupons.
After the date fixed for redemption, if notice of such redemption shall
have been duly published and funds available for the payment of the principal
of and interest (and premium, if any) on the Bonds so called for redemption
shall have been duly provided, such Bonds so called shall cease to be entitled
to any benefit under this Resolution other than the right to receive payment
of the redemption price, and no interest shall accrue thereon on or after the
redemption date specified in such notice.
Whenever any Bonds are to be selected for redemption by lot, the Fiscal
Agent shall determine, in any manner deemed by it to be fair, the numbers of
the Bonds to be redeemed, and shall notify the Agency thereof.
The Fiscal Agent shall determine, in sufficient time to give the notices
required by this Section, what sums will be available on the next interest
payment date in accordance with this Resolution, and shall cause notice to be
given in accordance with such determination. Any notice of redemption may be
10
cancelled if for any reason funds are not available on the date fixed for
redemption for the payment in full of the Bonds then called for redemption.
All Bonds redeemed pursuant to this Section and the appurtenant coupons,
if any, and all Bonds purchased by the Fiscal Agent pursuant to Section 4.03
and the appurtenant coupons, if any, shall be cancel led and shall be
surrendered to the Agency.
Section 2.04. Form of Bonds. The coupon Bonds, the interest coupons to
be attached thereto, the fully registered Bonds, the form of Fiscal Agent's
certificate of authentication and registration, corresponding coupon Bond
endorsement, and assignment to appear thereon, shall be substantially in the
following forms, respectively, with necessary or appropriate variations,
omissions and insertions, as permitted or required by this Resolution:
(FORM OF COUPON BOND)
No. $5,000
UNITED STATES OF AMERICA
STATE OF CALIFORNIA
COUNTY OF SAN MATEO
THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY
GATEWAY REDEVELOPMENT PROJECT
1982 TAX ALLOCATION BOND
THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY, a public body, corporate
and politic, duly organized and existing under and by virtue of the laws of
the State of California (the "Agency"), for value received, hereby promises to
pay to the bearer hereof the principal sum of FIVE THOUSAND DOLLARS ($5,000)
on December 1, (subject to any right of prior redemption hereinafter
expressly reserve-~, together with interest on such principal sum from the
date hereof until payment of such principal sum in full, at the rate of
percen.t (. %) per annum, payable on December 1, 1982, and thereafter
semiannualllon June i and December I in each year, but only, in the case of
interest due on or before maturity, upon presentation and surrender, and
according to the tenor, of the respective interest coupons hereto attached as
they severally mature. Both the principal of and interest on this Bond are
payable in lawful money of the United States of America at the principal
office of (the "Fiscal Agent") in San Francisco,
California, or at the principal office of , the
Paying Agent of the Agency in New York, New York, or at the principal office
of , the Paying Agent of the Agency in ,
, at the option of the holder.
This Bond is one of a duly authorized issue of The South San Francisco
Redevelopment Agency Gateway Redevelopment Projects 1982 Tax Allocation Bonds
and Notes (the "Bonds"), limited in aggregate principal amount to Twelve
Million Dollars ($12,000,000), and consists or may consist of varying
denominations, numbers, maturities, interest rates, redemption and other
provisions, all issued and to be issued pursuant to the Constitution and the
laws of the State of California, including the Community Redevelopment Law
(being Part i of Division 24 of the Health and Safety Code of the State of
California) and the acts amendatory thereof and supplemental thereto, and
pursuant to a resolution (the "Resolution") adopted by the Agency on December
16, 1981. All of the Bonds are equally and ratably secured in accordance with
the terms and conditions of the Resolution, to which reference is hereby made
for a specific description of the security therein provided and of the nature,
extent and manner of enforcement of such security, and a statement of the
rights of the bearers and registered owners of the Bonds, to all of the
provisions of which the bearer of this Bond, by acceptance of this Bond,
consents and agrees.
The Bonds are issued by the Agency to aid in financing the redevelopment
of the Gateway Redevelopment Project, a duly designated redevelopment project
area, in South San Francisco, California, and are special obligations of the
Agency, secured by a first and exclusive pledge of the Tax Revenues (as such
term is defined in the Resolution), all as more particularly set forth in the
Resolution.
The Agency hereby covenants and warrants that, for the payment of this
Bond together with all other Bonds issued under the Resolution and interest
thereon when due, there has been created and will be maintained in said office
of the Fiscal Agent, in San Francisco, California, a special fund (the
"Special Fund") into which all the Tax Revenues shall be deposited to pay the
principal of the Bonds when due, and to pay interest on the Bonds when~due,
and as a superior and irrevocable charge the Agency has allocated the Tax
Revenues to the payment of the Bonds (and any Additional Bonds authorized by
the Resolution) and will pay promptly when due the principal of and interest
on this Bond and all other Bonds of this issue out of the Special Fund, all in
accordance with the terms hereof and the provisions set forth in the
Resolution. Additional Bonds payable from the Tax Revenues may be issued on a
parity with the Bonds of this authorized issue, but only subject to the
conditions and limitations contained in the Resolution.
Bonds maturing on or before December 1, 1994, are not subject to
redemption before their stated maturity. Bonds maturing on or after December
1, 2003, are subject to redemption in part by lot prior to their maturity
date, upon published notice as hereinafter provided, at the option of the
Agency, on any June i or December 1 on or after December 1, 1994, from any
available source of funds as provided in the Resolution, at a redemption price
equal to the principal amount thereof plus a premium equal to one-quarter of
one percent of said principal amount for each year or fraction of a year from
the redemption date to the maturity date of the Bonds; provided, however, that
in no event shall such premium exceed two percent (2%) of the principal amount.
The Bonds are issuable as coupon Bonds in the denomination of $5,000 and
as fully registered Bonds without coupons in denominations of $5,000 and any
integral multiple thereof, so long as no registered Bond shall have principal
maturing in more than one year. Subject to the limitations and conditions and
12
upon payment of the charges, if any, as provided in the Resolution, fully
registered Bonds may be exchanged for a like aggregate principal amount of
coupon Bonds or for a like aggregate principal amount of fully registered
Bonds of other authorized denominations, and coupon Bonds may be exchanged for
a like aggregate principal amount of fully registered Bonds of authorized
denomi nations.
This Bond and the coupons appertaining hereto are negotiable amd
transferable by delivery, and the Agency, the Fiscal Agent and any Paying
Agent may treat the bearer hereof, or the bearer of any coupon appertaining
hereto, as the absolute owner hereof or of such coupon, as the case may be,
for all purposes, whether or not this Bond or such coupon shall be overdue,
and the Agency, the Fiscal Agent and any Paying Agent shall not be affecteci by
any notice to the contrary.
The rights and obligations of the Agency and of the Holders
registered owners of the Bonds may be modified or amended at any time in the
manner, to the extent and upon the terms provided in the Resolution, but no
such modification or amendment may (1) extend the maturity hereof or reduce
the interest rate hereon, or otherwise alter or impair the obligation of the
Agency to pay the principal hereof, or interest hereon, or any 'premium payable
on the redemption hereof, at the time and place and at the rate provided
herein, without the express consent of the holder of this Bond, or (2) permit
the creation by the Agency of any mortgage, pledge or lien upon the Tax
Revenues superior to or on a parity with the pledge and lien herein and in the
Resolution created for the benefit of the Bonds, or reduce the percentage of
Bonds required for the affirmative vote or written consent to an amendment or
modification, or (3) modify any of the rights or obligations of the Fiscal
Agent or of any Paying Agent without its written consent thereto; all as more
fully set forth in the Resolution.
This Bond is not a debt of the City of South San Francisco, the State of
California, or any of its political subdivisions, and neither said City, said
State,. nor any of its politicial subdivisions is liable hereon, nor in any
event shall this Bond be payable out of any funds or properties other than
those of the Agency. The Bonds do not constitute an indebtedness within the
meaning of any constitutional or statutory debt limitation or restriction.
It is hereby certified that all of the acts, conditions and things
required to exist, to have happened and to have been performed precedent to
and in the issuance of this Bond do exist, have happened and have been
performed in due time, form and manner as required by law.
IN WITNESS WHEREOF, The South San Francisco Redevelopment Agency has
caused this Bond to be executed in its name and on its behalf by its Chairman
and its Secretary, and the seal of the Agency to be reproduced hereon, and
13
coupons for said interest, bearing the facsimile signature of its Secretary,
to be attached hereto, and this Bond to be dated March 1, 1982.
THE SOUTH SAN FRANCISCO REDEVELOPMENT
AGENCY
By
Chairman
By
Secretary
(S E A L)
(FORM OF INTEREST COUPON)
Coupon No.
THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY on ,
(subject to any right of prior redemption reserved in the
Bonds herein mentioned) will pay (but only out of the Tax
Revenues referred to in said Bond) to Bearer, at the option
of ~he holder, at the principal office of the Fiscal Agent,
, in San Francisco, California, or at
the principal office of ,
Paying Agent of the Agency in New York, New York, or at the
principal office of , Paying Agent of
the Agency in , , upon surrender hereof, the
sum set forth herein in lawful money of the United States of
America, being interest then due on The South San Francisco $
Redevelopment Agency Gateway Redevelopment Project 1982 Tax
Allocation Bonds and Notes, dated March 1, 1982. No.
Secretary of The South San Francisco
Redevelopment Agency
14
(FORM OF FULLY REGISTERED BOND)
No. R $
UNITED STATES OF AMERICA
STATE OF CALIFORNIA
COUNTY OF SAN MATEO
THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY
GATEWAY REDEVELOPMENT PROJECT
1982 TAX ALLOCATION BOND AND NOTE
THE SOUTH SAN FRANCISCO REDEVELOPMENT AGENCY, a public body, corporate
and politic, duly organized and existing under and by virtue of the laws of
the State of California (the "Agency"), for value received hereby promises to
pay to or registered
assigns, the principal sum of Dollars
($ ) on December 1, (subject to any right of prior redemption
hereinafter expressly reserved),-~-6~ to pay interest thereon from the interest
payment date next preceding the date of registration of this Bond (unless ttliS
Bond is registered on an interest payment date, in which event it shall bear
interest from such date, or unless this Bond is registered prior to to June 1,
1982, in which event it shall bear interest from March 1, 1982) until payment
of such principal sum in full at the rate of percent ( %) per annum,
payable on December 1, 1982, and thereafter '"~emiannually on June 1 and
December i in each year. Both principal of and interest on this Bond are
payable in lawful money of the United States of America at the principal
office of (the "Fiscal Agent") in San Francisco,
California.
This Bond is one of a duly authorized issue of The South San Francisco
Redevelopment Agency Gateway Redevelopment Projects 1982 Tax Allocation Bonds
and Notes (the "Bonds"), limited in aggregate principal amount
of Dollars ($ ) and consists or
may consist of varying denominations, numbers, maturities, interest rates,
redemption and other provisions, all issued and to be issued pursuant to the
Constitution and laws of the State of California, including the Community
Redevelopment Law (being Part i of Division 24 of the Health and Safety Code
of the State of California) and the acts amendatory thereof and supplemental
thereto, and pursuant to a resolution (the "Resolution") adopted by the Agency
on December 16, 1981. All of the Bonds are equally and ratably secured in
accordance with the terms and conditions of the Resolution, to which reference
is hereby made for a specific description of the security therein provided and
of the nature, extent and manner of enforcement of such s'ecurity, and a
statement of the rights of the bearers and registered owners of the Bonds, to
all of the provisions of which the registered owner of this Bond, by
acceptance of this Bond, consents and agrees.
The Bonds are issued by the Agency to aid in financing the redevelopment
of the Gateway Redevelopment Project, a duly designated redevelopment project
15
area, in South San Francisco, California, and are special obligations of the
Agency, secured by a first and exclusive pledge of the Tax Revenues (as such
term is defined in the Resolution), all as more particularly set forth in the
Resolution.
The Agency hereby covenants and warrants that, for the payment of this
Bond together with all other Bonds issued under the Resolution and interest
thereon when due, there has been created and will be maintained in said office
of the Fiscal Agent, in San Francisco, California, a special fund (the
"Special Fund") into which all the Tax Revenues shall be deposited to pay the
principal of the Bonds when due, and to pay interest on the Bonds when due,
and as a superior and irrevocable charge the Agency has allocated the Tax
Revenues to the payment of the Bonds (and any Additional Bonds authorized by
the Resolution) and will pay promptly when .due the principal of and interest
on this Bond and all other Bonds of this issue out of the Special Fund, all in
accordance with the terms hereof and the provisions set forth in the
Resolution. Additional Bonds payable from the Tax Revenues may be issued on a
parity with the Bonds of this authorized issue, but only subject to the
conditions and limitations contained in the Resolution.
Bonds maturing on or before December 1, 1994, are not subject to
redemption before their stated maturity. Bonds maturing on December 1, 2003,
are subject to redemption in part by lot prior to their maturity date, upon
published notice as hereinafter provided, at the option of the Agency, on any
June 1 or December 1 on or after December 1, 1994, from any available source
of funds as provided in the Resolution, at a redemption price equal to the
principal amount thereof plus a premium equal to one-quarter of one percent of
said principal amount for each year or fraction of a year from the redemption
date to the maturity date of the Bonds; provided, however, that in no event
shall such premium exceed two percent (2%) of the principal amount.
The Bonds are issuable as coupon Bonds in the denomination of $5,000 and
as fully registered Bonds without coupons in denominations of $5,000 and any
integral multiple thereof, so long as no registered Bond shall have principal
maturing in more than one year. Subject to the limitations and conditions and
upon payment of the charges, if any, as provided in the Resolution, fully
registered Bonds may be exchanged for a like aggregate principal amount of
coupon Bonds or for a like aggregate principal amount of fully registered
Bonds of other authorized denominations, and coupon Bonds may be exchanged for
a like aggregate principal amount of fully registered Bonds of authorized
denominations.
This Bond is transferable by the registered owner hereof, in person or
by his attorney duly authorized in writing, at said office of the Fiscal
Agent, but only in the manner, subject to the limitations and upon payment of
the charges provided in the Resolution, and upon surrender and cancellation of
this Bond. Upon such transfer a new fully registered Bond or Bonds without
coupons, of authorized denomination or denominations, for the same aggregate
principal amount will be issued to the transferee in exchange herefor.
16
The Agency and the Fiscal Agent may treat the registered owner hereof as
the absolute owner hereof for all purposes, and the Agency and the Fiscal
Agent shall not be' affected by any notice to the contrary.
The rights and obligations of the Agency and of the Holders and
registered owners of the Bonds may be modified or amended at any time in the
manner, to the extent and upon the terms provided in the Resolution, but no
such modification or amendment may (1) extend the maturity hereof or reduce
the interest rate hereon, or otherwise alter or impair the obligation of the
Agency to pay the principal hereof, or interest hereon, or any premium payable
on the redemption hereof, at the time and place and at the rate and in the
currency provided herein, without the express consent of the holder of this
Bond, or (2) permit the creation by the Agency of any mortgage, pledge or lien
upon the Tax Revenues (hereinbefore referred to) superior to or on a parity
with the pledge and lien herein and in the Resolution created for the benefit
of the Bonds, or reduce the percentage of Bonds required for the affirmative
vote or written consent to an amendment or modification, or (3) modify any of
the rights or obligations of the Fiscal Agent without its written consent
thereto; all as more fully set forth in the Resolution.
This Bond is not a debt of the City of South San Francisco, the State of
California, or any of its political subdivisions, and neither said City, said
State, nor any of its political subdivisions is liable hereon, nor in any
event this Bond be payable out of any funds or properties other than those of
the Agency. The Bonds do not constitute an indebtedness within the meaning of
any constitutional or statutory debt limitation or restriction.
It is hereby certified that all of the acts, conditions or things
required to exist, to have happened and to have been performed precedent to
and in the issuance of this Bond do exist, have happened and have been
performed in due time, form and manner as required by law.
This Bond shall not be entitled to any benefit under the Resolution, or
become valid or obligatory for any purpose, until the certificate of
authentication and registration hereon endorsed shall have been signed by the
Fiscal Agent.
IN WITNESS WHEREOF, The South San Francisco Redevelopment Agency has
caused this Bond to be executed in its name and on its behalf by its Chairman
17
and its Secretary, and the seal of the Agency to be reproduced hereon, and
this Bond to be dated , .
THE SOUTH SAN FRANCISCO REDEVELOPMENT
AGENCY
By
Chairman
(S E A L) By
Secretary
18
(FORM OF FISCAL AGENT'S CERTIFICATE OF AUTHENTICATION
AND REGISTRATION TO APPEAR ON REGISTERED BONDS)
This is one of the Bonds described in the within-mentioned Resolution
and authenticated and registered this ~day of , .
as Fiscal Agent
By
Authorized Officer
(FORM OF CORRESPONDING COUPON BOND ENDORSEMENT)
Notice: No writing below except by the Fiscal Agent
This Registered Bond is issUed in lieu of or in exchange for Coupon
Bond(s) of this issue, interest rate and maturity,
numbered in the denominaton of $5,000 each not
contemporaneously outstanding aggregating the face value hereof;
and Coupon Bond(s) of this issue and of the same interest rate and
maturity aggregating the face value.hereof and bearing the above
number(s) which has (have) been reserved for such Coupon Bond(s)
will be issued in exchange for this Registered Bond upon surrender
and cancellation thereof and upon payment of charges, all as
provided in the within-mentioned Resolution.
(FORM OF ASSIGNMENT)
~or 'value received the undersigned do(es) hereby sell, assign and
transfer unto the within Registered Bond and hereby
irrevocably constitute and appoint attorney, to transfer the
same on the books of the Fiscal Agent with full power of substitution in the
premises.
Dated: , .
Note: The signature(s) to this Assignment must correspond with the
name(s) as written on the face of the within Registered Bond
in every particular, without alteration or enlargement or any
change whatsoever.
19
Section 2.05. Execution of Bonds. The Bonds shall be executed on
.... behalf of the Agency by the signature of its Chairman and the signature of its
Secretary who are in office on the date of adoption of this Resolution or at
any time thereafter, and the seal of the Agency shall be impressed, imprinted
or reproduced by facsimile signature thereon. Either of such signatures may
be affixed by facsimile thereof, provided that one of such signatures shall be
manually signed on each Bond. The interest coupons attached to the Bonds
shall bear the facsimile signature of said Secretary. If any officer whose
signature appears on any Bond or coupon ceases to be such officer before
delivery of the Bonds to the purchaser, such signature, either on the Bonds or
the coupons, or on both, shall nevertheless be as effective as if the officer
had remained in office until the delivery of the Bonds to the purchaser. Any
Bond or coupon may be signed and attested on behalf of the Agency by such
persons as at the actual date of the execution of such Bond or coupon shall be
the proper officers of the Agency although on the date of such Bond or coupon
any such person shall not have been such officer of the Agency.
0nly such of the fully registered Bonds as shall bear thereon a
certificate of authentication and registration in the form hereinbefore
recited, executed and dated by the Fiscal Agent, shall be valid or obligatory
for any purpose or entitled to the benefits of this Resolution, and such
certificate of the Fiscal Agent shall be conclusive evidence that the Bonds so
registered have been duly authenticated, registered and delivered hereunder
and are entitled to the benefits of this Resolution.
Section 2.06. Transfer of Coupon Bonds. All coupon Bonds shall be
negotiable and transferable by delivery. The Agency, the Fiscal Agent and any
Paying Agent may treat the bearer of any coupon Bond, whether or not such Bond
shall be overdue, and the bearer of any coupon, whether or not such coupon
shall be overdue, as the absolute owner of such Bond or coupon for the purpose
of receiving payment thereof and for all other purposes whatsoever, and the
Agency, the Fiscal Agent and any Paying Agent shall not be affected by any
notice to the contrary.
Section 2.07. Transfer of Fully Registered Bonds. Any fully registered
Bond without coupons may, in accordance with its terms, be transferred, upon
the books required to be kept pursuant to the provisions of Section 2.09, by
the person in whose name it is registered, in person or by his duly authorized
attorney, upon surrender of such fully registered Bond for cancellation,
accompanied by delivery of a written instrument of transfer in a form approved
by the Fiscal Agent, duly executed.
Whenever any Bond shall be issued pursuant to this Resolution as a fully
registered Bond without coupons, there shall be reserved by the Fiscal Agent
unissued an aggregate principal amount of coupon Bonds, of the same maturity
and of the denomination of $5,000, equal to the principal amount of such
registered Bond, and in such case the nun~aer or numbers of the coupon Bond or
Bonds so reserved, together with an appropriate statement as to such
reservation, shall be endorsed on such registered Bond.
20
Whenever any fully registered Bond or Bonds without coupons shall be
surrendered for transfer, the Agency shall execute and the Fiscal Agent shall
deliver a new fully registered Bond or Bonds, for like ag§re§ate principal
amount, which shall have endorsed thereon the same coupon Bond number or
numbers, if any, so reserved.
No transfers of fully registered Bonds shall be required to be made
during the 15 days next preceding each interest payment date.
Section 2.08. Exchange of Bonds. Fully registered Bonds without
coupons may be exchanged at the principal office of the Fiscal Agent in San
Francisco, California, for a like aggregate principal amount of coupon Bonds
(or for a like aggregate principal amount of fully registered Bonds of other
authorized denominations) of the same maturity, and coupon Bonds may be
exchanged at said office of the Fiscal Agent for a like aggregate principal
amount of fully registered Bonds of authorized denominations of the same
maturity. All coupon Bonds surrendered for exchange and delivered in exchange
shall have attached thereto all unmatured coupons appertaining thereto
(together with any matured coupons in default appertaining thereto). The
Fiscal Agent shall preserve coupon Bonds surrendered to it for exchange, and
may subsequently reissue said coupon Bonds in exchange for a like aggregate
principal amount of fully registered Bonds, as hereinabove provided, after
detaching all matured interest coupons appertaining thereto. The Agency may
charge a sum not exceeding its reasonable costs for each new Bond issued upon
any exchange (except in the case of any exchange of temporary Bonds for
definitive Bonds and except in the case of the first exchange of any
definitive Bond in the form in which it is originally issued) and the Fiscal
Agent shall require the payment by the Bondholder requesting such exchange of
any tax or other governmental charge required to be paid with respect to such
exchange.
No exchanges of fully registered Bonds for coupon Bonds or coupon Bonds
for fully registered Bonds shall be required to be made during the 15 days
next p.receding each interest payment date.
Section 2.09. Bond Register. The Fiscal Agent will keep or cause to be
kept, at its principal office in San Francisco, California, sufficient books
for the registration and transfer of the Bonds, which shall at all times be
open to inspection by the Agency; and, upon presentation for such purpose, the
Fiscal Agent shall, under such reasonable regulations as it may prescribe,
register or transfer or cause to be registered or transferred, on said books,
Bonds as hereinbefore provided.
Section 2.10. Temporary Bonds. The Bonds may be initially issued in
temporary form exchangeable for definitive Bonds when ready for delivery. The
temporary Bonds may be printed, l ithographed or typewritten, shall be of such
denominations as may be determined by the Agency, shall be without coupons and
may contain such reference to any of the provisions of this Resolution as may
be appropriate. Every temporary Bond shall be executed by the Agency upon the
same conditions and in substantially the same manner as the definitive Bonds.
21
If the Agency issues temporary Bonds it will execute and furnish definitive
Bonds without delay, and thereupon the temporary Bonds may be surrendered, for
cancellation, in exchange therefor at the principal office of the Fiscal Agent
in San Francisco, California, and the Fiscal Agent shall deliver in exchange
for such temporary Bonds an equal aggregate principal amount of definitive
coupon Bonds or definitive fully registered Bonds of authorized
denominations. Until so exchanged, the temporary Bonds shall be entitled to
the same benefits pursuant to this Resolution as definitive Bonds
authenticated and delivered hereunder.
Section 2.11. Bonds Mutilated, Lost, Destroyed or Stolen. If any Bond
shall become mutilated the Agency, at the expense of the owner of said Bond,
shall execute, and the Fiscal Agent shall thereupon deliver, a new Bond of
like tenor and number (having attached appropriate coupons corresponding to
those, if any, attached to the mutilated Bond) in exchange and substitution
for the Bond so mutilated, but only upon surrender to the Fiscal Agent of the
Bond so mutilated together with any unpaid coupons thereto appertaining.
Every mutilated Bond so surrendered to the Fiscal Agent shall be cancelled by
it and delivered to, or upon the order of, the Agency. If any Bond shall be
lost, destroyed or stolen, evidence of such loss, destruction or theft may be
submitted to the Agency and the Fiscal Agent and, if such evidence be
satsifactory to both and indemnity satisfactory to them shall be given, the
Agency, at the expense of the owner, shall execute, and the Fiscal Agent shall
thereupon deliver, a new Bond of like tenor and number (having attached
appropriate coupons corresponding to those, if any, annexed to the lost,
destroyed or stolen Bond) in lieu of and in substitution for the Bond so .lost,
destroyed or stolen. The Agency may require payment of a sum not exceeding
the actual cost of preparing each new Bond issued under this Section and of
the expenses which may be incurred by the Agency and the Fiscal Agent in the
premises. Any Bond or coupon issued under the provisions of this Section in
lieu of any Bond or coupon alleged to be lost, destroyed or stolen shall
constitute an original additional contractual obligation on the part of the
Agency whether or not the Bond or coupon so alleged to be lost, destroyed or
stolen be at any time enforceable by anyone, and shall be equally and
proportionately entitled to the benefits of this Resolution with all other
Bonds and coupons issued pursuant to this Resolution.
22
ARTICLE III
ISSUE OF BONDS; ADDITIONAJ_ BONDS
Section 3.01. Issuance of Bonds. At any time after the adoption of
this Resolution the Agency may sell and deliver Bonds in the aggregate
principal amount of Twelve Million ($12,000,000).
Section 3.02. Application of Proceeds of Sale of Bonds. Upon the
receipt of payment for any of the Bonds when the same shall have been sold by
the Agency, the proceeds thereof shall be paid to the Fiscal Agent which shall
forthwith set aside, pay over and deposit such proceeds as follows:
(1) The Fiscal Agent shall set aside in the Interest Account
established pursuant to Section 4.03(1) an amount, including any
accrued interest or premium received upon the sale of the Bonds,
sufficient to pay interest on the Bonds coming due December 1,
1982, as set forth in a Written Request of the Agency delivered to
the Fiscal Agent on the date of issuance of the Bonds.
(2) The Fiscal Agent shall set aside in the Reserve Account established
pursuant to Section 3.03 a sum equal.to Average Annual Debt Service
on the Bonds.
(3) The Fiscal Agent shall transfer the remainder of such proceeds to
the Treasurer of the Agency who shall deposit said sum in the
Revelopment Fund established by the Agency pursuant to Section 3.05.
Section 3.03. Reserve Account. There is hereby created within the
Special Fund established pursuant to Section 4.02 a fund to be known as the
"Gateway Redevelopment Project Reserve Account" (the "Reserve Account"), which
the Agency covenants and agrees to cause to be maintained and which shall be
held in trust by the Fiscal Agent. An amount equal to Average Annual Debt
Service on all outstanding Bonds shall be maintained in the Reserve Account,
and any deficiency therein shall be replenished from the first available
moneys in the Special Fund established pursuant to Section 4.02. The amount
required to be maintained in the Reserve Account may be increased by any
Supplemental Resolution establishing an additional series of Bonds pursuant to
Section 3.06.
Section 3.04. Redevelopment Fund. There is hereby created a fund to be
known as the "Gateway Redevelopment Project Redevelopment Fund" (the
"Redevelopment Fund"), which the Agency hereby covenants and agrees to cause
to be maintained and which shall be held in trust by the Treasurer of the
Agency. The moneys in the Redevelopment Fund shall be used in the manner
provided by law solely for the purpose of aiding in financing the Project.
The Agency shall pay moneys from the Redevelopment Fund upon receipt of
warrants drawn thereon and signed by at least one duly authorized officer or
member of the Agency. The Agency warrants that no withdrawal shall be made
23
from the Redevelopment Fund for any purpose not authorized by law. All or any
-- moneys in excess of that amount required to complete the Project may also be
transferred from the Redevelopment Fund to the Special Fund.
Section 3.05. Issuance of Additional Series of Bonds. In addition to
the Bonds, the Agency may, by Supplemental Resolution, establish one or more
additional series of Bonds to finance the Project in such principal amount as
shall be determined by the Agency. The Agency may deliver Additional Bonds of
the series so established subject to the following specific conditions which
are hereby made conditions precedent to the delivery of any such additional
series of Bonds issued under this Section:
(1) The Agency shall be in compliance with all covenants set forth in
this Resolution.
(2) The taxes eligible for allocation (pursuant to the Law and the
Constitution of the State of California and from which Tax Revenues
are derived) as shown on the equalized assessment roll next
preceding the issuance of such additional series, of Bonds, as
reported by the San Mateo County Auditor-Controller, shall be equal
to at least one and twenty-five hundredths (1.25) times the Average
Annual Debt Service on all series of Bonds and Additional Bonds
then outstanding and on the additional series of Bonds (except
refunding bonds issued to refund Bonds or Additional Bonds)
proposed to be issued. At the option of the Agency, there may be
added to such taxes the estimated amount of additional taxes
~-- eligible for allocation, based on the tax rates in effect on the
date on which the estimate is made, from the estimated assessed
valuations of improvements the construction of which has commenced
and will be completed within twenty-four months following the date
of issuance of said additional series of Bonds, or have been
completed but which are not yet on the tax rolls, including any
increase in assessed valuation of the land underlying such
improvements, as such estimates are shown in an opinion of the San
Mateo County Assessor or Auditor-Controller, or the Report of an
Independent Real Estate Consultant or Independent Fi nancial
Consultant.
(3) The Agency shall have received from an Independent Certified Public
Accountant a certificate stating that the requirements of
subsection (2) of this Section 3.06 have been complied with, or a
certificate of the San Mateo County Auditor-Controller setting
forth such taxes.
(4) The Supplemental Resolution providing for the issuance of such
additional series of Bonds under this Section shall provide that:
(i) Interest on said additional series of Bonds shall be payable
on June i and December 1 in each year of the term of each such
additional series of Bonds except the first year, which may be
payable at the end of said year;
24
(ii) The principal of each such additional series of Bonds shall be
" payable on December I in any year in which principal is
payable;
(iii) Money shall be deposited in the Reserve Account from the
proceeds of the sale of said additional series of Bonds to
increase the amount on deposit in the Reserve Account to an
amount equal to the Average Annual Debt Service on the Bonds
and such additional series of Bonds; and
(iv) The proceeds of such additional series of Bonds shall be
applied solely for (i) the purpose of aiding in financing the
Project, including payment of~ all costs incidenl~al to or
connected with such financing and/or (ii) the purpose of
refunding any Bonds, including payment of all costs incidental
to or connected with such refunding.
(5) The Agency shall have received all required approvals or rulings
from any governmental authority having jurisdiction over such
series of Bonds or their terms, including, without limitation,
compliance with all requirements of the Department 'of the Treasury
of the United States.
Section 3.06. Validity of Bonds. The validity of the authorization and
issuance of the Bonds shall not be dependent upon the completion of the
Project or upon the performance by any person of his obligation with respect
to the Project.
25
ARTICLE IV
THE TAX REVENUES; SPECIAL FUND AND ACCOUNTS
Section 4.01. Pledge of Tax Revenues. The Bonds shall be secured by a
first pledge (which pledge shall be effected in the manner and to the extent
hereinafter provided) of all of the Tax Revenues and a pledge of all of the
moneys in the Interest Account, the Principal Account, the Sinking Account and
the Reserve Account. The Tax Revenues are hereby allocated in their entirety
to the payment of the principal of and interest on the Bonds and, until the
payment in full thereof, the Tax Revenues shall be applied solely to the
payment of such principal and interest and to transfer to the Reserve Account
for the purposes outlined in Section 3.03; except that out of the Tax Revenues
may be apportioned such amounts for such other purposes as are expressly
permitted by Section 4.03. The pledge and allocation of Tax Revenues is for
the exclusive benefit of the Bonds and shall be irrevocable until all of the
Bonds and all of their appurtenant coupons have been paid and retired or
provision made therefor. The Agency will not issue any obligation or security
superior to or on a parity with the Bonds authorized pursuant to Section 2.01,
howsoever denominated, payable in whole or in part from the Tax Revenues which
are hereby pledged to the payment of the principal of and interest on the
Bonds (other than Additional Bonds or refunding bonds issued solely for the
purpose of refunding all of the then outstanding Bonds and Additional Bonds),
until all of the Bonds and all of their appurtenent coupons have been paid and
retired or provision made therefor.
Section 4.02. Special Fund. There is hereby created a special fU~d to
be known as the "Special Fund", which the Agency hereby covenants and agrees
to cause to be maintained and which shall be held in trust by the Fiscal
Agent. The Agency shall pay or cause to be paid to the Fiscal Agent all of
the Tax Revenues and the Agency covenants that it will, so far as permitted by
law, authorize and direct, and does hereby authorize and direct, the payment
of such Tax Revenues when collected for the account of the respective taxing
agencies or by the official who collected such Tax Revenues on behalf
thereof. All Tax Revenues at any time paid into the Special Fund shall be
held by the Fiscal Agent in trust for the benefit of the Holders and
registered owners from time to time of the Bonds and of the coupons
appertaining thereto, and shall be disbursed, allocated and applied solely for
the uses and purposes hereinafter in this Article IV set forth. So long as
any of the Bonds are Outstanding, the Agency shall not have any beneficial
right or interest in the Tax Revenues, except only as in this Resolution
provided, and such moneys shall be used and applied by the Fiscal Agent as
hereinafter set forth in this Article IV.
Section 4.03. Establishment and Maintenance of Accounts for Revenues;
Use and Withdrawal of Revenues. All Tax Revenues in the Special Fund shall .be
set aside by the Fiscal Agent in the following respective special accounts
(each of which is hereby created within the Special Fund and each of which the
Agency covenants and agrees to cause to be maintained) or in the Reserve
26
Account (established pursuant to Section 3.03) in the following order of
priority:
(1) Interest Account,
(2) Principal Account,
(3) Reserve Account,
(4) Sinking Account
(5) Surplus.
All Tax Revenues in each of said accounts shall be held in trust by the Fiscal
Agent and shall be applied, used and withdrawn only for the purposes
hereinafter authorized in this Section 4.03.
(1) Interest Account. On or before the last day of each May and
November, beginning November 30, 1982, and so long as the Bonds
remain Outstanding, the Fiscal Agent shall set aside from the
Special Fund, in the Interest Account an amount which, when added
to the amount contained in the Interest Account on that date, will
be equal to the aggregate amount of the interest becoming due and
payable on the Outstanding Bonds on the next succeeding interest
payment date. No deposit need be made into the Interest Account if
the amount contained therein is at least equal to the interest to
become due on the next succeeding interest payment date upon all of
the Bonds issued hereunder and then Outstanding. All moneys in the
Interest Account shall be used and withdrawn by the Fiscal Agent
solely for the purpose of paying the interest on the Bonds as it
shall become due and payable (including accrued interest on any
Bonds purchased or redeemed prior to maturity pursuant to this
Resolution).
'(2) Principal Account. On or before November 30 (commencing November
30, 1986), the Fiscal Agent shall set aside from the Special Fund
in the Principal Account an amount which, when added to the amount
contained in the Principal Account on that date, will be equal to
the principal next becoming due and payable on the Outstanding
Serial Bonds. No deposit need be made into the Principal Account
if the amount contained therein is at least equal to the principal
to become due on the next succeeding December i upon all of the
Serial Bonds issued hereunder and then Outstanding. All moneys in
the Principal Account shall be used and withdrawn by the Fiscal
Agent solely for the purpose of paying the principal on the Serial
Bonds as it shall become due and payable.
(3) Reserve Account. On or before November 30 of each year, beginning
on November 30, 1982, the Fiscal Agent shall set aside from the
Special Fund and deposit in the Reserve Account an amount of money
27
that shall be required to maintain in the Reserve Account the full
amount of the Average Annual Debt Service or such larger amount as
shall be required to be maintained in the Reserve Account by any
Supplemental Resolution. No deposit need be made in the Reserve
Account so long as there shall be on deposit therein a sum equal to
at least the amount required by this paragraph to be on deposit
therein. All money in the Reserve Account shall be used anti
withdrawn by the Fiscal Agent solely for the purpose of
replenishing the Interest Account, the Principal Account or the
Sinking Account, in such order, in the event of any deficiency at
any time in any of such accounts, or for the purpose of paying the
interest on or principal of or redemption premiums, if any, on the
Bonds in the event that no other money of the Agency is lawfully
available therefor, or for the retirement of all the Bonds then
Outstanding, except that so long as the Agency is not in default
hereunder, any amount in the Reserve Account in excess of the
amount required by this paragraph to be on deposit therein may be
withdrawn from the Reserve Account and deposited in the Special
Fund.
(4) Sinking Account. On or before November 30 of each year, beginning
on November 30, 1995, the Fiscal Agent shall, but only to the
extent of available Tax Revenues, set aside from the Special Fund
and deposit in the Sinking Account an amount which, when added to
the amount contained in the Sinking Account on that date, will be
equal to the aggregate amount of the minimum sinking account
payments required to be on deposit therein in such year, as set
forth in the following table:
Year Ending Minimum Sinking
on December i Account Payment
1995 $ 750,000
1996 750,000
1997 800,000
1998 800,000
1999 800,000
2000 800,000
2001 900,000
2002 900,000
2003 (Maturity) 1,000,000
In the event that available Tax Revenues shall in any year be
insufficient to make the minimum sinking account payment then
required, such deficiency shall be made up from the first available
Tax Revenues in succeeding years, and the failure to make such
payment in full shall not be deemed an event of default within the
meaning of Section 8.01.
28
In addition to the foregoing minimum sinking account payments, the
.... Fiscal Agent shall set aside from the Special Fund and deposit in
the Sinking Account on or before Noven~er 30 of each year,
beginning on November 30, 1982, all remaining amounts of Tax
Revenues not permitted to be treated as surplus as provided herein.
All money in the Sinking Account on April i and October 1 of any
year, beginning on October 1, 1994, shall be used and withdrawn by
the Fiscal Agent on the next succeeding interest payment date for
the redemption prior to maturity or payment at maturity of Bonds
maturing on December 1, 2003, and the Agency hereby covenants and
agrees with the Holders of the Bonds to call and redeem Bonds
maturing on December 1, 2003, from the Sinking Account pursuant to
this paragraph and pursuant to Section 2.03 hereof whenever, on
April i or October i of any year, beginning on October 1, 1994,
there is money in the Sinking Account available for such purpose as
provided in this paragraph.
Such amounts may also be used and withdrawn by the Fiscal Agent,
upon the Written Request of the Agency, for the purchase of Bonds
at public or private sale as and when and at such prices (including
brokerage and other charges, but excluding accrued interest, which
is payable from the Interest Account) as it may in its discretion
determine, but not to exceed the principal amount of such Bonds
plus the redemption premium applicable on the next ensuing
redemption date. All Bonds purchased pursuant to this section and
the appurtenant coupons, if any, shall be cancelled.
(5) Surplus. On or after July 1, but in no event later than July 31,
of each Fiscal Year, the Fiscal Agent shall determine the amount of
taxes eligible for allocation (pursuant to the Law and the
Constitution of the State of California and from which Tax Revenues
are derived) as shown on the equalized assessment roll next
· preceding such date as reported by the San Mateo County
Auditor-Controller, and shall deduct from such amount (1) the
amount estimated to be required next for deposit into the Reserve
Account to maintain therein the amount required by this Resolution
and any Supplemental Resolution, and (2) one hundred twenty-five
percent (125%) of the amounts estimated to be required for deposit
into the Interest Account, the Principal Account and (for the
purpose of making any required minimum sinking account payments)
the Sinking Account on the next May 31 and November 30; and the
Fiscal Agent shall promptly notify the Agency of the amount so
determined. The Agency may, within 30 days following receipt of
such notification, direct that all or any portion of such amount be
paid to the Agency for any lawful purpose of the Agency; provided
that the Agency may direct the Fiscal Agent to pay all or any
portion of such amount to the San Mateo County Auditor-Controller
for payment into the funds of the taxing agencies levying ad
valorem property taxes upon property within the Project Area.
29
ARTICLE V
OTHER COVENANTS OF THE AGENCY
Section 5.01. Punctual Payment. The Agency will punctually pay or
cause to be paid the principal and interest to become due in respect of all
the Bonds, in strict conformity with the terms of the Bonds and of this
Resolution, and it will faithfully observe and perform all of the conditions,
covenants and requirements of this Resolution and all Supplemental Resolutions
and of the Bonds. Nothing herein contained shall prevent the Agency from
making advances of its own moneys howsoever derived to any of the uses or
purposes referred to herein.
Section 5.02. Extension of Bonds and Coupons. The Agency will not,
directly or indirectly, extend or consent to the extention of the time for the
payment of any Bond or any coupon appertaining to or claim for interest on any
of the Bonds and will not, directly or indirectly, be a party to approve any
such arrangement by purchasing or funding the Bonds, coupons or claims for
interest or in any other manner. In case the maturity of any such Bond,
coupon or claim for interest shall be extended or funded, whether or not with
the consent of the Agency, such Bond, coupon or claim for interest so extended
or funded shall not be entitled, in case of default hereunder, to the benefits
of this Resolution, except subject to the prior payment in full of the
principal of all of the Bonds then Outstanding and of all coupons and claims
for interest which shall not have been so extended or funded.
Section 5.03. Against Encumbrances. The Agency will not encumber,
pledge or place any charge or lien upon any of the Tax Revenues superior to or
on a parity with the pledge and lien herein created for the benefit of the
Bonds, except as permitted by this Resolution.
Section 5.04. Management and Operations of Properties. The Agency will
manage and operate all properties owned by the Agency and comprising any part
of the Project in a sound and businesslike manner, and will keep such
properties' insured at all times in conformity with sound business practice.
Section 5.05. Payment of Claims. The Agency will pay and discharge, or
cause to be paid and discharged, any and all lawful claims for labor,
materials or supplies which, if unpaid, might become a lien or charge upon the
properties owned by the Agency or upon the Tax Revenues or any part thereof,
or upon any funds in the hands of the Fiscal Agent or any Paying Agent, or
which might impair the security of the Bonds. Nothing herein contained shall
require the Agency to make any such payment so long as the Agency in §ood
faith shall contest the validity of said claims.
Section 5.06. Books and Accounts; Financial Statement. The Agency will
keep, or cause to be kept, proper books of record and acounts, separate from
all other records and accounts of the Agency and the City of South San
Francisco, in which complete and correct entries shall be made of all
transactions relating to the Project and to the Tax Revenues. Such books of
3O
record and accounts shall at all times during business hours be subject to the
inspection of the Holders of not less than ten percent (10%) of the principal
amount of the Bonds then Outstanding, or their representatives authorized in
writing.
The Agency will cause to be prepared and filed with the Fiscal Agent
annually, within one hundred and twenty (120) days after the close of that
Fiscal Year so long as any of the Bonds are Outstanding, complete financial
statements with respect to that Fiscal Year showing the Tax RevenUes, all
disbursements from the Tax Revenues and the financial condition of the
Project, including the balances in all funds and accounts relating to the
Project, as of the end of such Fiscal Year, which statement shall be
accompanied by a certificate or opinion in writing of an Independent Certified
Public Accountant. The Agency will furnish a copy of such statements to any
Bondholder upon request.
Section 5.07. Protection of Security and Rights of Bondholders. The
Agency will preserve and protect the security of the Bonds and the rights of
the Bondholders, and will warrant and defend their rights against all claims
and demands of all persons. From and after the sale and delivery of any of
the Bonds by the Agency, the Bonds and coupons appertaining thereto 'shall be
incontestable by the Agency.
Section 5.08. Payments of Taxes and Other Charges. Subject to the
provisions of Section 5.11 hereof, the Agency will pay and discharge, or cause
to be paid and discharged, all taxes, service charges, assessments and other
governmental charges which may hereafter be lawfully imposed upon the Agency
or the properties then owned by the Agency in the Project Area, or upon the
Revenues therefrom, when the same shall become due. Nothing herein contained
shall require the Agency to make any such payment so long as the Agency in
good faith shall contest the validity of said taxes, assessments or charges.
The Agency will duly observe and conform with all valid requirements of any
governmental authority relative to the Project or any part thereof.
Section 5.09. Completion of Project. The Agency will commence, and
will continue to completion, with all practicable dispatch, the Project, and
the Project will be accomplished and completed in a sound and economical
manner and in conformity with the Redevelopment Plan and the Law.
Section 5.10. Taxation of Leased Property. Whenever any property in
either of the Project Area has been redeveloped and thereafter is leased by
the Agency to any person or persons (other than the City of South San
Francisco or the County of San Mateo) or whenever the Agency leases real
property in the Project Area to any person or persons for redevelopment, the
property shall be assessed and taxed in the same manner as privately owned
property (in accordance with Section 33673 of the Health and Safety Code of
the State of California), and the lease or contract shall provide (1) that the
lessee shall pay taxes upon the assessed value of the entire property and not
merely upon the assessed value of his or its leasehold interest, and (2) that
if for any reason the taxes paid by the lessee on such property in any year
31
during the term of the lease or contract shall be less than the taxes which
would have been payable upon the assessed value of the entire property if the
property were assessed and taxed in the same manner as privately owned
property, the lessee shall pay such difference to the Fiscal Agent within
thirty days after the taxes for such year become payable to the taxing
agencies and in any event prior to the delinquency date of such taxes
established by law. All such payments to the Fiscal Agent shall be treated as
Tax Revenues and shall be deposited by the Fiscal Agent in the Special Fund.
Section 5.11. Amendment of Redevelopment Plan and Disposition of
Property. (1) The Agency will not authorize the disposition of any land or
real property in the Project Area to anyone which will result in such property
becoming exempt from taxation because of public ownership or use or otherwise
(except property planned for such ownership or use by the Redevelopment Plan
in effect on the date of this Resolution) so that such disposition shall, when
taken together with other such dispositions, aggregate more than ten percent
(10%) of the land area in the Project Area unless the Redevelopment Plan is
amended with the approval of the Fiscal Agent as hereinafter provided in this
Section 5.11. If the Agency proposes to make such a disposition, it shall
propose an amendment to such Redevelopment Plan which expressly provides for
the disposition of such real property with such an effect and shall apply to
the Fiscal Agent for approval of said proposed amendment. The Agency shall
thereupon appoint a reputable Independent Financial Consultant and direct said
consultant to report on the effect of said proposed disposition. If the
Report of the Independent Financial Consultant concludes that the security of
the Bonds or the rights of the Bondholders will not be materially impaire~d by
said proposed disposition, and that taxes allocated to the Agency will not be
significantly diminished by the proposed disposition, the Fiscal Agent shall
approve the proposed amendment and the Agency may thereafter adopt the
amendment (pursuant to all applicable provisions of the Law) and make the
disposition. If said Report concludes that taxes allocated to the Agency will
be significantly diminished or that such security will be materially impaired
by said proposed disposition, the Fiscal Agent shall either disapprove said
proposed amendment, or, in its discretion and as a condition precedent to its
approval of said proposed amendment, declare that the requirements set forth
in subsection (2) of this Section 5.11 must be required by the amendment to be
imposed on any new owner or owners who acquire real property pursuant to
dispositions authorized by said amendment. The Agency shall have the sole and
exclusive authority to appoint said consultant. Neither the Fiscal Agent nor
said consultant shall be liable in connection with the performance of their
duties hereunder, except for their own negligence or willful misconduct.
(2) If the Fiscal Agent is not required to approve said proposed
disposition pursuant to subsection (1) of this Section 5.11, the Fiscal Agent
may nevertheless approve said proposed disposition, provided that, as a
condition precedent to said approval, the Agency shall be required not to
dispose of any property in the Project Area to anyone which will result in
such property becoming exempt from taxation because of public ownership or use
or otherwise (except property planned for such ownership or use by the
32
Redevelopment Plan in effect on the date of adoption of this Resolution),
without imposing the following requirements on such new owner or owners:
(a) Such new owner or owners shall pay to the Fiscal Agent, so
long as any of the Bonds are Outstanding, an amount equal to
the amount that would have been received by the Fiscal Agent
as taxes allocated to the Agency if the property were assessed
and taxed in the same manner as privately owned non-exempt
property; and
(b) Such payment shall be made to the Fiscal Agent within thirty
(30) days after taxes for each year would become payable to
the taxing agencies for non-exempt property and in any event
prior to the delinquency date of such taxes established by law.
All such payments in lieu of taxes to the Fiscal Agent shall be treated as Tax
Revenues and shall be deposited by the Fiscal Agent in the Special Fund.
Section 5.12. Single Sum Payments in Lieu of Taxes. As an alterative
to payment to the Fiscal Agent pursuant to subsection (2)(b) of Section 5.11,
the new owner or owners of property becoming exempt from taxation provided for
in Section 5.11 may elect to make payment to the Fiscal Agent in a single sum
equal to the amount estimated by the Fiscal Agent to be receivable by the
Agency from taxes on said property from the date of said payment to the
maturity date of the Bonds, less a reasonable discount value. All such single
sum payments in lieu of taxes shall be treated as Tax Revenues and shall be
deposited by the Fiscal Agent in the Special Fund.
Section 5.13. Tax Revenues. The Agency shall comply with all
requirements of the Law to insure the allocation and payment to it of the Tax
Revenues, including without limitation the timely filing of any necessary
statements of indebtedness with appropriate officials of San Mateo County, and
shall forward information copies of each such filing to the Fiscal Agent.
'Section 5.14. Eminent Domain. The net proceeds received by the Agency
from any eminent domain proceeding shall be deposited by the Agency in the
Special Fund; provided that the net proceeds received by the Agency from the
taking of any property in the Project Area the redevelopment of which was
financed by the Agency through the issuance of lease revenue bonds shall be
deposited, used and applied in the manner provided by the resolution
authorizing the issuance of such lease revenue bonds.
Section 5.15. Further Assurances. The Agency will adopt, make, execute
and deliver any and all such further resolutions, instruments and assurances
as may be reasonably necessary or proper to carry out the intention or to
facilitate the performance of this Resolution, and for the better assuring and
confirming unto the Holders of the Bonds of the rights and benefits provided
in this Resolution.
33
ARTICLE VI
THE FISCAL AGENT AND THE PAYING AGENTS
Section 6.01. Appointment of Fiscal Agent. at
its principal office in San Francisco, California, is hereby appointed Fiscal
Agent for the Agency to act as the agent and depositary of the Agency for the
purpose of receiving all moneys required to be paid to the Fiscal Agent
hereunder, to allocate, use and apply the same, to hold, receive and disburse
the Tax Revenues and other funds pledged or held hereunder, and otherwise to
hold all the offices and perform all the functions and duties provided in this
Resolution to be held and performed by the Fiscal Agent. The Fiscal Agent
shall signify its acceptance of the duties and obligations imposed upon it by
this Resolution by executing and delivering to the Agency a written acceptance
thereof; and by executing and delivering such acceptance, the Fiscal Agent
shall be deemed to have accepted such duties and obligations, but only upon
the terms and conditions set forth in this Resolution.
The Agency may remove the Fiscal Agent initially appointed, and any
successor thereto, and may appoint a successor or successors thereto, but any
such successor shall be a bank or trust company doing business and having an
office in San Francisco, California, having a combined capital (exclusive of
borrowed capital) and surplus of at least Fifty Million Dollars ($50,000,000),
and subject to supervision or examination by federal or state authority. If
such bank or trust company publishes a report of condition at least annually,
pursuant to law or to the requirements of any supervising or examining
authority above referred to, then for the purposes of this Section the
combined capital and surplus of such bank or trust company shall be deemed to
be its combined capital and surplus as set forth in its most recent report of
condition so published.
The Fiscal Agent may at any time resign by giving written notice to the
Agency and bY giving to-the Bondholders notice by publication of such
resignation, which notice shall be published at least once in a Financial
Newspaper. Upon receiving notice of such resignation, the Agency shall
promptly appoint a successor Fiscal Agent by an instrument in writing. Any
resignation or removal of the Fiscal Agent and appointment of a successor
Fiscal Agent shall become effective upon acceptance of appointment by the
successor Fiscal Agent.
Section 6.02. Appointment of Paying Agents. The Fiscal Agent shall
have the authority to appoint paying agents if it so desires, with the
Agency's approval. The Fiscal Agent, with the Agency's approval, and the
Agency may remove any Paying Agent and any successor thereto. Any Paying
Agent may resign upon giving written notice to the Agency or the Fiscal
Agent. Any Paying Agent so designated shall continue to be the Paying Agent
of the Agency for the purpose of paying the principal of and interest on the
coupon Bonds until the designation of a successor as such Paying Agent. The
Fiscal Agent shall enter int~ such credit arrangements with each Paying Agent
as shall be necessary and desirable in order to enable such Paying Agent to
34
carry out the duties of its office. A Paying Agent is hereby authorized to
redeem the coupon Bonds and interest coupons appertaining thereto when duly
presented for payment at maturity, or on redemption prior to maturity, and to
cancel all coupon Bonds and coupons upon payment thereof and to return the
same so cancelled to the Fiscal Agent. A Paying Agent shall keep accurate
records of all coupon Bonds and coupons paid and discharged. The Agency is
hereby authorized to compensate 'a Paying Agents for its respective services
rendered pursuant to the provisions of this Resolution.
Section 6.03. Liability of Agents. The recitals of facts, covenants
and agreements herein and in the Bonds contained shall be taken as statements,
covenants and agreements of the Agency, and neither the Fiscal Agent nor any
Paying Agent assumes any responsibility for the correctness of the same, or
makes any representations as to the validity or sufficiency of this Resolution
or of the Bonds or coupons, or shall incur any responsibility in respect
thereof, other than in connection with the duties or obligations herein or in
the Bonds assigned to or imposed upon it. Neither the Fiscal Agent nor any
Paying Agent shall be liable in connection with the performance of its duties
hereunder, except for its own negligence or willful misconduct.
Section 6.04. Notice to Agents. The Fiscal Agent and any Paying Agent
shall be protected in acting upon any notice, resolution, request, consent,
order, certificate, report, warrant, Bond or other paper or document believed
by it to be genuine and to have been signed or presented by the proper party
or proper parties. The Fiscal Agent and any Paying Agent may consult with
counsel, who may be of counsel to the Agency, with regard to legal questions,
and the opinion of such counsel shall be full and complete authorization and
protection in respect of any action taken or suffered by it hereunder in good
faith and in accordance therewith.
Neither the Fiscal Agent nor any Paying Agent shall be bound to
recognize any person as the Holder of a Bond unless and until such Bond is
submitted for inspection, if required, and the Holder's title thereto
satisfactorily established, if disputed.
Whenever in the administration of its duties under this Resolution the
Fiscal Agent or any Paying Agent shall deem it necessary or desirable that a
matter be proved or established prior to taking or suffering any action
hereunder, such matter (unless other evidence in respect thereof be herein
specifically prescribed) may, in the absence of bad faith on the part of the
Fiscal Agent or the Paying Agent, be deemed to be conclusively proved and
established by a certificate of the Agency, and such certificate shall be full
warrant to the Fiscal Agent or the Paying Agent for any action taken or
suffered under the provisions of this Resolution or any Supplemental
Resolution upon the faith thereof, but in its discretion the Fiscal Agent or
any Paying Agent may, in lieu thereof, accept other evidence of such matter or
may require such additional evidence as to it may seem reasonable.
Section 6.05. Deposit and Investment of Moneys in Funds. All moneys
held by the Fiscal Agent in any of the funds or accounts established pursuant
35
to this Resolution shall be deposited in demand or time deposits (which may be
represented by certificates of deposit) in any bank or trust company
authorized to accept deposits of public funds (including and the banking
department of the Fiscal Agent), and shall be secured at all times by
obligations which are eligible by law to secure deposits of public moneys of a
market value at least equal to the amount required by law, except such moneys
which are at the time invested as hereinafter provided. Such obligations
shall be deposited with such bank or banks as may be selected by the Fiscal
Agent after consultation with the Treasurer of the Agency and held by or for
the account of the Fiscal Agent as security for such deposits.
Moneys in the Reserve Account and the Special Fund, including the
accounts created thereunder, may, and upon the written request of the
Treasurer of the Agency shall, be invested by the Fiscal Agent in Federal
Securities or certificates of deposit of banks (including the Fiscal Agent and
any Paying Agent) maturing as hereinafter provided. Moneys in the Special
Fund, including the accounts created thereunder, shall be invested by the
Fiscal Agent, and moneys in the Redevelopment Fund may be invested by the
Treasurer, in such obligations which by their terms mature prior to the date
on which such moneys are required to be paid out hereunder. Moneys in the
Reserve Account may be so invested in such obligations which by their terms
mature prior to the date estimated by the Agency that such funds will be
required to be paid out or transferred to another fund or account hereunder.
Obligations purchased as an investment of moneys in either the Redevelopment
Fund or the Special Fund shall, for the period ending November 30, 1985, be
deemed to be part of the Redevelopment Fund and thereafter to be part of~ the
Special Fund. All interest or gain received during, the acquisition,
construction and development of the Project (but not in any event after
November 30, 1985) from such investments of moneys in the Special Fund and the
Redevelopment Fund shall at the option of the Agency be deposited in the
Redevelopment Fund; following completion of the Project, such earnings or
gains shall be deposited in the respective fund or account from which such
investment was made.
The Agency covenants, with the Holders of all Bonds at any time
Outstanding that it will make no use of the proceeds of the Bonds which will
cause any of the Bonds to be "arbitrage bonds" subject to federal income
taxation by reason of Section 103(c) of the Internal Revenue Code of 1954, as
amended. To that end, so long as any of the Bonds are Outstanding, the Agency
will comply and will cause and the Fiscal Agent to comply with all
requirements, with respect to the proceeds of the Bonds, of said Section
103(c) and all regulations of the United States Department of the Treasury
issued thereunder, to the extent that such requirements are, at the time,
applicable and in effect.
36
ARTICLE VII
MODIFICATION OR AMENDMENT OF THE RESOLUTION
Section 7.01. Amendments Permitted. This Resolution and the rights and
obligations of the Agency and of the Holders of the Bonds and the coupons may
be modified or amended at any time by a Supplemental Resolution and pursuant
to the affirmative vote at a meeting of Bondholders, or with the written
consent without a meeting, of the Holders of sixty percent (60%) in aggregate
principal amount of the Bonds then Outstanding, exclusive of Bonds
disqualified as provided in Section 7.04. No such modification or amendment
shall (1) extend the maturity of any Bond or reduce the interest rate thereon,
or otherwise alter or impair the obligation of the Agency to pay the principal
thereof, or interest thereon, or any premium payable on the redemption
thereof, at the time and place and at the rate and in the currency provided
therein, without the written consent of the Holder of such Bond, or (2) permit
the creation by the Agency of any mortgage, pledge or lien upon the Tax
Revenues superior to or on a parity with the pledge and lien created for the
benefit of the Bonds (except as expressly permitted by this Resolution), or
reduce the percentage of Bonds required for the affirmative vote or written
consent to an amendment or modification, or (3) modify any of the rights or
obligations of the Fiscal Agent or of any Paying Agent without its written
consent thereto.
This Resolution and the rights and obligations of the Agency and of the
Holders of the Bonds and the coupons may also be modified or amended at any
time by a Supplemental Resolution, without the consent of any Holders of the
Bonds, but only to the extent permitted by law and only for any one or more of
the following purposes:
(a) to add to the covenants and agreements of the Agency in this
Resolution contained, other covenants and agreements
thereafter to be observed, or to surrender any right or power
herein reserved to or conferred upon the Agency;
(b) with the written approval of the Fiscal Agent, to make such
provisions for the purpose of curing any ambiguity, or of
curing, correcting or supplementing any defective provision
contained in this Resolution, or in regard to questions
arising under this Resolution, as the Agency may deem
necessary or desirable and not inconsistent with this
Resolution, and which shall not adversely affect the interests
of the Holders of the Bonds; and
(c) to provide for the issuance of any Additional Bonds, and to
provide the terms and conditions under which such Additional
Bonds may be issued, subject to and in accordance with the
provisions of Section 3.06 of Article III.
37 ~
Section 7.02. Bondholders' Meetings. The Agency may at any time call a
meeting of the Bondholders. In such event the Fiscal Agent is authorized to
fix the time and place of said meeting and to provide for the giving of notice
thereof and to fix and adopt rules and regulations for the conduct of said
meeting.
Section 7.03. Procedure for Amendment with Written Consent of
Bondholders. The Agency may at any time adopt a Supplemental Resolution
amending the provisions of the Bonds or of this Resolution or any Supplemental
Resolution, to the extent that such amendment is permitted by Section 7.01, to
take effect when and as provided in this Section. A copy of such Supplemental
Resolution, together with a request to Bondholders for their consent thereto,
shall be mailed by the Agency to each registered owner of Bonds Outstanding
and to each Holder of any such Bonds payable to bearer who shall have filed
with the Fiscal Agent an address for notices, but failure to mail copies of
such Supplemental Resolution and request shall not affect the validity of the
Supplemental Resolution when consented to as in this Section provided. Notice
of the fact of the adoption of such Supplemental Resolution (stating that a
copy thereof is available for inspection at the office of the Agency) shall be
published at least once a week for two successive weeks in a Financial
Newspaper, the first publication to be made not more than fifteen (15) days
after the date of adoption of such Supplemental Resolution.
Such Supplemental Resolution shall not become effective unless there
shall be filed with the Fiscal Agent the written consents of the Holders of
sixty percent (60%) in aggregate principal amount of the Bonds ~then
Outstanding (exclusive of Bonds disqualified as provided in Section 7.04) and
a notice shall have been published as hereinafter in this Section provided.
Each such consent shall be effective only if accompanied by proof of ownership
of the Bonds for which such consent is given, which proof shall be such as is
permitted by Section 9.04. Any such consent shall be binding upon the Holder
of the Bonds giving such consent and on any subsequent Holder (whether or not
such subsequent Holder has notice thereof) unless such consent is revoked in
writing by the Holder giving such consent or a subsequent Holder by filing
such revocation with the Fiscal Agent prior to the date when the notice
hereinafter in this Section provided for has been published.
After the Holders of the required percentage of Bonds shall have filed
their consents to the Supplemental Resolution, the Agency shall mail and
publish a notice to the Bondholders in the manner hereinbefore provided in
this Section for the mailing of the Supplemental Resolution and publication of
the notice of adoption thereof, stating in substance that the Supplemental
Resolution has been consented to by the Holders of the required percentage of
Bonds and will be effective as provided in this Section (but failure to mail
copies of said notice shall not affect the validity of the Supplemental
Resolution or consents thereto). Proof of the publication of such notice
shall be filed with the Fiscal Agent. A record, consisting of the papers
required by this Section to be filed with the Fiscal Agent, shall be proof of
the matters therein stated until the contrary is proved. The Supplemental
Resolution shall become effective upon the filing with the Fiscal Agent of the
38
proof of the publication of such last-mentioned notice, and the Supplemental :
Resolution shall be deemed conclusively binding (except as otherwise
hereinabove specifically provided in this Article) upon the Agency and the
Holders of all Bonds and coupons at the expiration of sixty (60) days after
such filing, except in the event of a final decree of a court of competent
jurisdiction setting aside such consent in a legal action or equitable
proceeding for such purpose commenced within such sixty-day period.
Section 7.04. Disqualified Bonds. Bonds owned or held for the account
of the Agency or the City of South San Francisco, excepting any pension or
retirement fund, shall not be deemed Outstanding for the purpose of any vote,
consent or other action or any calculation of Outstanding Bonds provided for
in this Article VII, and shall not be entitled to vote upon, consent to, or
take any other action provided for in this Article VII.
Section 7.05. Effect of Supplemental Resolution. From and after the
time any Supplemental Resolution becomes effective pursuant to this Article
VII, this Resolution shall be deemed to be modified and amended in accordance
therewith, the respective rights, duties and obligations under this Resolution
of the Agency and all Holders of Bonds Outstanding (or of interest coupons
appertaining thereto, whether attached thereto or detached therefrom) shall
thereafter be determined, exercised and enforced hereunder subject in all
respects to such modifications and amendments, and all the terms and
conditions of any such Supplemental Resolution shall be deemed to be part of
the terms and conditions of this Resolution for any and all purposes.
The Agency may adopt appropriate regulations to require each Bondholder,
before his consent provided for in this Article VII shall be deemed effective,
to reveal if the Bonds as to which such consent is given are disqualified as
provided in Section 7.04
Section 7.06. Endorsement or Replacement of Bonds Issued After
Amendments. The Agency may determine that Bonds issued and delivered after
the ei~fective date of any action taken as provided in this Article VII shall
bear a notation, by endorsement or otherwise, in form approved by the Agency,
as to such action. In that case, upon demand of the Holder of any Bond
Outstanding at such effective date and presentation of the applicable Bond for
that purpose at the office of the Fiscal Agent or at such other office as the
Agency may select and designate for that purpose, a suitable notation shall be
made on such Bond. The Agency may determine that new Bonds, so modified as in
the opinion of the Agency is necessary to conform to such Bondholders' action,
shall be prepared, executed and delivered. In that case, upon demand of the
Holder of any Bonds then Outstanding, such new Bonds shall be exchanged at the
office of the Fiscal Agent in San Francisco, California, without cost to any
Bondholder, for Bonds then Outstanding, upon surrender of such Bonds with all
unmatured coupons appertaining thereto.
Section 7.07. Amendatory Endorsement of Bonds. The provisions of this
Article VII shall not prevent any Bondholder from accepting any amendment as
to the particular Bonds held by him,~ provided that due notation thereof is
made on such Bonds.
39
ARTICLE VIII
EVENTS OF DEFAULT AND REMEDIES OF BONDHOLDERS
Section 8.01. Events of Default and Acceleration of Maturities. If one
or more of the following events ("events of default") shall happen, that is to
say:
(1) if default shall be made in the due and punctual payment of
the principal of or redemption premium (if any) on any Bond
when and as the same shall become due and payable, whether at
maturity as therein expressed, by declaration or otherwise,
and such default shall have continued for a period of thirty
(30) days;
(2) if default shall be made in the due and punctual payment of
any installment of interest on any Bond when as as such
interest installment shall become due and payable, and such
default shall have continued over a period of thirty (30) days;
(3) if default shall be made by the Agency in the observance of
any of the covenants, agreements or conditions on its part in
this Resolution or in the Bonds contained, and such default
shall have continued for a period of ninety (90) days; or
(4) if the Agency shall file a petition or answer seeking
reorganization or arrangement under the federal bankruptcy
laws or any other applicable law of the United States of
America, or if a court of competent jurisdiction shall approve
a petition, filed with or without the consent of the Agency,
seeking reorganization under the federal bankruptcy laws or
any other applicable law of the United States of America, or
if, under the provisions of any other law for the relief or
aid of debtors, any court of competent jurisdiction shall
assume custody or control of the Agency or of the whole or any
substantial part of its property;
then, and in each and every such case during the continuance of such event of
default, the Fiscal Agent, upon notice in writing to the Agency, or the
Holders of not less than sixty percent (60%) in aggregate principal amount of
the Bonds at the time Outstanding, uPon notice in writing to the Fiscal Agent
and to the Agency, shall be entitled to declare the principal of all of the
Bonds then Outstanding, and the interest accrued thereon, to be due and
payable immediately, and upon any such declaration the same shall become and
shall be immediately due and payable, anything in this Resolution or in the
Bonds contained to the contrary notwithstanding.
This provision, however, is subject to the condition that if, at any
time after the principal of the Bonds shall have been so declared due and
payable, and before any judgment or decree for the payment of the moneys due
40
shall have been obtained or entered, the Agency shall deposit with the Fiscal
Agent a sum sufficient to pay all principal on the Bonds matured prior to such
declaration and all matured installments of interest (if any) upon all the
Bonds, with interest at the rate of ten percent (10%) per annum on such
overdue installments of principal, and the reasonable expenses of the Fiscal
Agent, and any and all other defaults known to the Fiscal Agent (other than in
the payment of principal of and interest on the Bonds due and payable solely
by reason of such declaration) shall have been made good or cured to the
satisfaction of the Fiscal Agent or provision deemed by the Fiscal Agent to be
adequate shall have been made therefor, then, and in every such case, the
Holders of at least sixty percent (60%) in aggregate principal amount of the
Bonds then Outstanding, by written notice to the Agency and to the Fiscal
Agent, may, on behalf of the Holders of all of the Bonds, rescind and annul
such declaration and its consequences. However, no such rescission and
annulment shall extend to or shall affect any subsequent default, or shall
impair or exhaust any right or power consequent thereon.
Section 8.02. Application of Funds Upon Acceleration. All of the Tax
Revenues and all sums in the funds and accounts provided for in Sections 3.03,
4.02 and 4.03 upon the date of the declaration of acceleration as provided in
Section 8.01, and all sums thereafter received by the Fiscal Agent hereunder,
shall be applied by the Fiscal Agent in the order following upon presentation
of the several Bonds and coupons, and the stamping thereon of the payment if
only partially paid, or upon the surrender thereof if fully paid:
First, to the payment of the costs and expenses of the Fiscal Agent and
of the Bondholders in declaring such event of default, including reasonable
compensation to its or their agents, attorneys and counsel;
Second, in case the principal of the Bonds shall not have become due and
payable, to the payment of the interest in default in the order of the
maturity of the installments of such interest, with interest on the overdue
installments at the rate of ten percent (10%) per annum (to the extent that
such .interest on overdue installments shall have been collected), such
payments to be made ratably to the persons entitled thereto without
discrimination or preference; and
Third, in case the principal of the Bonds shall have become and shall be
then due and payable, to the payment of the whole amount then owing and unpaid
upon the Bonds for principal and interest, with interest on the overdue
principal and installments of interest at the rate of ten percent (10%) per
annum (to the extent that such interest on overdue installments of interest
shall have been collected), and in case such moneys shall be insufficient to
pay in full the whole amount so owing and unpaid upon the Bonds, then to the
payment of such principal and interest without preference or priority of
principal over interest, or interest over principal, or of any installment of
interest over any other installment of interest, ratably to the aggregate of
such principal and interest.
41
Section 8.03. Other Remedies of Bondholders. Any Bondholder shall have
the right, for the equal benefit and protection of all Bondholders similarly
situated-
(1) by mandamus, suit, action or proceeding, to compel the Agency
and its members, officers, agents or employees to perform each
and every term, provision and covenant contained in this
Resolution and in the Bonds, and to require the carrying out
of any or all such covenants and agreements of the Agency and
the fulfillment of all duties imposed upon it by the Law;
(2') by suit, action or proceeding in equity, to enjoin any acts or
things which are unlawful, or the violation of any of the
Bondholders' rights;, or
(3) upon the happening of any event of default (as defined in
Section 8.01), by suit, action or proceeding in any court of
competent jurisdiction, to require the Agency and its members
and employees to account as if it and they were the trustees
of an express trust.
Section 8.04. Non-waiver. Nothing in' this Article VIII or in any other
provision of this Resolution, or in the Bonds or in the coupons, shall affect
or impair the obligation of the Agency, which is absolute and unconditional,
to pay the principal of and interest on the Bonds to the respective Holders of
the Bonds and coupons at the respective dates of maturity, as herein prov]~ded,
or affect or impair the right of action, which is also absolute and
unconditional, of the Holders to institute suit to enforce such payment by
virtue of the contract embodied in the Bonds and coupons.
A waiver of any default by any Bondholder shall not affect any
subsequent default or impair any rights or remedies on the subsequent
default. No delay or omission of any Holder of any of the Bonds or coupons to
exercise any right or power accruing upon any default shall impair any such
right or power or shall be construed to be a waiver of any such default or an
acquiescence therein, and every power and remedy conferred upon the
Bondholders by the Law or by this Article VIII may be enforced and exercised
from time to time and as often as shall be deemed expedient by the Holders of
the Bonds.
If a suit, action or proceeding to enforce any right or exercise any
remedy be abandoned or determined adversely to the Bondholders, the Agency and
the Bondholders shall be restored to their former positions, rights and
remedies as if such suit, action or proceeding had not been brought or taken.
Section 8.05. Actions by Fiscal Agent as Attorney-in-Fact. Any suit,
action or proceeding which any Holder of.Bonds shall have the right to bring
to enforce any right or remedy hereunder may be brought by the Fiscal Agent
for the equal benefit and protection of all Holders of Bonds similarly
situated and the Fiscal Agent is hereby appointed (and the successive
42
respective Holders of the Bonds and interest coupons issued hereunder, by
taking and holding the same, shall be conclusively deemed so to have appointed
it) the true a~d lawful attorney-in-fact of the respective Holders of the
Bonds and interest coupons for the purpose of bringing any such suit, action
or proceeding and to do and perform any and all acts and things for and on
behalf of the respective Holders of the Bonds and coupons as a class or
classes, as may be necessary or advisable in the opinion of the Fiscal A§ent
as such attorney-in-fact.
Section 8.06. Remedies Not Exclusive. No remedy herein conferred upon
or reserved to the Holders of Bonds is intended to be exclusive of any other
remedy. Every such remedy shall be cumulative and shall be in addition to
every other remedy given hereunder or now or hereafter existing, at law or in
equity or by statute or otherwise, and may be exercised without exhausting and
without regard to any other remedy conferred by the Law or any other law.
43
ARTICLE IX
MI SCELLANEOUS
Section g.O1. Benefits of Resolution Limited to Parties. Nothing in
this Resolution, expressed or implied, is intended to give to any person other
than the Agency, the Fiscal Agent, any Paying Agent and the Holders of the
Bonds and coupons, any right, remedy, claim under or by reason of this
Resolution. Any covenants, stipulations, promises or agreements in this
Resolution contained by and on behalf of the Agency shall be for the sole and
exclusive benefit of the Holders of the Bonds and coupons, the Fiscal Agent
and the Paying Agent.
Section 9.02. Successor is Deemed Included in All References to
Predecessor. Whenever in this Resolution or any Supplemental Resolution
either the Agency or the Fiscal Agent or any Paying Agent is named or referred
to, such reference shall be deemed to include the successors or assigns
thereof, and all the covenants and agreements in this Resolution contained by
or on behalf of the Agency or the Fiscal Agent or any Paying Agent shall bind
and inure to the benefit of the respective successors and assigns thereof
whether so expressed or not.
Section 9.03. Discharge of Resolution. If the Agency shall pay and
discharge the entire indebtedness on all Bonds Outstanding in any one or more
of the following ways:
(1) by well and truly paying or causing to be paid the principal o~ and
interest on all Bonds Outstanding, as and when the same become due
and payable;
(2) by depositing with the Fiscal Agent, in trust, at or before
maturity, money which, together with the amounts then on deposit in
the funds and accounts provided for in Sections 3.03, 4.02 and
4.03, is fully sufficient to pay all Bonds Outstanding, including
all principal, interest and redemption premiums, or;
(3) by depositing with the Fiscal Agent, in trust, Federal Securities
or general obligation bonds of the State of California in such
amount as the Fiscal Agent shall determine will, together with the
interest to accrue thereon and moneys then on deposit in the funds
and accounts provided for in Section 3.03, 4.02 and 4.03, be fully
sufficient to pay and discharge the indebtedness on all Bonds
(including all principal, interest and redemption premiums) at or
before their respective maturity dates;
and if such Bonds are to be redeemed prior to the maturity thereof notice of
such redemption shall have been given as in this Resolution provided or
provision satisfactory to the Fiscal Agent shall have been made for the giving
of such notice, then, at the election of the Agency, and notwithstanding that
any Bonds or interest coupons shall not have been surrendered for payment, the
44
pledge of the Tax Revenues and other funds provided for in this Resolution and
all other obligations of the Agency under this Resolution with respect to all
Bonds Outstanding shall cease and terminate, except only the obligation of the
Agency to pay or cause to be paid to the Holders of the Bonds and interest
coupons not so surrendered and paid all sums due thereon; and thereafter Tax
Revenues shall not be payable to the Fiscal Agent. Notice of such election
shall be filed with the Fiscal Agent and each Paying Agent.
Any funds held by any Paying Agent, at the time of receipt by the Paying
Agent of such notice from the Agency, which are not required for the purpose
above mentioned, shall be paid over to the Fiscal Agent. Any funds thereafter
held by the Fiscal Agent, which are not required for said purpose, shall be
paid over the Agency.
Section 9.04. Execution of Documents and Proof of Ownership by
Bondholders. Any request, declaration or other instrument which this
Resolution may require or permit to be executed by Bondholders may be in one
or more instruments of similar tenor, and shall be executed by Bondholders in
person or by their attorneys appointed in writing.
Except as otherwise herein expresssly provided, the fact and date of the
execution by any Bondholder or his attorney of such request, declaration or
other instrument, or of such writing appointing such attorney, may be proved
by the certificate of any notary public or other officer authorized to take
acknowledgments of deeds to be recorded in the state in which he purports to
act, that the person signing such request, declaration or other instrument or
writing acknowledged to him the execution thereof, or by an affidavit of a
witness of such execution, duly sworn to before such notary public or other
officer.
Except as otherwise herein expressly provided, the amount of Bonds
transferable by delivery held by any such person executing such request,
declaration or other instrument or writing as a Bondholder, and the numbers
thereo.f, and the date of his holding such Bonds, may be proved by a
certificate, which need not be acknowledged or verified, satisfactory to the
Fiscal Agent, executed by a trust company, bank or other depositary wherever
situated, showing that at the date therein mentioned such person had on
deposit with such depositary or exhibited to it the Bonds described in such
certificate. Continued ownership after the date of deposit stated in such
certificate may be proved by the presentation of such certificate if the
certificate contains a statement by the depositary that the Bonds therein
referred to will not be surrendered without the surrender of the certificate
to the depositary, except with the consent of the Fiscal Agent. The Fiscal
Agent may nevertheless in its discretion require further or other proof in
cases where it deems the same desirable. The ownership of registered Bonds
and the amount, maturity, number and date of holding the same shall be proved
by the registry books.
Any request, declaration or other instrument or writing of the Holder of
any Bond shall bind all future Holders of such Bond in respect of anything
45
done or suffered to be done by the Agency or the Fiscal Agent in good faith
and in accordance therewith.
Section 9.05. Waiver of Personal Liability. No member, officer, agent
or employee of the Agency shall be individually or personally liable for the
payment of the principal of or interest on the Bonds; but nothing herein
contained shall relieve any such member, officer, agent or employee from the
performance of any official duty provided by law.
Section 9.06. Publication for Successive Weeks. Any publication to be
made under the provisions of this Resolution in successive weeks may be made
in each instance upon any business day of the week and need not be made on the
same day of any succeeding week or in the same newspaper for any or all of the
successive publications, but may be made on different days of the week and in
different newspapers.
Section 9.07. Destruction of Cancelled Bonds. Whenever in this
Resolution provision is made for the surrender to the Agency of any Bonds or
coupons which have been paid or cancelled pursuant to the provisions of this
Resolution, a certificate of destruction duly executed by the Fiscal Agent or
by any Paying Agent shall be deemed to be the equivalent of the surrender of
such cancelled Bonds and coupons and the Agency shall be entitled to rely upon
any statement of fact contained in any certificate with respect to the
destruction of any such Bonds or coupons therein referred to.
Section 9.08. Notices and Demands on Agency. Any notice or d~mand
which by any provision of this Resolution is required or permitted to be~given
or served by the Fiscal Agent to or on the Agency may be given or served by
being deposited postage prepaid in a post office letter box addresssed (until
another address is filed by the Agency with the Fiscal Agent) as follows:
Secretary, The South San Francisco Redevelopment Agency, 400 Grand Avenue,
South San Francisco, California 94080.
Section 9.09. Partial Invalidity. If any Section, paragraph, sentence,
clause or phrase of this Resolution shall for any reason be held illegal,
invalid or unenforceable, such holding shall not affect the validity of the
remaining portions of this Resolution. The Agency hereby declares that it
would have adopted this Resolution and each and every other Section,
paragraph, sentence, clause or phrase hereof and authorized the issue of the
Bonds pursuant thereto irrespective of the fact that any one or more Sections,
paragraphs, sentences, clauses, or phrases of this Resolution may be held
illegal, invalid or unenforceable. If, by reason of the judgment of any
court, the Fiscal Agent is rendered unable to perform its duties hereunder,
all such duties and all of the rights and powers of the Fiscal Agent hereunder
shall be assumed by and vest in the Treasurer of the Agency in trust for the
benefit of the Bondholders. The Agency covenants for the direct benefit of
the Bondholders that its Treasurer in such case shall be vested with all of
the rights and powers of the Fiscal Agent hereunder, and shall assume all of
the responsibilities and perform all of the duties of the Fiscal Agent
hereunder, in trust for the benefit of the Bonds.
46
Section 9.10. Effective Date of Resolution. This Resolution shall take
effect from and after the date of its passage and adoption.
PASSED AND ADOPTED on December 16, 1981, by the following vote:
AYES: Agency members Ronald G. Acosta, Gus Nicolopulos, Roberta Cerri Teglia
NOES: None
ABSENT: " " Mark N. Addiego, Emanuele N. Damonte
Chairman of The South Sa~ Francisco
Redevelopment Agency
(S E A L)
Atte st:
Secre ary of The ~6uth San francisco
Redevelopment Agency
.47
SECRETARY'S CERTIFICATE
I, , Secretary of The South San Francisco
Redevelopment Agency, hereby certify that the foregoing is a full, true and
correct copy of a Resolution duly adopted at a regular meeting of said Agency
duly and regularly held at the regular meeting place thereof on ,
1981, of which meeting all the members of said Agency had due notice and at
which a majority thereof was present; and that at said meeting said Resolution
was adopted by the following vote:
AYES: Agency members
NOES:
ABSENT:
I further certify that I have carefully compared the same with the
original Resolution on file and of record in my office; that said Resolution
is a full, true and correct copy of the original Resolution adopted at said
meeting; and that said Resolution has not been amended, modified or rescinded
since the date of its adoption, and is now in full force and effect.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my official
seal of said Agency on , 1981.
Secretary of the South San Francisco
Redevelopment Agency
48