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HomeMy WebLinkAbout2018-02-14 e-packet@7:00Wednesday, February 14, 2018 7:00 PM City of South San Francisco P.O. Box 711 South San Francisco, CA Municipal Services Building, Council Chambers 33 Arroyo Drive, South San Francisco, CA City Council Regular Meeting Agenda February 14, 2018City Council Regular Meeting Agenda PEOPLE OF SOUTH SAN FRANCISCO You are invited to offer your suggestions. In order that you may know our method of conducting Council business, we proceed as follows: The regular meetings of the City Council are held on the second and fourth Wednesday of each month at 7:00 p.m. in the Municipal Services Building, Council Chambers, 33 Arroyo Drive, South San Francisco, California. The City Clerk will read successively the items of business appearing on the Agenda. As she completes reading an item, it will be ready for Council action. LIZA NORMANDY, Mayor KARYL MATSUMOTO, Mayor Pro Tempore RICHARD A. GARBARINO, Councilman MARK ADDIEGO, Councilman PRADEEP GUPTA, Councilman FRANK RISSO, City Treasurer KRISTA MARTINELLI, City Clerk MIKE FUTRELL, City Manager JASON ROSENBERG, City Attorney PLEASE SILENCE CELL PHONES AND PAGERS HEARING ASSISTANCE EQUIPMENT AVAILABLE FOR USE BY THE HEARING IMPAIRED AT CITY COUNCIL MEETINGS In accordance with California Government Code Section 54957.5, any writing or document that is a public record, relates to an open session agenda item, and is distributed less than 72 hours prior to a regular meeting will be made available for public inspection in the City Clerk’s Office located at City Hall. If, however, the document or writing is not distributed until the regular meeting to which it relates, then the document or writing will be made available to the public at the location of the meeting, as listed on this agenda. The address of City Hall is 400 Grand Avenue, South San Francisco, California 94080. Page 2 City of South San Francisco Printed on 4/16/2018 February 14, 2018City Council Regular Meeting Agenda CALL TO ORDER ROLL CALL PLEDGE OF ALLEGIANCE AGENDA REVIEW ANNOUNCEMENTS FROM STAFF PRESENTATIONS Presentation in recognition and celebration of Ethel Marie Ferrario on the occasion of her 101st birthday. (Richard Garbarino, Councilmember) 1. Presentation of proclamation in observance of Black History Month. (Karyl Matsumoto, Mayor Pro Tempore) 2. PUBLIC COMMENTS COUNCIL COMMENTS/REQUESTS ADMINISTRATIVE BUSINESS Report regarding a resolution authorizing the City Manager to approve a consulting services agreement with TRC Engineers, Inc. of San Ramon, California for construction management and inspection services for the Grand Boulevard Initiative Phase I from Arroyo Drive to Chestnut Avenue and Grand Boulevard Initiative Phase II from McClellan Drive to Kaiser Way in an amount not to exceed $632,759 for a total budget of $696,035. (Matt Ruble, Sr. Civil Engineer) 3. Resolution approving a consulting services agreement with TRC Engineers, Inc. of San Ramon, California for construction management and inspection services for the Grand Boulevard Initiative Phase I from Arroyo Drive to Chestnut Avenue and Grand Boulevard Initiative Phase II from McClellan Drive to Kaiser Way in an amount not to exceed $632,759 for a total budget of $696,035. 3a. Report regarding a resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Boulevard near Westborough Boulevard; and amending the 2017-18 Public Works Department operating budget by $663,525 pursuant to Budget Amendment No. 18.023. (Eunejune Kim, Director of Public Works) 4. Page 3 City of South San Francisco Printed on 4/16/2018 February 14, 2018City Council Regular Meeting Agenda Resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Boulevard near Westborough Boulevard; and amending the 2017-18 Public Works Department operating budget by $663,525 pursuant to Budget Amendment No. 18.023. 4a. Report regarding a resolution approving a consulting services agreement with SWA Group of San Francisco, California for the Grand Avenue Streetscape Project (Project No. st1801) in an amount not to exceed $350,000, authorizing the City Manager to execute the agreement, and authorizing a total budget of $367,500. (Patrick Caylao, Associate Civil Engineer) 5. Resolution approving a consulting services agreement with SWA Group of San Francisco, California for the Grand Avenue Streetscape Project in an amount not to exceed $350,000, authorizing the City Manager to execute the agreement, and authorizing a budget of $367,500. 5a. CONSENT CALENDAR Motion to approve the Minutes from the meetings of January 11, 2018, January 22, 2018, January 24, 2018 and January 29, 2018. 6. Motion confirming payment registers for February 14, 2018. (Richard Lee, Director of Finance) 7. Report regarding a resolution authorizing the acceptance of a $48,400 donation to the Parks and Recreation Department from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund to install an outfield fence at Callero Ballfield located on the Baden School campus, and amending the Parks and Recreation Department’s Fiscal Year 2017-18 operating budget pursuant to budget amendment #18.021. (Sharon Ranals, Director, Parks and Recreation) 8. Resolution authorizing the acceptance of a $48,400 donation to the Parks and Recreation Department from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund to install fencing at Callero Ballfield located at the Baden School campus, and amending the Parks and Recreation Department’s Fiscal Year 2017-18 operating budget pursuant to Budget Amendment #18.021. 8a. Report regarding a resolution accepting $6,000 from the State of California, California Highway Patrol for the “Every 15 Minutes” Program and amending the Police Department’s operating budget for Fiscal Year 2017-18 by approving budget amendment 18.022. (Jeff Azzopardi, Police Chief) 9. Resolution accepting $6,000 from the State of California, California Highway Patrol for the “Every 15 Minutes” program and amending the Police Department’s operating budget for Fiscal Year 2017-18- by approving budget amendment 18.022. 9a. Page 4 City of South San Francisco Printed on 4/16/2018 February 14, 2018City Council Regular Meeting Agenda Report regarding resolution acknowledging receipt of the Fiscal Year (FY) 2016-17 audited financial statements, including the Comprehensive Annual Financial Report. (Richard Lee, Director of Finance) 10. Resolution acknowledging receipt of the Fiscal Year 2016-17 audited financial statements, including the Comprehensive Annual Financial Report. 10a. Report regarding an ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit cannabis microbusinesses and to permit commercial cannabis manufacturing, testing, distribution, and delivery uses. (Rozalynne Thompson, Associate Planner) 11. Ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit cannabis microbusinesses and to permit commercial cannabis manufacturing, testing, distribution, and delivery uses. 11a. ITEMS FROM COUNCIL – COMMITTEE REPORTS AND ANNOUNCEMENTS ADJOURNMENT Page 5 City of South San Francisco Printed on 4/16/2018 City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-101 Agenda Date:2/14/2018 Version:1 Item #:1. Presentation in recognition and celebration of Ethel Marie Ferrario on the occasion of her 101 st birthday. ( Richard Garbarino, Councilmember) City of South San Francisco Printed on 2/8/2018Page 1 of 1 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-95 Agenda Date:2/14/2018 Version:1 Item #:2. Presentation of proclamation in observance of Black History Month. (Karyl Matsumoto, Mayor Pro Tempore) City of South San Francisco Printed on 2/8/2018Page 1 of 1 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:17-1205 Agenda Date:2/14/2018 Version:1 Item #:3. Report regarding a resolution authorizing the City Manager to approve a consulting services agreement with TRC Engineers,Inc.of San Ramon,California for construction management and inspection services for the Grand Boulevard Initiative Phase I from Arroyo Drive to Chestnut Avenue and Grand Boulevard Initiative Phase II from McClellan Drive to Kaiser Way in an amount not to exceed $632,759 for a total budget of $696,035.(Matt Ruble, Sr. Civil Engineer) RECOMMENDATION It is recommended that the City Council adopt a resolution authorizing the City Manager to approve a consulting services agreement with TRC Engineers,Inc.of San Ramon,California for construction management and inspection services for the Grand Boulevard Initiative Phase I from Arroyo Drive to Chestnut Avenue (project st1403)and Grand Boulevard Initiative Phase II from McClellan Drive to Kaiser Way (project st1502) in an amount not to exceed $632,759 for a total budget of $696,035. BACKGROUND/DISCUSSION The Grand Boulevard Initiative (“Project”)is a collaboration of 19 cities,counties,local and regional agencies united to improve the performance,safety,and aesthetics of El Camino Real.The South San Francisco portion of the Project starts at McClellan Drive and ends at Chestnut Avenue,which is approximately one mile as shown in Attachment 1.The Project improves an important gateway to the City of South San Francisco (“City”) which allows for planned transit-oriented and mixed-use development along the frontage,as envisioned in the City’s 2011 El Camino Real/Chestnut Avenue Area Plan.The project improvements include enhanced pedestrian crossings with corner curb bulb-outs and median refuges,expanded bus stop/waiting areas,and a new landscaped median. The City applied for several grants to help fund the construction of the Project located within the City.In 2013, the City received a grant in the amount of $1,000,000 from the One Bay Area Grant (OBAG)program to fund the Arroyo Drive and Chestnut Avenue (“Phase I”)portion.In 2014,the City received a grant in the amount $1,991,000 from State Transportation Improvement Program and Transportation Enhancement,authorized by City/County Association of Governments (C/CAG),to fund the McClellan Drive to Kaiser Way (“Phase II”) portion.In February 2017,C/CAG notified the City about the award of a $1,000,000 grant from the OBAG2 program to fund the Kaiser Way to Arroyo Drive (“Phase III”)portion.The California Transportation Commission (CTC)has approved this latest grant at the May 2017 meeting to appropriate and allocate the funds to the City. Currently,the Project consists of three phases,but staff is combining the Project’s Phase I and Phase II to bid and award as one larger project to allow for receipt of more competitive bids. City of South San Francisco Printed on 2/8/2018Page 1 of 3 powered by Legistar™ File #:17-1205 Agenda Date:2/14/2018 Version:1 Item #:3. Staff issued a Request for Proposals (RFP)through eBidboard for construction management services for the Project in December 2017.Three proposals were received on the due date of January 18,2018.After reviewing the submitted proposals,interviews were held for three proposing consultants on January 31,2018.The interview panel consisted of City staff:a Senior Civil Engineer,a Public Works Inspector from the Public Works Department, and an Associate Planner from the Planning Division. After the interviews,the presentations of the three firms were evaluated and scored by the selection panel using several criteria as listed in Attachment 2,which shows the results from the scoring of proposals and interviews. As indicated,the selection panel members concluded that TRC Engineers,Inc.(“TRC”)was the best qualified firm to provide the construction management and inspection services for this project. Based on the interviews and the qualifications submitted,TRC demonstrated they have the staffing availability and expertise to provide the construction management services,as summarized in TRC’s Profile and Project Team Sheet as listed in Attachment 3.Example projects similar to the subject project are in Attachment 4.Staff recommends that TRC undertake the Grand Boulevard Initiative Phase I and II based upon the firm’s experience, resources, familiarity of South San Francisco, and positive references. Selection of consulting services is not based on the lowest bidder,but on the firm’s expertise,experience,and references.Once the most qualified firm is determined,staff negotiates a fee proposal and any changes deemed necessary to obtain a reasonable cost for the scope of work. As an industry standard,construction management and inspection services are approximately eight to ten percent of the construction cost of the project.When analyzing TRC’s proposal and fee schedule,their cost of construction management and inspection services is approximately 10.5 percent. Shown below is the project budget for construction management: TRC Engineers, Inc. Contract $632,759 Construction Management Contingency (10 percent)$ 63,276 Total Project Budget $696,035 The contingency will be utilized for any unforeseen conditions,such as additional testing,City initiated change orders if the construction period is lengthened due to weather,or differing site conditions.Disadvantaged Business Enterprise (DBE)is required since federal funds are being utilized on this project.The City has established a DBE contract goal to 0.5 percent. The City has prepared a consulting service agreement for the consultant for an initial term of February 14, 2018, to December 31, 2019. FUNDING This project is included in the City of South San Francisco’s Fiscal Year 2017-18 Capital Improvement City of South San Francisco Printed on 2/8/2018Page 2 of 3 powered by Legistar™ File #:17-1205 Agenda Date:2/14/2018 Version:1 Item #:3. This project is included in the City of South San Francisco’s Fiscal Year 2017-18 Capital Improvement Program (projects st1403 and st1502)and there are sufficient funds to execute the consultant services agreement. CONCLUSION Staff recommends approving an agreement with TRC Engineers,Inc.based on their qualifications,experience and project understanding.Approval of the consulting services agreement will allow the firm to provide preconstruction services,construction management,value engineering,constructability review,traffic management coordination,public outreach,materials testing and post-construction services once the Project is under construction. Attachments: 1.Vicinity Map 2.Interview Evaluation Score Sheet Summary 3.TRC Profile and Project Team Sheet 4.Example Projects Similar to the Subject Project City of South San Francisco Printed on 2/8/2018Page 3 of 3 powered by Legistar™ ATTACHMENT 1    VICINITY MAP            CO N S T R U C T I O N  MA N A G E M E N T  SE R V I C E S  FO R  TH E CO N S T R U C T I O N  MA N A G E M E N T  FO R  EL  CA M I N O  RE A L  GB I  TC S P  (E A  4G 6 0 4  KA I S E R  TO  MC L E L L A N )  OB A G  (E A  4G 6 0 2  CH E S T N U T  TO ARROYO) PROJECT Co n s u l t a n t  In t e r v i e w s Ra t i n g  Su m m a r y CR I T E R I A MA X  PO I N T S Rater 1 Rater 2 Rater 3 Total Rater 1 Rater 2 Rater 3 Total Rater 1 Rater 2 Rater 3 Total Pr o j e c t  Un d e r s t a n d i n g 30 2 5 2 3 2 5 7 3 2 0 2 0 2 0 6 0 3 0 2 5 3 0 8 5 Qu a l i f i c a t i o n s  of  Fi r m  an d  St a f f 25 2 0 2 0 2 0 6 0 2 0 2 0 2 0 6 0 2 0 2 2 2 0 6 2 Ex p e r i e n c e  wi t h  Si m i l a r  Pr o j e c t s 25 1 0 1 8 2 0 4 8 2 0 1 7 2 0 5 7 2 0 2 0 2 0 6 0 Pr e s e n t a t i o n  at  In e r v i e w 20 1 5 1 3 1 5 4 3 1 0 1 2 1 5 3 7 2 0 1 8 2 0 5 8 To t a l 1 0 0 70 7 4 8 0 22 4 70 6 9 7 5 21 4 908590265 Ve n t u r e S o f t  Gl o b a l K & B  Co n s t r u c t i o n  Se r v i c e s ,  In c . T R C  Engineers, Inc 19 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) SPECIALIZED EXPERIENCE FIRM INTRODUCTION Firm Profile In business for more than 48 years, TRC Engineers, Inc. (TRC), has a considerable portfolio of exemplary work for clients throughout California, specifically within the Northern California and the Bay Area regions. Our assignments have ranged from locally significant public works projects to large-scale projects such as the San Francisco-Oakland Bay Bridge, the 2015 and 2016 Annual and Measures J&L Pavement Rehabilitation Projects in Orinda, and the On-Call Architectural, Engineering and other professional services for the Cities of South San Francisco, San Mateo, Orinda and Walnut Creek. TRC, founded in 1968, is a California Corporation and offers the City more than 4,000 experts nationwide (with TRC staff resources) and our staff within California alone that encompasses expert project managers, inspectors, project coordinators, construction managers, schedulers, claims specialists, quality assurance and quality control managers, engineers and public outreach specialists. The firm has been responsible for some of the largest freeway, highway, roadway and bridge construction projects in the state. Our consulting resources are both municipal and Caltrans-experienced, and are capable of offering value from day one on any of your anticipated projects. TRC focuses entirely on construction management and program management support for public works projects for the state, counties, municipalities and transportation authorities, working with them to construct their capital improvement projects. We work extensively with Caltrans with on- call construction management (CM) / inspection assignments, including recent work in Districts 1,2,3,4, 10, 5 and 6 in Northern and Central California. We have a thorough knowledge of all Caltrans and federal processes, procedures, design standards, specifications, audits and program requirements. We will support the City of South San Francisco (City) project needs from our San Ramon office. Experienced and Qualified Personnel The TRC Team offers you personnel who have been working together and have recently completed several projects similar to what is expected to be encountered at the City. Our construction manager, resident engineers and / or project inspectors assigned on the City’s project will be the primary points-of-contact and will be responsible for the onsite supervision and administration of construction on the project. The assigned construction manager / resident engineer (CM / RE) will establish a communication protocol that must be consistent prior to the start of construction and will monitor contractor quality control activities and take appropriate action to ensure compliance. The CM / RE will also supervise project progress and timely completion, ensure all materials and equipment installed meet contract requirements, manage project funds, and monitor and maintain safety standards. City Processes and Procedures Having worked with many municipal and public agencies, as well as to the City of South San Francisco, for over 29 years in California, TRC ENGINEERS, INC. AT A GLANCE Founded: 1968 Form of Organization: Corporation Firm Contact: James “Mike” Schaaf, PE jschaaf@trcsolutions.com Cell: (925) 548-0895 California Office Locations / Size: San Ramon | 27 San Francisco | 32 Bakersfield | 6 Concord | 42 Costa Mesa | 7 Encinitas | 8 Fresno | 7 Gold River | 10 Irvine | 112 Los Angeles | 11 Mountain View | 13 Oakland | 12 Rancho Cordova | 28 Riverside | 11 Sacramento | 36 San Diego | 36 Services Offered: • Construction Management • Resident Engineering • Project Management • Roadway Inspection • Structures Inspection • Electrical and T / S Inspection • Landscape Inspection • Project Administration • Office Engineering • Labor Compliance and EPA • Public Outreach and Awareness • Traffic Control / Management • Claims Analysis and Mitigation • SWPPP, QSD / QSP • Project Scheduling • Utility Coordination and Inspection • Project / Cost Controls • Estimating 20 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) inclusive of many cities and counties across the state, we know that local agencies want consultants to adhere to their administrative processes, policies and procedures and to feel reassured that all work will be performed to their standards effectively and efficiently. We will work with you to make sure your project(s) is done right, completed per the approved contract documents and that are delivered in a timely fashion. Federally Funded Projects Recent Experience Our staff is comprised of experts in the transportation field that are conversant in Caltrans or FHWA standards, processes and procedures, as well as federally-funded projects and associated requirements. TRC currently holds an ‘on-call contract’ with Caltrans Districts 4, and recently with Districts 1 and 3, and is working on several local projects with a variety of funding sources – local, state and federal. Working with Caltrans Local Assistance, we are cognizant of the funding sources and requirements to account for services performed under federal requirements. The City of South San Francisco can be assured we are conversant in federal requirements for filing and reporting. The below projects, in addition to the above, represent but a few of our recently managed / inspected projects that were delivered using federal monies and / or administered under federal guidelines: Local Agencies: • Monterey County - San Juan Road Safety and Overlay Improvements • Caltrans District 5 - 101 San Miguel Interchange; 101 / 156 Interchange Modifications (Prunedale) • City of Orinda - Ivy Drive Pavement Rehabilitation and Ivy-Coral Drive SRTS Program • South San Francisco - Los Cerritos – W. Orange Intersection, Grand-Magnolia T / S and Mission-Evergreen T / S Federally Aided Projects: • Caltrans Districts 4, 3 and 1 (04A4254, 04A4255, 04A4265, 03A1810 and 03A2087) • San Mateo N. Central Pedestrian IIP and SRTS ATPL 5102 (044) projects • South San Francisco (3) – Los Cerritos / W Orange SRTS, Mission Evergreen and Grand-Magnolia • Stanisluas County- Crows Landing / Main St. Intersection and Widening and Westley RSTP “F” projects • Construction of Seismic Retrofit and Rehabilitation of Martin’s Ferry Bridge, Weitchpec, CA, Humboldt County Department of Public Works • Manteca Landscape Project on SR-99 and SR-120, City of Manteca • U.S. 50 HOV Lanes, El Dorado Boulevard to Bass Lake Road, County of El Dorado Department of Transportation • Construction Management and Inspection Services for the Hilltop Drive Overcrossing of SR-44, City of Redding • I-405 / I-605 HOV West City Connector Segment, Orange County Transportation Authority • I-5 Gateway, Orange County Transportation Authority • Ramona Avenue and Hunts Lane Grade Separation Projects, SBCTA (Formerly SANBAG) and the Cities of Montclair, Colton and San Bernardino • On-Call Professional and Technical Construction Management and Engineering Services, San Diego Association of Governments (SANDAG) • Alhambra Valley Road Safety and Bicycle Improvements Project, Contra Costa County Public Works Department • Harris Road Rehabilitation and Overlay, Monterey County 26 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) The TRC Team offers the City of South San Francisco highly experienced and very qualified construction management resources who have prior experience working with the City and recent very similar experience with arterial and / or roadway reconstruction improvements in an urban environment. Our proposed personnel are shown on the following Org Chart: Legend: (TE) TRC Engineers, Inc. (TG) The Thier Group (DBE) (SA) Summit Associates (DBE) * Denotes key personnel FIGURE 2: ORGANIZATIONAL CHART PROJECT TEAM (TE) Richard Shirley, RLA LANDSCAPE INSPECTOR * (TE) Kenneth Hicks PROJECT INSPECTOR (TE) Cheryl Brown ADMINISTRATIVE SUPPORT / LABOR COMPLIANCE (SA) Mark Alexander (SA) Blaine Johnson MATERIALS TESTING (TG) Nicole Ziman PUBLIC OUTREACH * (TE) James “Mike” Schaaf, PE CONSTRUCTION MANAGER / RESIDENT ENGINEER (TE) Peter Owen PRINCIPAL-IN-CHARGE ADDITIONAL SERVICES (AS-NEEDED) (TE) Amy Comte, CPESC, CESSWI, QSD, QSP, ToR SWPPP Oversight (TE) Phillip Ruiz Electrical / Traffic Signals Inspection 27 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) PERSONNEL BIOS TRC offers the City a highly experienced and qualified construction engineering and management team of resources and experience that is unmatched, including our proposed resident engineers, structure representative, inspector and as-needed staff — all of whom have many years of similar public works, municipal, transportation and Caltrans / FHWA experience. We are including our currently available and most qualified staff (key) resources based on their prior successful experience with similar relevant transportation projects, past working relationships, civil, transportation, structural and / or highway experience, and their availability to provide full attention to the City’s El Camino Real Project. We have included complete resumes later in this section for our key staff. The key staff along with support staff for this project are as follows: Peter Owen - Principal-In-Charge Peter offers a broad range of experience in transportation engineering design, program / project management and construction management for roadway, highway, light rail, rapid transit, and dry dock and airport projects in several countries. He has performed planning, developed budget estimates, prepared bid documents, checked and negotiated bids and made recommendations to clients for the award of contracts. Peter has also certified architectural, civil, structural, mechanical and electrical work for large construction projects, as well as directed activities of engineers and inspectors in the field. He has experience in the preparation of constructability and bidability reviews, as well as construction bid documents and contract awards, administering construction contracts and negotiating claims. James “Mike” Schaaf, PE - Construction Manager / Resident Engineeer As the Central Region and SF Bay Area Manager, Mike has more than 33 years of direct experience in construction management and contract administration for a wide variety of public works, transportation (municipalities, Caltrans, transportation agencies) and land development projects throughout Northern California. Mike is a 1984 graduate of Cal Poly San Luis Obispo with a BSCE degree. The projects he has supported have included roadway / highway / interchange improvements, storm drainage, bridge / interchange improvements, sewer and street rehabilitation, park, sewage, pump station, public facilities, pavement management, storm drainage and various public works infrastructure projects. He has been responsible for environmental permitting and coordination with various permitting agencies, plans and specifications, Quality Assurance / Control, SWPPP and NPDES monitoring and oversight, capital improvements programming and construction management services including resident engineering, inspection, budgeting and scheduling. Mike has recently served as the CM / RE for the City of San Mateo in regards to the 2014 and 2015 City- Wide Slurry Seal Programs, 2017 SRTS Improvements. 2014 SRTS Sidewalk Repair Project, North Central IIP S / L and Safety Project (Street Light Improvements) and the 2014 Bridge Rehabilitation Projects. He has also recently supported the City of South San Francisco’s Los Cerritos – W. Orange Avenue SRTS and Intersection Safety, Grand- Magnolia T / S and the Mission – Evergreen T / S projects as the CM / RE (all involving traffic signal installations), Orinda’s 2015 and 2016 Annual and Measures J&L Pavement Rehabilitation Projects, Millbrae’s 2001, 2002, 2009 Pavement Repair Projects, City of Gilroy 14-PW- 208 Sanitary Sewer Trunk Line Replacement Project and City of Elk Grove’s 2010 and 2011 pavement rehabilitation projects. Kenneth Hicks - Project Inspector Ken has more than 16 years of professional experience in the construction industry with an emphasis on public sector (local agency) construction and transportation projects. He has served as assistant resident engineer, project manager and inspector of record on numerous projects including roadways, highways, p.c.c. improvements, ADA rehabilitation, utility and drainage improvements, HMA overlay and new section throughout Northern California. Ken has recently served as Inspector of Record for the City of San Mateo’s Safe Routes to School (SRTS) ATPL 5102 (044) project and has recently worked on several projects for the Cities of Norwalk and Corona. Richard Shirley, RLA - Landscape Inspector Richard is a registered landscape architect with more than 24 years of design and construction experience. He has utilized his skills on a variety of projects, including streets, freeways, single and multi-unit housing facilities, commercial properties, manufacturing facilities and private estates. He has experience in plant ecology, botany and horticulture. He has extensive city and public works experience including landscape conceptual designs. He has assisted in refining specifications, budgets, estimating and calculations for large landscape projects. 28 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) Amy Comte, CPESC, CESSWI, QSD, QSP, ToR - SWPPP Amy has more than 14 years of experience in the construction industry. Her experience includes water quality monitoring, inspection, plan preparation and review, NPDES inspections and leading NPDES training sessions. She is a member of the California Storm Water Quality Association and is a Trainer of Record. She facilitated the training courses for Qualified SWPPP Developers (QSD) and Qualified SWPPP Practitioners (QSP) for TRC’s internal staff and various clients. Amy has served as a storm water specialist for TRC’s Agoura Road Widening Project for the City of Agoura Hills and the California Incline Bridge Replacement project for the City of Santa Monica. Phillip Ruiz - Electrical / Traffic Signals Phillip has more than 22 years of experience in the electrical field with more than five years in a lead position with responsibility for field operations and supervision of more than 25 employees. He has direct responsibility and oversight for projects totaling more than $6.5 million. He ensures that all paperwork and quantities are up to date. He has experience with electrical plans and materials lists for interpretation of specifications and methods of installation. He is responsible for construction, installation, maintenance, upgrades, repair, troubleshooting, and testing of Caltrans traffic signals, highway lighting and sign illumination including multiple and high voltage circuits. He is knowledgeable in the Caltrans communication system including fiber optic installation, communication equipment, CCTV surveillance systems, changeable message signs, traffic monitoring and ramp metering stations. He performs traffic signal, street lighting, and communication ATSAC systems for cities. He maintains professional relationships with inspectors and engineers. The Thier Group (DBE) The Thier Group (TTG), a DBE firm, has extensive expertise in design, construction management, project / program management, and public outreach. They specialize in large water, transportation, infrastructure, program management and capital programs for water agencies, transit providers, airports, private developers, transportation and other government entities. TTG just won an Association of Environmental Professional’s award in public awareness for our very innovative groundwater management program on the SFPUC’s New Irvington Tunnel Project and are currently nominated for a national award. On the public outreach side, TTG has specialized staff in stakeholders engagement (internal and external), jobs programs, small business outreach, in lobbying, funding acquisition, spokesperson services, in managing public outreach campaigns and in outreach during the planning, environmental, design and construction phases of projects. Experienced outreach and good quality construction management is key to the success of any project. Their highly trained staff will partner with us in creating strategic campaigns and construction management systems that will help win awards during the project. Summit & Associates (DBE) Summit Associates (SA), a DBE firm, is a program, construction management and materials testing firm that was established in 2000. They have extensive experience on highway, transit, airport (airside/landside/terminal), multi- story buildings, utilities, and water resource construction programs/projects. Their laboratory facility is certified by the State of California, Caltrans Trans-Lab and is located in Oakland, CA They have successfully worked on numerous construction and materials testing projects with the California Department of Transportation (Caltrans), Nevada Department of Transportation (NDOT), US Department of Transportation - Federal Highway Administration, Western Federal Lands Highway Division, US Department of Homeland Security - US Coast Guard, NAVFAC, US Environmental Protection Agency (EPA), Contra Costa County Public Works Department, Contra Costa Transportation Authority, San Francisco Municipal Railway, San Francisco Bay Area Rapid Transit (BART), Santa Clara Valley Transportation Authority, San Francisco International Airport, Washoe County RTC, Washoe County Public Works Department, and Public Works Department for the Cities of Concord, Milpitas, San Mateo, Rocklin, Walnut Creek, and San Francisco, California. The key members of our team will remain on this project throughout its duration and will only be substituted under circumstances beyond our control and with the written permission of the City of South San Francisco. 29 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) FIGURE 3: STAFF EXPERIENCE MATRIX City of So SF El Camino Real GBI/TCSP Grand Blvd. Initiative Complete Streets Progra CM Staffing Qualifications Matrix FACILITY ON-CALL EXPERIENCE HWY / TRANSP. EXPERIENCE Pu b l i c B u i l d i n g s Pa r k s & La n d s c a p i n g Ea r t h w o r k / G r a d i n g AC / P C C P a v i n g a n d Re h a b i l i t a t i o n P. C . C . I t e m w o r k Dr a i n a g e & U t i l i t y La n d s c a p e / I r r i g . El e c t r i c a l / L i g h t i n g / TS S i g n a l s SW P P P HM A P a v i n g Tr a f f i c C o n t r o l Sc h e d u l e Re v i e w / C o n t r o l Pe r m i t t i n g Pu b l i c A w a r e n e s s Co n s t r u c t i o n Ma n a g e m e n t La b o r C o m p l i a n c e Pr o j e c t C l o s e o u t Peter Owen Principal-In-Charge 42   Mike Schaaf, PE Construction Manager / Resident Engineer 33  Kenneth Hicks Project Inspector 16    Cheryl Brown Admin. Support / Labor Compliance 15   Richard Shirley, RLA Landscape Inspection 24    Amy Comte, CPSEC, QSD/QSP, ToR SWPPP Oversight 14        Philip Ruiz Electrical / TS Inspection 23      Nicole Ziman (TTG)Public Outreach 16     Mark Alexander (SA)Materials Testing 10       Blaine Johnson (SA)Materials Testing 32      ADMINISTRATION PROJECT PERSONNEL YEARS EXPERIENCE PUBLIC WORKS EXPERIENCE CIVIL / MUNICIPAL ROLE 21 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) TRC was selected as an on-call consultant to provide architectural, transportation engineering, planning, environmental and various other professional CM support services to facilitate implementation of the City’s Capital Improvement Program (CIP). Received Notice to Proceed on October 19, 2015 for all three contract task orders as follows (all three were federally funded projects): 1. Los Cerritos- W. Orange Avenue Intersection Improvements and SRTS-ADA Program (No.2563) 60 WDs; completed February 2016; Project Value: $365,000 2. Grand Avenue-Magnolia Avenue Intersection and Traffic Signal Improvements (No.2554) 120 WDs; completed August, 2016; Project Value: $480,000 3. Mission Road - Evergreen Road Intersection and Traffic Signal Improvements (No.2559) 120 WDs; completed September, 2016; Project Value: $373,000 The projects (3) have been completed. Staff Involved: James “Mike” Schaaf, PE Mark Alexander Blaine Johnson Project Dates: October 2015 to 2016 Project Cost: $1.2 million (three task orders) Client: City of South San Francisco Project Services • Resident Engineer • Project Inspection • Office Engineering • Utility Coordination • Paving and Sidewalks • Traffic Signals ON-CALL ARCHITECTURAL, ENGINEERING AND OTHER PROFESSIONAL SERVICES | SOUTH SAN FRANCISCO, CA PROJECT EXPERIENCE 22 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) TRC has been retained by the City of Walnut Creek’s Engineering and Department of Public Works to provide Construction Management and Inspection Support services under their 3-year CIP program between the 2016 and 2019 seasons. On-call construction management support services covers a range of projects from utility improvements (water and sewer), street lighting, pavement rehabilitation and reconstruction (overlay, dig-outs, slurry seal, new AC section), p.c.c. / sidewalk reconstruction, Safe Routes to School (SRTS), minor structures and possible bridge reconstruction, traffic signalization and / or safety lighting improvements, parks and landscaping and other municipal projects. TRC has staffed the following project(s) for the City: • Ygnacio Valley Road Rehabilitation Phase I, Project No. 15-04 The nature of the work required TRC to provide a diverse workforce with experience to cover the various tasks assigned, inclusive of night work and traffic control experience. TRC’s in-house personnel as assigned to the City are well-trained with the experience that ensured the various work items were executed without major issues.The most significant challenges presented to the Ygnacio Valley Rd. project was traffic control as this particular section of Ygnacio Valley Rd. is heavily traveled in the AM and PM peak hours. Strict adherence to the traffic control plan, staging and scheduling of all p.c.c. item work and asphalt reconstruction / overlay was critical to the project’s success; as noted, all work was completed on time and with no impact(s) to the traveling public. TRC provided the inspector of record and all materials testing and quality assurance support. Staff Involved: James “Mike” Schaaf, PE Mark Alexander Project Dates: May 2017 to July 2017 Project Cost: $1.4 million Client: City of Walnut Creek ON-CALL MATERIAL TESTING AND INSPECTION | WALNUT CREEK, CA Project Services • Construction Management Support Services • Inspector of Record • Labor Compliance documentation • Utility Coordination • SWPPP Oversight • Traffic Control and Management • Pavement Restoration • Traffic Signalization • Street Lighting 23 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) After a successful delivery of construction management services to their 2015 Annual and Measures J & L Pavement Rehabilitation Project, the Public Works and Engineering Department of the City of Orinda selected TRC to perform construction management for their 2016 Annual and Measures J & L Pavement Rehabilitation Project during the summer and fall of 2016. Also, TRC was awarded a contract task order(s) to provide construction management (CM), inspection, materials testing, transportation engineering, planning, environmental and various other professional CM support services to facilitate implementation of the City’s pavement rehabilitation programs. 1. Ivy Drive Pavement Rehabilitation Project (4095) completed April 2016; Project Value: $642,000 2. Ivy Drive / Coral Drive Sidewalk (SRTS) Improvements Project (4093) completed April 2016; Project Value: $170,000 3. 2015 Annual and Measures J&L Pavement Rehabilitation (4097 / 4100) 25 Streets; completed March 2016; Project Value: $6.06 million 4. 2016 Annual and Measures J&L Pavement Rehabilitation (4105 / 4106) 35 Streets; completed February 2017; Project Value: $6.5 million The projects (4) have been completed. Staff Involved: James “Mike” Schaaf, PE Mark Alexander Project Dates: June 2015 to February 2017 Project Cost: $13.5 million (combined) Client: City of Orinda Project Services • Construction Management Services • Project Management • Field Inspection • Materials Testing • Utility Coordination • ADA Improvements • Pavement Rehabilitation and Reconstruction • SWPPP Oversight • Traffic Control and Management • Public Awareness and Notifications CONSTRUCTION MANAGEMENT AND INSPECTION SERVICES | ORINDA, CA 24 Construction Management for El Camino Real ProjectGBI TCSP (EA 4G604 Kaiser to McLellan) & OBAG (EA 4G602 Chestnut to Arroyo) ON-CALL CONSTRUCTION MANAGEMENT AND INSPECTION SERVICES | SAN MATEO, CA TRC was retained by the City of San Mateo’s Department of Public Works to provide construction management and inspection support services under their 2-year CIP program between the 2014 and 2016 seasons with two one-year extensions (which have recently been approved through the 2019 season). On-call construction management support services are to cover a range of projects from utility improvements (water and sewer), street lighting, pavement rehabilitation and reconstruction (overlay, slurry seal and on new AC section), sidewalk reconstruction, SRTS, minor structures and bridge facilities, traffic signalization improvements, parks and landscaping and other municipal federally funded projects. TRC was one of three firms that recently secured an on-call inspection services contract for the City’s upcoming 2017 projects. 1. 2017 Safe Routes to School (SRTS) Program – ATPL 5102 (044) Project Value: $1.68 million 2. 2014 CIP Pavement Improvement (emergency repair) Project Value: $85,000 3. Emergency 24” Waterline Repair and Replacement Project Value: $280,000 4. 2014 and 2015 Urban Slurry Seal Improvements Project Value: $525,100 5. 2014 Bridge Deck Treatment Program Project Value: $350,000 6. 2014 - 2015 Sidewalk Repair & SRTS Program, No. 463231-46024 Project Value: $885,000 7. North Central Pedestrian Safety Improvement and S / L Project CML5102 (042), Project No. 5432 Project Value: $1.24 million Staff Involved: James “Mike” Schaaf, PE, Kenneth Hicks, Mark Alexander Project Dates: May 2014 to February 2017 Project Cost: $5,045,100 million Client: City of San Mateo Project Services • Construction Management Support Services • Inspector of Record • Permitting & Coordination • Labor Compliance • Utility Coordination • SWPPP Oversight • Traffic Control and Management • Bridge Deck / Methacrylate • Pavement Restoration City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:17-1206 Agenda Date:2/14/2018 Version:1 Item #:3a. Resolution approving a consulting services agreement with TRC Engineers,Inc.of San Ramon,California for construction management and inspection services for the Grand Boulevard Initiative Phase I from Arroyo Drive to Chestnut Avenue and Grand Boulevard Initiative Phase II from McClellan Drive to Kaiser Way in an amount not to exceed $632,759 for a total budget of $696,035. WHEREAS,the Grand Boulevard Initiative (“Project”)is a collaboration of 19 cities,counties,local and regional agencies united to improve the performance, safety, and aesthetics of El Camino Real; and WHEREAS,the City of South San Francisco (“City”)portion of the Project starts at McClellan Drive and ends at Chestnut Avenue, which is approximately one mile; and WHEREAS,the City applied for several grants to help fund the construction of the Project located within the City; and WHEREAS,in 2013,the City received a grant in the amount of $1,000,000 from the One Bay Area Grant (OBAG) program to fund the Arroyo Drive and Chestnut Avenue (“Phase I”) portion; and WHEREAS,in 2014,the City received a grant in the amount $1,991,000 from State Transportation Improvement Program and Transportation Enhancement,authorized by City/County Association of Governments (C/CAG), to fund the McClellan Drive to Kaiser Way (“Phase II”) portion; and WHEREAS,staff is combining the Project’s Phase I and Phase II to bid and award as one larger project to allow for receipt of more competitive bids; and WHEREAS,staff issued a Request for Proposals (RFP)through eBidboard for construction management services for the Project in December 2017; and WHEREAS,responses to the RFP were received on January 18,2018,from three (3)firms:K&B Construction Services, Inc., TRC Engineers, Inc. (“TRC”), and VentureSoft Global; and WHEREAS, interviews were held with all three (3) firms on January 31, 2018; and WHEREAS,the interview panel consisted of members of City staff:a Senior Civil Engineer,a Public Works City of South San Francisco Printed on 4/16/2018Page 1 of 2 powered by Legistar™ File #:17-1206 Agenda Date:2/14/2018 Version:1 Item #:3a. Inspector from the Public Works Department, and an Associate Planner from the Planning Division; and WHEREAS,the selection panel members concluded that TRC was the best qualified firm to provide the construction management and inspection services for this project, based on both proposal and interview; and WHEREAS,when analyzing TRC’s proposal and fee schedule,their cost of construction management and inspection services is approximately 10.5 percent,which is within the industry standard range of 8 to 10 percent of construction costs; and WHEREAS,Disadvantaged Business Enterprise (DBE)is required since federal funds are being utilized on this project; and WHEREAS, the City has established a DBE contract goal to 0.5 percent; and WHEREAS,this project is included in the City of South San Francisco’s Fiscal Year 2017-18 Capital Improvement Program (projects st1403 and st1502). NOW,THEREFORE,BE IT RESOLVED,by the City Council of the City of South San Francisco that the City Council hereby approves a consulting services agreement,attached herewith as Exhibit A,for construction management and inspection services for the Grand Boulevard Initiative Phase I from Arroyo Drive to Chestnut Avenue (project st1403)and Grand Boulevard Initiative Phase II from McClellan Drive to Kaiser Way (project st1502)in an amount not to exceed $632,759 and authorizing a total construction management budget of $696,035 conditioned on TRC Engineers,Inc.’s timely execution of the consultant services agreement and submission of all required documents,including but not limited to,certificates of insurance and endorsements, in accordance with the Project documents. BE IT FURTHER RESOLVED that the City Council of the City of South San Francisco authorizes the Finance Department to establish the Project budget consistent with the information contained in the staff report. BE IT FURTHER RESOLVED that the City Manager is hereby authorized to execute the agreement and any other related documents on behalf of the City upon timely submission by TRC Engineers,Inc.signed contract and all other documents, subject to approval as to form by the City Attorney. BE IT FURTHER RESOLVED that the City Council authorizes the City Manager to take any other related actions consistent with the intention of this resolution. ***** City of South San Francisco Printed on 4/16/2018Page 2 of 2 powered by Legistar™ Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 1 of 21 CONSULTING SERVICES AGREEMENT BETWEEN THE CITY OF SOUTH SAN FRANCISCO AND TRC ENGINEERS, INC. THIS AGREEMENT for consulting services (“Agreement”) is made by and between the City of South San Francisco (“City”) and TRC Engineers, Inc. (“Consultant”) (together sometimes referred to as the “Parties”) as of February 14, 2018 (the “Effective Date”). Section 1. SERVICES. Subject to the terms and conditions set forth in this Agreement, Consultant shall provide to City the services described in the Scope of Work attached as Exhibit A, attached hereto and incorporated herein, at the time and place and in the manner specified therein. In the event of a conflict in or inconsistency between the terms of this Agreement and Exhibit A, the Agreement shall prevail. 1.1 Term of Services. The term of this Agreement shall begin on the Effective Date and shall end on December 31, 2019, the date of completion specified in Exhibit A, and Consultant shall complete the work described in Exhibit A prior to that date, unless the term of the Agreement is otherwise terminated or extended, as provided for in Section 8. The time provided to Consultant to complete the services required by this Agreement shall not affect the City’s right to terminate the Agreement, as provided for in Section 8. 1.2 Standard of Performance. Consultant shall perform all services required pursuant to this Agreement in the manner and according to the standards observed by a competent practitioner of the profession in which Consultant is engaged in the geographical area in which Consultant practices its profession. Consultant shall prepare all work products required by this Agreement in a substantial, first-class manner and shall conform to the standards of quality normally observed by a person practicing in Consultant's profession. 1.3 Assignment of Personnel. Consultant shall assign only competent personnel to perform services pursuant to this Agreement. In the event that City, in its sole discretion, at any time during the term of this Agreement, desires the reassignment of any such persons, Consultant shall, immediately upon receiving notice from City of such desire of City, reassign such person or persons. 1.4 Time. Consultant shall devote such time to the performance of services pursuant to this Agreement as may be reasonably necessary to meet the standard of performance provided in Sections 1.1 and 1.2 above and to satisfy Consultant’s obligations hereunder. Section 2. COMPENSATION. City hereby agrees to pay Consultant a sum not to exceed Six Hundred Thirty Two Thousand Seven Hundred Fifty Nine Dollars and Nine Cents (632,759.09), notwithstanding any contrary indications that may be contained in Consultant’s proposal, for services to be performed and reimbursable costs incurred under this Agreement. In the event of a conflict between this Agreement and Consultant’s proposal, attached as Exhibit A, or Consultant’s compensation schedule attached as Exhibit B, regarding the amount of compensation, the Agreement shall prevail. City shall pay Consultant for services rendered pursuant to this Agreement at the time and in the manner set forth herein. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 2 of 21 The payments specified below shall be the only payments from City to Consultant for services rendered pursuant to this Agreement. Consultant shall submit all invoices to City in the manner specified herein. Except as specifically authorized by City, Consultant shall not bill City for duplicate services performed by more than one person. Consultant and City acknowledge and agree that compensation paid by City to Consultant under this Agreement is based upon Consultant’s estimated costs of providing the services required hereunder, including salaries and benefits of employees and subcontractors of Consultant. Consequently, the parties further agree that compensation hereunder is intended to include the costs of contributions to any pensions and/or annuities to which Consultant and its employees, agents, and subcontractors may be eligible. City therefore has no responsibility for such contributions beyond compensation required under this Agreement. 2.1 Invoices. Consultant shall submit invoices, not more often than once per month during the term of this Agreement, based on the cost for services performed and reimbursable costs incurred prior to the invoice date. Invoices shall contain the following information:  Serial identifications of progress bills (i.e., Progress Bill No. 1 for the first invoice, etc.);  The beginning and ending dates of the billing period;  A task summary containing the original contract amount, the amount of prior billings, the total due this period, the balance available under the Agreement, and the percentage of completion;  At City’s option, for each work item in each task, a copy of the applicable time entries or time sheets shall be submitted showing the name of the person doing the work, the hours spent by each person, a brief description of the work, and each reimbursable expense;  The total number of hours of work performed under the Agreement by Consultant and each employee, agent, and subcontractor of Consultant performing services hereunder, as well as a separate notice when the total number of hours of work by Consultant and any individual employee, agent, or subcontractor of Consultant reaches or exceeds eight hundred (800) hours, which shall include an estimate of the time necessary to complete the work described in Exhibit A;  The amount and purpose of actual expenditures for which reimbursement is sought;  The Consultant’s signature. 2.2 Monthly Payment. City shall make monthly payments, based on invoices received, for services satisfactorily performed, and for authorized reimbursable costs incurred. City shall have thirty (30) days from the receipt of an invoice that complies with all of the requirements above to pay Consultant. City shall have no obligation to pay invoices submitted ninety (90) days past the performance of work or incurrence of cost. 2.3 Final Payment. City shall pay the last ten percent (10%) of the total sum due pursuant to this Agreement within sixty (60) days after completion of the services and submittal to City of a final invoice, if all services required have been satisfactorily performed. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 3 of 21 2.4 Total Payment. City shall pay for the services to be rendered by Consultant pursuant to this Agreement. City shall not pay any additional sum for any expense or cost whatsoever incurred by Consultant in rendering services pursuant to this Agreement. City shall make no payment for any extra, further, or additional service pursuant to this Agreement. In no event shall Consultant submit any invoice for an amount in excess of the maximum amount of compensation provided above either for a task or for the entire Agreement, unless the Agreement is modified prior to the submission of such an invoice by a properly executed change order or amendment. 2.5 Hourly Fees. Fees for work performed by Consultant on an hourly basis shall not exceed the amounts shown on the compensation schedule attached hereto and incorporated herein as Exhibit B. 2.6 Reimbursable Expenses. The following constitute reimbursable expenses authorized by this Agreement mileage, parking, tolls, printing, out of area travel, conference calls, postage, express mail, and delivery. Reimbursable expenses shall not exceed $1,000. Expenses not listed above are not chargeable to City. Reimbursable expenses are included in the total amount of compensation provided under Section 2 of this Agreement that shall not be exceeded. 2.7 Payment of Taxes, Tax Withholding. Consultant is solely responsible for the payment of employment taxes incurred under this Agreement and any similar federal or state taxes. To be exempt from tax withholding, Consultant must provide City with a valid California Franchise Tax Board form 590 (“Form 590”), as may be amended and such Form 590 shall be attached hereto and incorporated herein as Exhibit D. Unless Consultant provides City with a valid Form 590 or other valid, written evidence of an exemption or waiver from withholding, City may withhold California taxes from payments to Consultant as required by law. Consultant shall obtain, and maintain on file for three (3) years after the termination of this Agreement, Form 590s (or other written evidence of exemptions or waivers) from all subcontractors. Consultant accepts sole responsibility for withholding taxes from any non- California resident subcontractor and shall submit written documentation of compliance with Consultant’s withholding duty to City upon request. . 2.8 Payment upon Termination. In the event that the City or Consultant terminates this Agreement pursuant to Section 8, the City shall compensate the Consultant for all outstanding costs and reimbursable expenses incurred for work satisfactorily completed as of the date of written notice of termination. Consultant shall maintain adequate logs and timesheets in order to verify costs incurred to that date. 2.9 Authorization to Perform Services. The Consultant is not authorized to perform any services or incur any costs whatsoever under the terms of this Agreement until receipt of authorization from the Contract Administrator. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 4 of 21 2.10 Prevailing Wage. Where applicable, the wages to be paid for a day's work to all classes of laborers, workmen, or mechanics on the work contemplated by this Agreement, shall be not less than the prevailing rate for a day’s work in the same trade or occupation in the locality within the state where the work hereby contemplates to be performed as determined by the Director of Industrial Relations pursuant to the Director’s authority under Labor Code Section 1770, et seq. Each laborer, worker or mechanic employed by Consultant or by any subcontractor shall receive the wages herein provided for. The Consultant shall pay two hundred dollars ($200), or whatever amount may be set by Labor Code Section 1775, as may be amended, per day penalty for each worker paid less than prevailing rate of per diem wages. The difference between the prevailing rate of per diem wages and the wage paid to each worker shall be paid by the Consultant to each worker. An error on the part of an awarding body does not relieve the Consultant from responsibility for payment of the prevailing rate of per diem wages and penalties pursuant to Labor Code Sections 1770 1775. The City will not recognize any claim for additional compensation because of the payment by the Consultant for any wage rate in excess of prevailing wage rate set forth. The possibility of wage increases is one of the elements to be considered by the Consultant. a. Posting of Schedule of Prevailing Wage Rates and Deductions. If the schedule of prevailing wage rates is not attached hereto pursuant to Labor Code Section 1773.2, the Consultant shall post at appropriate conspicuous points at the site of the project a schedule showing all determined prevailing wage rates for the various classes of laborers and mechanics to be engaged in work on the project under this contract and all deductions, if any, required by law to be made from unpaid wages actually earned by the laborers and mechanics so engaged. b. Payroll Records. Each Consultant and subcontractor shall keep an accurate payroll record, showing the name, address, social security number, work week, and the actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed by the Consultant in connection with the public work. Such records shall be certified and submitted weekly as required by Labor Code Section 1776.” Section 3. FACILITIES AND EQUIPMENT. Except as set forth herein, Consultant shall, at its sole cost and expense, provide all facilities and equipment that may be necessary to perform the services required by this Agreement. City shall make available to Consultant only the facilities and equipment listed in this section, and only under the terms and conditions set forth herein. City shall furnish physical facilities such as desks, filing cabinets, and conference space, as may be reasonably necessary for Consultant’s use while consulting with City employees and reviewing records and the information in possession of the City. The location, quantity, and time of furnishing those facilities shall be in the sole discretion of City. In no event shall City be obligated to furnish any facility that may involve incurring any direct expense, including but not limited to computer, long-distance telephone or other communication charges, vehicles, and reproduction facilities. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 5 of 21 Section 4. INSURANCE REQUIREMENTS. Before beginning any work under this Agreement, Consultant, at its own cost and expense, unless otherwise specified below, shall procure the types and amounts of insurance listed below against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the work hereunder by the Consultant and its agents, representatives, employees, and subcontractors. Consistent with the following provisions, Consultant shall provide Certificates of Insurance, attached hereto and incorporated herein as Exhibit C, indicating that Consultant has obtained or currently maintains insurance that meets the requirements of this section and under forms of insurance satisfactory, in all respects, to the City. Consultant shall maintain the insurance policies required by this section throughout the term of this Agreement. The cost of such insurance shall be included in the Consultant's bid. Consultant shall not allow any subcontractor to commence work on any subcontract until Consultant has obtained all insurance required herein for the subcontractor(s). 4.1 Workers’ Compensation. Consultant shall, at its sole cost and expense, maintain Statutory Workers’ Compensation Insurance and Employer’s Liability Insurance for any and all persons employed directly or indirectly by Consultant. The Statutory Workers’ Compensation Insurance and Employer’s Liability Insurance shall be provided with limits of not less than ONE MILLION DOLLARS ($1,000,000) per accident. In the alternative, Consultant may rely on a self-insurance program to meet those requirements, but only if the program of self-insurance complies fully with the provisions of the California Labor Code. Determination of whether a self-insurance program meets the standards of the Labor Code shall be solely in the discretion of the Contract Administrator (as defined in Section 10.9). The insurer, if insurance is provided, or the Consultant, if a program of self- insurance is provided, shall waive all rights of subrogation against the City and its officers, officials, employees, and volunteers for loss arising from work performed under this Agreement. 4.2 Commercial General and Automobile Liability Insurance. 4.2.1 General requirements. Consultant, at its own cost and expense, shall maintain commercial general and automobile liability insurance for the term of this Agreement in an amount not less than ONE MILLION DOLLARS ($1,000,000.00) per occurrence, combined single limit coverage for risks associated with the work contemplated by this Agreement. If a Commercial General Liability Insurance or an Automobile Liability form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this Agreement or the general aggregate limit shall be at least twice the required occurrence limit. Such coverage shall include but shall not be limited to, protection against claims arising from bodily and personal injury, including death resulting there from, and damage to property resulting from activities contemplated under this Agreement, including the use of owned and non- owned automobiles. 4.2.2 Minimum scope of coverage. Commercial general coverage shall be at least as broad as Insurance Services Office Commercial General Liability occurrence form Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 6 of 21 CG 0001 or GL 0002 (most recent editions) covering comprehensive General Liability and Insurance Services Office form number GL 0404 covering Broad Form Comprehensive General Liability. Automobile coverage shall be at least as broad as Insurance Services Office Automobile Liability form CA 0001 (ed. 12/90) Code 8 and 9. No endorsement shall be attached limiting the coverage. 4.2.3 Additional requirements. Each of the following shall be included in the insurance coverage or added as a certified endorsement to the policy: a. The insurance shall cover on an occurrence or an accident basis, and not on a claims-made basis. b. Any failure of Consultant to comply with reporting provisions of the policy shall not affect coverage provided to City and its officers, employees, agents, and volunteers. 4.3 Professional Liability Insurance. 4.3.1 General requirements. Consultant, at its own cost and expense, shall maintain for the period covered by this Agreement professional liability insurance for licensed professionals performing work pursuant to this Agreement in an amount not less than ONE MILLION DOLLARS ($1,000,000) covering the licensed professionals’ errors and omissions. Any deductible or self-insured retention shall not exceed ONE HUNDRED FIFTY THOUSAND DOLLARS $150,000 per claim. 4.3.2 Claims-made limitations. The following provisions shall apply if the professional liability coverage is written on a claims-made form: a. The retroactive date of the policy must be shown and must be before the date of the Agreement. b. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the Agreement or the work, so long as commercially available at reasonable rates. c. If coverage is canceled or not renewed and it is not replaced with another claims-made policy form with a retroactive date that precedes the date of this Agreement, Consultant must provide extended reporting coverage for a minimum of five (5) years after completion of the Agreement or the work. The City shall have the right to exercise, at the Consultant’s sole cost and expense, any extended reporting provisions of the policy, if the Consultant cancels or does not renew the coverage. d. A copy of the claim reporting requirements must be submitted to the City prior to the commencement of any work under this Agreement. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 7 of 21 4.4 All Policies Requirements. 4.4.1 Acceptability of insurers. All insurance required by this section is to be placed with insurers with a Bests' rating of no less than A:VII. 4.4.2 Verification of coverage. Prior to beginning any work under this Agreement, Consultant shall furnish City with complete copies of all policies delivered to Consultant by the insurer, including complete copies of all endorsements attached to those policies. All copies of policies and certified endorsements shall show the signature of a person authorized by that insurer to bind coverage on its behalf. If the City does not receive the required insurance documents prior to the Consultant beginning work, it shall not waive the Consultant’s obligation to provide them. The City reserves the right to require complete copies of all required insurance policies at any time. 4.4.3 Notice of Reduction in or Cancellation of Coverage. A certified endorsement shall be attached to all insurance obtained pursuant to this Agreement stating that coverage shall not be suspended, voided, canceled by either party, or reduced in coverage or in limits, except after thirty (30) days' prior written notice by certified mail, return receipt requested, has been given to the City. In the event that any coverage required by this section is reduced, limited, cancelled, or materially affected in any other manner, Consultant shall provide written notice to City at Consultant’s earliest possible opportunity and in no case later than ten (10) working days after Consultant is notified of the change in coverage. 4.4.4 Additional insured; primary insurance. City and its officers, employees, agents, and volunteers shall be covered as additional insureds with respect to each of the following: liability arising out of activities performed by or on behalf of Consultant, including the insured’s general supervision of Consultant; products and completed operations of Consultant, as applicable; premises owned, occupied, or used by Consultant; and automobiles owned, leased, or used by the Consultant in the course of providing services pursuant to this Agreement. The coverage shall contain no special limitations on the scope of protection afforded to City or its officers, employees, agents, or volunteers. A certified endorsement must be attached to all policies stating that coverage is primary insurance with respect to the City and its officers, officials, employees and volunteers, and that no insurance or self-insurance maintained by the City shall be called upon to contribute to a loss under the coverage. 4.4.5 Deductibles and Self-Insured Retentions. Consultant shall disclose to and obtain the approval of City for the self-insured retentions and deductibles before beginning any of the services or work called for by any term of this Agreement. Further, if the Consultant’s insurance policy includes a self-insured retention that Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 8 of 21 must be paid by a named insured as a precondition of the insurer’s liability, or which has the effect of providing that payments of the self-insured retention by others, including additional insureds or insurers do not serve to satisfy the self- insured retention, such provisions must be modified by special endorsement so as to not apply to the additional insured coverage required by this agreement so as to not prevent any of the parties to this agreement from satisfying or paying the self- insured retention required to be paid as a precondition to the insurer’s liability. Additionally, the certificates of insurance must note whether the policy does or does not include any self-insured retention and also must disclose the deductible. During the period covered by this Agreement, only upon the prior express written authorization of Contract Administrator, Consultant may increase such deductibles or self-insured retentions with respect to City, its officers, employees, agents, and volunteers. The Contract Administrator may condition approval of an increase in deductible or self-insured retention levels with a requirement that Consultant procure a bond, guaranteeing payment of losses and related investigations, claim administration, and defense expenses that is satisfactory in all respects to each of them. 4.4.6 Subcontractors. Consultant shall include all subcontractors as insureds under its policies or shall furnish separate certificates and certified endorsements for each subcontractor. All coverages for subcontractors shall be subject to all of the requirements stated herein. 4.4.7 Wasting Policy. No insurance policy required by Section 4 shall include a “wasting” policy limit. 4.4.8 Variation. The City may approve a variation in the foregoing insurance requirements, upon a determination that the coverage, scope, limits, and forms of such insurance are either not commercially available, or that the City’s interests are otherwise fully protected. 4.5 Remedies. In addition to any other remedies City may have if Consultant fails to provide or maintain any insurance policies or policy endorsements to the extent and within the time herein required, City may, at its sole option exercise any of the following remedies, which are alternatives to other remedies City may have and are not the exclusive remedy for Consultant’s breach: a. Obtain such insurance and deduct and retain the amount of the premiums for such insurance from any sums due under the Agreement; b. Order Consultant to stop work under this Agreement or withhold any payment that becomes due to Consultant hereunder, or both stop work and withhold any payment, until Consultant demonstrates compliance with the requirements hereof; and/or Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 9 of 21 c. Terminate this Agreement. Section 5. INDEMNIFICATION AND Consultant’s RESPONSIBILITIES. To the fullest extent permitted by law, Consultant shall indemnify, defend with counsel selected by the City, and hold harmless the City and its officials, officers, employees, agents, and volunteers from and against any and all losses, liability, claims, suits, actions, damages, and causes of action arising out of any personal injury, bodily injury, loss of life, or damage to property, or any violation of any federal, state, or municipal law or ordinance, to the extent caused, in whole or in part, by the willful misconduct or negligent acts or omissions of Consultant or its employees, subcontractors, or agents, by acts for which they could be held strictly liable, or by the quality or character of their work. The foregoing obligation of Consultant shall not apply when (1) the injury, loss of life, damage to property, or violation of law arises wholly from the gross negligence or willful misconduct of the City or its officers, employees, agents, or volunteers and (2) the actions of Consultant or its employees, subcontractor, or agents have contributed in no part to the injury, loss of life, damage to property, or violation of law. It is understood that the duty of Consultant to indemnify and hold harmless includes the duty to defend as set forth in Section 2778 of the California Civil Code. Acceptance by City of insurance certificates and endorsements required under this Agreement does not relieve Consultant from liability under this indemnification and hold harmless clause. This indemnification and hold harmless clause shall apply to any damages or claims for damages whether or not such insurance policies shall have been determined to apply. By execution of this Agreement, Consultant acknowledges and agrees to the provisions of this Section and that it is a material element of consideration. In the event that Consultant or any employee, agent, or subcontractor of Consultant providing services under this Agreement is determined by a court of competent jurisdiction or the California Public Employees Retirement System (PERS) to be eligible for enrollment in PERS as an employee of City, Consultant shall indemnify, defend, and hold harmless City for the payment of any employee and/or employer contributions for PERS benefits on behalf of Consultant or its employees, agents, or subcontractors, as well as for the payment of any penalties and interest on such contributions, which would otherwise be the responsibility of City. Section 6. STATUS OF Consultant. 6.1 Independent Contractor. At all times during the term of this Agreement, Consultant shall be an independent contractor and shall not be an employee of City. City shall have the right to control Consultant only insofar as the results of Consultant's services rendered pursuant to this Agreement and assignment of personnel pursuant to Subparagraph 1.3; however, otherwise City shall not have the right to control the means by which Consultant accomplishes services rendered pursuant to this Agreement. Notwithstanding any other City, state, or federal policy, rule, regulation, law, or ordinance to the contrary, Consultant and any of its employees, agents, and subcontractors providing services under this Agreement shall not qualify for or become entitled to, and hereby agree to waive any and all claims to, any compensation, benefit, or any incident of employment by City, including but not limited to eligibility to enroll in the California Public Employees Retirement System (PERS) as an employee of City and entitlement to any contribution to be paid by City for employer contributions and/or employee contributions for PERS benefits. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 10 of 21 6.2 Consultant No Agent. Except as City may specify in writing, Consultant shall have no authority, express or implied, to act on behalf of City in any capacity whatsoever as an agent or to bind City to any obligation whatsoever. Section 7. LEGAL REQUIREMENTS. 7.1 Governing Law. The laws of the State of California shall govern this Agreement. 7.2 Compliance with Applicable Laws. Consultant and any subcontractors shall comply with all laws applicable to the performance of the work hereunder. 7.3 Other Governmental Regulations. To the extent that this Agreement may be funded by fiscal assistance from another governmental entity, Consultant and any subcontractors shall comply with all applicable rules and regulations to which City is bound by the terms of such fiscal assistance program. 7.4 Licenses and Permits. Consultant represents and warrants to City that Consultant and its employees, agents, and any subcontractors have all licenses, permits, qualifications, and approvals, including from City, of what-so-ever nature that are legally required to practice their respective professions. Consultant represents and warrants to City that Consultant and its employees, agents, any subcontractors shall, at their sole cost and expense, keep in effect at all times during the term of this Agreement any licenses, permits, and approvals that are legally required to practice their respective professions. In addition to the foregoing, Consultant and any subcontractors shall obtain and maintain during the term of this Agreement valid Business Licenses from City. 7.5 Nondiscrimination and Equal Opportunity. Consultant shall not discriminate, on the basis of a person’s race, religion, color, national origin, age, physical or mental handicap or disability, medical condition, marital status, sex, or sexual orientation, against any employee, applicant for employment, subcontractor, bidder for a subcontract, or participant in, recipient of, or applicant for any services or programs provided by Consultant under this Agreement. Consultant shall comply with all applicable federal, state, and local laws, policies, rules, and requirements related to equal opportunity and nondiscrimination in employment, contracting, and the provision of any services that are the subject of this Agreement, including but not limited to the satisfaction of any positive obligations required of Consultant thereby. Consultant shall include the provisions of this Subsection in any subcontract approved by the Contract Administrator or this Agreement. Section 8. TERMINATION AND MODIFICATION. 8.1 Termination. City may cancel this Agreement at any time and without cause upon written notification to Consultant. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 11 of 21 Consultant may cancel this Agreement for cause upon 30 days’ written notice to City and shall include in such notice the reasons for cancellation. In the event of termination, Consultant shall be entitled to compensation for services performed to the date of notice of termination; City, however, may condition payment of such compensation upon Consultant delivering to City all materials described in Section 9.1. 8.2 Extension. City may, in its sole and exclusive discretion, extend the end date of this Agreement beyond that provided for in Subsection 1.1. Any such extension shall require a written amendment to this Agreement, as provided for herein. Consultant understands and agrees that, if City grants such an extension, City shall have no obligation to provide Consultant with compensation beyond the maximum amount provided for in this Agreement. Similarly, unless authorized by the Contract Administrator, City shall have no obligation to reimburse Consultant for any otherwise reimbursable expenses incurred during the extension period. 8.3 Amendments. The parties may amend this Agreement only by a writing signed by all the parties. 8.4 Assignment and Subcontracting. City and Consultant recognize and agree that this Agreement contemplates personal performance by Consultant and is based upon a determination of Consultant’s unique personal competence, experience, and specialized personal knowledge. Moreover, a substantial inducement to City for entering into this Agreement was and is the professional reputation and competence of Consultant. Consultant may not assign this Agreement or any interest therein without the prior written approval of the Contract Administrator. Consultant shall not assign or subcontract any portion of the performance contemplated and provided for herein, other than to the subcontractors noted in the proposal, without prior written approval of the Contract Administrator. 8.4.1 Subcontracting A. Nothing contained in this Agreement or otherwise, shall create any contractual relationship between City and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to City for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant’s obligation to pay its subconsultant(s) is an independent obligation from City’s obligation to make payments to the Consultant. B. Consultant shall perform the work contemplated with resources available within its organization and no portion of the work pertinent to this contract shall be Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 12 of 21 subcontracted without written authorization by City’s Contract Administrator, except that, which is expressly identified in the approved Scope of Work. C. Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by City. D. Any subcontract in excess of $25,000 entered into as a result of this contract shall contain all the provisions in this contract to be applicable to subconsultants. E. Any substitution of subconsultant(s) must be approved in writing by City’s Contract Administrator prior to the start of work by the subconsultant(s). 8.5 Survival. All obligations arising prior to the termination of this Agreement and all provisions of this Agreement allocating liability between City and Consultant shall survive the termination of this Agreement. 8.6 Options upon Breach by Consultant. If Consultant materially breaches any of the terms of this Agreement, City’s remedies shall include, but not be limited to, the following: 8.6.1 Immediately terminate the Agreement; 8.6.2 Retain the plans, specifications, drawings, reports, design documents, and any other work product prepared by Consultant pursuant to this Agreement; 8.6.3 Retain a different consultant to complete the work described in Exhibit A not finished by Consultant; or 8.6.4 Charge Consultant the difference between the cost to complete the work described in Exhibit A that is unfinished at the time of breach and the amount that City would have paid Consultant pursuant to Section 2 if Consultant had completed the work. Section 9. KEEPING AND STATUS OF RECORDS. 9.1 Records Created as Part of Consultant’s Performance. All reports, data, maps, models, charts, studies, surveys, photographs, memoranda, plans, studies, specifications, records, files, or any other documents or materials, in electronic or any other form, that Consultant prepares or obtains pursuant to this Agreement and that relate to the matters covered hereunder shall be the property of the City. Consultant hereby agrees to deliver those documents to the City upon termination of the Agreement. It is understood and agreed that the documents and other materials, including but not limited to those described above, prepared pursuant to this Agreement are prepared specifically for the City and are not necessarily suitable for any future or other use. City and Consultant agree that, until final approval by City, all data, plans, specifications, reports and other documents are Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 13 of 21 confidential and will not be released to third parties without prior written consent of both parties unless required by law. 9.2 Consultant’s Books and Records. Consultant shall maintain any and all ledgers, books of account, invoices, vouchers, canceled checks, and other records or documents evidencing or relating to charges for services or expenditures and disbursements charged to the City under this Agreement for a minimum of three (3) years, or for any longer period required by law, from the date of final payment to the Consultant to this Agreement. 9.3 Inspection and Audit of Records. Any records or documents that Section 9.2 of this Agreement requires Consultant to maintain shall be made available for inspection, audit, and/or copying at any time during regular business hours, upon oral or written request of the City. Under California Government Code Section 8546.7, if the amount of public funds expended under this Agreement exceeds TEN THOUSAND DOLLARS ($10,000.00), the Agreement shall be subject to the examination and audit of the State Auditor, at the request of City or as part of any audit of the City, for a period of three (3) years after final payment under the Agreement. 9.3.1 Retention of Records/Audit For the purpose of determining compliance with Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the performance of the contract pursuant to Government Code 8546.7; Consultant, subconsultants, and City shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of the Agreement, including but not limited to, the costs of administering the Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the term of the Agreement and for three years from the date of final payment under the Agreement. The state, State Auditor, City, FHWA, or any duly authorized representative of the Federal Government shall have access to any books, records, and documents of Consultant and its certified public accountants (CPA) work papers that are pertinent to the contract and indirect cost rates (ICR) for audit, examinations, excerpts, and transactions, and copies thereof shall be furnished if requested. Subcontracts in excess of $25,000 shall contain the provision. 9.3.2 Audit Review Procedures. A. Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement, shall be reviewed by City’s Finance Director. B. Not later than 30 days after issuance of the final audit report, Consultant may request a review by City’s Finance Director of unresolved audit issues. The request for review will be submitted in writing. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 14 of 21 C. Neither the pendency of a dispute nor its consideration by City will excuse Consultant from full and timely performance, in accordance with the terms of this contract. 9.4 Records Submitted in Response to an Invitation to Bid or Request for Proposals. All responses to a Request for Proposals (RFP) or invitation to bid issued by the City become the exclusive property of the City. At such time as the City selects a bid, all proposals received become a matter of public record, and shall be regarded as public records, with the exception of those elements in each proposal that are defined by Consultant and plainly marked as “Confidential,” "Business Secret" or “Trade Secret." The City shall not be liable or in any way responsible for the disclosure of any such proposal or portions thereof, if Consultant has not plainly marked it as a "Trade Secret" or "Business Secret," or if disclosure is required under the Public Records Act. Although the California Public Records Act recognizes that certain confidential trade secret information may be protected from disclosure, the City may not be in a position to establish that the information that a prospective bidder submits is a trade secret. If a request is made for information marked "Trade Secret" or "Business Secret," and the requester takes legal action seeking release of the materials it believes does not constitute trade secret information, by submitting a proposal, Consultant agrees to indemnify, defend and hold harmless the City, its agents and employees, from any judgment, fines, penalties, and award of attorneys fees awarded against the City in favor of the party requesting the information, and any and all costs connected with that defense. This obligation to indemnify survives the City's award of the contract. Consultant agrees that this indemnification survives as long as the trade secret information is in the City's possession, which includes a minimum retention period for such documents. Section 10 MISCELLANEOUS PROVISIONS. 10.1 Attorneys’ Fees. If a party to this Agreement brings any action, including arbitration or an action for declaratory relief, to enforce or interpret the provision of this Agreement, the prevailing party shall be entitled to reasonable attorneys’ fees in addition to any other relief to which that party may be entitled. The court may set such fees in the same action or in a separate action brought for that purpose. 10.2 Venue. In the event that either party brings any action against the other under this Agreement, the parties agree that trial of such action shall be vested exclusively in the state courts of California in the County San Mateo or in the United States District Court for the Northern District of California. 10.3 Severability. If a court of competent jurisdiction finds or rules that any provision of this Agreement is invalid, void, or unenforceable, the provisions of this Agreement not so adjudged shall remain in full force and effect. The invalidity in whole or in part of any Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 15 of 21 provision of this Agreement shall not void or affect the validity of any other provision of this Agreement. 10.4 No Implied Waiver of Breach. The waiver of any breach of a specific provision of this Agreement does not constitute a waiver of any other breach of that term or any other term of this Agreement. 10.5 Successors and Assigns. The provisions of this Agreement shall inure to the benefit of and shall apply to and bind the successors and assigns of the parties. 10.6 Use of Recycled Products. Consultant shall prepare and submit all reports, written studies and other printed material on recycled paper to the extent it is available at equal or less cost than virgin paper. 10.7 Conflict of Interest. Consultant may serve other clients, but none whose activities within the corporate limits of City or whose business, regardless of location, would place Consultant in a “conflict of interest,” as that term is defined in the Political Reform Act, codified at California Government Code Section 81000 et seq. Consultant shall not employ any City official in the work performed pursuant to this Agreement. No officer or employee of City shall have any financial interest in this Agreement that would violate California Government Code Sections 1090 et seq. Consultant hereby warrants that it is not now, nor has it been in the previous twelve (12) months, an employee, agent, appointee, or official of the City. If Consultant was an employee, agent, appointee, or official of the City in the previous twelve (12) months, Consultant warrants that it did not participate in any manner in the forming of this Agreement. Consultant understands that, if this Agreement is made in violation of Government Code §1090 et.seq., the entire Agreement is void and Consultant will not be entitled to any compensation for services performed pursuant to this Agreement, including reimbursement of expenses, and Consultant will be required to reimburse the City for any sums paid to the Consultant. Consultant understands that, in addition to the foregoing, it may be subject to criminal prosecution for a violation of Government Code § 1090 and, if applicable, will be disqualified from holding public office in the State of California. 10.8 Solicitation. Consultant agrees not to solicit business at any meeting, focus group, or interview related to this Agreement, either orally or through any written materials. 10.9 Contract Administration. This Agreement shall be administered by Matthew Ruble ("Contract Administrator"). All correspondence shall be directed to or through the Contract Administrator or his or her designee. 10.10 Notices. All notices and other communications which are required or may be given under this Agreement shall be in writing and shall be deemed to have been duly given (i) when received if personally delivered; (ii) when received if transmitted by telecopy, if received Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 16 of 21 during normal business hours on a business day (or if not, the next business day after delivery) provided that such facsimile is legible and that at the time such facsimile is sent the sending Party receives written confirmation of receipt; (iii) if sent for next day delivery to a domestic address by recognized overnight delivery service (e.g., Federal Express); and (iv) upon receipt, if sent by certified or registered mail, return receipt requested. In each case notice shall be sent to the respective Parties as follows: Consultant TRC Engineers, Inc. 3000 Executive Parkway, Suite 460 San Ramon, CA 94583 City NOTICES INVOICES City Clerk Engineering City of South San Francisco City of South San Francisco 400 Grand Avenue 315 Maple Ave South San Francisco, CA 94080 South San Francisco, CA 94080 10.11 Professional Seal. Where applicable in the determination of the contract administrator, the first page of a technical report, first page of design specifications, and each page of construction drawings shall be stamped/sealed and signed by the licensed professional responsible for the report/design preparation. The stamp/seal shall be in a block entitled "Seal and Signature of Registered Professional with report/design responsibility," as in the following example. Seal and Signature of Registered Professional with report/design responsibility. 10.12 Integration. This Agreement, including all Exhibits attached hereto, and incorporated herein, represents the entire and integrated agreement between City and Consultant and supersedes all prior negotiations, representations, or agreements, either written or oral pertaining to the matters herein. 10.13 Counterparts. This Agreement may be executed in counterparts and/or by facsimile or other electronic means, and when each Party has signed and delivered at least one such counterpart, each counterpart shall be deemed an original, and, when taken together with other signed counterpart, shall constitute one Agreement, which shall be binding upon and effective as to all Parties.. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 17 of 21 10.14 Construction. The headings in this Agreement are for the purpose of reference only and shall not limit or otherwise affect any of the terms of this Agreement. The parties have had an equal opportunity to participate in the drafting of this Agreement; therefore any construction as against the drafting party shall not apply to this Agreement. 10.15 No Third Party Beneficiaries. This Agreement is made solely for the benefit of the Parties hereto with no intent to benefit any non-signatory third parties. 10.16 Cost Principles and Administrative Requirements. A. Consultant agreed that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items not otherwise identified in the Scope of Work. B. Consultant also agrees to comply with federal procedures in accordance with 49 CFR, Part 18, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments. C. Any costs for which payment has been made to Consultant that are determined by subsequent audit to be unallowable under 49CFR, Part 18 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to City. D. All subcontracts in excess of $25,000 shall contain the above provisions. 10.17 Rebates, Kickbacks or Other Unlawful Consideration. Consultant warrants that this Agreement was not obtained or secured through rebates, kickbacks or other unlawful consideration, either promised or paid to any City employee. For breach or violation of this warranty, City shall have the right in its discretion; to terminate the Agreement without liability; to pay only for the value of the work actually performed; or to deduct from the total compensation stated in this Agreement; or otherwise recover the full amount of such rebate, kickback or other unlawful consideration. 10.18 Statement of Compliance. A. Consultant’s signature affixed herein, and dated, shall constitute a certification under penalty of perjury under the laws of the State of California that Consultant has, unless exempt, complied with the nondiscrimination program requirements of Government Code Section 12990 and Title 2, California Administrative Code, Section 8103. B. During the performance of this Agreement, Consultant and its subconsultants shall not unlawfully discriminate, harass or allow harassment against any employee or applicant for employment because of sex, race, color, ancestry, religious creed, national origin, physical disability (including HIV and AIDS), mental disability, medical condition (e.g., cancer), age (over 40), marital status, and denial of family care leave. Consultant and subconsultants shall insure that the evaluation and treatment of their employees and Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 18 of 21 applicants for employment are free from such discrimination and harassment. Consultants and subconsultants shall comply with the provisions of the Fair Employment and Housing Act (Gov. Code §12990 (a-f) et seq.) and the applicable regulations promulgated there under (California Code of Regulations, Title 2, Section 7285 et seq.). The applicable regulations of the Fair Employment and Housing Commission implementing Government Code §12990 (a-f), set forth in Chapter 5 of Division 4 of Title 2 of the California Code of Regulations, are incorporated into this Contract by reference and made a part hereof as if set forth in full. Consultant and its subconsultants shall give written notice of their obligations under this clause to labor organizations with which they have a collective bargaining or other Agreement. C. The Consultant shall comply with regulations relative to Title VI (nondiscrimination in federally-assisted programs of the Department of Transportation – Title 49 Code of Federal Regulations, Part 21 – Effectuation of Title VI of the 1964 Civil Rights Act). Title VI provides that the recipients of federal assistance will implement and maintain a policy of nondiscrimination in which no person in the State of California shall, on the basis of race, color, national origin, religion, sex, age, disability, be excluded from participation in, denied the benefits of or subject to discrimination under any program or activity by the recipients of federal assistance of their assignees and successors in interest. D. The Consultant, with regard to the work, performed by it during the Agreement shall act in accordance with Title VI. Specifically, the Consultant shall not discriminate on the basis of race, color, national origin, religion, sex, age, or disability in selection and retention of Subconsultants, including procurement of materials and leases of equipment. The Consultant shall not participate either directly or indirectly in the discrimination prohibited by Section 21.5 of the U.S. DOT’s Regulations, including employment practices when the Agreement covers a program whose goal is employment. 10.19 Debarment and Suspension Certification. A. Consultant’s signature affixed herein, shall constitute a certification under penalty of perjury under the laws of the State of California, that Consultant has complied with Title 2 CFR, Part 180, “OMB Guidelines to Agencies on Government wide Debarment and Suspension (nonprocurement)”, which certifies that he/she or any person associated therewith in the capacity of owner, partner, director, officer, or manager, is not currently under suspension, debarment, voluntary exclusion, or determination of ineligibility by any federal agency; has not been suspended, debarred, voluntarily excluded, or determined ineligible by any federal agency within the past three (3) years; does not have a proposed debarment pending; and has not been indicted, convicted, or had a civil judgment rendered against it by a court of competent jurisdiction in any manner involving fraud or official misconduct within the past three (3) years. Any exceptions to this certification must be disclosed to City. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 19 of 21 B. Exceptions will not necessarily result in denial of recommendation for award, but will be considered in determining Consultant responsibility. Disclosures must indicate to whom exceptions apply, initiating agency, and dates of action. C. Exceptions to the Federal Government Excluded Parties List System maintained by the General Services Administration are to be determined by the Federal Highway Administration. 10.20 Disadvantaged Business Enterprises (DBE) Participation. A. This Agreement is subject to 49 CFR, Part 26 entitled “Participation by Disadvantaged Business Enterprises in Department of Transportation Financial Assistance Programs”. Consultants who obtain DBE participation on this Agreement will assist Caltrans in meeting its federally mandated statewide overall DBE goal. B. The goal for DBE participation for this Agreement is 11%. Participation by DBE consultant or subconsultants shall be in accordance with information contained in the Consultant Proposal DBE Commitment (Exhibit 10-O1), or in the Consultant Contract DBE Information (Exhibit 10-O2) attached hereto and incorporated as part of the Contract. If a DBE subconsultant is unable to perform, Consultant must make a good faith effort to replace him/her with another DBE subconsultant, if the goal is not otherwise met. C. DBEs and other small businesses, as defined in 49 CFR, Part 26 are encouraged to participate in the performance of Agreements financed in whole or in part with deferral funds. Consultant or subconsultant shall not discriminate on the basis of race, color, national origin, or sex in the performance of this Agreement. Consultant shall carry out applicable requirements of 49 CFR, Part 26 in the award and administration of US DOT-assisted agreements. Failure by Consultant to carry out these requirements is a material breach of this Agreement, which may result in the termination of this Agreement or such other remedy as City deems appropriate. D. Any subcontract entered into as a result of this Agreement shall contain all of the provisions of this section. E. A DBE firm may be terminated only with prior written approval from LOCAL AGNECY and only for the reasons specified in 49 CFR 26.53(f). Prior to requesting City consent for the termination, Consultant must meet the procedural requirements specified in 49 CFR 26.53(f). F. A DBE performs a Commercially Useful Function (CUF) when it is responsible for execution of the work of the Agreement and is carrying out its responsibilities by actually performing, managing, and supervising the work involved. To perform a CUF, the DBE must also be responsible with respect to materials and supplies used on the Agreement, for negotiating price, determining quality and quantity, ordering the material, and installing (where applicable) and paying for the material itself. To Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 20 of 21 determine whether a DBE is performing a CUF, evaluate the amount of work subcontracted, industry practices, whether the amount the firm is to be paid under the Agreement is commensurate with the work it is actually performing, and other relevant factors. G. A DBE does not perform a CUF if its role is limited to that of an extra participant in a transaction, Agreement or project through which funds are passed in order to obtain the appearance of DBE participation. In determining whether a DBE is such an extra participant, examine similar transactions, particularly those in which DBEs do not participate. H. If a DBE does not perform or exercise responsibility for at least thirty percent (30%) of the total cost of its Agreement with its own work force or the DBE subcontracts a greater portion of the work of the Agreement than would be expected on the basis of normal industry practice for the type of work involved, it will be presumed that it is not performing a CUF. I. Consultant shall maintain records of materials purchased or supplied from all subcontracts entered into with certified DBEs. The records shall show the name and business address of each DBE or vendor and the total dollar amount actually paid each DBE or vendor, regardless of tier. The records shall show the date of payment and the total dollar figure paid to all firms. DBE prime consultants shall also show the date of work performed by their own forces along with the corresponding dollar value of the work. J. Upon completion of the Agreement, a summary of these records shall be prepared and submitted on the form entitled, “Final Report-Utilization of Disadvantaged Business Enterprise (DBE), First-Tier Subconsultants” CEM-2402F [Exhibit 17-F of the LAPM], certified correct by Consultant or Consultant’s authorized representative and shall be furnished to the Contract Administrator with the final invoice. Failure to provide the summary of DBE payments with the final invoice will result in twenty-five percent (25%) of the dollar value of the invoice being withheld from payment until the form is submitted. The amount will be returned to Consultant when a satisfactory ‘Final Report- Utilization of Disadvantaged Business Enterprises (DBE), First-Tier Subconsultants” is submitted to the Contract Administrator. K. If a DBE subconsultant is decertified during the life of the Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a subconsultant becomes a certified DBE during the life of the Contract, the subconsultant shall notify Consultant in writing with the date of certification. Any changes should be reported to City’s Contract Administrator within 30 days. The Parties have executed this Agreement as of the Effective Date. Consulting Services Agreement between [Rev:5.23.2017] February 14, 2018 City of South San Francisco and TRC Engineers, Inc. Page 21 of 21 CITY OF SOUTH SAN FRANCISCO Consultants ____________________________ _____________________________________ Mike Futrell, City Manager NAME: TITLE: Attest: _____________________________ City Clerk Approved as to Form: ____________________________ City Attorney 2729962.1 EXHIBIT A SCOPE OF SERVICES EXHIBIT B COMPENSATION SCHEDULE EXHIBIT C INSURANCE CERTIFICATES EXHIBIT D FORM 590 City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-91 Agenda Date:2/14/2018 Version:1 Item #:4. Report regarding a resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Boulevard near Westborough Boulevard; and amending the 2017-18 Public Works Department operating budget by $663,525 pursuant to Budget Amendment No. 18.023.(Eunejune Kim, Director of Public Works) RECOMMENDATION It is recommended that the City Council approve a resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra near Westborough Boulevard;and amending the 2017-18 Public Works Department operating budget by $663,525 pursuant to Budget Amendment No. 18.023. BACKGROUND/DISCUSSION On Wednesday,January 24,2018 at 2:30 p.m.,staff was called out to the vicinity of Junipero Serra Boulevard, just north of Westborough Boulevard.Due to a failure in the storm drainage system located under the shoulder and bicycle path of the northbound lanes of Junipero Serra Boulevard,the storm water undermined and eroded the soil under the road section.Due to the dangerous condition created by the compromised road,the City as an emergency response measure,contacted Interstate Grading &Paving of South San Francisco,CA,Contractor License No.366020,expiration date November 30,2018,license class A,to first implement a lane closure to prevent motorists from driving in the affected lane.To date,Interstate Grading &Paving has continued the traffic control on Junipero Serra by installing K-rails,cleared and grubbed the affected area,removed the unsafe street section,plugged the storm drain system to prevent any storm water from further erosion,and stabilized the area on a Time and Material (T&M)basis.This initial emergency work was performed at an estimated cost of $55,000. The City,through its on-call contracts,called geotechnical engineers,Cotton Shires &Associates,to assess the damage and recommend repair measures.Cotton Shires &Associates has performed a survey of the affected site,designed an acceptable repair for the existing condition,and tested the various materials to be used for the repair. This initial work was performed at an estimated cost of $12,000. Due to the emergency nature of the storm drain failure and potential health,safety and welfare impacts on the City and local residents,City staff contacted Interstate Grading &Paving of South San Francisco,CA, Contractor License No.366020,expiration date November 30,2018,license class A;and ProVen Management, Inc.of Oakland,CA,Contractor License No.749370,expiration date May 31,2019,license class A for repair work quotes.Both contractors expressed their ability to quickly mobilize to assess and repair the damaged storm drain main and effect related repairs recommended by the geotechnical engineers.The recommended repair work is to clear out the debris,fill the undermined cavity with engineered fill and fix the storm drain lines accordingly.On January 29,2018,staff presented this item at the Special City Council meeting;however,only three (3)councilmembers were present.This emergency repair work requires four-fifths votes to ratify the City of South San Francisco Printed on 2/8/2018Page 1 of 3 powered by Legistar™ File #:18-91 Agenda Date:2/14/2018 Version:1 Item #:4. three (3)councilmembers were present.This emergency repair work requires four-fifths votes to ratify the work.Staff and City Council were advised by the City Attorney that this item would be continued to the February 14, 2018 City Council meeting. Prior to the January 29,2018 Special City Council meeting,City staff received two (2)estimates based on the existing condition and type of repair. The following is a summary of the estimates: Interstate Grading and Paving $229,989.88 ProVen Management, Inc.$247,109.00 After further investigation of the existing site,it was found that there was extensive damage and City staff and the City’s geotechnical engineer re-evaluated the previous repair plans and modified the plans to address current site and soil conditions.There are two options for the repair work.The City could either use rip rap or engineered fill method to repair the slide. City staff contacted Interstate Grading &Paving of South San Francisco,CA,Contractor License No.366020, expiration date November 30,2018,license class A;ProVen Management,Inc.of Oakland,CA,Contractor License No.749370,expiration date May 31,2019,license class A;JMB Construction of South San Francisco, CA,Contractor License No.715324,expiration date November 30,2019,license class A;and Granite Rock Company of Watsonville,CA,Contractor License No.22,expiration date April 30,2019,license class A for the modified repair work.ProVen Management,Inc.,JMB Construction,and Granite Rock Company declined from providing a quote because the firms did not have the resources to dedicate to this p.Interstate Grading and Paving provided a quote of $537,525 for the engineered fill repair method and $759,300 for the rip rap repair method. Staff recommends selecting Interstate Grading and Paving of South San Francisco,CA using the engineered fill repair method to perform the emergency repair.In addition,due to the emergency nature of this work, unforeseen conditions are likely to arise during the course of construction,leading to additional repairs associated with this incident.Cotton Shires &Associates will be present on-site throughout the emergency repair work and provide additional necessary assessments. As required by Public Contract Code section 22050(c)(1),this emergency repair project will be placed back on the future regular City Council meeting for the Council to review this emergency action and determine,by a four-fifths vote,whether that there is a need to continue the action,until such emergency repairs have been completed and the project terminated. The following is the project budget: Initial Emergency Repair with Interstate Grading & Paving $ 55,000.00 Emergency Repair Contract with Interstate Grading & Paving $537,525.00 Initial Emergency Repair Engr. with Cotton Shires & Associates $ 11,000.00 City of South San Francisco Printed on 2/8/2018Page 2 of 3 powered by Legistar™ File #:18-91 Agenda Date:2/14/2018 Version:1 Item #:4. Emergency Repair Engineering with Cotton Shires & Associates $ 60,000.00 Total Project Budget $663,525.00 There are no federal funds being utilized by this project.There are no Disadvantaged Business Enterprise (DBE) goals. FUNDING This emergency repair work will require a budget amendment to fund the work.Budget Amendment No. 18.023 is as follows: 1.Increase of the transfer out from the General Fund to the Storm Water Fund -100-00000-9740; $663,525. 2.Increase the transfer in from the General Fund to the Storm Water Fund - 740-00000-39100; $663,525. 3.Increase the Professional Services Expense Account - 740-13810-5005; $663,525. CONCLUSION Approving the resolution and adopting the findings will authorize a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra near Westborough Boulevard.The 2017-18 Public Works Department operating budget will be amended by appropriating an additional $663,525 from the General Fund, pursuant to Budget Amendment No. 18.023. Attachment:Pictures of Storm Drain Damage City of South San Francisco Printed on 2/8/2018Page 3 of 3 powered by Legistar™ Em e r g e n c y S t o r m D r a i n Re p a i r St o r m D r a i n L o c a t i o n Pi c t u r e s o f D a m a g e Pr o p o s e d R e p a i r City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-92 Agenda Date:2/14/2018 Version:1 Item #:4a. Resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Boulevard near Westborough Boulevard;and amending the 2017- 18 Public Works Department operating budget by $663,525 pursuant to Budget Amendment No. 18.023. WHEREAS,at approximately 2:30 p.m.on Wednesday,January 24,2018,City of South San Francisco (“City”) staff were alerted of an apparent storm drain failure located in the northbound lanes of Junipero Serra Boulevard near Westborough Boulevard; and WHEREAS,City staff examined the site and determined that the failure involved a storm drain line due to corroded pipes and erosion of soil undermining the road section; and WHEREAS,as a result of the storm drain failure,the City as an emergency response measure contacted Interstate Grading &Paving of South San Francisco,CA,Contractor License No.366020,expiration date November 30,2018,license class “A”,to implement a lane closure to prevent motorists from driving in the affected lane and perform additional initial emergency work; and WHEREAS,the initial emergency work,which includes implementing the lane closure,continuing traffic control on Junipero Serra with the installation of K-rails,clearing and grubbing the affected area,removing unsafe street section,plugging the storm drain system to prevent further erosion,and stabilizing the area on a Time and Material (T&M)basis,was performed by Interstate Grading and Paving,Contractor License No. 366020, expiration date November 30, 2018, license class “A”, in the amount not to exceed $55,000; and WHEREAS,the City,through its on-call contracts,called geotechnical engineers,Cotton Shires &Associates, to assess the damage and recommend repair measures; and WHEREAS,due to the emergency nature of the storm drain failure and potential threats to public health and safety,City staff contacted Interstate Grading &Paving,Contractor License No.366020,expiration date November 30,2018,license class “A”;and ProVen Management,Inc.,Contractor License No.749370, expiration date May 31,2019,license class “A”,for repair work quotes.Both contractors expressed their ability to quickly mobilize to assess and repair the damaged storm drain main and effect related repairs recommended by the geotechnical engineers; and WHEREAS,prior to the January 29,2018 Special City Council meeting,City staff received two (2)estimatesCity of South San Francisco Printed on 4/16/2018Page 1 of 4 powered by Legistar™ File #:18-92 Agenda Date:2/14/2018 Version:1 Item #:4a. WHEREAS,prior to the January 29,2018 Special City Council meeting,City staff received two (2)estimates from contacted Interstate Grading &Paving of South San Francisco,CA,Contractor License No.366020, expiration date November 30,2018,license class “A”,in the amount of $229,989.88;and ProVen Management, Inc.of Oakland,CA,Contractor License No.749370,expiration date May 31,2019,license class “A”in the amount of $247,109, depending on the type and extent of work performed; and WHEREAS,further investigation of the existing site revealed extensive damage,and City staff and the City’s geotechnical engineer re-evaluated the previous repair plans and modified the plans to address current site and soil conditions, in which the City could either use rip rap or engineered fill to repair the slide; and WHEREAS,based on the revised repair plans,City staff contacted Interstate Grading &Paving of South San Francisco,CA,Contractor License No.366020,expiration date November 30,2018,license class “A”;ProVen Management,Inc.of Oakland,CA,Contractor License No.749370,expiration date May 31,2019,license class “A”;JMB Construction of South San Francisco,CA,Contractor License No.715324,expiration date November 30,2019,license class “A”;and Granite Rock Company of Watsonville,CA,Contractor License No.22, expiration date April 30, 2019, license class “A” for quotes on the proposed modified repair work; and WHEREAS,ProVen Management,Inc.,JMB Construction,and Granite Rock Company declined to provide a quote because the firms did not have the resources to dedicate to this project; and WHEREAS,Interstate Grading and Paving provided a quote of $537,525 for the engineered fill repair method and $759,300 for the rip rap repair method; and WHEREAS, City staff recommends that repair work be completed using the engineered fill method; and WHEREAS,due to the urgent and unforeseen nature of the proposed repair work,Cotton Shires &Associates will,pursuant to the on-call services agreement,continue to be present on-site during the emergency repair work to provide additional engineering assessments as necessary. FINDINGS WHEREAS, the City Council of the City of South San Francisco hereby finds as follows: A.Pursuant to California Public Contract Code Section 20168,the public interest and necessity demanded the immediate commencement of the above-described work on Junipero Serra in the City and the expenditure of public money for such work to safeguard life, health and property; and B.Pursuant to California Public Contract Code Section 22050,substantial evidence as set forth in the staff report prepared concerning this resolution,and as set forth in this resolution,establishes that the emergency conditions on Junipero Serra in the City would not permit delay resulting from competitive solicitation for bids for the work staff ordered done at such properties as described above,and such work was necessary to respond to the emergency conditions on Junipero Serra in the City; C.Competitive bidding of the emergency work ordered at on Junipero Serra in the City would have City of South San Francisco Printed on 4/16/2018Page 2 of 4 powered by Legistar™ File #:18-92 Agenda Date:2/14/2018 Version:1 Item #:4a. C.Competitive bidding of the emergency work ordered at on Junipero Serra in the City would have jeopardized the public health,safety and welfare,and risked damage to public and private property,and resulted in the public incurring additional expense,including,but not limited to,additional expense due to delay and further damage,and therefore competitive bidding of such work would not produce an advantage for the public; and D.The emergency work ordered on Junipero Serra in the City is statutorily exempt from the requirements of the California Environmental Quality Act (CEQA)pursuant to CEQA Guidelines Section 15269, subparagraphs (b) and (c). NOW,THEREFORE,the City Council of the City of South San Francisco hereby does resolve,by at least a four-fifths vote, as follows: 1.The above recitals are true and correct and hereby declared to be findings of the City Council of the City of South San Francisco. 2.The initial emergency work performed to date by Interstate Grading &Paving,Contractor License No.366020,expiration date November 30,2018,license class “A”,in the amount not to exceed $55,000 and payment therefor, is hereby ratified. 3.The award of a contract or contracts for the aforementioned emergency repair work,as well as the remaining emergency repair work,as ordered and proposed on Junipero Serra in the City is exempt from California Public Contract Code competitive bidding requirements pursuant to California Public Contract Code Sections 20168 and 22050 and the established common-law doctrine articulated in the case of Graydon v. Pasadena Redevelopment Agency (1980) 104 Cal.App.3d 631. 4.A contract for additional emergency repair work is hereby awarded to Interstate Grading & Paving of South San Francisco,CA and the City Manager is hereby authorized and directed to execute on behalf of the City a contract with Interstate Grading &Paving of South San Francisco,CA for the performance of the emergency work described above at contract price not to exceed $537,525 for the engineered fill of the undermined cavity and the repair of the storm drain lines,and associated work such as removing debris, grading and filling,as approved to form by the City Attorney and take any other related action necessary to further the intent of this Resolution. 5.City staff is directed,in accordance with California Public Contract Code Section 22050(c)(1), to place on future regular agendas of the City Council an item concerning the contracts authorized pursuant to this resolution so that the City Council may determine,by at least a four-fifths vote,whether there is a need to continue the emergency work described above or whether such work may be terminated. 6.The City Council hereby amends the 2017/18 Public Works Department operating budget by $663,525 pursuant to budget amendment #18.023 to cover the cost of the emergency repair work. 7.This resolution shall become effective immediately. 8.Each portion of this resolution is severable.Should any portion of this resolution be adjudged to be invalid and unenforceable by a body of competent jurisdiction,then the remaining resolution portions shall be and continue in full force and effect,except as to those resolution portions that have been adjudged invalid. City of South San Francisco Printed on 4/16/2018Page 3 of 4 powered by Legistar™ File #:18-92 Agenda Date:2/14/2018 Version:1 Item #:4a. be and continue in full force and effect,except as to those resolution portions that have been adjudged invalid. The City Council hereby declares that it would have adopted this resolution and each section,subsection, clause,sentence,phrase and other portion thereof,irrespective of the fact that one or more section,subsection, clause sentence, phrase or other portion may be held invalid or unconstitutional. ***** City of South San Francisco Printed on 4/16/2018Page 4 of 4 powered by Legistar™ The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 1 MINOR CONSTRUCTION AGREEMENT This Agreement (this “Agreement”) is made and entered into between the City of South San Francisco, a municipal corporation (“City”) and Interstate Grading & Paving, Inc., (“Contractor”) effective as of February 14, 2018 (the “Effective Date”). City and Contractor are hereinafter collectively referred to as (the “Parties”). In consideration of their mutual covenants, the Parties hereby agree as follows: 1. Scope of Work. Contractor shall provide the following services and/or materials (“the Work”): Emergency Storm Drain Repair, as more particularly described in the Scope of Work, attached hereto and incorporated herein as Exhibit A. In the event of a conflict or inconsistency between the text of the main body of this Agreement and Exhibit A, the text of the main body of this Agreement shall prevail. The Work shall commence on January 26, 2018, and shall be completed to the satisfaction of the City by February 28, 2018, unless such date is extended or otherwise modified by the City in writing). 2. Payment. City shall pay Contractor an amount not to exceed: Six Hundred Sixty Three Thousand Dollars ($663,000) for the full and satisfactory completion of the Work in accordance with the terms and conditions of this Agreement. The amount stated above is the entire compensation payable to Contractor for the Work performed hereunder, including all labor, materials, tools and equipment furnished by Contractor. (A) Invoices. City shall make monthly payments, based on invoices received, for Work satisfactorily performed. City shall have thirty (30) days from the receipt of an invoice that complies with all of the requirements above to pay Contractor. (B) False Claims Act. Presenting a false or fraudulent claim for payment, including a change order, is a violation of the California False Claims Act and may result in treble damages and a fine of five thousand ($5,000) to ten thousand dollars ($10,000) per violation. (C) Retention and Final Payment. City shall retain five percent (5%) of each payment, which shall be paid within sixty (60) days after acceptance of the services, as described in Section 11, and submittal to City of a final invoice, if all services required have been satisfactorily performed. Contractor may substitute securities or establish an escrow in lieu of retainage, pursuant to Public Contract Code Section 22300. 3. Independent Contractor. It is understood and agreed that this Agreement is not a contract of employment and does not create an employer-employee relationship between the City and Contractor. At all times Contractor shall be an independent contractor and Contractor is not authorized to bind the City to any contracts or other obligations without the express written consent of the City. 4. Indemnification. To the fullest extent permitted by law, Contractor shall indemnify, defend (with counsel acceptable to the City), and hold harmless the City and its elected and appointed officers, officials, employees, agents, contractors and consultants (collectively, the “City Indemnitees”) from and against any and all liability, loss, damage, claims, expenses and costs (including, without limitation, attorneys’ fees and costs of litigation) (collectively, “Liability”) of every nature arising out of or in connection with Contractor’s performance of the Work or Contractor’s failure to comply with this Agreement, except such Liability caused by the gross negligence or willful misconduct of the City Indemnitees. 5. Excavations. In accordance with Public Contracts Code Section 714, Contractor shall promptly notify City in writing of discovery of any material Contractor believes may be hazardous waste as defined in Section 25117 of the Health and Safety Code or of any subsurface or latent physical conditions at the site of any unusual nature differing materially from those generally inherent in the work described in Exhibit A. Upon receipt of such communication, City shall promptly investigate the conditions and if conditions do materially differ, shall issue a change order providing for additional time or payment of additional costs. The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 2 6. Relocation of Utilities. In the event that the completion of the services described in Exhibit A requires the removal or protection of main or trunk line public utility facilities, the City shall be responsible for removal and protection of such public utilities pursuant to Government Code Section 4215. 7. Insurance. Prior to beginning the Work and continuing throughout the term of this Agreement, Contractor (and any subcontractors) shall, at Contractor’s (or subcontractor’s) sole cost and expense, furnish the City with certificates of insurance evidencing that Contractor has obtained and maintains insurance in the following amounts: A. Workers’ Compensation that satisfies the minimum statutory limits. B. Commercial General Liability and Property Damage Insurance in an amount not less than ONE MILLION DOLLARS ($1,000,000) combined single limit per occurrence, TWO MILLION DOLLARS ($2,000,000) annual aggregate, for bodily injury, property damage, products, completed operations and contractual liability coverage. The policy shall also include coverage for liability arising out of the use and operation of any City-owned or City-furnished equipment used or operated by the Contractor, its personnel, agents or subcontractors. C. Comprehensive automobile insurance in an amount not less than ONE MILLION DOLLARS ($1,000,000) per occurrence for bodily injury and property damage including coverage for owned and non-owned vehicles. All insurance policies shall be written on an occurrence basis and shall name the City Indemnitees as additional insureds. The certificates shall contain a statement of obligation on the part of the carrier to notify City of any material change, cancellation, termination or non-renewal of the coverage at least thirty (30) days in advance of the effective date of any such material change, cancellation, termination or non-renewal. Further, if the Vendor’s insurance policy includes a self-insured retention that must be paid by a named insured as a precondition of the insurer’s liability, or which has the effect of providing that payments of the self-insured retention by others, including additional insureds or insurers do not serve to satisfy the self-insured retention, such provisions must be modified by special endorsement so as to not apply to the additional insured coverage required by this agreement so as to not prevent any of the parties to this agreement from satisfying or paying the self-insured retention required to be paid as a precondition to the insurer’s liability. Additionally, the certificates of insurance must note whether the policy does or does not include any self-insured retention and also must disclose the deductible. The City’s Risk Manager may waive or modify any of the insurance requirements of this section by means of a written document. 8. General Warranties and Guarantee. Contractor warrants that: (A) All Work, Products and/or Services are as described in this Agreement, including any exhibits incorporated, conform to all drawings, samples, descriptions and specifications; (B) All Work, Products and/or Services delivered are new and of good merchantable quality, free from material defects of workmanship and fit for the purpose for which sold or provided; (C) Contractor has good title to all Products delivered and all Products delivered are free from liens and other encumbrances; and (D) Contractor's Work will be in strict conformity with all applicable local, state, and federal laws. For purposes of this warranty, any parts not meeting the foregoing quality shall be deemed defective. Contractor shall guarantee the Work to be free of defects in material and workmanship for a period of one (1) year following the City’s acceptance of the Work (“Contractor’s Guarantee”), as described in Section 11. As part of Contractor’s Guarantee, Contractor agrees to make, at Contractor’s own expense, any repairs or replacements made necessary by defects in material or workmanship which become evident within the one-year guarantee period. The Contractor’s Guarantee is effective regardless of whether or not a maintenance bond is required by the City for this Agreement. The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 3 9. Licenses. Contractor represents and warrants that Contractor possesses all licenses, permits, and qualifications legally required for the performance of the Work. Contractor shall, at Contractor’s sole cost and expense, maintain all such licenses, permits and qualifications in full force and effect throughout the term of this Agreement. 10. Damage to City Facilities and Site Safety. Damage to City or public facilities or private property caused by the Contractor or by its subcontractors during performance of the Work shall be repaired and/or replaced in kind at no cost to the City. The worksite shall be kept clean and free of hazards at all times during installation. After work is completed at the site, Contractor shall clean the surrounding area to the condition prior to performance of the Work. 11. Final Inspection and Work Acceptance. All Work shall be subject to final inspection and acceptance or rejection by the City. 12. Compliance with all Applicable Laws. Contractor shall comply with all applicable local, state and federal laws, regulations and ordinances in the performance of this Agreement. Contractor shall not discriminate in the provision of service or in the employment of persons engaged in the performance of this Agreement on account of race, color, national origin, ancestry, religion, gender, marital status, sexual orientation, age, physical or mental disability in violation of any applicable local, state or federal laws or regulations. 13. Payment of Taxes; Tax Withholding. Contractor is solely responsible for the payment of employment taxes incurred under this Agreement and any similar federal or state taxes. To be exempt from tax withholding, Contractor must provide City with a valid California Franchise Tax Board form 590 (“Form 590”), as may be amended and such Form 590 shall be attached hereto and incorporated herein as Exhibit B. Unless Contractor provides City with a valid Form 590 or other valid, written evidence of an exemption or waiver from withholding, City may withhold California taxes from payments to Contractor as required by law. Contractor shall obtain, and maintain on file for three (3) years after the termination of this Agreement, Form 590s (or other written evidence of exemptions or waivers) from all subcontractors. Contractor accepts sole responsibility for withholding taxes from any non-California resident subcontractor and shall submit written documentation of compliance with Contractor’s withholding duty to City upon request. 14. Prevailing Wage. The wages to be paid for a day's work to all classes of laborers, workmen, or mechanics on the work contemplated by this Agreement, shall be not less than the prevailing rate for a day’s work in the same trade or occupation in the locality within the state where the work hereby contemplates to be performed as determined by the Director of Industrial Relations pursuant to the Director’s authority under Labor Code Section 1770, et seq. Each laborer, worker or mechanic employed by Contractor or by any subcontractor shall receive the wages herein provided for. The Contractor shall pay two hundred dollars ($200), or whatever amount may be set by Labor Code Section 1775, as may be amended, per day penalty for each worker paid less than prevailing rate of per diem wages. The difference between the prevailing rate of per diem wages and the wage paid to each worker shall be paid by the Contractor to each worker. The City will not recognize any claim for additional compensation because of the payment by the Contractor for any wage rate in excess of prevailing wage rate set forth. The possibility of wage increases is one of the elements to be considered by the Contractor. NOTE: An error on the part of an awarding body does not relieve the Contractor from responsibility for payment of the prevailing rate of per diem wages and penalties pursuant to Labor Code Sections 1770-1775. (A) Posting of Schedule of Prevailing Wage Rates and Deductions. If the schedule of prevailing wage rates is not attached hereto pursuant to Labor Code Section 1773.2, the Contractor shall post at appropriate conspicuous points at the site of the project a schedule showing all determined prevailing wage rates for the various classes of laborers and The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 4 mechanics to be engaged in work on the project under this contract and all deductions, if any, required by law to be made from unpaid wages actually earned by the laborers and mechanics so engaged. (B) Payroll Records. Each Contractor and subcontractor shall keep an accurate payroll record, showing the name, address, social security number, work week, and the actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed by the Contractor in connection with the public work. Such records shall be certifies and submitted weekly as required by Labor Code Section 1776. 15. Patents. The Contractor shall assume all costs arising from the use of patented materials, equipment, services, or processes used on or incorporated in the Work, and agrees to indemnify and save harmless the City of South San Francisco, the City Council, and the Engineer, and their duly authorized representatives, for all suits at law, or actions of every nature for, or on account of the use of any patented materials, equipment, services, or processes. 16. Dispute Resolution. Prior to initiating litigation in a court of competent jurisdiction, both Contractor and City shall undergo alternative dispute procedures as outlined in Public Contract Code Section 20104, et seq. The Parties also expressly agree that such procedures are incorporated as though fully set forth in this Agreement. 17. Prevailing Party. In the event that either party to this Agreement commences any legal action or proceeding (including but not limited to arbitration) to interpret the terms of this Agreement, the prevailing party in such a proceeding shall be entitled to recover its reasonable attorney’s fees associated with that legal action or proceeding. 18. Termination. City may terminate or suspend this Agreement at any time and without cause upon written notification to Contractor. Upon receipt of notice of termination or suspension, Contractor shall immediately stop all work in progress under this Agreement. The City's right of termination shall be in addition to all other remedies available under law to the City. 19. Severability. If any term or portion of this Agreement is held to be invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions of this Agreement shall continue in full force and effect. 20. Entire Agreement. This Agreement represents the entire and integrated agreement between the Parties. This Agreement may be modified or amended only by a subsequent written agreement signed by both Parties. 21. Non-Liability of Officials, Employees and Agents. No officer, official, employee or agent of City shall be personally liable to Contractor in the event of any default or breach by City or for any amount which may become due to Contractor pursuant to this Agreement. 22. Execution in Counterparts. This Agreement may be executed in counterparts and/or by facsimile or other electronic means, and when each Party has signed and delivered at least one such counterpart, each counterpart shall be deemed an original, and, when taken together with other signed counterpart, shall constitute one Agreement, which shall be binding upon and effective as to all Parties. 23. Notice. All notices and other communications which are required or may be given under this Agreement shall be in writing and shall be deemed to have been duly given (i) when received if personally delivered; (ii) when received if transmitted by telecopy, if received during normal business hours on a business day (or if not, the next business day after delivery) provided that such facsimile is legible and that at the time such facsimile is sent the sending Party receives written confirmation of receipt; (iii) if sent for next day delivery to a domestic address by recognized overnight delivery service (e.g., Federal Express); and (iv) upon receipt, if sent by certified or registered mail, return receipt requested. In each case notice shall be sent to the respective Parties as follows: The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 5 Contractor: Interstate Grading & Paving, Inc. 128 So. Maple Ave South San Francisco, CA 94080 City: City Clerk City of South San Francisco 400 Grand Avenue South San Francisco, CA 94080 IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date written above. CITY: CONTRACTOR: By:__________________________ By:__________________________ Mike Futrell H. Michael Pariani City Manager President APPROVED AS TO FORM: ____________________________ City Attorney 2729960.1 The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 6 EXHIBIT A SCOPE OF WORK The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 7 The City of South San Francisco Minor Construction Agreement [Rev:11/14/2016] 8 EXHIBIT B FORM 590 City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:17-1221 Agenda Date:2/14/2018 Version:1 Item #:5. Report regarding a resolution approving a consulting services agreement with SWA Group of San Francisco, California for the Grand Avenue Streetscape Project (Project No.st1801)in an amount not to exceed $350,000, authorizing the City Manager to execute the agreement,and authorizing a total budget of $367,500.(Patrick Caylao, Associate Civil Engineer) RECOMMENDATION It is recommended that the City Council adopt a resolution approving a consulting services agreement with SWA Group of San Francisco,California for the Grand Avenue Streetscape Project (Project No. st1801)in an amount not to exceed amount from $350,000,authorizing the City Manager to execute the agreement, and authorizing a total budget of $367,500. BACKGROUND/DISCUSSION The adopted Downtown Station Area Specific Plan (“Plan”)identifies Grand Avenue as a major component in revitalizing the City of South San Francisco’s (“City”)Downtown area.The Plan’s vision for Grand Avenue is to create an attractive and lively pedestrian environment,invigorate the existing and new businesses,and improve safety and connectivity to and from the Downtown area,while enhancing the unique character of Downtown and the City.The Plan provided schematic details of a realignment and redesign of Grand Avenue that will serve as the basis for this request to City Council.The Grand Avenue Streetscape Project (“Project”) presented will provide architectural and engineering details on the necessary improvements that will fully implement the Plan vision. The project scope focuses on: 1.The intersection of Airport Boulevard and Grand Avenue to provide a safe pedestrian crossing between the Downtown area and the new Caltrain Station western plaza; and 2.A community engaged design that details streetscape strategy for Grand Avenue.This will include (but is not limited to)wider sidewalks and sidewalk treatments,new bike lanes,a landscaping palette for plantings and street furniture,and guidance for street and pedestrian lighting-once again creating a vibrant and successful community resource and source of pride. Additionally,the Project is intended to connect Grand Avenue with the new Caltrain Station Plaza,both in function and character. On November 25,2015,Engineering Staff advertised a request for proposal (“RFP”)for consulting services for the Caltrain Station Plaza and Grand Avenue Streetscape projects.After reviewing the submitted proposals, interviews were held on January 20 &21,2016 for the four proposing consultant firms of SWA Group,Gates &Associates,UDLA,and RHAA Landscape Architects.The interview panel consisted of an associate planner, City of South San Francisco Printed on 2/8/2018Page 1 of 2 powered by Legistar™ File #:17-1221 Agenda Date:2/14/2018 Version:1 Item #:5. &Associates,UDLA,and RHAA Landscape Architects.The interview panel consisted of an associate planner, a principal planner,an ECD Coordinator,a Park and Recreation Program Manager,and two associate engineers from the Engineering Division.Staff selected SWA Group (“SWA”)to provide consulting services for both projects.On March 2016,City Staff reviewed SWA’s scope of services and instructed SWA to emphasize on the Caltrain Station Plaza portion of the project scope and defer the Grand Avenue Streetscape project at a later time in order to coordinate with the Joint Powers Board’s (“JPB”)project timeline.SWA revised their proposal to reflect JPB’s advertisement and award schedule,prioritizing the deliverables for the Caltrain Station Plaza Project. On May 2017,SWA completed design of the Caltrain Station Plaza Project.On June 2017,the final bid documents were submitted to JPB.Upon completion of the JPB work,SWA could start on the Grand Avenue Streetscape Project.The City is now proceeding with the Grand Avenue Streetscape portion of the project, which was originally included in the scope of the RFP. On November 14,2017,SWA submitted a revised cost proposal for the Grand Avenue Streetscape Project to reflect current conditions,in an amount not to exceed $350,000.The scope of services includes the preparation of a Master Plan summarizing community and City feedback,site analysis and evaluation,and a strategic plan moving forward into the design phase.The design phase will include the preparation of 100%construction bid documents consistent with the Downtown Station Area Specific Plan. The project budget is: SWA Consulting Services Contract $350,000 Engineering Administration $ 17,500 Total design budget $367,500 Engineering staff will also identify opportunities for grant funding for construction during the design phase. FUNDING This project is included in the City of South San Francisco’s Fiscal Year 2017-18 Capital Improvement Program (project no. st1801) with sufficient funds allocated to cover the project cost. CONCLUSION Staff recommends approving the consulting services agreement with SWA Group for the Grand Avenue Streetscape Project to deliver construction bid document package that will be ready for grant funding and advertisement for construction.This will also take the City one step closer to its vision of showcasing Grand Avenue as the heart of South San Francisco. City of South San Francisco Printed on 2/8/2018Page 2 of 2 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:17-1222 Agenda Date:2/14/2018 Version:1 Item #:5a. Resolution approving a consulting services agreement with SWA Group of San Francisco,California for the Grand Avenue Streetscape Project in an amount not to exceed $350,000,authorizing the City Manager to execute the agreement, and authorizing a budget of $367,500. WHEREAS,the adopted Downtown Station Area Plan (“Plan”)identifies Grand Avenue as a major component in revitalizing the City’s Downtown area; and WHEREAS,the Plan’s visions for Grand Avenue is to create an attractive and lively pedestrian environment, invigorate the existing and new businesses,and improve safety and connectivity to and from the Downtown Area, while enhancing the unique character of Downtown and the City; and WHEREAS,the Plan provided schematic details of a realignment and redesign of Grand Avenue that will serve as a basis for this request to City Council; and WHERAS,the Grand Avenue Streetscape Project (“Project”)presented will provide architectural and engineering details on the necessary improvements that will fully implement the Plan vision; and WHEREAS,the proposal focuses on the intersection of Airport Boulevard and Grand Avenue to provide a safe pedestrian crossing between the Downtown area and the new Caltrain Station western plaza; and WHEREAS,the proposal also focuses on a community engaged design that details the streetscape strategy for Grand Avenue; and WHEREAS,the Project intends to connect Grand Avenue with the new Caltrain Station Plaza,both in function and character; and WHEREAS,on November 25,2015,Engineering Staff advertised a request for proposal (RFP)for consulting services for the Caltrain Station Plaza and Grand Avenue Streetscape projects; and WHEREAS,after City Staff reviewed four proposals and interviewed four consultants,Staff selected SWA Group (“SWA”) to provide consulting services for both projects; and WHEREAS,on March 2016,City Staff reviewed SWA’s scope of services and instructed SWA to revise their proposal to match up with the Joint Powers Board (JPB)advertisement and award schedule prioritizing the City of South San Francisco Printed on 4/16/2018Page 1 of 2 powered by Legistar™ File #:17-1222 Agenda Date:2/14/2018 Version:1 Item #:5a. proposal to match up with the Joint Powers Board (JPB)advertisement and award schedule prioritizing the deliverables for the Caltrain Station Project; and WHEREAS, on May 2017, SWA completed design; and WHEREAS, on June 2017, final bid documents were submitted to JPB; and WHEREAS,on November 14,2017,SWA submitted a cost proposal (“Proposal”)for consulting services for the Project, in an amount not to exceed $350,000; and WHEREAS, the scope of services of the Proposal, includes a master planning scope and design phase; and WHEREAS,staff is pursuing an amendment to the original executed agreement,to include SWA scope of services to the Project; and WHEREAS,the Project is included in the City of South San Francisco’s Fiscal Year 2017-18 Capital Improvement Program (Project No. st1801). NOW,THEREFORE,BE IT RESOLVED,by the City Council of the City of South San Francisco that the City Council hereby approves a consulting services agreement,attached herewith as Exhibit A,with SWA Group of San Francisco,California in an amount not to exceed $350,000,conditioned on the SWA Group’s timely execution of the consulting services agreement and submission of all required documents,including but not limited to, certificates of insurance and endorsements, in accordance with the Project documents. BE IT FURTHER RESOLVED that the City Council of the City of South San Francisco authorizes the Finance Department to establish the Project budget consistent with the information contained in the staff report. BE IT FURTHER RESOLVED that the City Manager is hereby authorized to execute the agreement and any other related documents on behalf of the City upon timely submission by SWA Group’s signed contract and all other documents, subject to approval as to form by the City Attorney. BE IT FURTHER RESOLVED that the City Manager is hereby authorized to take any other required actions consistent with the intent of this resolution, that do not materially increase the City’s obligations. ***** City of South San Francisco Printed on 4/16/2018Page 2 of 2 powered by Legistar™ CONSULTING SERVICES AGREEMENT BETWEEN THE CITY OF SOUTH SAN FRANCISCO AND SWA GROUP THIS AGREEMENT for consulting services is made by and between the City of South San Francisco (“City”) and SWA Group (“Consultant”) (together sometimes referred to as the “Parties”) as of February 14, 2018 (the “Effective Date”). Section 1. SERVICES. Subject to the terms and conditions set forth in this Agreement, Consultant shall provide to City the services described in the Scope of Work attached hereto and incorporated herein as Exhibit A, at the time and place and in the manner specified therein. In the event of a conflict in or inconsistency between the terms of this Agreement and Exhibit A, the Agreement shall prevail. 1.1 Term of Services. The term of this Agreement shall begin on the Effective Date and shall end on December 31, 2019, the date of completion specified in Exhibit A, and Consultant shall complete the work described in Exhibit A on or before that date, unless the term of the Agreement is otherwise terminated or extended, as provided for in Section 8. The time provided to Consultant to complete the services required by this Agreement shall not affect the City’s right to terminate the Agreement, as provided for in Section 8. 1.2 Standard of Performance. Consultant shall perform all work required by this Agreement and shall conform to the standards of quality normally observed by a person practicing in Consultant's profession. 1.3 Assignment of Personnel. Consultant shall assign only competent personnel to perform services pursuant to this Agreement. In the event that City, in its sole discretion, at any time during the term of this Agreement, desires the reassignment of any such persons, Consultant shall, immediately upon receiving notice from City of such desire of City, reassign such person or persons. 1.4 Time. Consultant shall devote such time to the performance of services pursuant to this Agreement as may be reasonably necessary to meet the standard of performance provided in Sections 1.1 and 1.2 above and to satisfy Consultant’s obligations hereunder. Section 2. COMPENSATION. City hereby agrees to pay Consultant a sum not to exceed Three Hundred Fifty Thousand Dollars ($350,000), notwithstanding any contrary indications that may be contained in Consultant’s proposal, for services to be performed and reimbursable costs incurred under this Agreement. In the event of a conflict between this Agreement and Consultant’s proposal, attached as Exhibit A, or Consultant’s compensation schedule, attached as Exhibit B, regarding the amount of compensation, the Agreement shall prevail. City shall pay Consultant for services rendered pursuant to this Agreement at the time and in the manner set forth herein. The payments specified below shall be the only payments from City to Consultant for services rendered pursuant to this Agreement. Consultant shall submit all invoices to City in the manner specified herein. Except as specifically authorized by City in writing, Consultant shall not bill City for duplicate services performed by more than one person. Consultant and City acknowledge and agree that compensation paid by City to Consultant under this Agreement is based upon Consultant’s estimated costs of providing the services required hereunder, including salaries and benefits of employees and subcontractors of Consultant. Consequently, the Parties further agree that compensation hereunder is intended to include the costs of contributions to any pensions and/or annuities to which Consultant and its employees, agents, and subcontractors may be eligible. City therefore has no responsibility for such contributions beyond compensation required under this Agreement. 2.1 Invoices. Consultant shall submit invoices, not more often than once per month during the term of this Agreement, based on the cost for all services performed and reimbursable costs incurred prior to the invoice date. Invoices shall contain all the following information:  Serial identifications of progress bills (i.e., Progress Bill No. 1 for the first invoice, etc.);  The beginning and ending dates of the billing period;  A task summary containing the original contract amount, the amount of prior billings, the total due this period, the balance available under the Agreement, and the percentage of completion;  At City’s option, for each work item in each task, a copy of the applicable time entries or time sheets shall be submitted showing the name of the person doing the work, the hours spent by each person, a brief description of the work, and each reimbursable expense;  The total number of hours of work performed under the Agreement by each employee, agent, and subcontractor of Consultant performing services hereunder;  Consultant shall give separate notice to the City when the total number of hours worked by Consultant and any individual employee, agent, or subcontractor of Consultant reaches or exceeds eight hundred (800) hours within a twelve (12)- month period under this Agreement and any other agreement between Consultant and City. Such notice shall include an estimate of the time necessary to complete work described in Exhibit A and the estimate of time necessary to complete work under any other agreement between Consultant and City, if applicable.  The amount and purpose of actual expenditures for which reimbursement is sought;  The Consultant’s signature. 2.2 Monthly Payment. City shall make monthly payments, based on invoices received, for services satisfactorily performed, and for authorized reimbursable costs incurred. City shall have thirty (30) days from the receipt of an invoice that complies with all of the requirements above to pay Consultant. Each invoice shall include all expenses and actives performed during the invoice period for which Consultant expects to receive payment. 2.3 Final Payment. City shall pay the five percent (5%) of the total sum due pursuant to this Agreement within sixty (60) days after completion of the services and submittal to City of a final invoice, if all services required have been satisfactorily performed. 2.4 Total Payment. City shall pay for the services to be rendered by Consultant pursuant to this Agreement. City shall not pay any additional sum for any expense or cost whatsoever incurred by Consultant in rendering services pursuant to this Agreement. City shall make no payment for any extra, further, or additional service pursuant to this Agreement. In no event shall Consultant submit any invoice for an amount in excess of the maximum amount of compensation provided above either for a task or for the entire Agreement, unless the Agreement is modified prior to the submission of such an invoice by a properly executed change order or amendment. 2.5 Hourly Fees. Fees for work performed by Consultant on an hourly basis shall not exceed the amounts shown on the compensation schedule attached hereto and incorporated herein as Exhibit B. 2.6 Reimbursable Expenses. The following constitute reimbursable expenses authorized by this Agreement Cost of: a. copies of drawings, specifications, reports and cost estimates; xerography and photographic reproduction of drawings and other documents furnished or prepared in connection with the work of this contract. b. Cost of commercial carrier and public transportation, lodging, car rental and parking, subsistence and out-of-pocket expenses. Private automobile travel at the IRS-allowable rate at the time of traveling. c. Cost of postage and shipping expenses other than first class mail. d. Long distance telephone charges. e. Photographic services. f. Cost of models, special renderings, promotional photography, special process printing, special equipment, special printed reports or publications, maps and documents approved in advance by Client. g. Fees for additional consultants retained with the approval of Client. Reimbursable expenses shall not exceed Nine Thousand Three Hundred Fifty Dollars ($9,350.00). Expenses not listed above are not chargeable to City. Reimbursable expenses are included in the total amount of compensation provided under Section 2 of this Agreement that shall not be exceeded. 2.7 Payment of Taxes; Tax Withholding. Consultant is solely responsible for the payment of employment taxes incurred under this Agreement and any similar federal or state taxes. To be exempt from tax withholding, Consultant must provide City with a valid California Franchise Tax Board form 590 (“Form 590”), as may be amended and such Form 590 shall be attached hereto and incorporated herein as Exhibit C. Unless Consultant provides City with a valid Form 590 or other valid, written evidence of an exemption or waiver from withholding, City may withhold California taxes from payments to Consultant as required by law. Consultant shall obtain, and maintain on file for three (3) years after the termination of this Agreement, Form 590s (or other written evidence of exemptions or waivers) from all subcontractors. Consultant accepts sole responsibility for withholding taxes from any non- California resident subcontractor and shall submit written documentation of compliance with Consultant’s withholding duty to City upon request. 2.8 Payment upon Termination. In the event that the City or Consultant terminates this Agreement pursuant to Section 8, the City shall compensate the Consultant for all outstanding costs and reimbursable expenses incurred for work satisfactorily completed as of the date of written notice of termination. Consultant shall maintain adequate logs and timesheets to verify costs incurred to that date. 2.9 Authorization to Perform Services. The Consultant is not authorized to perform any services or incur any costs whatsoever under the terms of this Agreement until receipt of authorization from the Contract Administrator. 2.10 False Claims Act. Presenting a false or fraudulent claim for payment, including a change order, is a violation of the California False Claims Act and may result in treble damages and a fine of five thousand ($5,000) to ten thousand dollars ($10,000) per violation. 2.11 Prevailing Wage. Where applicable, the wages to be paid for a day's work to all classes of laborers, workmen, or mechanics on the work contemplated by this Agreement, shall be not less than the prevailing rate for a day’s work in the same trade or occupation in the locality within the state where the work hereby contemplates to be performed as determined by the Director of Industrial Relations pursuant to the Director’s authority under Labor Code Section 1770, et seq. Each laborer, worker or mechanic employed by Consultant or by any subcontractor shall receive the wages herein provided for. The Consultant shall pay two hundred dollars ($200), or whatever amount may be set by Labor Code Section 1775, as may be amended, per day penalty for each worker paid less than prevailing rate of per diem wages. The difference between the prevailing rate of per diem wages and the wage paid to each worker shall be paid by the Consultant to each worker. An error on the part of an awarding body does not relieve the Consultant from responsibility for payment of the prevailing rate of per diem wages and penalties pursuant to Labor Code Sections 1770 1775. The City will not recognize any claim for additional compensation because of the payment by the Consultant for any wage rate in excess of prevailing wage rate set forth. The possibility of wage increases is one of the elements to be considered by the Consultant. a. Posting of Schedule of Prevailing Wage Rates and Deductions. If the schedule of prevailing wage rates is not attached hereto pursuant to Labor Code Section 1773.2, the Consultant shall post at appropriate conspicuous points at the site of the project a schedule showing all determined prevailing wage rates for the various classes of laborers and mechanics to be engaged in work on the project under this contract and all deductions, if any, required by law to be made from unpaid wages actually earned by the laborers and mechanics so engaged. b. Payroll Records. Each Consultant and subcontractor shall keep an accurate payroll record, showing the name, address, social security number, work week, and the actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed by the Consultant in connection with the public work. Such records shall be certified and submitted weekly as required by Labor Code Section 1776.” Section 3. FACILITIES AND EQUIPMENT. Except as set forth herein, Consultant shall, at its sole cost and expense, provide all facilities and equipment that may be necessary to perform the services required by this Agreement. City shall make available to Consultant only the facilities and equipment listed in this section, and only under the terms and conditions set forth herein. City shall furnish physical facilities such as desks, filing cabinets, and conference space, as may be reasonably necessary for Consultant’s use while consulting with City employees and reviewing records and the information in possession of the City. The location, quantity, and time of furnishing those facilities shall be in the sole discretion of City. In no event shall City be obligated to furnish any facility that may involve incurring any direct expense, including but not limited to computer, long-distance telephone or other communication charges, vehicles, and reproduction facilities. Section 4. INSURANCE REQUIREMENTS. Before beginning any work under this Agreement, Consultant, at its own cost and expense, unless otherwise specified below, shall procure the types and amounts of insurance listed below against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the work hereunder by the Consultant and its agents, representatives, employees, and subcontractors. Consistent with the following provisions, Consultant shall provide proof satisfactory to City of such insurance that meets the requirements of this section and under forms of insurance satisfactory in all respects, and that such insurance is in effect prior to beginning work to the City. Consultant shall maintain the insurance policies required by this section throughout the term of this Agreement. The cost of such insurance shall be included in the Consultant's bid. Consultant shall not allow any subcontractor to commence work on any subcontract until Consultant has obtained all insurance required herein for the subcontractor(s). Consultant shall maintain all required insurance listed herein for the duration of this Agreement. 4.1 Workers’ Compensation. Consultant shall, at its sole cost and expense, maintain Statutory Workers’ Compensation Insurance and Employer’s Liability Insurance for any and all persons employed directly or indirectly by Consultant. The Statutory Workers’ Compensation Insurance and Employer’s Liability Insurance shall be provided with limits of not less than $1,000,000 per accident. In the alternative, Consultant may rely on a self- insurance program to meet those requirements, but only if the program of self-insurance complies fully with the provisions of the California Labor Code. Determination of whether a self-insurance program meets the standards of the Labor Code shall be solely in the discretion of the Contract Administrator, as defined in Section 10.9. The insurer, if insurance is provided, or the Consultant, if a program of self-insurance is provided, shall waive all rights of subrogation against the City and its officers, officials, employees, and volunteers for loss arising from work performed under this Agreement. 4.2 Commercial General and Automobile Liability Insurance. 4.2.1 General requirements. Consultant, at its own cost and expense, shall maintain commercial general and automobile liability insurance for the term of this Agreement in an amount not less than ONE MILLION DOLLARS ($1,000,000) per occurrence, combined single limit coverage for risks associated with the work contemplated by this Agreement. If a Commercial General Liability Insurance or an Automobile Liability form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this Agreement or the general aggregate limit shall be at least twice the required occurrence limit. Such coverage shall include but shall not be limited to, protection against claims arising from bodily and personal injury, including death resulting therefrom, and damage to property resulting from activities contemplated under this Agreement, including the use of owned and non- owned automobiles. 4.2.2 Minimum scope of coverage. Commercial general coverage shall be at least as broad as Insurance Services Office Commercial General Liability occurrence form CG 0001 or GL 0002 (most recent editions) covering comprehensive General Liability Insurance and Services Office form number GL 0404 covering Broad Form Comprehensive General Liability on an “occurrence” basis. Automobile coverage shall be at least as broad as Insurance Services Office Automobile Liability form CA 0001 (most recent edition). No endorsement shall be attached limiting the coverage. 4.2.3 Additional requirements. Each of the following shall be included in the insurance coverage or added as a certified endorsement to the policy: a. The Insurance shall cover on an occurrence or an accident basis, and not on a claims-made basis. b. Any failure of Consultant to comply with reporting provisions of the policy shall not affect coverage provided to City and its officers, employees, agents, and volunteers. 4.3 Professional Liability Insurance. 4.3.1 General requirements. Consultant, at its own cost and expense, shall maintain for the period covered by this Agreement professional liability insurance for licensed professionals performing work pursuant to this Agreement in an amount not less than ONE MILLION DOLLARS ($1,000,000) covering the licensed professionals’ errors and omissions. Any deductible or self-insured retention shall not exceed ONE HUNDRED AND FIFTY THOUSAND DOLLARS ($150,000) per claim. 4.3.2 Claims-made limitations. The following provisions shall apply if the professional liability coverage is written on a claims-made form: a. The retroactive date of the policy must be shown and must be before the date of the Agreement. b. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the Agreement or the work, so long as commercially available at reasonable rates. c. If coverage is canceled or not renewed and it is not replaced with another claims-made policy form with a retroactive date that precedes the date of this Agreement, Consultant shall purchase an extended period coverage for a minimum of five (5) years after completion of work under this Agreement or the work. The City shall have the right to exercise, at the Consultant’s sole cost and expense, any extended reporting provisions of the policy, if the Consultant cancels or does not renew the coverage. d. A copy of the claim reporting requirements must be submitted to the City for review prior to the commencement of any work under this Agreement. 4.3.3 Additional Requirements. A certified endorsement to include contractual liability shall be included in the policy 4.4 All Policies Requirements. 4.4.1 Acceptability of insurers. All insurance required by this section is to be placed with insurers with a Bests' rating of no less than A:VII. 4.4.2 Verification of coverage. Prior to beginning any work under this Agreement, Consultant shall furnish City with complete copies of all policies delivered to Consultant by the insurer, including complete copies of all endorsements attached to those policies. All copies of policies and certified endorsements shall show the signature of a person authorized by that insurer to bind coverage on its behalf. If the City does not receive the required insurance documents prior to the Consultant beginning work, this shall not waive the Consultant’s obligation to provide them. The City reserves the right to require complete copies of all required insurance policies at any time. 4.4.3 Notice of Reduction in or Cancellation of Coverage. A certified endorsement shall be attached to all insurance obtained pursuant to this Agreement stating that coverage shall not be suspended, voided, canceled by either party, or reduced in coverage or in limits, except after thirty (30) days' prior written notice by certified mail, return receipt requested, has been given to the City. In the event that any coverage required by this section is reduced, limited, cancelled, or materially affected in any other manner, Consultant shall provide written notice to City at Consultant’s earliest possible opportunity and in no case later than ten (10) working days after Consultant is notified of the change in coverage. 4.4.4 Additional insured; primary insurance. City and its officers, employees, agents, and volunteers shall be covered as additional insureds with respect to each of the following: liability arising out of activities performed by or on behalf of Consultant, including the City’s general supervision of Consultant; products and completed operations of Consultant, as applicable; premises owned, occupied, or used by Consultant; and automobiles owned, leased, or used by the Consultant in the course of providing services pursuant to this Agreement. The coverage shall contain no special limitations on the scope of protection afforded to City or its officers, employees, agents, or volunteers. A certified endorsement must be attached to all policies stating that coverage is primary insurance with respect to the City and its officers, officials, employees and volunteers, and that no insurance or self-insurance maintained by the City shall be called upon to contribute to a loss under the coverage. 4.4.5 Deductibles and Self-Insured Retentions. Consultant shall disclose to and obtain the approval of City for the self-insured retentions and deductibles before beginning any of the services or work called for by any term of this Agreement. Further, if the Consultant’s insurance policy includes a self-insured retention that must be paid by a named insured as a precondition of the insurer’s liability, or which has the effect of providing that payments of the self-insured retention by others, including additional insureds or insurers do not serve to satisfy the self- insured retention, such provisions must be modified by special endorsement so as to not apply to the additional insured coverage required by this agreement so as to not prevent any of the parties to this agreement from satisfying or paying the self- insured retention required to be paid as a precondition to the insurer’s liability. Additionally, the certificates of insurance must note whether the policy does or does not include any self-insured retention and also must disclose the deductible. During the period covered by this Agreement, only upon the prior express written authorization of Contract Administrator, Consultant may increase such deductibles or self-insured retentions with respect to City, its officers, employees, agents, and volunteers. The Contract Administrator may condition approval of an increase in deductible or self-insured retention levels with a requirement that Consultant procure a bond, guaranteeing payment of losses and related investigations, claim administration, and defense expenses that is satisfactory in all respects to each of them. 4.4.6 Subcontractors. Consultant shall include all subcontractors as insureds under its policies or shall furnish separate certificates and certified endorsements for each subcontractor. All coverages for subcontractors shall be subject to all of the requirements stated herein. 4.4.7 Wasting Policy. No insurance policy required by Section 4 shall include a “wasting” policy limit. 4.4.8 Variation. The City may approve a variation in the foregoing insurance requirements, upon a determination that the coverage, scope, limits, and forms of such insurance are either not commercially available, or that the City’s interests are otherwise fully protected. 4.5 Remedies. In addition to any other remedies City may have if Consultant fails to provide or maintain any insurance policies or policy endorsements to the extent and within the time herein required, City may, at its sole option exercise any of the following remedies, which are alternatives to other remedies City may have and are not the exclusive remedy for Consultant’s breach: a. Obtain such insurance and deduct and retain the amount of the premiums for such insurance from any sums due under the Agreement; b. Order Consultant to stop work under this Agreement or withhold any payment that becomes due to Consultant hereunder, or both stop work and withhold any payment, until Consultant demonstrates compliance with the requirements hereof; and/or c. Terminate this Agreement. Section 5. INDEMNIFICATION AND CONSULTANT’S RESPONSIBILITIES. 5.1 Separate Professional Liability (PL) Indemnity. As respect to the performance of professional services, Consultant agrees to indemnify and hold harmless City, its officials, officers, and employees, (collectively, the “City Indemnitees”), from and against any damages, losses, liabilities, judgments, settlements, expenses, and costs (including reasonable and necessary attorneys' fees, costs and expenses) to the extent caused by Consultant's negligent acts, errors or omissions or willful misconduct in the performance of services under this Agreement and anyone for whom Consultant is legally liable. Consultant has no obligation to pay for any of City Indemnitees defense related cost prior to a final determination of liability, or to pay any amount that exceeds Consultant’s finally determined percentage of liability based upon the comparative fault of Consultant. 5.2 Separate Other than Professional Liability (OPL) Indemnity. As respect to its operations, other than the performance of professional services, Consultant agrees to indemnify, hold harmless and defend City, with counsel selected in reasonable consultation with City, the City Indemnitees, from and against any damages, liabilities, judgments, settlements, costs, claims, demands, actions, suits, losses, and expenses (including reasonable and necessary attorneys' fees, costs and expenses) arising out of the death or bodily injury to any person or destruction or damage to any property, to the extent caused by Consultant's negligent acts, errors or omissions or willful misconduct in the performance of services under this Agreement and anyone for whom Consultant is legally liable. 5.3 Insurance Not in Place of Indemnity. Acceptance by City of insurance certificates and endorsements required under this Agreement does not relieve Consultant from liability under this indemnification and hold harmless clause. This indemnification and hold harmless clause shall apply to any damages or claims for damages whether or not such insurance policies shall have been determined to apply. By execution of this Agreement, Consultant acknowledges and agrees to the provisions of this Section and that it is a material element of consideration. 5.4 PERS Liability. In the event that Consultant or any employee, agent, or subcontractor of Consultant providing services under this Agreement is determined by a court of competent jurisdiction or the California Public Employees Retirement System (PERS) to be eligible for enrollment in PERS as an employee of City, Consultant shall indemnify, defend, and hold harmless City for the payment of any employee and/or employer contributions for PERS benefits on behalf of Consultant or its employees, agents, or subcontractors, as well as for the payment of any penalties and interest on such contributions, which would otherwise be the responsibility of City. 5.5 Third Party Claims. With respect to third party claims against the Consultant, the Consultant waives any and all rights of any type of express or implied indemnity against the Indemnitees. Section 6. STATUS OF CONSULTANT. 6.1 Independent Contractor. At all times during the term of this Agreement, Consultant shall be an independent contractor and shall not be an employee of City. City shall have the right to control Consultant only insofar as the results of Consultant's services rendered pursuant to this Agreement and assignment of personnel pursuant to Subparagraph 1.3; however, otherwise City shall not have the right to control the means by which Consultant accomplishes services rendered pursuant to this Agreement. Notwithstanding any other City, state, or federal policy, rule, regulation, law, or ordinance to the contrary, Consultant and any of its employees, agents, and subcontractors providing services under this Agreement shall not qualify for or become entitled to, and hereby agree to waive any and all claims to, any compensation, benefit, or any incident of employment by City, including but not limited to eligibility to enroll in the California Public Employees Retirement System (PERS) as an employee of City and entitlement to any contribution to be paid by City for employer contributions and/or employee contributions for PERS benefits. 6.2 Consultant Not an Agent. Except as City may specify in writing, Consultant shall have no authority, express or implied, to act on behalf of City in any capacity whatsoever as an agent to bind City to any obligation whatsoever. Section 7. LEGAL REQUIREMENTS. 7.1 Governing Law. The laws of the State of California shall govern this Agreement. 7.2 Compliance with Applicable Laws. Consultant and any subcontractors shall comply with all federal, state and local laws and regulations applicable to the performance of the work hereunder. Consultant’s failure to comply with such law(s) or regulation(s) shall constitute a breach of contract. 7.3 Other Governmental Regulations. To the extent that this Agreement may be funded by fiscal assistance from another governmental entity, Consultant and any subcontractors shall comply with all applicable rules and regulations to which City is bound by the terms of such fiscal assistance program. 7.4 Licenses and Permits. Consultant represents and warrants to City that Consultant and its employees, agents, and any subcontractors have all licenses, permits, qualifications, and approvals, including from City, of whatsoever nature that are legally required to practice their respective professions. Consultant represents and warrants to City that Consultant and its employees, agents, any subcontractors shall, at their sole cost and expense, keep in effect at all times during the term of this Agreement any licenses, permits, and approvals that are legally required to practice their respective professions. In addition to the foregoing, Consultant and any subcontractors shall obtain and maintain during the term of this Agreement valid Business Licenses from City. 7.5 Nondiscrimination and Equal Opportunity. Consultant shall not discriminate, on the basis of a person’s race, religion, color, national origin, age, physical or mental handicap or disability, medical condition, marital status, sex, or sexual orientation, against any employee, applicant for employment, subcontractor, bidder for a subcontract, or participant in, recipient of, or applicant for any services or programs provided by Consultant under this Agreement. Consultant shall comply with all applicable federal, state, and local laws, policies, rules, and requirements related to equal opportunity and nondiscrimination in employment, contracting, and the provision of any services that are the subject of this Agreement, including but not limited to the satisfaction of any positive obligations required of Consultant thereby. Consultant shall include the provisions of this Subsection in any subcontract approved by the Contract Administrator or this Agreement. Section 8. TERMINATION AND MODIFICATION. 8.1 Termination. City may cancel this Agreement at any time and without cause upon written notification to Consultant. Consultant may cancel this Agreement for cause upon thirty (30) days’ written notice to City and shall include in such notice the reasons for cancellation. In the event of termination, Consultant shall be entitled to compensation for services performed to the effective date of notice of termination; City, however, may condition payment of such compensation upon Consultant delivering to City all materials described in Section 9.1. 8.2 Extension. City may, in its sole and exclusive discretion, extend the end date of this Agreement beyond that provided for in Subsection 1.1. Any such extension shall require Consultant to execute a written amendment to this Agreement, as provided for herein. Consultant understands and agrees that, if City grants such an extension, City shall have no obligation to provide Consultant with compensation beyond the maximum amount provided for in this Agreement. Similarly, unless authorized by the Contract Administrator, City shall have no obligation to reimburse Consultant for any otherwise reimbursable expenses incurred during the extension period. 8.3 Amendments. The Parties may amend this Agreement only by a writing signed by all the Parties. 8.4 Assignment and Subcontracting. City and Consultant recognize and agree that this Agreement contemplates personal performance by Consultant and is based upon a determination of Consultant’s unique personal competence, experience, and specialized personal knowledge. Moreover, a substantial inducement to City for entering into this Agreement was and is the professional reputation and competence of Consultant. Consultant may not assign this Agreement or any interest therein without the prior written approval of the Contract Administrator. Consultant shall not assign or subcontract any portion of the performance contemplated and provided for herein, other than to the subcontractors noted in the proposal, without prior written approval of the Contract Administrator. 8.5 Survival. All obligations arising prior to the termination of this Agreement and all provisions of this Agreement allocating liability between City and Consultant shall survive the termination of this Agreement. 8.6 Options upon Breach by Consultant. If Consultant materially breaches any of the terms of this Agreement, City’s remedies shall include, but not be limited to, the following: 8.6.1 Immediately terminate the Agreement; 8.6.2 Retain the plans, specifications, drawings, reports, design documents, and any other work product prepared by Consultant pursuant to this Agreement; 8.6.3 Retain a different consultant to complete the work described in Exhibit A not finished by Consultant; or 8.6.4 Charge Consultant the difference between the cost to complete the work described in Exhibit A that is unfinished at the time of breach and the amount that City would have paid Consultant pursuant to Section 2 if Consultant had completed the work. Section 9. KEEPING AND STATUS OF RECORDS. 9.1 Records Created as Part of Consultant’s Performance. Provided that City has paid Consultant for its services or portion of such services pursuant to this Agreement, City shall own all (or the portion of such that has been paid for at termination or expiration of this Agreement) reports, data, maps, models, charts, studies, surveys, photographs, memoranda, plans, studies, specifications, records, files, or any other documents or materials, in electronic or any other form, that Consultant prepares or obtains pursuant to this Agreement and that relate to the matters covered hereunder shall be the property of the City. Consultant hereby agrees to deliver those documents to the City upon termination of the Agreement. It is understood and agreed that the documents and other materials, including but not limited to those described above, prepared pursuant to this Agreement are prepared specifically for the City and are not necessarily suitable for any future or other use. City and Consultant agree that, until final approval by City, all data, plans, specifications, reports and other documents are confidential and will not be released to third parties without prior written consent of both Parties except as required by law. 9.2 Consultant’s Books and Records. Consultant shall maintain any and all ledgers, books of account, invoices, vouchers, canceled checks, and other records or documents evidencing or relating to charges for services or expenditures and disbursements charged to the City under this Agreement for a minimum of three (3) years, or for any longer period required by law, from the date of final payment to the Consultant to this Agreement. 9.3 Inspection and Audit of Records. Any records or documents that Section 9.2 of this Agreement requires Consultant to maintain shall be made available for inspection, audit, and/or copying at any time during regular business hours, upon oral or written request of the City. Under California Government Code Section 8546.7, if the amount of public funds expended under this Agreement exceeds ten thousand ($10,000.00), the Agreement shall be subject to the examination and audit of the State Auditor, at the request of City or as part of any audit of the City, for a period of three (3) years after final payment under the Agreement. 9.4 Records Submitted in Response to an Invitation to Bid or Request for Proposals. All responses to a Request for Proposals (RFP) or invitation to bid issued by the City become the exclusive property of the City. At such time as the City selects a bid, all proposals received become a matter of public record, and shall be regarded as public records, with the exception of those elements in each proposal that are defined by Consultant and plainly marked as “Confidential,” "Business Secret" or “Trade Secret." The City shall not be liable or in any way responsible for the disclosure of any such proposal or portions thereof, if Consultant has not plainly marked it as a "Trade Secret" or "Business Secret," or if disclosure is required under the Public Records Act. Although the California Public Records Act recognizes that certain confidential trade secret information may be protected from disclosure, the City may not be in a position to establish that the information that a prospective bidder submits is a trade secret. If a request is made for information marked "Trade Secret" or "Business Secret," and the requester takes legal action seeking release of the materials it believes does not constitute trade secret information, by submitting a proposal, Consultant agrees to indemnify, defend and hold harmless the City, its agents and employees, from any judgment, fines, penalties, and award of attorneys’ fees awarded against the City in favor of the party requesting the information, and any and all costs connected with that defense. This obligation to indemnify survives the City's award of the contract. Consultant agrees that this indemnification survives as long as the trade secret information is in the City's possession, which includes a minimum retention period for such documents. Section 10 MISCELLANEOUS PROVISIONS. 10.1 Attorneys’ Fees. If a Party to this Agreement brings any action, including arbitration or an action for declaratory relief, to enforce or interpret the provision of this Agreement, the prevailing Party shall be entitled to reasonable attorneys’ fees in addition to any other relief to which that Party may be entitled. The court may set such fees in the same action or in a separate action brought for that purpose. For purposes of this Agreement, a “prevailing Party” shall be any party whose position in regard to enforcement or interpretation of this Agreement is adjudged to be controlling by the relevant court or deciding body. There shall be no “prevailing Party” if a complaint is voluntarily dismissed prior to trial or settled before or after the trial has begun. 10.2 Venue. In the event that either Party brings any action against the other under this Agreement, the Parties agree that trial of such action shall be vested exclusively in the state courts of California in the County of San Mateo or in the United States District Court for the Northern District of California. 10.3 Severability. If a court of competent jurisdiction finds or rules that any provision of this Agreement is invalid, void, or unenforceable, the provisions of this Agreement not so adjudged shall remain in full force and effect. The invalidity in whole or in part of any provision of this Agreement shall not void or affect the validity of any other provision of this Agreement. 10.4 No Implied Waiver of Breach. The waiver of any breach of a specific provision of this Agreement does not constitute a waiver of any other breach of that term or any other term of this Agreement. 10.5 Successors and Assigns. The provisions of this Agreement shall inure to the benefit of and shall apply to and bind the successors and assigns of the Parties. 10.6 Use of Recycled Products. Consultant shall prepare and submit all reports, written studies and other printed material on recycled paper to the extent it is available at equal or less cost than virgin paper. 10.7 Conflict of Interest. Consultant may serve other clients, but none whose activities within the corporate limits of City or whose business, regardless of location, would place Consultant in a “conflict of interest,” as that term is defined in the Political Reform Act, codified at California Government Code Section 81000, et seq. Consultant shall not employ any City official in the work performed pursuant to this Agreement. No officer or employee of City shall have any financial interest in this Agreement that would violate California Government Code Sections 1090, et seq. Consultant hereby warrants that it is not now, nor has it been in the previous twelve (12) months, an employee, agent, appointee, or official of the City. If Consultant was an employee, agent, appointee, or official of the City in the previous twelve (12) months, Consultant warrants that it did not participate in any manner in the forming of this Agreement. Consultant understands that, if this Agreement is made in violation of Government Code §1090, et seq., the entire Agreement is void and Consultant will not be entitled to any compensation for services performed pursuant to this Agreement, including reimbursement of expenses, and Consultant will be required to reimburse the City for any sums paid to the Consultant. Consultant understands that, in addition to the foregoing, it may be subject to criminal prosecution for a violation of Government Code § 1090 and, if applicable, will be disqualified from holding public office in the State of California. 10.8 Solicitation. Consultant agrees not to solicit business at any meeting, focus group, or interview related to this Agreement, either orally or through any written materials. 10.9 Contract Administration. This Agreement shall be administered by Patrick Caylao ("Contract Administrator"). All correspondence shall be directed to or through the Contract Administrator or his or her designee. 10.10 Notices. All notices and other communications which are required or may be given under this Agreement shall be in writing and shall be deemed to have been duly given (i) when received if personally delivered; (ii) when received if transmitted by telecopy, if received during normal business hours on a business day (or if not, the next business day after delivery) provided that such facsimile is legible and that at the time such facsimile is sent the sending Party receives written confirmation of receipt; (iii) if sent for next day delivery to a domestic address by recognized overnight delivery service (e.g., Federal Express); and (iv) upon receipt, if sent by certified or registered mail, return receipt requested. In each case notice shall be sent to the respective Parties as follows: Consultant SWA Group 301 Battery Street, 2 Mezzanine San Francisco, CA 94111-3212 Attn: Rene Bihan City Notices: Invoices: City Clerk Engineering City of South San Francisco City of South San Francisco 400 Grand Avenue 315 Maple Ave South San Francisco, CA 94080 South San Francisco, CA 94080 10.11 Professional Seal. Where applicable in the determination of the contract administrator, the first page of a technical report, first page of design specifications, and each page of construction drawings shall be stamped/sealed and signed by the licensed professional responsible for the report/design preparation. The stamp/seal shall be in a block entitled "Seal and Signature of Registered Professional with report/design responsibility," as in the following example. _________________________________________ Seal and Signature of Registered Professional with report/design responsibility. 10.12 Integration. This Agreement, including the scope of work attached hereto and incorporated herein as Exhibits A, B, and C represents the entire and integrated agreement between City and Consultant and supersedes all prior negotiations, representations, or agreements, either written or oral pertaining to the matters herein. Exhibit A Scope of Services Exhibit B Compensation Schedule Exhibit C Form 590 10.13 Counterparts. This Agreement may be executed in counterparts and/or by facsimile or other electronic means, and when each Party has signed and delivered at least one such counterpart, each counterpart shall be deemed an original, and, when taken together with other signed counterpart, shall constitute one Agreement, which shall be binding upon and effective as to all Parties. 10.14 Construction. The headings in this Agreement are for the purpose of reference only and shall not limit or otherwise affect any of the terms of this Agreement. The parties have had an equal opportunity to participate in the drafting of this Agreement; therefore any construction as against the drafting party shall not apply to this Agreement. 10.15 No Third Party Beneficiaries. This Agreement is made solely for the benefit of the Parties hereto with no intent to benefit any non-signatory third parties. [SIGNATURES ON FOLLOWING PAGE] The Parties have executed this Agreement as of the Effective Date. CITY OF SOUTH SAN FRANCISCO CONSULTANT ____________________________ ______________________________ Mike Futrell, City Manager Rene Bihan, Contracting Agent Attest: ____________________________ City Clerk Approved as to Form: ____________________________ City Attorney 2729964.1 EXHIBIT A SCOPE OF SERVICES I. SCOPE OF SERVICES: Master Planning Phase A. Approach Statement 1. For the purpose of the community process, SWA will prepare materials representing the complete project, including the cross walk connection to the new South San Francisco Caltrain Station and extending down Grand Avenue to Spruce Avenue. 2. Following the community process, the project will proceed to the second scope of services, Phase 1 Construction Documents, see item II. a. The Grand Avenue Streetscape Master Plan final deliverable will be submitted as a Master Plan document, with a summary of the community process, final illustrative plan, visualizations, and descriptions of materials, furnishings, planting, and key illustrative sections. B. Community Process Phase (8 weeks) 1. Grand Avenue Site Analysis and Evaluation a. On the basis of background studies, on-site investigation, base maps and special information provided by the Client and other project consultants, SWA may consider and evaluate the following as relevant for project scope: i. Property configuration; ii. Relationships to adjoining land and parcels; iii. Access potentials; iv. Limitations in the form of easements, zoning controls, assessment districts; v. Special districts; vi. Public facilities and schools; vii. Existing development on the site; viii. Views, visual characteristics and scenic factors; ix. Utility location, availability and easements; x. Recreation and open space; xi. Archaeological or historic information; xii. Topography, slopes and orientation; xiii. Soils and geological factors; xiv. Hydrology, drainage patterns; xv. New development; xvi. Tree cover and vegetation; xvii. Climate and wind factors; xviii. Wildlife and habitat considerations; b. SWA will summarize significant data from the above by (a) composite map(s), diagram(s) (and supplementary visual displays) to indicate the landscape and environmental opportunities and limitations of the site. c. At this stage, the interaction of the above site characteristics with the development program and expectations for use of the site will be identified. d. Client is to make previous studies completed available to SWA. 2. Grand Avenue Programing and Fit and Finish Options a. Following analysis, SWA will develop a program plan for Grand Ave based on the street scape design as outlined in the specific plan. i. The program plan will include recommendations on planting areas, pocket parks/paseos, zones for siting, parklet opportunities, and public and pedestrian spaces. ii. The program plan will identify opportunity zones for event spaces and temporary street closures, such as in front of City Hall b. SWA will build participation exercises that provide an array of pavement material options, site furnishings, lighting, and planting, including i. Preferred materials Board ii. Furnishing Families – 3 schemes of furnishings for community to review and vote iii. Note, these materials will be encompassing of the full site scope of work c. SWA will produce an illustrative plan for the full scope of work d. SWA will produce key renderings to communicate material, furnishing, and lighting options. 3. Community Meetings a. Community Meeting #1 i. Project introduction, sharing the approved Specific Plan proposal and back grounds studies. Listening Exercises (Focused on needs, interests, program preferences, and personal stories) Materials, colors, lighting and furniture preference surveys. Online survey to be curated up to the next meeting. b. Community Meeting #2 i. Unveiling of preliminary Design with material and color options as part of presentation. Reveal results of Surveys, share final renderings of preferred design and summary of the Grand Avenue Streetscape Master Plan document. Question and Answer period. If desired, an online survey can be hosted afterwards for broader feedback. 4. Coordination, Packaging and submission a. This scope includes up to (2) additional meetings for checking in with relevant city agencies and or key stakeholders, and up to (1) additional meetings for City Council approval. b. The final presentation will be provided to the City as a pdf, and all renderings as jpg files. c. The Caltrain Station and Grand Avenue Streetscape Master Plan documents will be provided as an 11x17 pdf. 5. Subconsultants a. SWA will retain and manage the following subconsultants for the Master Planning Phase: i. Civil Engineering ii. Survey (MP scope) iii. Lighting Design b. Managed subconsultants scope and fee proposals are included in Appendix B. II. SCOPE OF SERVICES: Phase 1 Construction Documents (20 weeks) The scope of services shall include: A. SWA shall provide design development and construction documentation for the following scope items for the area identified in Appendix C as Phase 1 Construction Documents: 1. Finish grading and surface drainage of pedestrian pavements and planting areas. 2. Pedestrian pavements. 3. Landscape walls, steps, railings and related site structural elements not a part of the buildings (if any). 4. Fences, decks and seating devices (if any). 5. Site furniture including planter pots, trash receptacles and drinking fountains (if any). 6. Coordinate the selection, location and mounting and structural details of fixtures for site lighting. (Site lighting photometric studies, and circuitry are included under lighting and electrical engineering subconsultant proposals included in Appendix B.) 7. Planting and soil amendment. 8. Irrigation downstream from mainline point-of-connection. B. If required, SWA will retain and direct the services of the following professional consultants (Fees for such services are not included in this contract and shall be the subject of future agreement): 1. Geotechnical engineer to prepare a geotech report. 2. Environmental graphics (signage design). C. Subconsultants 1. SWA will retain and manage the following subconsultants for the Master Planning Phase: a. Civil Engineering b. Survey (CD scope) c. Lighting Design d. Electrical Engineering e. Irrigation Design f. Structural Engineering g. Managed subconsultants scope and fee proposals are included in Appendix B. III. PROCEDURE A. Design Development (8 weeks) 1. Upon Client's authorization to commence design development, SWA shall prepare design development drawings and coordinate other subconsultant’s drawings for the Phase 1 scope. The design development plans will define the character and essentials of the project, including selection of materials. 2. SWA shall assist Client in filing the appropriate plans and documents which are required to secure the necessary design approvals from the various governmental agencies having jurisdiction over the project, but Client shall be solely responsible for securing all such approvals. 3. Submittal of (1) 100% DD Plans and drawings B. Construction Documentation (12 weeks) 1. Upon Client's approval of the design development plans, SWA will develop working drawings and technical sections of specifications to construct the work. Technical sections of specifications shall be prepared in Construction Specifications Institute (CSI) MasterFormat. Client shall be responsible for Bidding and Contract Requirements and General Requirements divisions of the specifications. 2. SWA shall prepare working drawings and technical sections of specifications to reasonably conform to applicable codes and regulations of governmental bodies having jurisdiction over the work at the time of preparation. 3. In developing working drawings and technical sections of specifications, SWA shall use its best efforts to coordinate its services with those of other consultants and to maintain a construction budget in accordance with the preliminary design estimate of probable construction cost accepted by Client at the end of the preliminary design phase. When the final estimate of probable construction cost is one hundred ten percent (110%) of the preliminary design budget estimate, or less, the final estimate will be acceptable to Client. 4. Submittal of (3) milestones including 50% CD, 90% CD, and 100% CD. IV. DEVELOPMENT BUDGETS A. As a part of Landscape Master Plan Phase, a proposed development budget for all items of work under the Scope of Services will be established and approved prior to initiation of Phase 1 construction documents B. This development budget shall be revised and approved at the completion of Design Development Phase and Working Drawing Phase. C. In the event that this development budget is reduced or increased by more than 10% between the time of approval of the landscape design development phase and the time of award of a construction contract, cost of modification of drawings and specifications to meet the changed project budget shall be considered Additional Services. V. DESIGN APPROVAL Anthony Rozzi has been designated as the person responsible for design direction to SWA for this project and has the authority for design approval. In the event that the design, as approved by Anthony Rozzi is rejected by others, and re-design is required, such re-design services shall be compensated as Additional Services. VI. MEETINGS AND SITE VISITS This proposal includes Professional Service time for up: Master Planning Phase Community Design Workshops 2 Agency/Stakeholder 2 City Council 1 Phase 1 Construction Documents OAC conference calls 6 Client meetings 3 Additional meetings shall be billed as Additional Services. Travel expenses shall be billed as Reimbursable Expenses. VII. EXCLUSIONS TO SCOPE OF SERVICES Client shall provide the following information or services as required for performance of the work. SWA assumes no responsibility for the accuracy of such information or services and shall not be liable for error or omissions therein. Should SWA be required to provide services in obtaining or coordinating compilation of this information, such services shall be charged as Additional Services. A. Geotechnical Report. B. Environmental Review or CEQA documentation. C. Legal descriptions of property. D. Soils testing and/or engineering. E. Existing site engineering and utility base information. F. Overhead aerial photographs at controlled scale. G. Engineering other than that provided within the Scope of Services and subconsultant scopes (Appendix B). H. Bidding or Negotiation Phase (NIC) I. Construction Observation (NIC) J. CALTRANS review and coordination (NIC) K. Division 1 Specifications, and any specifications beyond landscaping scope (NIC) . EXHIBIT B COMPENSATION SCHEDULE EXHIBIT C FORM 590 City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-108 Agenda Date:2/14/2018 Version:1 Item #:6. Motion to approve the Minutes from the meetings of January 11, 2018, January 22, 2018, January 24, 2018 and January 29, 2018. City of South San Francisco Printed on 2/8/2018Page 1 of 1 powered by Legistar™ 0 o cALIFOR��A CALL TO ORDER ROLL CALL AGENDA REVIEW None. MINUTES SPECIAL MEETING CITY COUNCIL OF THE CITY OF SOUTH SAN FRANCISCO P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, California 94083 Meeting to be held at: JOSEPH A. FERNEKES RECREATION BUILDING 781 TENNIS DRIVE SOUTH SAN FRANCISCO, CA WEDNESDAY, JANUARY 11, 2018 9:00 a.m. TIME: 9:01 a.m. PRESENT: Councilmembers Addiego, Garbarino and Gupta, Mayor Pro Tempore Matsumoto and Mayor Normandy. ABSENT: None. PUBLIC COMMENTS - comments are limited to items on the Special Meeting Agenda None. Items for Discussion: Annual City Council retreat to discuss the following items: a) Parking, U -Turns and pedestrian safety Councilman Garbarino raised the issue of parking, unlawful U -turns and pedestrian safety on Grand Avenue. He noted Chief of Police Azzopardi's recent statement that the number of citations issued on Grand Avenue had risen, but opined the problem was still persistent particularly between the hours of 11:00 a.m. and 1:30 p.m. He noted Saturdays and Sundays were worse and was concerned about pedestrian safety related to issues caused by these traffic conditions and jaywalking. Councilman Addiego commented that the issues Downtown are caused by the recent success of the businesses in the area. Chief of Police Azzopardi addressed Council and advised that the statistics don't show an increase in violations, but noted roughly 349 citations issued in the Downtown area demonstrated enforcement. He advised the Department had three (3) full time parking enforcement officers, including one (1) that was assigned to the Downtown. Adding a 4t' or 5`" might ensure that additional tickets were issued in the Downtown area. Councilman Garbarino thanked the Police Department for its efforts. Mayor Pro Tempore Matsumoto concurred with Councilmembers regarding the severity of the issue between 11:00 a.m. and 1:30 p.m. on weekdays. She raised the possibility of volunteer parking enforcement officers as had been utilized in the past. She further raised the issue of officer discretion related to illegal U -turns and noted that at times she had observed officers being lenient. Chief of Police Azzopardi commented on the need for officer discretion based on traffic flow factors. He acknowledged staff was also looking into the possibility of volunteers. He proposed solutions to Council's concerns as follows: 1) the Downtown Officer would take his or her lunch break at a time other than between 11:00 a.m. and 1:30 p.m.; 2) installation of signage regarding illegal U -turns; and 3) increasing the citation amount. City Manager Futrell requested Council feedback with respect to placing additional bollards and sticks down the centerline of Grand Avenue. Councilman Addiego expressed concern regarding drivers' ability to maneuver around double parked cars due to the bollards and believed they would cause bottlenecks creating additional traffic issues. Chief of Police Azzopardi noted Police and Fire would have to drive over the bollards in many instances and they were not favored. Director of Public Works Kim stated that long term improvements to the streetscape would eventually solve most of the issues at hand. In the interim, he suggested temporary solutions, including measures such as striping. Councilman Addiego requested that businesses with roll up gates down the lanes parallel to Grand Avenue be reminded that deliveries should happen in the lanes and not on Grand Avenue. Councilman Gupta stated a preference for looking into more permanent solutions such as making Grand Avenue a one -way street. Councilwoman Matsumoto reminded Council and staff of her longtime advocacy for a one -way solution involving Grand, Miller and /or Baden Avenues. Director Kim agreed to incorporate this option into an upcoming study. b) Collaboration with South San Francisco Unified School District (SSFUSD) Mayor Normandy thanked Councilmen Addiego and Gupta for their work on the SSFUSD Liaison SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 2 Standing Committee. She stated that the appointment for the current year was herself and Mayor Pro Tempore Matsumoto. She stated the partnership with the District needed to be more than attendance at liaison committee meetings, however. For example, she believed there could be greater collaboration with the District on many items of mutual interest. Mayor Pro Tempore Matsumoto stated that at Board and Commission interviews it frequently comes up that people avoid moving to our City due to the quality of our local schools. She hoped to be able to partner with the District to adjust standards and bring resources and opportunities, in the form of volunteers, mentoring and collaboration on grants. In response to a question from Councilman Garbarino, Chief of Police Azzopardi advised the Police and Fire Homework Help Program had not been operational for some time. However, the School Liaison Officers were always on site at our local schools. Councilman Garbarino stated he believed the District should start sharing the cost of the Every 15 Minutes Program. Councilman Addiego commented on the importance of celebrating the positive changes that have occurred in the District in the face of challenges the District is managing. He believed that rather than list a litany of deficiencies, the best approach moving forward involved partnering to keep positive outcomes mobilized. Councilman Gupta expressed the opinion that the District was beginning to change and move in the right direction. He noted that many of the challenges facing the District involved teacher retention based on affordable housing issues. He opined there was room for partnership on these issues. c) Update on sports field maintenance and renovation Mayor Normandy commented on recent attention to the ball field conditions citing debate on social media and other local sources. She queried a timeframe for potential solutions. Councilman Addiego concurred noting it was critical to provide the community with a timeframe on the improvements. Director of Parks and Recreation Ranals advised the need would be addressed in the upcoming budget cycle. Further design was in progress and staff should be in a position to provide a construction date in the very near future. Councilman Garbarino suggested that signs depicting the plans be installed at improvement sites so that the public could be advised of the plans as soon as possible. Director Ranals advised that staff had installed signs of this nature during the Alta Loma Playground renovation and would do the same for future park improvements. She also advised the plans for improvements would be included in the Leisure Guide and the City Newsletter. Mayor Pro Tempore Matsumoto encouraged staff to address this issue for the community in a variety of ways, and not solely in the Leisure Guide. SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 3 d) 2018 Biotechnology Conference Councilman Garbarino requested an update on expected costs related to the 2018 Biotechnology Conference. Communications Director Arroyo advised it was expected the City would spend roughly $120,000 on the 2018 conference including $2750 per attendee. She advised the booth made up half the cost at $60,000. The City would also spend roughly $13,000 on an Academic Breakfast. The Conference would take place in Boston from June 4th- June 7h. Councilman Garbarino advised of a conflict with his schedule that would only permit him to attend for one (1) day. He did not believe it was cost effective to expend City resources to travel for one (1) day of attendance. Councilmen Gupta and Addiego commented on the need to be present at the conference to network and celebrate the successes of the Biotech community. Mayor Pro Tempore Matsumoto commented that she would like to see a measurement of the City's Return on Investment (ROI) vis -A -vis attendance at the conference. Councilman Addiego commented the ROI might be difficult to measure immediately. He believed it was a more elusive number in this circumstance, which would yield returns over time. Councilman Garbarino agreed ROI might be difficult to gauge in this instance. He believed the industry was dynamic and that Council's presence added value. Further, participation provides Council and staff with intangible education value that would help the City to maintain its credibility in the industry. Mayor Pro Tempore commented that she believed the Biotech companies needed to step up as other companies in the Valley have to contribute on issues such as infrastructure. Mayor Normandy commented on the importance of ROI, but noted that the value of relationships built at the conference might not be measureable. Council understood Councilman Garbarino would not attend the conference due to other commitments and cost concerns. e) Communication with Council from Staff and others Mayor Pro Tempore commented on the need for communication from staff on issues requiring a "heads -up ". She did not believe that detailed memos outlining every issue were required; however she would appreciate more timely notice of issues facing staff and /or the community. Councilman Garbarino concurred regarding the need for more timely communication. Councilman Addiego stated he believed the current management regime kept Council in the loop on a regular basis. SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 4 Mayor Normandy advised staff it would be useful to receive more frequent communication regarding how Councilmembers can support staff in their roles. f) Allowed Construction Hours Councilman Addiego commented that the need for discussion of this issue has grown out of several recent projects, but most specifically the City Venture Project on Mission Road. He believed the developer had not been a good community partner and caused disturbance and nonsense in the neighborhood. Given what our residents are facing in light of this development, he hoped staff could review and propose modifications to construction hours that might give neighbors a period of relief. Director of Economic and Community Development Greenwood addressed Council. He advised the City's current ordinance allowed construction on weekdays beginning at 8:00 a.m. The complaints regarding noise related to construction employees before 8:00 a.m. had increased due to the fact that laborers are coming from far distances and arriving early to beat commute hours. During the period from the time they arrive to the time they are allowed to begin work, they are often sitting in their cars, talking on phones in the street or participating in other legally authorized activities. Allowing construction to begin at 7:00 a.m. would eliminate complaints regarding some of the on- street activities. Director Greenwood stated that changing permitted construction hours to 7:00 a.m. to 7:00 p.m. during the week would allow construction firms to act more efficiently and get projects done more quickly. Staff also planned to recommend scaling back on Saturdays and allowing construction between the hours of 8:00 a.m. and 6:00 p.m. Finally, to provide a respite to the community, staff was prepared to recommend no construction on Sundays and holidays. Councilmembers discussed these options and queried the possibility of a half -day on Sundays. Director Greenwood advised a half -day of work would be cost prohibitive to developers. Mayor Pro Tempore Matsumoto queried whether this would apply to standard residential construction and "do- it- yourselfers ". Director Greenwood advised this would apply to all construction. Fire Chief Kohlman advised staff was in support of the proposed modifications from the code enforcement perspective. It would reduce response time to many early hour calls where no enforcement was necessary, because the complaints were about legally permissible activities. Mayor Normandy commented on the importance of discretion related to Sunday construction depending upon the type of activity and /or project. City Manager Futrell advised staff would take Council's feedback and prepare an ordinance for review. Recess: 10:25 a.m. Meeting resumed: 10:35 a.m. SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 5 Item "l " was presented as the consultant from Godbe Research was present ahead of schedule. 1) Review of Community Survey Mr. Godbe of Godbe Research presented the results of a community study regarding resident satisfaction. He explained methodology and noted that 471 adult residents were interviewed for 18 minutes each in December of 2017. Mr. Godbe presented a PowerPoint summarizing results as follows: 1) The most important issues to residents are affordable housing and traffic congestion; 2) 42% of residents believe that the number of new residential units being built is about right or not enough; 3) 40.7% of residents believe too much housing is being built; 4) 53.2% of residents believe the City should encourage the construction of more affordable housing; 5) 61.7 % of residents believe the City should encourage housing construction near where people work; 6) 84% of residents are satisfied with the courtesy, customer service, and results from City staff. Mr. Godbe concluded results were generally very favorable. In response to a question from Mayor Pro Tempore Matsumoto, Mr. Godbe clarified that responses in Spanish and Cantonese were in native language Mayor Pro Tempore Matsumoto requested clarification as to whether Fire Services parsed out ambulance services, which made up 72% of the Department's operations. Mr. Godbe responded that ambulance services were not culled out and the survey requested satisfaction with "fire services ". Councilman Garbarino congratulated Department Heads and staff on their commitment to customer service. Councilman Gupta commented he was more interested in trends as opposed to a snapshot in time. City Manager Futrell advised the study was intended as a baseline and would be repeated. Mayor Pro Tempore Matsumoto noted that the results of this study had shifted her opinion with respect to the prospect of housing East of 101. She stated she felt more comfortable supporting housing East of 101 based on the results. She wanted to minimize the impact of infill on the City's residents. g) Discussion regarding potential City policy on promotion/display of cultural events for 2018 Mayor Pro Tempore Matsumoto invited City Attorney Rosenberg to advise Council of the current status of the law related to cultural displays and secular symbols. City Attorney Rosenberg advised that courts have recognized certain Christian and Jewish holiday icons as taking on a secular status. Therefore, their display on City property does not run afoul of the Constitution. Mayor Pro Tempore Matsumoto expressed a desire to display cultural icons from other traditions and SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 6 queried permissible grounds. City Attorney Rosenberg advised that any type of display not preferring one religion over another is permissible if it is done for secular purposes. He advised it was a much nuanced area of the law, but that displays for purposes of cultural diversity and inclusion would likely be permissible. He advised Council that a neutral policy based on this intent was advised if Council wished to tell inclusive stories for educational and cultural purposes vis -a -vis a City display. Councilman Addiego appreciated the Mayor Pro Tempore's direction on this issue and believed the City could use a policy to permit displays to be inclusive. Council directed the City attorney to work on the creation of a policy that would permit constitutional displays to promote cultural inclusion. h) Strategic direction of Senior Services program Mayor Pro Tempore Matsumoto commented that with the retirement of senior services personnel, she believed a retooling of the program was in order. She would like to see a larger emphasis placed on seniors who have lived here so long. Councilman Addiego commented on the need for a more vibrant Magnolia Center that could serve as a place for seniors to hang out. Councilman Gupta opined that the senior population was growing while it was simultaneously more difficult for seniors to maintain their lifestyle in the Bay area. He commented on a lunch meeting he had with the Japanese Consulate. They had discussed a conference on cultural solutions as part of the thinking process for serving the ageing population. Director of Parks and Recreation Ranals discussed recent changes including expanded programming at Magnolia Center. Staff welcomed Council direction on additional services and options for seniors. Mayor Pro Tempore Matsumoto requested that staff work on a proposal for new senior programming and services. i) Plan for a new General Plan Recess: 11:50 p.m. Meeting resumed: 12:20 p.m. Mayor Pro Tempore Matsumoto expressed the pressing need for a General Plan update. Director of Economic and Community Development Greenwood advised the General Plan zoning policies and updates were being reviewed. Staff was proposing a 24 month schedule beginning in the first quarter of this year and ending in the final quarter of 2020, including technical studies and an Environmental Impact Report (EIR). Staff recommended hiring a community engagement consultant and engaging every department in the City on this issue. The process would require Council oversight and guidance, but the time had come. SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 7 Mayor Pro Tempore Matsumoto encouraged staff to stick with this timeline and begin the proposal. She noted the City's award winning and conscientious General Plan was responsible for where the City is today. j) City upkeep, including street light painting or wrapping, crosswalks and curbs, street signs, garbage receptacles and cleanliness of sidewalks Councilman Garbarino queried whether public works staff still performs upkeep and cleaning work in the alleys. Director Kim advised there is a clean team, but the work in the alleys being done under former management was no longer maintained. The issues at hand were primarily the responsibility of the property owners and handled through code enforcement. Mayor Pro Tempore Matsumoto advocated for the City's neighborhoods and requested that issues of health and safety be prioritized. Code enforcement should be strengthened and street striping and pavement should be improved. She believed these small things could mitigate traffic dangers related to confusion. Councilman Gupta noted the need to take things street- by - street given the rapid growth and development in the City. He noted some lag was to be expected, but neighborhood safety should be a priority. City Manager Futrell advised that executive staff was planning a neighborhood drive - through to log issues to be addressed. Mayor Normandy commented that the City's cleanliness should not be subject to a complaint driven process. While she appreciated Engage SSF, she believed required maintenance should be handled on the front -end before complaints are necessary. Councilmembers discussed the need for safety measures along Westborough Boulevard. k) Review of City Council Reorganization Ceremony Mayor Normandy noted the current budget for the City's Reorganization was out of date against current pricing. She suggested that Council establish a standard ceremony and reception budget of $5000 inclusive. Anything extra could be funded by the campaign committees of the elected officials at their discretion. Councilmembers concurred with this suggestion. m) Council Goals /Objectives, and discussion of draft 2018 -2019 work plan City Manager Futrell directed Council to the handout regarding the proposed 2018 -2019 work plan. (Attachment 1) He discussed highlights starting with the General Plan. He stated the General Plan update would be an ECD Department priority. As City Manager, he was continually focused on attracting the team and maintaining the culture of innovation and continuous improvement. He next advised Council of upcoming work on the Information Technology Department's Strategic Plan. The SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 8 Plan would focus and inform the City's technology needs moving forward. The City Manager next advised Council of a proposal regarding the purchase or lease of property to expand Orange Memorial Park. Council direction on this subject would inform negotiations. City Manager Futrell next advised Council that staff was considering a 110a' Birthday Celebration/Day in the Park type event in place of the Concert in the Park. The proposed event would take place on Saturday, September 22, 2018 and staff would be looking to Council for direction and ideas. Councilmembers discouraged a City birthday celebration, but agreed a retooled and toned down Day in the Park might be welcomed by the community. The City Manager next advised Council that staff was proposing six (6) newsletters a year on a two (2) month circulation to keep up with the pace of change in the City and keep residents advised. Mayor Pro Tempore Matsumoto queried the possibility of providing the newsletter in alternative languages. City Manager Futrell advised posting the newsletters on the website in alternative languages was the most cost effective option. City Manager Futrell noted that construction in the Downtown necessitated extra TLC for the area as the inconveniences and demands were great. Councilman Gupta thanked City Manager Futrell for the work plan's level of detail. He fully supported the goals and objectives outlined. He reminded staff of clean energy opportunities and partnership funding through Peninsula Clean Energy. Mayor Pro Tempore Matsumoto advised of her focus on neighborhoods, diversity and the Year of the Woman. In the City personnel arena, she would like to see pathways for training and advancement. Councilman Addiego thanked staff for the comprehensive document and felt it was broad enough to assume his goals and objectives. Mayor Normandy advocated for addition of employee recognition. She suggested the concept of employee of the month or an employee of the month parking space. She hoped for more opportunities to sit down with employees and discuss their work, goals and objectives. n) 2017 Calendar of Events review Council reviewed the attached Calendar of events. (Attachment 2) ADJOURNMENT Being no further business, Mayor Normandy adjourned the meeting at 1:48 p.m. r Approved: (na* i, Ci Clerk Liza Normandy, Mayor City of South San Francisco City of South San Francisco SPECIAL CITY COUNCIL MEETING JANUARY 11, 2018 MINUTES PAGE 9 T1 r-4T � G. City of South San Francisco City Manager's Office I. Purpose The purpose of this paper is to present an overview of proposed direction for 2018 -2019. 2. Executive Summary January 11, 2018 Looking forward, the following are recommended strategic goals: 1. Attract, Train, Support and Retain a High Performance Team; 2. Build and Maintain a Sustainable City: a. Robust recreation & learning programs, with top tier public parks, art and green spaces; b. Excellent bike paths, pedestrian ways, and multi -modal transportation options; c. Greenhouse gas, water and energy reductions, implementing the Climate Action Plan; d. Full range of employment and housing options. 3. Highly skilled Police, Fire, Emergency Medical Service and Emergency Management Program 4. Robust internal and external communications strategy; 5. Vibrant and healthy Downtown; and 6. Foster and engender strong, active neighborhoods, non - profits, service clubs and volunteer opportunities. 3. Management Responsibility Responsibility for implementation of these strategic initiatives rests with the City Manager and the Executive Team, while championed by every employee of the City. 4. Mission Statement and Core Values South San Francisco Mission Statement: The mission of the government of the City of South San Francisco is to provide a safe, attractive, and well- maintained community through superior customer service and programs, and a work ethic that will enhance the quality of life in our neighborhoods. To that end, we will strive to nurture a partnership with the community by recruiting a diverse and highly skilled work force, be an active partner in quality education, and attract and retain a prosperous business community, all of which will foster community pride and understanding. Our Core Values: We are committed to: • Strengthening each other and the organization through dedication and teamwork • Recognizing and Respecting diversity and encouraging opinions of the community and workforce • Excellence and Service in everything we do • Encouraging creativity and supporting problem solving • Accepting responsibility and accountability • Demonstrating integrity and transparency in all aspects of service • Promoting and maintaining open and constructive communication • Encouraging skill development and professional growth The Industrial City: Industrious, entrepreneurial, innovative... home to big thinkers changing the world. 1 City of South San Francisco City Manager's Office S. City Priorities January 11, 2018 The following six priorities and associated action items are consistent with our mission and core values: Priority #1: Attract, Train, Support and Retain a High Performance Team: Employee development and retention is a high priority for city government in South San Francisco. This includes nurturing a culture of safety, open collaboration, innovation, respect and continuous improvement. Specific initiatives include: • Robust Employee Training and Recognition Program • Further define and implement a more thorough On- Boarding Program • Plan and start a more robust employee Recognition Program • Explore use of 360 degree evaluation program for managers • Create and publish a City recruitment video • Succession Planning o Support robust LEAP succession development program in all City departments • Robust Safety Program • Culture of safety throughout the organization • Safety metrics objectively showing status of safety program • Maintain a Culture of Innovation and Continuous Improvement • Activate internal Innovation Committee fostering continuous improvement • Employee engagement through intranet, town halls, suggestion boxes, etc. • Prepare IT Strategic Plan to provide future focus, and in 2018: W Expand cloud technology for disaster recovery and business continuity ■ Expand Geographic Information System (GIS) functionality Upgrade Council Chamber equipment ■ Digitize online forms and departmental files ■ Initiate phone system upgrade F Upgrade Permitting and Business License application ■ Install surveillance cameras at City Hall ■ Expand ultra -high speed network ■ Pursue Public /Private partnerships for free services and equipment ■ Process small cell applications based on approved small cell ordinance and master license agreement. ■ Expand City conduit by creating a dig -once ordinance requiring contractors to place underground conduit when excavating city streets ■ Digitize online forms and departmental files ■ Implementation of new Recreation Management System ■ Upgrade Library wireless networks speeds • Sustain great labor- management relations • Roll out of an employee down - payment assistance program for home buyers 2 City of South San Francisco City Manager's Office January 11, 2018 Priority #2: Build and Maintain a Sustainable City: A sustainable city is one that is economically, environmentally, and socially healthy and resilient, meeting challenges through integrated solutions. This requires a long term perspective focused on both the present and future to improve quality of life, protect the environment, maintain good stewardship of city finances and encourage citizen participation in governance. Specific areas include: Robust recreation programs, with top tier public parks, art and green spaces; o Progress on the Parks and Orange Park Master Plans, including in 2018: Purchase or lease of the Cal Water property • Design for renovation of existing Orange Park ballfields • Design of new fields and facilities on purchased property • Continue planning and funding efforts to replace Orange Pool • Continued expansion of public art offerings throughout the city • Progress on Parks 11 program of park and ballfield renovation • Citywide reforesting measures and creation of an Urban Forest Master Plan • Restoring Day in the Park, and merging with the existing Concert in the Park event Excellent bike paths, pedestrian ways, and multi -modal transportation options; • Complete a master Transportation Plan for South San Francisco • Update the Bicycle and Pedestrian Master Plans • Continued implementation of the current Pedestrian and Bicycle Master Plans by aggressively seeking grant funds and new public - private partnerships • Implement traffic /parking improvements downtown, including Planning for new parking garage Expanding the Parking District citywide Installing better wayfinding for current parking garage • Pursue new shuttle routes and "last mile" solutions • Work with WETA to increase and improve Ferry service, including assignment of an additional ferry to SSF and use of existing TA funding • Construct new Caltrain station • Fund and start new projects under the ADA Transition Plan • Complete initial design of SSF at -grade crossing improvement and gain funding for environmental phase of the project • Move Forward New Plan for Oyster Point Marina and Park • Construct Oyster Point Development Phase I • Design hotel • Develop a vision for Phase IIC of the Oyster Point project • Develop a new operating model with the San Mateo County Harbor District Robust Environmental Sustainability program o City -wide anti - litter /healthy living campaign o Provide effective Code Enforcement services to support clean neighborhoods o Move Code Enforcement operations from the Fire Department to ECD o Neighborhood Clean -up and E -waste events to divert trash from illegal disposal City of South San Francisco City Manager's Office January 11, 2018 • Support the Adopt a Storm Drain program • Benchmark and monitor City's current energy and water use • Pursue internal energy and water savings programs • Complete Storm Water Master Plan • Move forward with regional stormwater capture project at Orange Park • Engage the USACE to address sea level rise • Develop and pursue alternative fuel vehicle strategy for city vehicles, including installation of EV charging stations • Develop electric vehicle master plan • Develop and present to Council a Homeowner Sidewalk Repair program • Renewed efforts under the Airport Noise Improvement Program, revalidating eligibility and providing funding for qualifying homes • In partnership with the City of San Bruno and San Mateo County ■ Continue appeal of FEMA flood maps, and Construction of a tide gate at the navigable slough • Increase Resilience: Develop plan for infrastructure improvements for disaster resilience (i.e. sewer system pump redundancy, WQCP capacity and seismic safety, flood improvements, etc.) • Develop Building Inspection and Occupancy Resumption Program for use after a major seismic events Full range of employment options. o Continued focus on biotechnology retention, recruitment and industry support through proactive actions that include: ■ A strong focused presence at BIO 2018 Business visitations to strengthen relationships with biotech leaders Three Biotech Newsletters a Biotech Town Hall Meeting o Develop plan to attract mid -level industries such as film, food or tech manufacturing o Roll out new cannabis regulations o Expand the retail base within the community and improve the retail /restaurant mix within the downtown shopping area, including: Attend International Council of Shopping Centers retail deal making session to attract quality retailers E Collaborate closely with 200 Linden developer and developer's retail leasing team to attract desirable ground floor retail ■ Regular meetings with key retail brokers to attract new retailers to downtown storefronts, existing shopping centers and to new spaces created in mixed use developments • Provide a summer jobs program for youth • Hold a job fair, and • Roll out On -Line plan submittal in the Building Department • Full range of housing options. • Move forward with development of the PUC properties • Explore affordability requirements for rental units 4 City of South San Francisco City Manager's Office January 11, 2018 • Strive to attract grants and other funding for affordable housing units • Manage city -wide construction, including: Continue internal cross departmental coordination Maintain GIS -based information on website ■ Continue Construction Connection, email blasts and hot -line to manage public information Strengthen Learning Programs • Prepare a strategic plan for pre -k and after school programs operated by the city • Expand STEAM class offerings, including coding, math, science, music and technology classes o Enhance and promote the Library's Technology Learning and MakerSpace Programs as key components of library lifelong learning services and collections. Celebrate Diversity and Inclusiveness o Support cultural events highlighting our diverse community o Develop and provide information on resources to express support for diversity and inclusiveness, including, but not limited to, issues concerning race, gender, sexual orientation, ethnicity or religion, connecting residents and others with County and regional programs and services o Robust City History Initiative, including New history brochure Celebration of city's 110th Birthday in September Celebrate Historic Preservation Month in May, with • "History" newsletter mailed to residents • Display at the MSB • Social media and web promotion (year round) Build a New Joint Library -Parks and Recreation Facility as part of the Civic Campus Project, and specifically in 2018: • Finalize the funding plan, including a bond rating plan and bond schedule • Conduct public outreach • Finalize site plan and schematic design, and • Complete staffing study and O &M plan for new facility Pursue financial stability to support City operations: o Establish a CFD covering the Chestnut/El Camino Real area o Prepare to establish a CFD E -101 o Implement new HR /Finance computer system o Continue to improve ambulance billing efficiency and revenues o Explore increased TOT or a new cannabis tax for 2018 election cycle • Engage in the Smart Cities initiative, utilizing electronic data collection to supply information which is used to manage assets and resources efficiently, including data collected from citizens, devices, and assets that is processed and analyzed to monitor and manage traffic and transportation systems, utility systems, water use and supply, waste City of South San Francisco City Manager's Office January 11, 2018 management, law enforcement, fire prevention and response, emergency services, information systems and other community services. Priority #3: Highly Skilled police, fire, emergency medical & disaster management programs: Full service police, fire, emergency medical services and emergency preparedness are essential for the protection of the residents, merchants and visitors in South San Francisco. • Police o Design a new police operation center as part of the Civic Campus Project o Continued robust community engagement • Fire • Design a new Fire Station as part of the Civic Campus Project • Start planning for replacement of Fire Station 62 • Modernize Fire Inspection processes, including metrics and new database • Stronger Urban Search and Rescue (USAR) Certification program • Conduct third -party fire operational and financial study • Revise Emergency Operations Plan to align with new FEMA incident management system structures and terminology • Validate a database of all commercial occupancies, detailing earthquake sustainability of at -risk buildings • Regular earthquake and other disaster response training exercises • Continued recruitment and development of CERT members • Emergency response training and exercises focused on high -rise, hazardous materials and "L" (laboratory) occupancies • Support reliability of fire fleet through scheduled apparatus replacement • Work towards certification of the Emergency Medical Services • Well supported and financially successful AILS and BLS operation Priority #4: Robust internal and external communications strategy: Effective external communication strategy supporting the creative collaboration needed to engage and inform residents and businesses in South San Francisco; and internal communication to improve employee morale, engage employees in creative decision making and process improvement, and help train /inform employees in order to more safely and effectively perform. M City of South San Francisco January 11, 2018 City Manager's Office • Internal Communications o Robust use of the intranet o Regular employee communications, including two rounds of employee town halls and expansion of existing employee newsletters • External Communications • Marketing and media branding • Robust use of PEG and PenTV channels, social media and web, digital billboard • Six city Newsletters • Three "Coffee with the City Manager" and department heads events • Mayor's Annual Town Hall event • Host tours of the Water Quality Plant • 2018 Citizens' Academy • Crisis Communications • Maintain and train on the crisis communications plan • Regular media training for employees, Council, etc. • SMC Alert user expansion and training Priority #5: Vibrant and Healthy Downtown: Transform our downtown into a thriving destination that will enhance our businesses, support a growing downtown residential community and serve as a gathering place for the entire city. • Further progress on action items from the Downtown Station Area Plan, including o Grand Avenue sidewalks and plazas design from Airport Blvd to Linden Avenue o Facilitate /coordinate housing construction downtown o Improvement to the Linden Avenue commercial corridor, including in 2018: ■ Expand business and property owner outreach efforts to include facade improvements to key Linden Avenue properties. • Work with County to plan a new County Health Clinic • Expanded holiday decorations and events downtown in 2018 Fund and start a collaborative process developing a master plan for the City Hall block • Start a Downtown Business newsletter • Collaborate with stakeholders, laying the groundwork for a Business Improvement District to move forward in 2019 • Develop and present to Council a plan for the Breezeway Priority #6: Strong, Active Neighborhoods, Non - profits, Service Clubs and Volunteers: Strong cities are anchored by strong neighborhoods; and strong neighborhoods are built on strong neighborhood associations which, through their members, take ownership for maintaining and improving neighborhoods throughout the City. 7 City of South San Francisco City Manager's Office January 11, 2018 • Support active neighborhood associations • Support non - profits and service clubs providing good work in SSF • Lay the groundwork for the next City Citizens' Academy in 2018 • Encourage and support citizen engagement through service on Boards or Commissions, or volunteer opportunities with CERT, IPP or other similar civic groups • Fire Safety, CPR and First -aid training to public and SSFUSD students • Be present in the community through continued engagement by all departments 6. 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O 5 s 00 c m c W w m Y C u C: g t �: O VS c bn 0 +T+ m c (1) a, -o= E-00FLL- 3u72 �Ua o L w0 O N w u o t- a 0 U. a v) U O U O T C m •C E 7 C rj a p p p p O co I c E> 4� m Y U V O'] Cc CO Co CO Cc \ N � h O F- F- F- O � v O 41 L � tLO O O F- F- F- n o0 N = U w u 0 ii _, a a MONDAY, JANUARY 22, 2018 6:00 p.m. CALL TO ORDER Time: 6:00 p.m. ROLL CALL Present: Councilmembers Addiego, Garbarino and Gupta, Mayor Pro Tem Matsumoto and Mayor Normandy. Absent: None AGENDA REVIEW None. PUBLIC COMMENTS None. ADMINISTRATIVE BUSINESS 1. Study Session regarding consideration of possible Transient Occupancy Tax increase (Richard Lee, Director of Finance) Director Greenwood discussed the importance of the Leisure and Hospitality Industry and hotels in the City. Councilmember Addiego asked if there 10% of the local jobs were in the hospitality industry. Director Greenwood stated there were 3,800 jobs in the Leisure and Hospitality Industry. He stated restaurants connected to the hospitality industry were included. Mayor Pro Tem Matsumoto asked the first through fourth highest industries. Director Greenwood stated live sciences, manufacturing, transportation, warehousing and wholesale, and healthcare. Mayor Pro Tem Matsumoto asked what 1 -4 was in terms of revenue growth. Director Greenwood stated he would provide that information via email. Councilmember Addiego confirmed that manufacturing included food processing. Mayor Pro Tem Matsumoto asked the type of warehousing. Director Lee stated the City received quarterly reports on local economy but it did not specify the type of warehousing. Director Greenwood suggested NAICS code might be able to provide that information. MINU'T'ES sA�2 CITY COUNCIL o�SOOCx CITY OF SOUTH SAN FRANCISCO F o MUNICIPAL SERVICES BUILDING - -" COUNCIL CHAMBERS c9LIF0R��� 33 ARROYO DRIVE SOUTH SAN FRANCISCO, CA MONDAY, JANUARY 22, 2018 6:00 p.m. CALL TO ORDER Time: 6:00 p.m. ROLL CALL Present: Councilmembers Addiego, Garbarino and Gupta, Mayor Pro Tem Matsumoto and Mayor Normandy. Absent: None AGENDA REVIEW None. PUBLIC COMMENTS None. ADMINISTRATIVE BUSINESS 1. Study Session regarding consideration of possible Transient Occupancy Tax increase (Richard Lee, Director of Finance) Director Greenwood discussed the importance of the Leisure and Hospitality Industry and hotels in the City. Councilmember Addiego asked if there 10% of the local jobs were in the hospitality industry. Director Greenwood stated there were 3,800 jobs in the Leisure and Hospitality Industry. He stated restaurants connected to the hospitality industry were included. Mayor Pro Tem Matsumoto asked the first through fourth highest industries. Director Greenwood stated live sciences, manufacturing, transportation, warehousing and wholesale, and healthcare. Mayor Pro Tem Matsumoto asked what 1 -4 was in terms of revenue growth. Director Greenwood stated he would provide that information via email. Councilmember Addiego confirmed that manufacturing included food processing. Mayor Pro Tem Matsumoto asked the type of warehousing. Director Lee stated the City received quarterly reports on local economy but it did not specify the type of warehousing. Director Greenwood suggested NAICS code might be able to provide that information. City Manager Futrell stated hotels were a vibrant part of the economy but increased public safety costs. Fire Chief Kohlmann presented total Fire and Police incidences. Mayor Pro Tern Matsumoto asked why the decline for 2017. Fire Chief Kohlmann explained the decrease in routine medical calls due to a decline in patients waiting for medical procedures being housed at City of South San Francisco hotels. Fire Chief Kohlmann stated service calls and fire alarms stayed relatively stable. City Manager Futrell stated the patients awaiting procedures were somewhat compromised while at the hotel so they required medical calls. Fire Chief Kohlmann explained that UCSF had reduced the volume of procedures but the rate was expected to increase. Councilmember Matsumoto asked about "other public assistance." Fire Chief Kohlmann explained water and mechanical damage. Police Chief Azzopardi stated Police incidents were relatively the same in 2017. He explained that an incident was any time a Police Officer was at a hotel. He presented statistics at the Travel Lodge. Councilmember Addiego discussed problem hotels in Oakland and asked if there was a threshold on illegal activity to move against them. City Attorney Rosenberg discussed excessive calls ordinance and the Red -Light Abatement Act. City Manager Futrell stated Police and Fire were at hotels eight times each day. Director Lee discussed the City's Transient Occupancy Tax (TOT) rate, comparison to surrounding cities, $16.5 million in revenue, and increasing TOT. Mayor Pro Tern Matsumoto asked if other cities had a comparable room tax. Director Lee stated there were not and he discussed the San Mateo County Visitors Bureau Assessment. Mayor Pro Tern Matsumoto asked if the tourism tax was assessed on occupied rooms. Director Lee stated it was assessed on occupied rooms. Councilmember Addiego asked the percentage of the $2.50. Director Lee stated it was 1.45 %. City Manager Futrell discussed the potential of a ballot measure to raise the TOT as a general tax. Mayor Normandy stated San Carlos was proceeding with a ballot measure. Mayor Pro Tern Matsumoto stated RM3 would go on in June. She asked of any other tax increase initiatives on the November ballot. City Manager Futrell stated he was only aware of the two mentioned. Mayor Pro Tern Matsumoto indicated support but expressed concern with anger over the half cent sales tax. SPECIAL CITY COUNCIL MEETING JANUARY 22, 2018 MINUTES PAGE 2 Councilmember Addiego discussed demands on services. Need to run with the others but factor in 1.45% Councilmember Garbarino discussed the use of Police services and indicated support for an increase. Councilmember Gupta stated he supported an increase due to the need to remain competitive with Daly City and San Francisco and the need for revenue. He stated he questioned why not increase to 15 %. Mayor Pro Tem Matsumoto discussed the impact of the Grand Hyatt on the City's occupancy rates. Mayor Normandy agreed that TOT did not affect residents but could impact the tourist economy. She suggested revisiting the TOT tax sooner. She discussed all the fees associated with hotel stays. She discussed the need to work with hoteliers. She suggested increasing to 12 or 12.5 %. Councilmember Addiego agreed with increasing to 12 %. Councilmember Garbarino concurred. City Manager Futrell suggested 12% now and come back in 2 years. Councilmember Addiego surprised that the impact the industry has on emergency services. Director Lee suggested phased in approach for TOT. City Attorney Rosenberg explained the potential of a graduated increase presented to the voters. Mayor Pro Tem Matsumoto stated it was necessary to be aware of other transportation taxes. Councilmember Addiego thanked the hotel industry for benefits to the City. Councilmember Garbarino indicated support for graduated rates. BJ Patel, Hampton Inn and Hotel 550, discussed the existing Convention Center tax, San Mateo County Tourism tax, and Visit California tax. He requested the City of South San Francisco allow TOT payments by credit card. He cautioned the Council to increase the rate slowly. Director Lee explained the interchange fees to the merchant service account associated with allowing TOT to be paid by credit card. Councilmember Addiego stated credit cards could be used for property tax. Director Lee confirmed that you could pay by credit card with a fee. Councilmember Addiego suggested looking into allowing quarterly payment. Director Lee explained impacts of quarterly remittance. SPECIAL CITY COUNCIL MEETING JANUARY 22, 2018 MINUTES PAGE 3 Mayor Normandy reiterated the gradual approach and asked when the matter would come back to Council. City Attorney Rosenberg stated the matter would come back to Council the first meeting in July. Mayor Normandy suggested allowing credit card payments with a fee. 2. Study Session regarding recently adopted State housing legislation. (Nell Selander, Economic & Community Development Deputy Director) Deputy Director Selander presented the staff report. Councilmember Gupta asked the advantages of declaring areas for workforce housing. Deputy Director Selander explained that the City would prepare an EIR for districts, streamlining the permitting process. Mayor Pro Tern Matsumoto asked if the City had an affordable housing policy. Deputy Director Selander stated the City had an inclusionary housing ordinance but it was not permitted to have one for rentals prior to January 1, 2018. Councilmember Gupta discussed the definition of affordability in SB 2 and 3. Deputy Director Selander provided current AMI values. Councilmember Gupta asked if the City prescribed the number of people. Deputy Director Selander explained that the unit was based on the price for assumed household size. Deputy Director Selander continued review of legislation. Councilmember Gupta questioned how AB1397 encouraged housing. Deputy Director Selander explained that it encouraged consideration of practicability to replace commercial with housing. Deputy Director Selander explained no net loss, one of three high priority items. Mayor Pro Tern Matsumoto stated the State did not enforce RHNA numbers but the City was morally obligated to provide housing. Councilmember Gupta stated the legislation would use the gap between what the City promised and delivered to measure whether the City should be forced to accept housing without its approval. Councilmember Garbarino stated the bills eliminated local control. Deputy Director Selander presented an example of no net loss. City Manager Futrell discussed possible sites including in the Housing Element. Mayor Pro Tern Matsumoto stated she was prepared to make one of the units low income. SPECIAL CITY COUNCIL MEETING JANUARY 22, 2018 MINUTES PAGE 4 Councilmember Garbarino stated the legislation required either the City or developer to develop per the Housing Element. Councilmember Addiego stated the City had to be true to the Housing Element. He suggested housing west of 101. Deputy Director Selander discussed the PUC site. Councilmember Gupta discussed development constraints and asked if the State could force the City to build. Deputy Director Selander explained that the City would have to designate capacity for unbuildable units. She stated property would have to be rezoned or identified to meet capacity. Mayor Pro Tem Matsumoto stated low and very low housing was equated with indigent people but it was for elderly or retirees. Councilmember Gupta agreed but wanted the City to retain control of development. Deputy Director Selander discussed the Housing Accountability Act (HAA) and reforms In response to Councilmember Gupta, City Attorney Rosenberg explained substantial evidence versus preponderance of evidence. Councilmember Gupta asked if the burden of proof shifted. City Attorney Rosenberg explained that preponderance of the evidence required the scale to shift. City Manager Futrell discussed the requirement to use objective general plan and zoning standards. Deputy Director Selander discussed objective standards in the Zoning Ordinance Mayor Pro Tem Matsumoto stated she had been pushing for an update to the General Plan. City Attorney Rosenberg stated the City could do four amendments per element per year. City Manager Futrell stated the design standards were not in the General Plan. He stated the Council could determine if the design regulations should be strengthened. City Attorney Rosenberg discussed findings that were not objective. He stated staff could recognize subjective standards and turn into objective standards. Deputy Director Selander discussed timelines for processing planning applications. Mayor Pro Tem Matsumoto asked about Pinefino. City Attorney Rosenberg stated the applicant was seeking a discretionary FAR, but opted for density allowed by right. Mayor Pro Tem Matsumoto stated the Council did not have the opportunity for call for review. City Attorney Rosenberg stated call for review would still apply. He stated the bill expanded housing projects and created stricter timelines. Deputy Director Selander stated the State density bonus could be applied. She discussed HAA impacts on fines and fees. She discussed the City's ability to comply with the reforms. SPECIAL CITY COUNCIL MEETING JANUARY 22, 2018 MINUTES PAGE 5 She summarized SB35 — Streamlining, exclusions and requirements, process, and parking requirement waivers. Mayor Pro Tem Matsumoto asked when it was effective. Deputy Director Selander stated it was effective but there was not yet administrative instruction. City Attorney Rosenberg stated the city had not yet received RHNA reports and it was unclear as to when an applicant could avail himself to the streamlining. Deputy Director Selander summarized the implications. Councilmember Addiego expressed concern about the parking requirements. Manager Mehra stated there were no specific locations for car share. Deputy Director Selander informed the Council of a future study session on AB 1505 — requiring affordable housing in rental developments. Mayor Normandy stated the study session would be televised and in the Council Chambers. City Manager Futrell anticipated public comment. Mayor Normandy suggested the possibility of joint Council /Planning Commission meetings. Councilmember Addiego commended Deputy Director Selander on the presentation. ADJOURNMENT Being no further business, Mayor Gupta adjourned the meeting at 7:44 p.m. Submitted by: Gabriel Rod z, Deputy City Clerk City of South San Francisco SPECIAL CITY COUNCIL MEETING MINUTES Approved by: Liza Normandy, Mayor City of South San Francisco JANUARY 22, 2018 PAGE 6 MINUTES oQSQ °`H SA "��,y CITY COUNCIL H CITY OF SOUTH SAN FRANCISCO U O c9LIFO R�� REGULAR MEETING MUNICIPAL SERVICES BUILDING COUNCIL CHAMBERS 33 ARROYO DRIVE SOUTH SAN FRANCISCO, CA WEDNESDAY, JANUARY 24, 2018 7:00 p.m. CALL TO ORDER Time: 7:00 p.m. ROLL CALL Present: Councilmembers Addiego, Garbarino and Gupta, Mayor Pro Tempore Matsumoto and Mayor Normandy. Absent: None. PLEDGE OF ALLEGIANCE Led by Fire Chief Kohlman. AGENDA REVIEW None. ANNOUNCEMENTS FROM STAFF None. PRESENTATIONS 1. Presentation to Fire Chief Gerald Kohlmann on his retirement from the South San Francisco Fire Department. (Liza Normandy, Mayor). Mayor Normandy presented a Certificate of Recognition to Fire Chief Kohlman on the occasion of his retirement from the City. Councilmembers commended Chief Kohlman for his commitment to customer service and for his leadership in reorganizing the Department. Chief Kohlman thanked Council for the recognition. He commended his colleagues on City staff and in the Department for their commitment to the City. He praised Councilmembers for their love of their City and their commitment to community service. PUBLIC COMMENTS None. COUNCIL COMMENTS /REQUESTS Councilman Garbarino and Councilman Addiego requested that the meeting be adjourned in honor of Roy Giovanni Uccelli. He noted that Mr. Uccelli, who was born in 1924, came from a family that farmed in South San Francisco, which dated back to 1894. Mr. Uccelli was a partner at the South San Francisco Scavenger Company and was dedicated to our City. He left behind his wife Emily, three (3) daughters and four (4) grandchildren. Councilman Addiego requested that the meeting be adjourned in honor of Romolo John Braschi, who passed away at the age of 93. He recalled Mr. Braschi as the Principal of Sunshine Gardens Elementary School and later as a member of the South San Francisco Unified School District Board of Trustees. He was dedicated to education and was a gentle soul. Mayor Pro Tempore Matsumoto reminded staff of her request that a -Senior Services Plan be addressed in the upcoming budget cycle. She also raised concerns over an article she had seen regarding Greenland Group, the Oyster Point Development Real Estate Investor from Shanghai. The article detailed that Greenland withdrew from a 1.9 million square foot project in Southern California and closed with discussion of a three (3) month old revelation that Greenland would sell- off the Oyster Point land. She wanted to make her fellow Councilmembers aware of the issue and requested that staff look into the situation and seek confirmation from Greenland. At the request of Mayor Normandy, Chief of Police Azzopardi announced that Officer Chon, who had been attacked by a suspect on Thanksgiving Day 2016, had been cleared for light duty. The Department and its staff were uplifted by his return and inspired by his message of forgiveness. Chief Azzopardi thanked Council, staff and the community for supporting Officer Chon and the Department through this time. PUBLIC HEARING 2. Report regarding an ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit indoor commercial cultivation of cannabis and cannabis microbusinesses, and to permit commercial cannabis manufacturing, testing, distribution, and delivery uses. (Rozalynne Thompson, Associate Planner) 2a. Ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit indoor commercial cultivation of cannabis and cannabis microbusinesses and to permit commercial cannabis manufacturing, testing, distribution, and delivery uses. Director of Economic and Community Development Greenwood presented the staff report recommending that Council adopt an ordinance amending Title 20 of the South San Francisco Municipal Code to prohibit commercial cannabis microbusinesses and commercial cannabis indoor cultivation, citywide, and to regulate commercial cannabis manufacturing, distribution, testing, and delivery -only activities in accordance with South San Francisco Municipal Code Chapter 20.550. He explained that the proposed zoning amendments would prohibit indoor cultivation and cannabis microbusinesses and conditionally permit manufacturing, testing, distribution, and delivery -only REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 2 uses. Director Greenwood explained that due to the Biotech Industry's prominence in the City, staff had experience regulating manufacturing, testing, distribution and delivery. Director Greenwood displayed slides of maps showing where the conditionally permitted uses would be allowed. Public Hearing opened: 7:24 p.m. Local business owner Joe Marzouk addressed Council. He stated that seven (7) years ago he emigrated from Egypt. He had opened stores in shopping centers all around the Bay area. He opined there was no point in banning the sale of Marijuana. The City could collect tax on the sale and would lose money based on the prohibition. Further, purchasers would be able to obtain the product in neighboring cities irrespective of South San Francisco's prohibition. Small business owner Jean Martin addressed Council. She requested that Council consider removing the security guard requirement from delivery service businesses. She noted that a security guard would cost roughly $42,000 /year and would be cost prohibitive to a small business such as hers. She further opined the threat facing a delivery service location to be minimal as the space is typically small and obscure. Mayor Normandy thanked the speakers for their comments. She reminded the public that the Council had been against retail and outdoor cultivation since its first study session on the topic in November 2016. She queried staff regarding the impact of the proposed legislation including issues related to applications and licenses. City Attorney Rosenberg advised that even if the ordinance was approved this evening, it would require a second reading to pass. Upon second reading, the ordinance would not be effective until May 2018. The ordinance would not limit the number of licenses for conditionally permitted uses, but would define permissible locations. In response to a question from Councilman Gupta, City Attorney Rosenberg advised the ordinance is abundantly clear that the operating permits may be revoked upon any credible threat of federal action against locally permitted cannabis uses. Councilman Gupta advised he would support the recommended action, but cautioned that safety and responsibility are contemporaneous with these newly permitted uses. Councilman Addiego noted that he differed from his colleagues on the issue of indoor cultivation and would likely vote against the legislation due to its prohibition. In response to an inquiry from Councilman Garbarino, City Attorney Rosenberg confirmed that anyone could grow six (6) plants for personal use indoors. However, the City's ordinance would ban commercial cultivation whether indoor or outdoor. Councilman Garbarino expressed a preference to remove the conditionally permitted uses from borderline residential areas such as South Linden and Maple Avenues as well as near the end of Shaw Road bordering upon a San Bruno Pocket Park. In response to an earlier public comment, he questioned the amount of revenue cities would make on taxes from the sale of cannabis, as he believed most of the sales were made in the underground market. He supported the legislation to the extent it allowed the City to regulate uses permitted by the state. REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 3 Mayor Normandy indicated that she might consider indoor cultivation as a conditionally permitted use given the other indoor farms permitted in the City. Based on comments from the public and Council and at the request of Mayor Normandy, City Attorney Rosenberg stated the proposed Ordinance could be modified as follows to: 1) only allow the conditionally permitted uses in the East of 101 area; and 2) place the need for increase or decrease of security guard coverage for delivery uses at the discretion of the Chief of Police. Regarding the issue of permitting indoor commercial cultivation, Council could strike part 5 of the proposed ordinance – prohibiting indoor commercial cultivation- and the moratorium would remain intact. Staff could come back at a later time and propose regulations that would conditionally permit indoor cultivation. Councilmembers approved of this approach. Public Hearing closed: 8:05 p.m. Motion — Councilman Addiego /Second — Councilman Garbarino: to waive reading and introduce an ordinance amending Chapter 20.410 of the South San Francisco Municipal Code as revised to limit the conditionally permitted uses to the East of 101 area, amending the proposed security requirement such that the Chief of Police may reserve the right and may require the number of guards increased or decreased as necessary and finally to strike in full the portion prohibiting indoor commercial cultivation. Approved by the following roll call vote: AYES: Councilmen Gupta, Garbarino and Addiego and Mayor Normandy; NAYS: Mayor Pro Tempore Matsumoto; ABSTAIN: None. ABSENT: None. Mayor Pro Tempore Matsumoto advised she was not comfortable making decisions on the currently proposed cannabis regulations until the enforcement picture becomes clearer. ADMINISTRATIVE BUSINESS 3. Report regarding a resolution authorizing the City Manager to execute a consulting services agreement with Lotus Water of San Francisco, California for the Orange Memorial Park Storm Capture Project (Project No. sd1801) in an amount not to exceed $751,791 for a total budget of $900,000. (Justin Lovell, Public Works Administrator and Mo Sharma, Project Manager, CSG Consultants) 3a. Resolution No. 17 -2018 authorizing the City Manager to execute a consulting services agreement with Lotus Water of San Francisco, California for the Orange Memorial Park Storm Capture Project (Project No. sd1801.) in an amount not to exceed $751,791 for a total budget of $900,000. Public Works Administrator Lovell introduced the staff report and recommended that Council adopt a resolution authorizing the City Manager to execute a Consulting Services Agreement with Lotus Water of San Francisco, California for the Orange Memorial Park Water Capture Project in an amount not to exceed $751,791 for a total budget of $900,000. Administrator Lovell then introduced Mr. Sharma of CSG Consultants, the Project Manager for the Orange Memorial Park Water Capture Project to provide a PowerPoint presentation on the recommendation. REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 4 Mr. Sharma provided a PowerPoint Presentation explaining the Orange Memorial Park Water Capture Project. He advised the proposal embodied the most cost effective way to meet the state mandate. Mr. Sharma further provided background on the agreement with Caltrans that would help fund the project. He stated that in April 2017 Caltrans and the City executed a contract stating that the City would provide land and complete the project required studies, design, permits, construction, testing and reports by June 30, 2020. Caltrans would reimburse the City for the project costs up to 9.5 million dollars as per its approved allocations for activities each year. The City agreed to maintain the project improvements. Mr. Sharma stated this was the most cost effective way to meet state mandates by: 1) conserving and re -using water resources; 2) reducing downstream flooding by detaining portions of peak flows in Colma Creek; and 3) helping to meet the Municipal Regional Permit requirements for the City and Caltrans. Mr. Sharma explained the competitive proposal and interview process which resulted in the selection of Lotus Water of San Francisco, because it offered the qualifications and services most responsive to the City's project. Mayor Pro Tempore Matsumoto approved of the project; however she was concerned that South San Francisco was shouldering the burden of other cities further up the chain, including San Francisco. She queried why the water wasn't being captured in these cities before reaching South San Francisco. Mr. Sharma acknowledged South San Francisco was taking a leadership role in this regard and being conscientious. He believed this is why Caltrans was willing to partner and provide $9.5 million in funding. In response to a question from Councilman Gupta, Administrator Lovell advised the basin would remain suitable for park use and general recreation would not be restricted. In response to a question from Councilman Addiego, Mr. Sharma confirmed the basin had a capacity of six (6) acre feet. Motion — Councilman Gupta/Second— Councilman Addiego: to approve Resolution No. 17 -2018 Unanimously approved by roll call vote. Recess: 8:45 p.m. Meeting resumed: 8:52 p.m. 4. Report regarding a resolution authorizing the City Manager to execute a consulting services agreement with Akel Engineering Group, Inc. of Fresno, California for the Sewer Master Plan (Project No. ss1801) in an amount not to exceed $372,724 for a total budget of $428,632. (Sam Bautista, Principal Engineer) 4a. Resolution No. 18 -2018 authorizing the City Manager to execute a consulting services agreement with Akel Engineering Group, Inc. of Fresno, California for the Sewer Master Plan (Project No. ss1801) in an amount not to exceed $372,724 for a total budget of $428,632. Principal Engineer Bautista presented the staff report recommending that Council approve a resolution authorizing the City Manager to execute a Consulting Services Agreement with Akel REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 5 Engineering Group, Inc. of Fresno, California for the Sewer Master Plan in an amount not to exceed $372,724 for a total budget of $428,632. Engineer Bautista advised the Master Plan would cover the area West of 101. He reminded Council that consulting services bid reviews are not adhered to the lowest bidder requirement and instead rely on expertise, skill and experience evaluations. Further, there were no Disadvantaged Business Enterprise (DBE) requirements as the project was locally funded. After careful review, the interview panel selected Akel Engineering Group, Inc. for its extensive sewer master planning expertise. Akel prepared similar plans for numerous communities in California and Washington and had also worked with the City and prepared the East of 101 Sewer Master Plan. Mayor Pro Tempore Matsumoto commented she was surprised to learn the City had a Sewer Master Plan for the East of 101, but not the West where residents live. She queried whether there were other infrastructure areas such as this that needed to be caught -up. Engineer Bautista advised this was the main area that needed to be caught -up due to the development boom in the City. He believed the last time the sewer plan for this area was reviewed was around 1999. Councilman Addiego queried the possibility of an impact fee to fund infrastructure needs of this nature. Engineer Bautista agreed such fees could address these needs and stated the issue was being studied. In response to inquiry from Councilman Addiego, Mr. Akel of Akel Engineering Group advised that as part of the study pursuant to the consulting agreement, his group might find capacity restrictions and condition information related to an ageing system. Mayor Pro Tempore Matsumoto queried whether the review would address a major earthquake scenario. Mr. Akel stated this was a planning study aimed at assessing flow and condition. It would not address an earthquake scenario. Motion —Mayor Pro Tempore Matsumoto /Second — Councilman Garbarino: to approve Resolution No. 18 -2018. Unanimously approved by roll call vote. 5. Report regarding a resolution supporting the South City Shuttle Project; authorizing the submittal of an application for the San Mateo County Shuttle Program Funding in an amount of $836,000; and committing a matching contribution of $279,000 from South San Francisco Local Measure A funds. (Justin Lovell, Public Works Administrator) 5a. Resolution No. 19 -2018 supporting the South City Shuttle project; authorizing the submittal of an application for the San Mateo County Shuttle Program Funding in an amount of $836,000; and committing a matching contribution of $279,000 from South San Francisco Local Measure A funds. Public Works Administrator Lovell presented the staff report recommending that Council adopt a resolution supporting the South City Shuttle Project and authorizing the submittal of an application REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 6 for the San Mateo County Shuttle Program Funding in an amount of $836,000 and committing a matching contribution of $279,000 from South San Francisco Local Measure A funds. Administrator Lovell provided a PowerPoint presentation reviewing the history of the shuttle, displaying the new graphics wrapping the shuttle in 2017 and reviewing maps of the shuttle's current routes. He also showed a ridership graph demonstrating the shuttle had reached peak ridership in its current configuration. Administrator Lovell advised the grant would permit the City to add a second shuttle to the program and alleviate the capacity issue presently facing the service. In response to a question from Councilman Addiego, Administrator Lovell confirmed the new shuttle would be running in the opposite direction of the current route. Councilman Gupta stated support for the program and appreciated the flexibility that would be provided by a second shuttle route. In response to a question from Councilman Gupta regarding electronics restrictions on the shuttle, Administrator Lovell advised the intent was to make sure that passengers were not disturbed by loud cell phone conversations or music. Mayor Pro Tempore Matsumoto stated that while she would support this proposal at the TA, she was not in support of using the one (1) shot at funding for this application. She believed a route focused on serving the needs of multiple schools in the District might be the best use. Motion — Councilman Gupta/Second— Councilman Garbarino: to approve Resolution No. 19 -2018. Unanimously approved by roll call vote. 6. Report regarding resolution of the City of South San Francisco approving the application for Land and Water Conservation Fund Orange Memorial Park Phase 1 Multi - purpose Sports Field Project in an amount not to exceed $2,000,000. (Sharon Ranals, Parks and Recreation Director) 6a. Resolution No. 20 -2018 of the City of South San Francisco approving the application for Land and Water Conservation Fund for Orange Memorial Park Phase 1 Project not to exceed $2,000,000. Director of Parks and Recreation Ranals presented the staff report recommending that Council approve an application for Land and Water Conservation Fund for Orange Memorial Park Phase 1 Project not to exceed $2,000,000. She advised an application from the City would require a resolution certifying that the Council approves of the application and of availability of eligible matching funds before submitting an application to the State. A minimum match of 50 percent is required for the grant. Director Ranals advised the proposed application would help to fund Phase 1 of the rehabilitation and expansion of Orange Memorial Park. The proposal includes City -owned vacant property adjacent to the current park site that would be combined with the existing park to create a larger regional facility. In accordance with the 2007 Orange Park Master Plan, the expanded park would include multiple baseball and soccer fields, a playground, restroom and concession building, picnic areas, community gardens and additional amenities for public use. In response to a question from Councilman Garbarino, Director Ranals advised artificial turf was intended to be proposed for the fields, but cork and sand could be utilized as opposed to rubber. REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 7 Motion — Councilman Gupta/Second— Councilman Garbarino: to approve Resolution No. 20 -2018. Unanimously approved by roll call vote. 7. Report regarding a resolution authorizing the City Manager to approve a purchase /installation agreement with Calcon Systems of San Ramon, California for the purchase and installation of variable frequency drives for the Sewer Pump Station No. 9 Variable Frequency Drives (VFDs) Replacement Project (Project No. ss1602) in an amount not to exceed $109,901 for a total project budget of $137,376. (Sam Bautista, Principal Engineer) 7a. Resolution No. 21 -2018 authorizing the City Manager to approve a purchase /installation agreement with Calcon Systems of San Ramon, California for the purchase and installation of variable frequency drives for the Sewer Pump Station No. 9 Variable Frequency Drives (VFDs) Replacement Project (Project No. ss1602) in an amount not to exceed $109,901, for a total project total of $137,376. Principal Engineer Bautista presented the staff report recommending that Council approve a purchase /installation agreement with Calcon Systems of San Ramon, California for the purchase and installation of variable frequency drives for the Sewer Pump Station No. 9 Variable Frequency Drives Replacement Project in an amount not to exceed $109,901 for a total project budget of $137,376. Engineer Bautista advised two (2) variable frequency drives at Pump Station four (4) had reached their useful life. Replacing these with two (2) new drives would maintain the efficiency and effectiveness of the pump. In response to a question from Councilman Gupta, Engineer Bautista advised the new VFDs would be capable of maintenance and repair. Motion — Councilman Gupta/Second— Councilman Addiego: to approve Resolution No. 21 -2018. Unanimously approved by roll call vote. CONSENT CALENDAR 8. Motion to approve the Minutes from the meeting of December 4, 2017 and January 10, 2018. 9. Motion confirming payment registers for January 24, 2018. (Richard Lee, Director of Finance) 10. Report regarding a motion to accept the 2017 Slurry Seal Project as complete in accordance with plans and specifications, total construction cost $835,287. (Matt Ruble, Sr. Civil Engineer) 11. Report regarding a resolution approving the transfer of funds previously appropriated for Oyster Point Development to a new and separate fund. (Richard Lee, Director of Finance) 11 a. Resolution No. 22 -2018 approving the transfer of all budget appropriations and expenses related to the Oyster Point Development to a new and separate fund. 12. Report regarding adoption of an Ordinance amending Chapter 8.67 to the South San Francisco Municipal Code revising the method of calculation for the Parkland Acquisition Fee and a Parks Construction Fee for Non - Residential Developments. (Richard Lee, Director of Finance) 12a. Ordinance No. 1550 -2018 amending Chapter 8.67 to the South San Francisco Municipal Code revising the method of calculation for the Parkland Acquisition Fee and a Parks Construction Fee for Non - Residential Development. REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 8 Item No. 9: In response to a question from Mayor Pro Tempore Matsumoto regarding a payment to Barrango, Finance Director Lee advised the payment was for the last three (3) months of holiday decorations. In response to a question regarding the nature of work done at Alta Loma Park, Director Ranals advised the playground was replaced. Item No. 10: In response to a question from Mayor Pro Tempore Matsumoto, Engineer Bautista advised West Winston Manor was slurry sealed. The Mayor Pro Tempore advised she would like streets all over the City to be reviewed for this treatment. Item No. 11: Mayor Pro Tempore queried the funding source relative to the Oyster Point DDA. Director of Finance Lee replied the funding source was comprised of funds from the former Redevelopment Agency, including $29 million in escrow. Motion—Councilman Garbarino /Second — Councilman Gupta: to approve the Consent Calendar. Unanimously approved by roll call vote. ITEMS FROM COUNCIL - COMMITTEE REPORTS AND ANNOUNCEMENTS 13. Council of Cities Proxy Designation and City Selection Committee Appointments. (Liza Normandy, Mayor) Mayor Normandy advised she would serve as the Proxy with Mayor Pro Tempore Matsumoto and then Councilman Garbarino as the alternates. Councilmembers were unanimous in support of Councilman Addiego's nomination to serve on the County Oversight Board. They commended him for the work he had done on the City's Oversight Board on which he had served diligently since 2012. Regarding general items from Council, Councilman Addiego noted the need for pavement striping near the new AC Hotel- a premiere location in the City. He didn't believe that a study was needed to address this immediate and pressing need. Councilman Gupta notified Council and staff of ABAG Planning grants. Councilman Garbarino reported on his week in Sacramento with the League of California Cities. He noted that in meetings with legislators it became clear that some form of retooled RDA might become available upon the next Governor's term. In meeting with Governor Brown it was clear that the Governor was excited about transportation, housing and pension reform. However, he expressed grave concern over prison overcrowding and did not believe in increasing the penalties for certain crimes. REGULAR CITY COUNCIL MEETING JANUARY 24, 2018 MINUTES PAGE 9 CLOSED SESSION 14. Closed Session: Conference with Real Property Negotiators (Pursuant to Government Code Section 54956.8) Property: 938 Linden Avenue (APN 012 - 102 -020) City Negotiators: Alex Greenwood and Nell Selander Negotiating Parties: City of South San Francisco, South San Francisco Successor Agency and Robert DeLue, Patrick M. Spiteri, Sares Regis Group of Northern California, and Joe Cassidy Under Negotiations: Price and terms for disposition of the property Time entered Closed Session: 9:46 p.m. Open Session resumed: 10:02 p.m. Report out of Closed Session by Mayor Normandy: Direction was given, no reportable action. ADJOURNMENT Being no further business, Mayor Normandy adjourned the meeting at 10:02 p.m. in memory of Roy Giovanni Uccelli and Romolo J. Braschi. Submitted City of"S -64_ ' San Francisco REGULAR CITY COUNCIL MEETING MINUTES Approved by: Liza Normandy, Mayor City of South San Francisco JANUARY 24, 2018 PAGE 10 MINUTES SPECIAL MEETING v o c'QZip OR� CITY COUNCIL OF THE CITY OF SOUTH SAN FRANCISCO P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, California 94083 Meeting to be held at: MUNICIPAL SERVICES BUILDING COUNCIL CHAMBERS 33 ARROYO DRIVE SOUTH SAN FRANCISCO, CA WEDNESDAY, JANUARY 29, 2018 5:30 p.m. CALL TO ORDER TIME: 5:30 p.m. ROLL CALL PRESENT: Councilmember Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy. ABSENT: Councilmen Garbarino and Gupta. AGENDA REVIEW None. PUBLIC COMMENTS - comments are limited to items on the Special Meeting _ Agenda. None. ADMINISTRATIVE BUSINESS 1. Report regarding Board and Commission interviews and appointments to the Bicycle and Pedestrian Advisory Committee (BPAC); Housing Authority, Planning Commission, and San Mateo County Mosquito and Vector Control District (SMCVCD). (Krista Martinelli, City Clerk) a. Interview Applicants for Multiple Positions 5:30 p.m.: Priyoti Ahmed (Planning Commission; Housing Authority) 5:40 p.m.: Chris Levin -Young (Planning Commission, Housing Authority; SMCVCD) Council interviewed applicant Ahmed. Applicant Levin- Young interviewed at 7:30 p.m. Recess: 5:52 p.m. Meeting resumed: 6:03 p.m. b. Interview Applicants for Multiple Positions and Consideration of Acceptance of Late Application 5:50 p.m.: Liru Chin (Planning Commission; Housing Authority) Council determined it would not hear the late application. c. Interview Applicants for Housing Authority 6:00 p.m.: Lunor Simms Previously interviewed applicant Ahmed. Applicant Mercado interviewed at 6:40 p.m. Applicant Levin -Young was interviewed at 7:30 p.m. Council interviewed Applicant Simms. d. Interview Applicants for Planning Commission 6:10 p.m.: Michele Evans 6:20 p.m.: Wilson Leung 6:30 p.m.: Charles Lucero 6:40 p.m.: Luis Antonio Mercado 6:50 p.m.: BJ Patel 7:00 p.m.: Nicholas Peneyra 7:10 p.m.: Demetria Vong- Spillan 7:20 p.m.: Elaine Wang 7:30 p.m.: Christine Wong Previously interviewed applicants Ahmed. Applicant Levin -Young was interviewed at 7:30 p.m. Applicants Leung, Patel and Wong withdrew from consideration. Council interviewed applicants Evans, Lucero, Mercado, Peneyra, Vong - Spillan, Wang and Wong. e. Interview Applicants for BPAC 7:40 p.m.: Amir Thagavis 7:50 p.m.: Frank McAuley (by telephone) Council interviewed applicants Thagavis and McAuley. Mr. McAuley interviewed by telephone earlier in the evening. f. Discussion and consideration of appointment of applicant to the Housing Authority. Council may appoint one (1) applicant to a term expiring March 31, 2020. Applicants: Ahmed, Levin - Young, Simms and Mercado. Motion — Councilman Addiego /Second —Mayor Normandy: to appoint Luis Antonio Mercado to the housing Authority for a partial term expiring March 31, 2020. Approved by the following roll call vote: SPECIAL CITY COUNCIL MEETING JANUARY 29, 2018 MINUTES PAGE 2 AYES: Councilman Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy; NAYS: None; ABSTAIN: None; ABSENT: Councilmen Gupta and Garbarino. g. Discussion and consideration of appointment of applicant to the SMCVCD. Council may appoint one (1) applicant to a term expiring December 31, 2021. Applicant: Levin - Young. Motion —Mayor Pro Tempore Matsumoto /Second — Councilman Addiego: to appoint Chris Levin — Young to the San Mateo County Mosquito and Vector Control District for a term expiring December 31, 2021. Approved by the following roll call vote: AYES: Councilman Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy; NAYS: None; ABSTAIN: None; ABSENT: Councilmen Gupta and Garbarino. h. Discussion and consideration of appointment of applicant to the Planning Commission. Council may appoint one (1) applicant to a term expiring December 31, 2018. Applicants: Ahmed, Evans, Levin - Young, Lucero, Mercado, Peneyra, Vong - Spillan, and Wang. Motion — Councilman Addiego /Second —Mayor Pro Tempore Matsumoto: to appoint Michele Evans to the Planning Commission for a term expiring December 31, 2018. Approved by the following roll call vote: AYES: Councilman Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy; NAYS: None; ABSTAIN: None; ABSENT: Councilmen Gupta and Garbarino. i. Discussion and consideration of appointment of applicants to the BPAC. Council may appoint two (2) applicants to the Commission. Applicants: Thagavis and McAuley. Motion— Councilman Addiego /Second— Mayor Pro Tempore Matsumoto: to appoint Frank McAuley to the Bicycle and Pedestrian Advisory Committee (BPAC). Approved by the following roll call vote: AYES: Councilman Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy; NAYS: None; ABSTAIN: None; ABSENT: Councilmen Gupta and Garbarino. Motion— Councilman Addiego /Second— Mayor Normandy: to appoint Amir Thagavis to the Bicycle and Pedestrian Advisory Committee (BPAC). Approved by the following roll call vote: AYES: Councilman Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy; NAYS: None; ABSTAIN: None; ABSENT: Councilmen Gupta and Garbarino. ADJOURNMENT Being no further business, Mayor Normandy adjourned the meeting at 8:10 p.m. itted: Approved: sta a i, ' Clerk Liza Normandy, Mayor City of Sou San Francisco City of South San Francisco SPECIAL CITY COUNCIL MEETING JANUARY 29, 2018 MINUTES PAGE 3 MINUTES SPECIAL MEETING LIF CITY COUNCIL OR�� OF THE CITY OF SOUTH SAN FRANCISCO P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, California 94083 Meeting to be held at: MUNICIPAL SERVICES BUILDING COUNCIL CHAMBERS 33 ARROYO DRIVE SOUTH SAN FRANCISCO, CA WEDNESDAY, JANUARY 29, 2018 5:45 p.m. CALL TO ORDER TIME: 5:52 p.m. ROLL CALL PRESENT: Councilman Addiego, Mayor Pro Tempore Matsumoto and Mayor Normandy. ABSENT: Councilmen Garbarino and Gupta. AGENDA REVIEW None. PUBLIC COMMENTS - comments are limited to items on the Special Meeting Agenda. None. ADMINISTRATIVE BUSINESS Report regarding a resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Boulevard near Westborough Boulevard; and amending the 2017 -18 Public Works Department operating budget by $300,000 pursuant to Budget Amendment No. 18.023. (Sam Bautista, Principal Engineer) 1 a. Resolution adopting findings and authorizing a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Boulevard near Westborough Boulevard; and amending the 2017 -18 Public Works Department operating budget by $300,000 pursuant to Budget Amendment No. 18.023. City Attorney Rosenberg advised Council that the proposed emergency resolution required a 4/5 vote. Since only three (3) members of the Council were present, a vote on the item would not go forward. However, staff was prepared to brief the Council on the required emergency repair work and a vote could be taken at the upcoming February 14, 2018 Regular Meeting of the City Council. Public Works Director Kim and Principal Engineer Bautista addressed Council. Mr. Kim advised that staff was prepared to recommend that Council authorize a contract for emergency repair work to address the storm drain failure and related repairs on Junipero Serra Blvd. near Westborough Blvd. The contract would require a $300,000 amendment to the 2017 -18 Public Works Department Operating Budget. Director Kim advised that on January 24, 2018, staff was called to Junipero Serra Blvd. just north of Westborough Blvd. due to a failure in the storm drainage system located under the shoulder and bike path of the northbound lanes of Junipero Serra Blvd. Upon review, staff determined the storm water undermined and eroded the soil under the road section. Due to the dangerous condition, staff contacted Interstate Grading & Paving of South San Francisco to implement a lane closure to prevent motorists from driving in the affected lane. This initial emergency work was performed for the amount of $7,500. The City, through its on -call contracts, called geotechnical engineers, Cotton Shires & Associates, to assess the damage and recommend repair measures. Due to emergency circumstances, staff contacted Interstate Grading & Paving and ProVen Management, Inc. of Oakland for repair work quotes. Both contractors demonstrated the ability to mobilize, assess and repair the damaged storm drain main and repair the condition by clearing out the debris, filling in the undermined cavity with engineered fill and fixing the storm drain lines. Staff reviewed the two (2) proposals which came in as follows: 1) Interstate Grading and Paving $229,989.88; 2) ProVen Management, Inc. $247,109.00. Staff recommended selecting Interstate Grading and Paving to perform the emergency repair of the storm drain system. Staff further recommended a contingency budget of $50,000 for emergency repair engineering by Cotton Shires & Associates, which would be present on -site throughout the emergency. Mayor Pro Tempore Matsumoto queried the potential duration of the emergency. Director Kim advised the work could be completed within 2 -3 weeks and stabilized, and safely rerouted with traffic right away. Mayor Pro Tempore Matsumoto expressed concern over ageing water pipes in the City and queried whether a plan would be determined. Director Kim advised Council had approved a Sanitary Sewer Master Plan Consulting Agreement at its January 24, 2018 Regular Meeting. However, there was room for additional review of water systems. Councilman Addiego queried whether City staff had the capacity to block a lane and run traffic interference. Director Kim advised the type of lane closure affected by the emergency required a higher level of construction equipment and geotechnical work. For example, the blocked storm drains were identified and cleaned out and vegetation was cleared as the traffic control was being implemented. City Attorney Rosenberg reminded Council that the item could be voted on at the February 14, 2018 Meeting of the City Council. ADJOURNMENT SPECIAL CITY COUNCIL MEETING JANUARY 29, 2018 MINUTES PAGE 2 Being no further business, Mayor Normandy adjourned the meeting at 6:03 p.m. Su itted: Y ista artin i, City erk City of So an Francisco SPECIAL CITY COUNCIL MEETING MINUTES Approved: Liza Normandy, Mayor City of South San Francisco JANUARY 29, 2018 PAGE 3 City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-111 Agenda Date:2/14/2018 Version:1 Item #:7. Motion confirming payment registers for February 14, 2018.(Richard Lee, Director of Finance) The payments shown in the attached payment register are accurate and sufficient funds were available for payment (payroll items excluded). Attachment: Payment Register City of South San Francisco Printed on 2/8/2018Page 1 of 1 powered by Legistar™ VENDOR NAMEDATE CHECK #INVOICE #ACCOUNT #AMOUNT DESCRIPTION Payments issued between and1/15/2018 2/4/2018 -City of South San Francisco TOTAL PAYMENTS FOR PERIOD $2,096,125.04 Thursday, February 8, 2018 Page 38 of 38 City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-34 Agenda Date:2/14/2018 Version:1 Item #:8. Report regarding a resolution authorizing the acceptance of a $48,400 donation to the Parks and Recreation Department from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund to install an outfield fence at Callero Ballfield located on the Baden School campus,and amending the Parks and Recreation Department’s Fiscal Year 2017-18 operating budget pursuant to budget amendment #18.021. (Sharon Ranals, Director, Parks and Recreation) RECOMMENDATION It is recommended that the City Council adopt a resolution accepting a donation in the amount of $48,400 from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund to install an outfield fence at Callero Field located on the Baden School campus,and amending the Parks and Recreation Department’s Fiscal Year 2017-18 operating budget. BACKGROUND/DISCUSSION For many years,the Parks and Recreation Department has been responsible for the maintenance of athletic fields at certain South San Francisco Unified School District properties so that these sites can be enjoyed by co- sponsored sports leagues and residents.This arrangement is authorized by the Joint Use Agreement between the City and South San Francisco School District,which was most recently amended in 2008.The Joint Use Agreement is effective for a 20 year term, and expires in 2028. Callero Field is located on the Baden School campus,and is one of two fields the City maintains at this site. This field is the primary field used by the Bronco and Pony Leagues,which serves youth ages 11 through 14 years old.This league,which is co-sponsored by the Parks and Recreation Department,serves nearly 200 youth participants each year. Beginning in the fall,staff began improving the field conditions at several ballfield locations,including Callero Ballfield.This work consists of rebuilding the pitcher’s mound and batters boxes with clay bricks,ripping and regrading the infield fines,improving and edging the turf,painting and repairing backstops and furnishings, among many other improvements.In November,the City Council took action to authorize staff to accept the donation of a scoreboard, which will be installed at this site in the coming months. Larger renovations of this field have also been identified in the Capital Improvement Program as an out-year project.Design is scheduled to begin in 2019-20.Staff does not expect that the fence installation project will hinder any of these future improvements. In staff’s discussions with league representatives,it was noted that an outfield fence at this site was one of their highest priorities,and they identified funding to help offset the cost of this improvement.Staff has received City of South San Francisco Printed on 2/8/2018Page 1 of 2 powered by Legistar™ File #:18-34 Agenda Date:2/14/2018 Version:1 Item #:8. highest priorities,and they identified funding to help offset the cost of this improvement.Staff has received quotes for this work from fencing contractors,in an amount not to exceed $48,400.Additional work will need to be performed by staff to prepare the site for fence installation,including rerouting and capping irrigation lateral lines,relocating sprinkler heads and modification of the outfield turf.This additional site preparation work can be performed by Parks Maintenance staff and funded by the existing operating budget. FISCAL IMPACT The South San Francisco Youth Baseball Association and Mike Callero Memorial Fund has generously offered to donate $48,400 to facilitate the installation of an outfield fence at Callero Ballfield.Funds from this donation will be used to amend the Parks and Recreation Department’s Fiscal Year 2017-18 operating budget on a one- time basis (budget amendment #18.021). Receipt of these funds does not commit the City to ongoing funding. CONCLUSION Receipt of these funds will offset the cost of installation of the improvements described above at Callero Ballfield.It is recommended that the City Council accept the donation of $48,400 and amend the Parks and Recreation Department’s Fiscal Year 2017-18 Operating Budget. Attachment: Diagram of Fence Location City of South San Francisco Printed on 2/8/2018Page 2 of 2 powered by Legistar™ Back Stop City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-35 Agenda Date:2/14/2018 Version:1 Item #:8a. Resolution authorizing the acceptance of a $48,400 donation to the Parks and Recreation Department from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund to install fencing at Callero Ballfield located at the Baden School campus,and amending the Parks and Recreation Department’s Fiscal Year 2017-18 operating budget pursuant to Budget Amendment #18.021. WHEREAS,the City of South San Francisco (“City”)Parks and Recreation Department oversees the maintenance of the Callero Ballfield located on the Baden School campus; and WHEREAS,the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund has generously offered to donate $48,400 to facilitate the installation of an outfield fence at Callero Ballfield; and WHEREAS,the City shall be responsible for all site preparation work,and the donation will be used to fund fence material and installation; and WHEREAS,staff recommends the acceptance of this donation in the amount of $48,400 from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund; and WHEREAS,the foregoing donation will be used to amend the Fiscal Year 2017-18 operating budget of the Parks and Recreation Department. NOW,THEREFORE,BE IT RESOLVED that the City Council of the City of South San Francisco hereby accepts a $48,400 donation from the South San Francisco Youth Baseball Association and Mike Callero Memorial Fund,and amends the Parks and Recreation Department’s 2017-18 operating budget in order to reflect an increase of $48,400. ***** City of South San Francisco Printed on 4/16/2018Page 1 of 1 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-50 Agenda Date:2/14/2018 Version:1 Item #:9. Report regarding a resolution accepting $6,000 from the State of California,California Highway Patrol for the “Every 15 Minutes”Program and amending the Police Department’s operating budget for Fiscal Year 2017-18 by approving budget amendment 18.022.(Jeff Azzopardi, Police Chief) RECOMMENDATION It is recommended that the City Council adopt the attached resolution accepting $6,000 from the State of California,California Highway Patrol (CHP)for the “Every 15 Minutes”program and amend the Police Department’s operating budget for Fiscal Year 201718- by approving budget amendment 18.022. BACKGROUND/DISCUSSION The South San Francisco Police Department has implemented the “Every 15 Minutes”program for approximately the last 13 years.As the Council may recall,every year the Police Department implements the “Every 15 Minutes”program for the entire junior and senior student body at one of the City’s two public high schools,then the alternate high school the following year to ensure every junior and senior high school student in the City of South San Francisco will experience the benefits of the program. In September of 2017,the South San Francisco Police Department submitted a grant application to the State of California,CHP for funding in an attempt to seek partial reimbursement costs associated with the “Every 15 Minutes”program.The availability of the grants being offered by the State of California,CHP were limited and the maximum amount an agency could qualify for was $6,000.The grant application was reviewed and approved in November of 2017 by the CHP and the Police Department was awarded a grant for $6,000.This amount will be used as reimbursement for the filming and production costs associated with this year’s program. The goal of the grant is to assist law enforcement agencies with partial reimbursement of production costs associated with funding the “Every 15 Minutes” Program. Filming and production costs for the FY 2017-18 “Every 15 Minutes” Program consisted of the following: Kingston Media $9,000 (Complete video production & 50 DVD copies of short film @ El Camino Real) CV Creations $2,168 (Sound/audio/video equipment for the 2018 “Every 15 Minutes” Program Assembly @ City of South San Francisco Printed on 2/8/2018Page 1 of 2 powered by Legistar™ File #:18-50 Agenda Date:2/14/2018 Version:1 Item #:9. South San Francisco High School ___________________ Total $11,168 FISCAL IMPACT Budget amendment 18.022 is for $6,000 in grant funding for the purpose of partial production expenses.The funding source is the State of California, California Highway Patrol (CHP). CONCLUSION Adoption of this resolution will allow the City to accept $6,000 from the State of California,California Highway Patrol (CHP)and amend the Police Department’s operating budget for Fiscal Year 2017-18 by approving budget amendment 18.022. City of South San Francisco Printed on 2/8/2018Page 2 of 2 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-51 Agenda Date:2/14/2018 Version:1 Item #:9a. Resolution accepting $6,000 from the State of California,California Highway Patrol for the “Every 15 Minutes”program and amending the Police Department’s operating budget for Fiscal Year 2017-18-by approving budget amendment 18.022. WHEREAS,staff recommends the acceptance of a grant in the amount of $6,000 for partial production expenses from the State of California, California Highway Patrol (CHP); and WHEREAS,the grant funding will be used to augment the operating budget of the Police Department for Fiscal Year 2017-18. NOW,THEREFORE,BE IT RESOLVED by the City Council of the City of South San Francisco that the City Council hereby accepts the $6,000 grant from the State of California,California Highway Patrol (CHP)and amends the Fiscal Year 2017-18 Police Department operating budget to reflect this increase of funds and that the City Council does hereby approve budget amendment 18.022. BE IT FURTHER RESOLVED that the City Manager is hereby authorized to execute a grant agreement and any other necessary documents on behalf of the City to carry out the intent of this resolution,subject to approval as to form by the City Attorney. ***** City of South San Francisco Printed on 3/6/2018Page 1 of 1 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-52 Agenda Date:2/14/2018 Version:1 Item #:10. Report regarding resolution acknowledging receipt of the Fiscal Year (FY)2016-17 audited financial statements, including the Comprehensive Annual Financial Report.(Richard Lee, Director of Finance) RECOMMENDATION It is recommended that the City Council acknowledge receipt of the FY 2016-17 audited financial statements. BACKGROUND/DISCUSSION The Budget Standing Committee accepted the FY 2016-17 year-end financial results on October 25,2017, which were subsequently accepted by the City Council on November 8,2017.The accompanying audited financial statements complete the FY 2016-17 year-end process. Comprehensive Annual Financial Statement (CAFR) Memorandum on Internal Control (MOIC) As stated on page 2 of the CAFR (Exhibit A of the associated resolution),the City’s independent auditor,Maze and Associates,opined that the City’s financial statements present fairly,in all material respects,the City’s financial position.The MOIC,Exhibit D of the associated resolution,indicated that there were no findings in the auditor’s review of the City’s internal controls. Entity-Wide Statement The Entity-Wide Statement is the first primary section of the CAFR,and is comprised of the Statement of Net Position and the Statement of Activities.Both statements collectively provide a macro-level look at the City of South San Francisco’s financial condition. The Statement of Net Position reports the City’s total net position,which is primarily the difference between assets and liabilities.As indicated on page 27 of the CAFR,the City’s Total Net Position was $315 million as of June 30,2017.Of the $315 million in Total Net Position,$222 million were attributed to Governmental Activities,and $93 million to Business-Type Activities,which reflect all of the City’s proprietary services, namely the Sewer,Storm Water,and Parking District funds.Governmental Activities reflect all other funds, including the General Fund. The Statement of Activities is essentially a profit and loss statement for each of the departments within the City’s Governmental Activities and proprietary services of its Business-type Activities.As reflected on page 28 of the CAFR,the total net expense for all Governmental Activities was $71 million,while the total net revenue for Business-Type Activities was $2 million.The change in net position is derived when combining general revenues with General Activities net expense and Business-Type Activities net revenue. City of South San Francisco Printed on 2/8/2018Page 1 of 2 powered by Legistar™ File #:18-52 Agenda Date:2/14/2018 Version:1 Item #:10. In FY 2016-17,Governmental Activities had a change in net position of $130 million,largely due to the transfer of $52 million in properties from the Successor Agency as listed on the Long Range Property Management Plan (LRPMP).The accounting entry to record the property transfer recognized revenue on a non- cash basis.As such,of the $52 million in transferred property from the Successor Agency,$20.6 million is being held for redevelopment.Cash-based revenue will be received once the properties held for redevelopment have been sold.The City will then receive a proportional share of the net sale proceeds along with the other taxing entities in the former Redevelopment Agency.Of the remainder,$24 million reflected property that was conveyed to the City for governmental purposes, thus increasing the City’s land and building capital assets. Fund Financial Statements The next major section of the CAFR is known as the Fund Financial Statements,which provide a deeper dive into the City’s financial position at the fund level for both governmental and proprietary funds.As reported in the Governmental Funds Statement of Revenues,Expenditures,and Changes in Fund Balances on page 36 of the CAFR,General Fund Ending Fund Balance increased by $33 million,largely due to the $20 million in property transferred from the Successor Agency, as well as Measure W revenues of $9 million. Pension/Other Post-Employment Benefits (OPEB) Liabilities The final section to highlight is within the Notes to Basic Financial Statements section that discusses the City’s pension and OPEB liabilities.In the prior Fiscal Year,as required by Governmental Accounting Standards Board (GASB)Statement Number 68,the City accounted for $130 million in net pension liability,which is calculated by measuring pension plan assets against liabilities.As indicated in the Statement of Net Position on page 27 of the FY 2016-17 CAFR,the City’s net pension liability was $152 million,an increase of $22 million compared to the prior year.As indicated in Note 7 -Pension Plan on page 81 of the CAFR,the primary driver behind the increase in net pension liability was the interest on the total pension liability. As of June 30,2017,in accordance with GASB Statement Number 45,the City’s reported a net OPEB obligation of $26 million,which reflects an amortization of the Unfunded Actuarial Accrued Liability (UAAL) of $57 million.Beginning in FY 2017-18,GASB Statement Number 75 will replace GASB 45,and require the City to record the full UAAL on the Statement of Net Position within the Entity-Wide Statement. CONCLUSION The audited financial statements reflect the City’s prudent stewardship of public funds.While the City’s current financial position is copacetic,staff will continue to keep the Council apprised of significant financial trends that will have an impact on the City’s long term financial sustainability. City of South San Francisco Printed on 2/8/2018Page 2 of 2 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-55 Agenda Date:2/14/2018 Version:1 Item #:10a. Resolution acknowledging receipt of the Fiscal Year 2016-17 audited financial statements,including the Comprehensive Annual Financial Report. WHEREAS,the Budget Standing Committee accepted the FY 2016-17 year-end financial results on October 25, 2017; and WHEREAS, the City Council accepted the FY 2016-17 year-end financial results on November 8, 2017; and WHEREAS,the City of South San Francisco’s independent auditor opined that that the City’s financial statements present fairly, in all material respects, the City’s financial position; and WHEREAS,the Memorandum on Internal Control indicated that there were no findings in the auditor’s review of the City’s internal controls; and WHEREAS, the City’s FY 2016-17 audited financial statements affirm prudent financial stewardship. NOW,THEREFORE,BE IT RESOLVED that the City Council of the City of South San Francisco does hereby accept the FY 2016-17 audited financial statements, attached herein as Exhibits A, B, C, and D. ***** City of South San Francisco Printed on 4/16/2018Page 1 of 1 powered by Legistar™ EXHIBIT A CITY OF SOUTH SAN FRANCISCO, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2017 CITY OF SOUTH SAN FRANCISCO, CALIFORNIA Comprehensive Annual Financial Report For the Year Ended June 30, 2017 Table of Contents I INTRODUCTORY SECTION I Table of Contents ................................................................................................................................................. i Letter of Transmittal ........................................................................................................................................... v Certificate of Achievement for Excellence in Financial Reporting ................................................................. ix Organization Chart ............................................................................................................................................. x City Council and Directory of City Officials .................................................................................................... xi I FINANCIAL SECTION I Independent Auditor's Report ........................................................................................................................ I Management's Discussion and Analysis ........................................................................................................ 5 Basic Financial Statements: Government-wide Financial Statements: Statement of Net Position ................................................................................................................... 27 Statement of Activities ........................................................................................................................ 28 Fund Financial Statements: Major Governmental Funds: Balance Sheet .................................................................................................................................. 3 2 Reconciliation of Governmental Fund Balances to Net Position of Governmental Activities ..... 34 Statement of Revenues, Expenditures, and Changes in Fund Balances ........................................ 36 Reconciliation of the Net Change in Fund Balances Total Governmental Funds with the Statement of Activities .......................................................................................................... 3 8 Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual- Budgetary Basis: General Fund ......................................................................................................................... 3 9 Low and Moderate Income Housing Assets ......................................................................... 40 Major Proprietary Funds: Statement of Net Position ............................................................................................................... 42 Statement of Revenues, Expenses, and Changes in Fund Net Position ......................................... 43 Statement of Cash Flows ................................................................................................................. 44 CITY OF SOUTH SAN FRANCISCO, CALIFORNIA Comprehensive Annual Financial Report For the Year Ended June 30, 2017 Table of Contents I FINANCIAL SECTION (Continued) I Fiduciary Funds: Statement of Fiduciary Net Position ............................................................................................... 46 Statement of Changes in Fiduciary Net Position ............................................................................ 4 7 Notes to Basic Financial Statements ........................................................................................................ 49 Required Supplementary Information: Schedule of Changes in Net Position Liability and Related Ratios- Miscellaneous and Safety Plan ............................................................................................. 98 Schedule of Contributions -Miscellaneous and Safety Plan ......................................................... 99 Schedule of Changes in Net Pension Liability and Related Ratios ............................................. 100 Schedule of Contributions -Safety Agent ................................................................................... 101 Other Post-Employment Benefits Schedule of Funding Progress ............................................... 102 Supplementary Information: General Fund: Combining Balance Sheet. ................................................................................................................ 106 Combining Schedule of Revenues, Expenditures, and Changes in Fund Balances ....................................................................................................................... 107 Combining Schedule of Revenues, Expenditures, and Changes in Fund Balance Budget and Actual -(Non GAPP Legal Basis) ............................................ 108 Major Governmental Funds Other Than the General Fund and Special Revenue Funds: Schedule of Revenues, Expenditures, and Changes in Fund Balance -Budget and Actual: Capital Improvement Capital Projects Fund (Non GAAP Legal Basis) ..................................... 112 East of 101 Sewer Impact Fees Capital Projects Fund (Non GAAP Legal Basis) ................. 113 East of 101 Traffic Impact Fees Capital Projects Fund (Non GAAP Legal Basis) ............... 114 Child Care Impact Fees Capital Projects Fund (Non GAAP Legal Basis) ............................. 115 Developer Deposits Capital Projects Fund (Non GAAP Legal Basis) ................................... 116 Capital Infrastructure Reserve Fund (Non GAAP Legal Basis) ............................................. 117 II CITY OF SOUTH SAN FRANCISCO, CALIFORNIA Comprehensive Annual Financial Report For the Year Ended June 30, 2017 Table of Contents I FINANCIAL SECTION (Continued) Non-major Governmental Funds: Combining Balance Sheet. ................................................................................................................ 122 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances ....................................................................................................................... 126 Budgeted Non-major Government Funds: Combining Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual .................................................................................... 130 Internal Service Funds: Combining Statement of Net Position .............................................................................................. 139 Combining Statement of Revenues, Expenses and Changes in Fund Net Position ........................ 140 Combining Statement of Cash Flows ............................................................................................... 141 Fiduciary Funds: Statement of Changes in Assets and Liabilities -Agency Fund ................................................... 144 I STATISTICAL SECTION I Net Position by Component-Last Ten Fiscal Years .................................................................... 147 Changes in Net Position -Last Ten Fiscal Years ........................................................................... 148 Fund Balances of Governmental Funds -Last Ten Fiscal Years .................................................. 150 Changes in Fund Balance of Governmental Funds -Last Ten Fiscal Years ................................ 152 Assessed and Estimated Actual Value of Taxable Property -Last Ten Fiscal Years ................... 154 Property Tax Rates -Direct and Overlapping Governments - Last Ten Fiscal Years ................................................................................................................ 15 5 Principal Property Taxpayers-Current Year and Nine Years Ago .............................................. 156 Twenty Largest Taxable Property Owners for Merged RDA Project Area .................................. 157 Property Tax Levies and Collections-Last Ten Fiscal Years ...................................................... 158 Ratio of Outstanding Debt by Type -Last Ten Fiscal Years ........................................................ 159 Computation of Direct and Overlapping Debt ............................................................................... 160 111 CITY OF soum SAN FRANCISCO, CALIFORNIA Comprehensive Annual Financial Report For the Year Ended June 30, 2017 Table of Contents I STATISTICAL SECTION (Continued) I Computation of Legal Bonded Debt Margin .................................................................................. 161 Revenue Bond Coverage Sewer Rental Enterprise Fund-Last Ten Fiscal Years ....................... 162 Sewer Debt Service Coverage Sewer Rental Enterprise Fund-Last Five Fiscal Years .............. 163 Redevelopment Pledged Revenue Coverage -Last Seven Fiscal Years ...................................... 164 Demographic and Economic Statistics -Last Ten Fiscal Years ................................................... 165 Principal Employers -Current Year and Nine Fiscal Years Ago ................................................. 166 Full-Time Equivalent City Governmental Employees by Function -Last Ten Fiscal Years ...... 167 Operating Indicators by Function/Program -Last Five Fiscal Years ........................................... 168 Capital Asset Statistics by Function/Program -Last Ten Fiscal Years ........................................ 169 Miscellaneous Information -Last Three Fiscal Years .................................................................. 170 IV F I NANCE DEPARTMENT 650-877-8507 December 15, 2017 Honorable Mayor and Members Of the City Counci l City of South San Francisco South San Francisco, California C ITY COUNCIL 2017 PRADEEP GUPTA, PH.D ., MAYOR LIZA NORMANDY, VICE MAYOR KARYL MATSUMOTO, COUNCILMEMBER RICHARD A. GARBARINO, COUNCILMEMBER MARK ADDIEGO, COUNCILMEMBER MIKE FUTRELL, CITY MANAGER The Comprehensive Annual Financial Report (CAFR) of the City of South San Francisco (the City) for the fiscal year ended June 30, 2017, is hereby submitted_ Responsibility for the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City . To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. This report includes all financial activities of the City of South San Francisco, including financial information for the City, as the primary government, and for its component units, for which the City is considered financially accountable. The component units are included because of the significance of their governing, operational, and/or financial relationships with the City. The Successor Agency that was created due to the Redevelopment Agency dissolution is also included in this report. Management's Discussion & Analysis (MD&A) provides a narrative introduction overview and analysis to accompany the basic financial statements. This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The MD&A is found immediately following the report of the independent auditor in the financial section. BACKGROUND OF THE CITY The City encompasses approximately 9.5 square miles and has a population of 64,451. It employs approximately 464 full-time regular employees. South San 400 GRAND AVENUE • P .O . BOX 711 • SOUTH SAN FRANCISCO, CA 94083 v Francisco is a full service city which includes public safety (police, fire and paramedics), libraries, parks, cultural and recreational activities, senior citizen services, public works, public improvements, engineering, planning, building regulation, economic development, drainage, street lighting, and general administrative services. Sewer service, downtown parking operations, and storm water management are accounted for in the City's enterprise funds. The Conference Center Authority is included in the financial statements by discrete presentation -that is, the Authority's financial data is reported in a column separate from the financial data of the City. Water and solid waste services are provided by private entities. South San Francisco was incorporated and became a general law city of the State of California on September 19, 1908. The form of government is the Council-Manager plan. The Council is composed of a Mayor and four Council Members who are elected at large. Each Council Member serves a term of four years, with a rotating Mayor chosen by majority vote of the Council, for a term of one year. The City Manager is the administrative head of the government of the City, under the direction of the City Council. The offices of City Clerk and City Treasurer are elected. The City Attorney is appointed by the City Council. All department heads are appointed and serve under the administrative direction of the City Manager. All other officers and employees of the City are appointed by department heads. FINANCIAL INFORMATION In developing and appraising the City's accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable but not absolute assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets; and (3) transactions being properly executed in accordance with management's authorization. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the evaluation of costs and benefits requires estimates and judgments by management. Basic characteristics of sound internal accounting control include segregation of accounting duties, approvals of accounting transactions, and regular reconciliation of detail and control records. All internal control evaluations occur within this framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurances of proper recording of financial transactions. vi The City adopts fiscal year budgets for its general, special revenue, debt service, enterprise, and capital project funds. The government also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbered amounts lapse at year-end. However, encumbrances generally are reappropriated as a part of the following year's budget. The City's Reserves Policy is aligned with the Government Finance Officers Association (GFOA) best practices recommendation for reserves, setting aside 15-20 percent of operating revenues. Given the ongoing growth trend in General Fund operating revenues, the City's Reserves have grown commensurately, which is reflected on the Fiscal Year 2016-17 financial statement. The Fiscal Year 2016-17 Adopted Budget reflected the priorities of the City's Strategic Initiatives. One of the primary strategic initiates was to maintain, train and support a high performing team of City employees, which manifested itself in the current financial statement through higher salary and benefit costs due to the labor negotiation process, which served to attract and retain highly qualified employees by offering competitive employee compensation packages. To accomplish a multi-year perspective on financial planning, the City has used a five year model in prior years. Debt Administration The Successor Agency has outstanding tax allocation bonds and lease revenue bonds. These are not considered to be general tax-supported obligations. There are also various capital leases and notes payable in City's governmental and proprietary funds. Capital Assets The City's capital assets are comprised of land, buildings, infrastructure, machinery, equipment, furniture, fixtures, and vehicles owned and used by general government and proprietary functions. Assets are reported within the basic financial statements. Risk Management The City maintained a risk management program for workers' compensation, general liability, and property damage. As part of this comprehensive plan, monies have accumulated in the self-insurance internal service fund to meet potential losses. In addition, a safety committee of City employees reviews all accidents and recommends preventive measures to minimize future accident- related losses. The City's deductible or retention levels of its workers compensation, general liability and property damage insurance policies are $500,000, $100,000, and $5,000, respectively. A third party administrator handles workers' compensation claims. The Association of Bay Area VII Citizens of South San Francisco City Council Pradeep Gupta, Ph.D., Mayor City Clerk -Liza Normandy, Vice Mayor -City Treasurer Krista Martinelli Mark Addiego, Council member Frank Risso Richard A. Garbarino, Council member Karyl Matsumoto, Councilmember City Attorney Jason Rosenberg Assistant City Manager I City Manager Communications Director Chief Sustainability Officer --Marian Lee Mike Futrell Leslie Arroyo I Information Technology Department Administrative Departments Operating Departments Finance Director Econ. & Comm. Dev. Dir. Public Works Director -...._ Richard Lee Alex Greenwood Euneiune Kim Human Resources Director Library Director Fire Chief -_,_ LaTanya Bellow Valerie Sommer Gerry Kohlmann Parks and Recreation Director Chief of Police --Sharon Ranals Jeff Azzopardi x City Council & Directory of Officials City Council Pradeep Gupta, Ph.D. Liza Normandy Mark N. Addiego Richard A. Garbarino Karyl Matsumoto Elected Officials Krista Martinefli Frank Risso Appointed Officials Mike Futrell Marian Lee Leslie Arroyo Richard Lee LaTanya Bellow Tony Barrera Alex Greenwood Gerry Kohlmann Jeff Azzopardi Valerie Sommer Eunejune Kim Sharon Ranals Budget Subcommittee Pradeep Gupta, Ph.D. Liza Normandy Mayor Vice Mayor Councilmember Councilmember Councilmember City Clerk City Treasurer City Manager Assistant City Manager I Chief Sustainability Officer Communications Director Finance Director Human Resources Director Chief Innovation Officer Economic & Community Development Director Fire Chief Chiefof Police library Director Public Works Director Parks & Recreation Director XI This Page Left Intentionally Blank INDEPENDENT AUDITOR'S REPORT Honorable Members of the City Council City of South San Francisco, California Report on Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of South San Francisco (City), California, as of and for the year ended June 30, 2017, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the Table of Contents. We did not audit the component unit financial statements of the South San Francisco Conference Center Authority (Authority), which is discretely presented and represents 1 %, 2%, and 2%, respective, of the assets, net position, and revenue of the entity-wide reporting entity. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of the financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express op1mons on these financial statements based on our audit. These financial statements of the Authority were audited by other auditors, whose report thereon has been furnished to us and our opinion, insofar as it relates to the amounts included for the Authority, is based solely on the report of these auditors. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. 1 1 Opinions In our opinion, based on our audit and the report of the other auditors, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the aggregate discretely presented component unit, each major fund, and the aggregate remaining information of the City as of June 30, 2017, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparisons listed in the Table of Contents as part of the basic financial statements for the year then ended in conformity with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that Management's Discussion and Analysis and other Required Supplementary Information as listed in the Table of Contents be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The Introductory Section, Supplemental Information, and Statistical Section as listed in the Table of Contents are presented for purposes of additional analysis and are not required parts of the basic financial statements. The Supplemental Information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the Supplemental Information is fairly stated, in all material respects, in relation to the basic financial statements as a whole. The Introductory and Statistical Sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. 2 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated December 14, 2017 on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control over financial reporting and compliance. ~}e-14~ Pleasant Hill, California December 14, 2017 3 This Page Left Intentionally Blank CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Government Accounting Standards Board Statement 34 (GASB 34) requires the City of South San Francisco to provide an overview of its financial activities for the fiscal year. Please read this in conjunction with the accompanying Transmittal Letter and Basic Financial Statements. FISCAL YEAR (FY) 2016-17 FINANCIAL HIGHLIGHTS Summary: In FY 2016-17, the South San Francisco Successor Agency of the former Redevelopment Agency transferred property from its Long Range Property Management Plan (LRPMP) to the City of South San Francisco. The carrying value of the properties, which is accounted for in General Fund Use of Money and Property revenue of $20.6 million as property held for redevelopment. Once the properties have subsequently been sold, the City will receive a share of the net proceeds, along with the other taxing entities included in the former Redevelopment Agency. The General Fund, excluding the $20.6 million in property held for redevelopment, ended FY 2016-17 with a surplus of $12.7 million. The majority of the $12.7 million surplus was used to assign or commit General Fund reserves for outstanding purchase orders and multi-year capital projects. Reserves assigned for outstanding purchase orders increased from $1.5 million to $5.2 million. Reserves committed for multi-year capital projects, including the Community Civic Campus, increased from $3.7 million to $11.8 million. All of the above changes in reserves are funded by the General Fund operating surplus. In addition, General Fund reserves were fully funded in accordance with the City's Reserves Policy, which follows the Government Finance Officers' Association (GFOA) best practice of 15-20% of operating revenues. After meeting the City's reserves requirement, the City Council authorized transfer of $2.3 million in remaining surplus to the Infrastructure Reserves. During FY 2016-17, Finance Department staff reclassified Property Tax in lieu of Vehicle License Fee (VLF) from the Intergovernmental revenue category to the Property Tax revenue category. This revenue reclassification accounts for a legislative change from 2004, where the State of California eliminated the allocation of Vehicle License Fees to local agencies, and backfilled the lost revenue with an additional share of property tax revenues. General Fund revenues (excluding operating transfers in and $20.6 million in property held for redevelopment) increased by $12.3 million compared to the prior year. The primary drivers of the year-over-year increase were property tax, sales tax and permit revenues. Property Tax revenues, accounting for the Property Tax in lieu of VLF reclassification discussed above, increased by $2.8 million, reflecting steady growth in assessed value of the City's secured property tax roll. Measure W, the City's half-cent transactions and use tax, was implemented in April 2016, thus FY 2016-17 was the first full year with Measure W in place. As such, Sales Tax revenues increased $6.8 million. Permit revenues increased $927 thousand, indicative of major commercial developments in the City's East of 101 area. 5 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information City-wide financial highlights of the year include the following: • Total Net Position for Governmental Activities in FY 2016-17 increased $58.6 million in comparison to the prior year, from $163.4 million to $222.0 million. The increase in net position was evident through changes in all asset categories -cash and investments, other assets, and capital assets. • Governmental cash and investments increased by $17. 7 million, of which the General Fund represents $14.6 in additional cash and investments, reflecting the year over year revenue increases discussed above. In addition, cash and investments within the City Housing Fund increased by $1.3 million, largely due to the sale of a City-owned property located at 380 Alta Vista. Cash and investments in the Developer Contributions Fund increased by $2.6 million, representative of $633 thousand in General Plan Maintenance Fees and $600 thousand in developer contributions that were recognized as a negotiated community benefit fee pursuant to a development agreement. Offset by reduction of $3 .1 in the Capital Infrastructure Reserve Fund, which reflected a planned spend of existing resources to fund one-time expenditures. • Governmental other assets increased by $18.6 million, while capital assets increased by $22.6 million compared to the prior year. The increase within both categories was due to the transfer of property from the Successor Agency to the City. The properties that were designated for governmental use in the Long Range Property Management Plan were given the City at no cost, while taxing entities will proportionally share the net proceeds of properties that were designated for redevelopment once they have been sold. • Governmental outflows related to pension increased from $12.6 million to $28.3 million, while deferred inflows related to pension decreased from $11.2 million to $5 .2 million. The change primarily reflected the impact of variance between CalPERS discount rate and its actual return on investment. • Expenses for Governmental Activities increased by $12.1 million, largely due to increases in employee salaries as negotiated through the collective bargaining process as well as increases in pension costs due to ongoing amortization of investment losses with CalPERS. • Business-type program expenses increased by $4.5 million in FY 2016-17, most notably in the Sewer Fund. The year-over-year increase was largely due to a significant reduction in capital expenses compared to the prior year. The Sewer Fund, as a proprietary fund, offsets capital expenses when realizing new capital asset additions. As such, the capital expense offset was larger in the prior year. • Property tax revenues, accounting for the reclassification of Property Tax in lieu of VLF, increased $2.9 million, or 9.2 percent compared to the pnor year. The increase was indicative of the City's robust secured property tax base. 6 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information • Sales tax revenues increased by $6.8 million, or 38.2 percent over the prior fiscal year. Measure W, the City's half-cent transactions and use tax was implemented in April 2016. Thus, FY 2016-17 was the first full fiscal year that Measure W was in place, and represented the crux of the increase. • Permit revenues for all Governmental Funds increased $927 thousand, or 13.4 percent over the prior fiscal year, indicative of the continuing robust development climate in the East of 101 area of South San Francisco and the greater San Francisco Bay Area. • In FY 2016-17, Transient Occupancy Tax (TOT) revenues increased by $189 thousand, the fourth consecutive year of record breaking revenues, reflecting the trend of high occupancy and high room rates. OVERVIEW OF THE COMPREHENSIVE ANNUAL FINANCIAL REPORT This Comprehensive Annual Financial Report is in six parts: 1) The Introductory Section, which includes the Transmittal Letter and general information; 2) Management's Discussion and Analysis (this part); 3) The Basic Financial Statements, which include the Government-wide and the Fund Financial Statements, along with the notes accompanying these statements; 4) Required Supplementary Information and the accompanying notes; 5) Other Supplementary Information including combining statements for non-major governmental funds, internal service funds, other budgetary information, and a fiduciary statement of changes in assets and liabilities; and 6) The Statistical Section. Basic Financial Statements The Basic Financial Statements are comprised of the City-wide Financial Statements and the Fund Financial Statements. These two sets of financial statements provide two different views of the City's financial activities and financial position. The City-wide Financial Statements provide a longer-term view of the City's activities as a whole, and consist of the Statement of Net Position and the Statement of Activities. The Statement of Net Position provides information about the financial position of the City as a whole, including all its capital assets and long-term liabilities on the full accrual basis, similar to the basis used by corporations. The Statement of Activities provides information about all the City's revenues and all its expenses, also on the full accrual basis, with the emphasis on measuring net revenues or expenses of each the City's programs. The Statement of Activities provides a detailed explanation of the change in Net Position for the year. 7 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information All the amounts in the Statement of Net Position and the Statement of Activities are separated into Governmental Activities and Business-type Activities in order to provide a summary of these two activities of the City as a whole. The Fund Financial Statements report the City's operations in more detail than the government- wide statements and focus primarily on the short-term activities of the City's General Fund and other Major Funds. The Fund Financial Statements measure only current revenues, expenditures and fund balances; they exclude capital assets, long-term debt and other long-term amounts. Major Funds account for the major financial activities of the City and are presented individually, while the activities of Non-major funds are presented in summary, with subordinate schedules presenting the detail for each of these other funds. Major Funds are explained below. The fiduciary statements provide financial information about the activities of Non-Obligated Assessment Districts, for which the City acts solely as agent. Note 1 to the Basic Financial Statements provides a summary of the City's significant accounting policies, fund categories, and fund types. City-wide Financial Statements The Statement of Net Position and the Statement of Activities present information about the following: • Governmental activities -All of the City's basic services are considered to be governmental activities, including general government, fire, police, public works, parks and recreation, library, and economic and community development. These services are supported by general City revenues such as taxes, and by specific program revenues from grants, contributions, and fees. The City's governmental activities also include the City of South San Francisco Capital Improvements Financing Authority, as the City Council also governs this entity. • Business-type activities -All the City's enterprise activities are reported here, including wastewater treatment, parking, and storm water management. Unlike governmental services, user fees fully support most of these services. • Component Unit -The City of South San Francisco Conference Center Authority comprises the component unit. The Authority serves the City and other interests and it has a governing body separate from the City Council. Citywide financial statements are prepared on the accrual basis, which means they measure the flow of all economic resources of the City as a whole. 8 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Fund Financial Statements The Fund Financial Statements provide detailed information about each of the City's most significant funds, called Major Funds. The concept of major funds, and the determination of which are major funds, was established by GASB Statement 34 and replaces the concept of combining like funds and presenting them in total. Instead, each Major Fund is presented individually, with all Non-major Funds summarized and presented only in a single column. Subordinate schedules present the detail of these Non-major funds. Major Funds present the major activities of the City for the year, and may change from year to year as a result of changes in the pattern of City's activities. Fund Financial Statements include governmental, enterprise and internal service funds as discussed below. Governmental Fund Financial Statements are prepared on the modified accrual basis, which mean they measure only current financial resources and uses. Capital assets and other long-lived assets, along with long-term liabilities, are not presented in the Governmental Fund Financial Statements. Enterprise and Internal Service Fund financial statements are prepared on the full accrual basis, as in the past, and include all their assets and liabilities, current and long-term. Since the City's Internal Service Funds provide goods and services only to the City's governmental and business-type activities, their activities are reported only in total at the Fund level. Internal Service Funds may not be Major Funds because their revenues are derived from other City Funds. These revenues are eliminated in the citywide financial statements and any related profits or losses are returned to the activities, which created them, along with any residual net position of the Internal Service Funds. Comparisons of Budget and Actual financial information are required in the Basic Financial Statements only for the General Fund and other Major Funds that are Special Revenue Funds. Fiduciary Statements The City is the agent for certain assessment districts, holding amounts collected from property owners which await transfer to these Districts' bond trustees. The City's fiduciary activities are reported in the separate Statement of Fiduciary Net Position and the Statement of Changes in Fiduciary Net Position. These activities are excluded from the City's other financial statements because the City cannot use these assets to finance its own operations. 9 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information FINANCIAL ACTIVITIES OF THE CITY AS A WHOLE This analysis focuses on net position and changes in net position of the City's Governmental Activities (Table and Charts 1 through 3) and Business-type Activities (Tables 4 and 5) presented in the City-wide Statement of Net Position and Statement of Activities. A comparative analysis is presented for fiscal years 2016-17 and 2015-16. Governmental Activities Governmental Net Position Table 1 Governmental Net Position at June 30 (In Millions) 2017 2016 Cash and investments $ 117.0 $ 99.3 Other assets 31.5 12.9 Capital assets 256.0 233.4 Total assets 404.5 345.6 Total outflows related to pension 28.3 12.6 Total outflow of resources 28.3 12.6 Long-term debt outstanding 11.8 12.4 Other liabilities 193.8 171.1 Total liabilities 205.6 183.5 Deferred inflows related to pension 5.2 11.2 Total deferred inflow of resources 5.2 11.2 Net position: Net investment in capital assets 254.3 231.1 Restricted 54.5 52.4 Unrestricted (86.8) (120.1) Total net position $ 222.0 $ 163.4 10 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information The total net position for Governmental Activities increased by $58.6 million in FY 2016-17 compared to the prior year, primarily due to increases in every asset category. The majority of the $17. 7 million increase in cash and investments was due to additional property tax, sales tax, and permit revenues. The year over year increase in property tax and permit revenues were demonstrative of the current robust economy in South San Francisco. Measure W, a half-cent transactions and use tax, was implemented as of April 1, 2016, thus FY 2015-16 only included two advances from the State Board of Equalization, while FY 2016-17 represented the first full fiscal year of the tax measure being in place. Other assets increased by $18.6 million, while capital assets increased by $22.6 million, both changes indicative of property transferred from the Successor Agency to the City for both governmental use and redevelopment purposes. Table 2 Expense and Program Revenue Comparison in Governmental Activities (In Millions) Expenses General government Fire department Police department Public works department Recreation and community services Library Economic and community development Interest on long-term debt Total expenses Revenues Program revenues: Charges for services Operating grants and contributions Capital grants and contributions Total program revenues General revenues: Taxes: Property taxes Sales taxes Transient occupancy taxes Other taxes Motor vehicle in lieu Property taxes in lieu Investment earnings Miscellaneous Extraordinary Item Total general revenues Total revenues Excess (deficiency) before transfers Transfers Change in net position Net position -beginning• Net position -ending 11 2016-17 $10.3 25.8 25.8 12.4 15.2 5.2 8.9 $103.6 $27.3 4.5 0.6 $32.4 $29.1 24.1 13.6 9.8 6.1 0.6 2.4 45.2 $130.9 $163.3 $59.7 ( 1.1) 58.6 163.4 $222.0 2015-16 $9.0 22.5 23.2 11.9 12.9 4.4 7.6 $91.5 $30.1 5.6 1.1 $36.8 $26.4 15.2 13.4 9.1 5.8 1.3 2.3 $73.5 $110.3 $18.8 (0.9) 17.9 145.5 $163.4 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Governmental program expenses increased by $12.1 million in comparison to the prior year, primarily due increases in employee compensation and pension costs . Governmental program revenues decreased by $4.4 million from the prior year, most notably in charges for services, reflecting $2.1 in impact fees collected in the prior year, while impact fees for FY 2016-17 were not as robust. General Revenues increased by $57.4 million, most notably due to an Extraordinary Item -the transfer of the former Redevelopment Agency property listed on the Long Range Property Management Plan to the City for governmental use and redevelopment. The carrying value of the properties was used to record the value of the land assets within the General Fund. Excluding this item, the most significant general revenue increase was $6.8 million in sales tax, reflecting a full year of Measure W transactions and use tax being in effect. The increase in General Revenues served as the primary cause of the $58.6 million increase in net position. Chart 1 Revenues by Source -Governmental Activities 2016-17 Charges for Services 23% Mscellaneous \ 2% \ \ Franchise Fee_ , 3% ---- Interest and~ Rentals Othafl!axes j 5% Transient occupancy taxes 12% Operating Grants and Contributions 4% Capital Grants _,._._and Contributions 0% Property tax es 30% Within Governmental Activity revenue sources, as shown in Chart 1, the reclassification of Property Tax In Lieu of VLF from Intergovernmental to Property Tax is reflected . The most notable change in proportional Governmental Activities revenues was in Sales taxes, which increased from 14 percent in the prior year to 20 percent in FY 2016-17 of Total Governmental Activities Revenues. This proportional change represented a full fiscal year of the Measure W transactions and use tax being in place. Tables 2 (above) and 3 (below) illustrate the difference between program revenues and expenses. Program revenues consist of capital and operating grants and contributions and fees for services. General City revenues, such as property taxes, sales and transient occupancy taxes, motor vehicle in-lieu taxes, and investment earnings, cover the shortfall between program revenues and program expenses . In FY 2016-17, the net expense for governmental activities increased from $54.7 million to $71.2 million. The increase was spread fairly equally across all departments, generally reflecting increases in employee compensation and pension costs. 12 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Table 3 Net (Expense) Revenue from Services Governmental Activities General government Fire department Police department (In Millions) Public works department Recreation and community services Library Economic and community development Interest on long-term debt Total 13 2016-17 2015-16 $ (7. 7) $ (4.8) (21.5) (19.0) (23.1) (20.2) 1.1 1.9 (10. 7) (8.3) (4.7) (3.1) (4.6) (1.1) $ (71.2) $ (54.6) CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Business-type Activities Table 4 Business-type Net Position at June 30 (in Millions) 2017 2016 Cash and Investments $ 21.8 $ 20.1 Other assets 0.2 0.7 Capital assets 124.9 127.2 Total assets 146.9 148.0 Deferred outflows related to pension 3.1 1.4 Total Deferred outflow of resources 3.1 1.4 Long-term liabilities outstanding 34.0 38.7 Other liabilities 22.1 19.2 Total liabilities 56.1 57.9 Deferred inflows related to pension 0.6 1.2 Total deferred inflow of resources 0.6 1.2 Net position: Net investment in capital assets 86.2 83.9 Restricted Unrestricted 7.2 6.2 Total net position $ 93.4 $ 90.1 The total net position for business-type activities increased by $3.3 million, or 3.7 percent, primarily due to a reduction in outstanding long-term liabilities, notably the City's debt service payments on three State Water Resources loans and one sewer revenue bond. 14 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Table 5 Change in Business-type Net Position (In Millions) 2016-17 2015-16 Expenses Sewer Enterprise $ 22.7 $ 18.3 Parking District 0.9 0.8 Storm Water 1.3 1.3 Total expenses 24.9 20.4 Revenues Program Revenues Charges for Services 21.2 20.8 Operating grants and contributions 5.8 5.8 Total program revenues 27.0 26.6 General revenues Investment earnings 0.0 0.3 Total general revenues 0.0 0.3 Excess (deficiency) before transfers 2.1 6.5 Transfers 1.1 0.9 Change in net position 3.2 7.4 Net position -beginning (as adjusted) 90.2 82.8 Net position -ending $ 93.4 $ 90.2 Business activity expenses increased $4.5 million compared to the prior year, particularly in Sewer Enterprise activities, largely due to $3 .4 million less in capital expenses. As part of the year end accounting process, new capital assets are added to proprietary funds via an offsetting credit in a contra account. Given the reduced capital expenses in FY 2016-17, the offset amount was lower compared to the prior year. Business activity revenues increased slightly by $0.4 million, reflecting a rate increase in the sanitary sewer service fee. FINANCIAL ANALYSIS OF THE CITY'S FUNDS Governmental Funds Governmental funds highlight the City's near-term inflows, outflows, and balances of spendable resources. Such information can be helpful in determining the City's financial status. Unrestricted fund balance is a major indicator of designated and uncommitted resources available for spending in future fiscal years. 15 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information At June 30, 2017, the City's governmental funds reported combined fund balances of $111.4 million, an increase of $35.1 million, or 46.0 percent compared to the prior year. The General Fund ending fund balance was $56.3 million, reflecting an increase of $33.3 million, or 144.7 percent. The significant change in fund balance represented two notable items: 1) the transfer of property from the Successor Agency to the City for governmental use and redevelopment purposes, and 2) a full fiscal year of the Measure W transactions and use tax being in place. Total governmental fund revenues increased by $7.7 million, from $110.3 million to $118.0 million, primarily attributable to the Measure W transactions and use tax. Total governmental fund expenditures increased by $2.6 million, from $99.8 million to $102.5 million, or 2.64 percent, reflecting additional costs for employee salaries and pensions. All of the City's Memoranda of Understanding (MOU) expired on June 30, 2017, thus FY 2016-17 represented the final year of negotiated salary increases. In addition, employer pension contribution rates with the California Public Employees' Retirement System (CalPERS) continue to increase due to increases in the Unfunded Accrued Liability (UAL), reflecting the disparity between the discount rate and the actual interest earnings. Comparison of Final Budgets to Original Adopted Budget The budget is initially adopted by the City Council in June, based on revenue projections that are up to date through May. Between May and the end of the fiscal year, there can be major fluctuations in revenues depending on the economy and/or actions by the State of California. There can also be significant changes to departmental expenditure budgets to the extent unforeseen expenses occur. In the Fund Financial Statements, the page titled "Statement of Revenues, Expenditures, and Changes in Fund Balances Budget and Actual" later in this document shows the initial adopted and final budgets for the General Fund. Significant changes between the adopted and final budgets are described below: 16 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Table 6 Comparison of Final Budgets to Original Adopted Budget (in Thousands) Original Final Pct Discussion: Revenues Budget Bu~et Cha~e Change (Items of more than 5% and $100,000 variance) Proper1y taxes $25,487 $ 32,550 $ 7,063 27.7% Reflects reclassification of Proper1y Tax In Lieu of VLF from Intergovernmental category Sales taxes 23,105 23,105 Transient occupancy 13,100 taxes 13,500 400 3.1% Other taxes 5,083 5,483 400 7.9% Account for increases in Parking Tax and Proper1y Transfer Tax Revenues Franchise Fee 4,060 4,060 Reflects reclassification of Proper1y Tax In Lieu of VLF to Intergovernmental 6,795 2,504 ( 4,291) -63.1% Property Taxes category offset by federal and state grants received throughout the fiscal year. Interest and rentals 3,072 3,072 Amended budget in anticipation of sale of a City-owned proper1y. Licenses and permits 8,412 8,412 Charges for services 8,601 8,682 81 0.9% Fines and forfeitures 839 839 Other 165 186 21 12.7% Total $98,719 $ 102,393 $ 3,674 3.7% 17 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Table 6 (continued) Comparison of Final Budgets to Original Adopted Budget (in Thousands) Original Final Pct Discussion: Expenditures Bu!'!get Budget Change Change {Items of more than 5% and $100,000 variance} City Council $ 205 $ 208 $ 3 1.5% City Clerk 648 703 55 8.5% City Treasurer 123 123 The robust pace of business required the City Attorney to City Attorney 802 1,188 386 48.1% invest a sigoificant number of billable hours to meet demand. City Manager 1,926 2,633 707 36.7% Professional services required that are related to a large development in the EastoflOl area Finance Additional appropriations needed for the Human Capital 2,478 3,045 567 22.9% Management System implementation Non-Departmental 473 1,212 739 156.2% Accounts for City Council-authorized year end transfers. Human Resources 1,458 1,622 164 11.2% Professional services needed for recruitment and succession development. The budget increase was required to address overtime Fire 25,690 26,121 431 1.7% incurred due to minimum staffing needs and responding to calls for mutual aid. Police 27,105 26,320 (785) -2.9% Budget savings from various staff vacancies provided surplus budget to fund other department budget overages. Carryover purchase orders from prior year for Bay Public Works 5,152 5,405 253 4.9% Conservation and Development Commission and downtown construction coordinator services. Parks and Recreation 14.553 15.361 808 5.6% Account for Big Lift literacv grant. Library 5,052 5,372 320 6.3% Account for various grant funds received during the year. Economic and 10,331 11,115 784 7.6% Professional services for determining feasibility of Community Development various land-secured infrastructure financing. Total $95,996 $ 100,428 $ 4,432 4.6% 18 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Analysis of Major Governmental Funds General Fund In FY 2016-17, total General Fund revenues, excluding transfers in and the $20.6 million in property transferred from the Successor Agency, were $105.0 million, $2.6 million, or 2.5 percent over the final amended budget. Total General Fund expenditures, excluding transfers out, ended FY 2016-17 at $92.4 million; $8.1 million, or 8 percent under budget. Overall, excluding operating transfers and the property transferred from the Successor Agency, the General Fund ended FY 2016-17 with a surplus of $12.6 million, notably for the items discussed below. Property Tax, Sales Tax and Transient Occupancy Tax (TOT), serve as both the City's primary revenue sources and economic indicators. Property Tax revenues, accounting for the reclassification of Property Tax In Lieu of VLF, were $2.9 million more than the prior year, principally evident in secured property taxes. Sales tax revenues increased $6.8 million, as FY 2016-17 represented the first full fiscal year of the Measure W transactions and use tax being in effect. For the fourth year in a row, Transient Occupancy Tax (TOT) revenues reached record levels at $13.6 million, $188 thousand more than the prior year. The robust and accelerated development climate in the City's East of 101 area served as the impetus for $927 thousand more in permit revenues. Intergovernmental revenues decreased by $6.2 million, which was the result of reclassifying Property Tax in lieu of VLF from the Intergovernmental to Property Tax revenue category. Revenue from charges for services increased by $792 thousand, principally in ambulance transport and reimbursement revenues for a development in the City's East of 101 area. The increase in ambulance service revenues accounted for a rate increase and a change to a new third party billing service. General Fund expenditures, excluding transfers out, increased $5.6 million, or 6.4 percent over the prior fiscal year, primarily due to increases in employee salaries and pension costs. All of the City's MOU expired on June 30, 2017, thus FY 2016-17 reflected the final year of negotiated salary increases. In addition, the City's employer pension contribution to CalPERS, inclusive of normal cost and unfunded accrued liability, continued to increase due to the difference between the discount rate and actual return on investment. As of June 30, 2017, the General Fund total fund balance was $56.3 million, which included $11.8 million in committed reserves, $5.2 million in assigned reserves, and $39.3 million in unassigned reserves. The unassigned reserves are designated by the City Council based on the City's Reserves Policy, which follows best practices from the Government Finance Officers' Association (GFOA) of between 15-20 percent of General Fund operating revenue. Within the City's unassigned reserves, the City Council designated funds for economic contingencies, potential catastrophe and budget contingencies. 19 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Other Post Employment Benefit (OPEB) Liability Impact on Fund Balance The City has a particularly rich retiree health benefit for employees hired prior to April 25, 2010 (legacy employees). Those legacy employees who retire from CalPERS and from the City concurrently with at least 5 years of service are entitled to 100% coverage of retiree medical insurance premiums paid by the City. The current amortized cost of this benefit is $26.2 million, as reflected on the Statement of Net Position. Key actuarial assumptions behind the OPEB obligation include projected healthcare premium increases, discount rate, mortality, and contributions to the OPEB trust fund through the California Employers' Retiree Benefit Trust (CERBT). Any changes to actuarial assumptions will have an impact on the OPEB obligation. In addition, beginning in FY 2017-18, in compliance with GASB Statement No. 75, the City will record the entire OPEB liability, rather than an amortized liability under the provisions of GASB Statement No. 45. City Housing Fund Up until Redevelopment Agencies were abolished in FY 2011-12 by the State of California under ABXl 26, the City set aside 20% of Redevelopment property taxes to fund the provision of new affordable housing units, as well as the operation and maintenance of housing stock that the Redevelopment Agency had already funded. That fund was formerly called the Low/Moderate Income Housing Fund. With its source of funding (20% of Redevelopment property tax dollars) abolished, the City Council voted to take on the operations of the former housing units by becoming the Successor Housing Agency, with activities funded primarily from the rental revenues received by the City for those City-owned occupied housing units. Any shortfall between the rents received and the operations and maintenance costs of those housing units are funded by either one time grants or by the General Fund. Any fund balances will be held for future housing property maintenance needs. In FY 2016-17, the City Housing Fund, excluding proceeds from the sale of capital assets, received for $662 thousand in revenues, which included $108 thousand in rent, $84 thousand in interest income, $164 thousand in loan repayments, and $305 thousand to account for housing bond proceeds that were used for an affordable housing development. The fund also had $482 thousand in expenses, the majority of which was for expenses related to same affordable housing development. Capital Improvement Fund The City consolidates and reports its governmental fund-type capital project expenditures in this fund. Resources consist of transfers from the General Fund, major and non-major funds, developer impact fees, and gasoline taxes and transportation sales taxes from non-major governmental funds. Resources also come from federal, state, and local grants, contributions from other cities, utilities and private developers. Entire capital projects are appropriated in one- year, but expended over multiple years, with unspent appropriations carried forward year-to-year until completion. 20 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information East of 101 Sewer Impact Fee Fund In FY 2016-17, this fund received $189 thousand in revenues, comprised primarily of the East of 101 Sewer Impact Fees. The fund had a negative fund balance for many years due to prepayment of impact fees by a large biotech firm to front-fund a now completed project. In 2007, the City entered into an agreement with this firm to pre-fund the sewer impact fees for the East Grand A venue Sewer Trunk project in order for the project to be completed prior to the issuance of building permits. As a result, the pre-funding is reported as unearned revenue, a liability on the fund's balance sheet, until sufficient development generates impact fees to cover the prepayment of those fees, or until the City has a new agreement with the firm. As of June 30, 2017, the remaining balance of the pre-funding is $1.8 million. East of 101 Traffic Impact Fee Fund In FY 2016-17, the City received $110 thousand in traffic impact fees, and transferred out $284 thousand for capital improvements. As of June 30, 2017, the fund has a balance of $7.0 million. Child Care Impact Fee Fund The City received $523 thousand in child care impact fees in FY 2016-17. Factoring in limited expenditures, this fund has a balance of $3.4 million as of June 30, 2017. Larger scale projects can be funded once a sufficient balance has been accumulated. Developer Deposit Since 2007, the City has entered into agreements with a large biotech firm to front-fund sewer and streetscape projects. The remaining balances of the pre-funding are reported as liability which will be reduced as related project expenditures are incurred. 21 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information Other Governmental Funds Presented as a group in the Basic Financial Statements, these funds are individually presented as Supplementary Information. Enterprise Funds Sewer Enterprise Fund The Sewer Enterprise fund reported operating income (before non-operating revenues and operating transfers) of $4.2 million in FY 2016-17. Operating revenues of $25.6 million were flat compared to the prior year. Operating expenses increased from $17.3 million to $21.5 million, primarily within personnel expenses. Personnel expenses increased by $1.0 million, reflecting the impact of negotiated increases in employee salaries as well as pension costs, which is primarily the byproduct of the disparity between CalPERS' discount rate and actual interest earnings. Parking District Fund In FY 2016-1 7, revenues increased by 8. 7 percent to $917 thousand, while expenses increased by $42 thousand, or 4.7 percent, largely representing additional employee costs. Net position decreased slightly by $19 thousand to $13.9 million. Storm Water Fund The Storm Water Fund is used to account for resources needed to fund storm drain and storm infrastructure operations, maintenance, capital replacement, and compliance with various federal and state regulations regarding storm water runoff. Revenues totaled $404 thousand, primarily from a levy on property owners. Transfers in totaled $1.1 million, which came from the Gas Tax Fund in the amount of $670 thousand, $276 thousand from the General Fund, and $157 thousand, from the Solid Waste Fund. Expenses totaled $1.3 million, $1.7 million less than the amended budget, due to the trash capture devices capital project, which staff was able to find a more cost- efficient solution to. Net position as of the fiscal year ended June 30, 2017, totaled $1.4 million. Service fee revenues remain static in this fund without a ballot measure to increase assessed fees. CAPITAL ASSETS GASB Statement 34 requires the City to add infrastructure to its reportable capital assets. Infrastructure includes streets, drainage systems, and traffic control and safety devices. Previously, governments excluded the value of such property from their reports of capital assets. The City has successfully reported on the depreciated value of all such assets acquired or built since 1980. The City reports the depreciated book value of other types of capital assets such as buildings, land, equipment and furniture, on the City-wide Statement of Net Assets. Such information is summarized below and is more completely detailed in Note 3 to the Basic Financial Statements. The City depreciates all its capital assets, except land and construction in progress. 22 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information At June 30, 2017, the City had $380.9 million in capital assets, net of depreciation, representing an increase of $20.3 million from the prior year, primarily in the Governmental Activities land category, reflecting the transfer of property from the Successor Agency. The City's various capital asset types used in governmental and business-type activities, are illustrated in Table 7 below: Table 7 Capital Assets (in Millions) at June 30 Governmental Activities: Land Buildings and improvements Equipment and vehicles Furniture and fixtures Infrastructure -streets* Infrastructure -traffic control devices* Infrastructure -storm drains* Construction in progress Less accumulated depreciation Totals * Additions during the fiscal year only Business-type Activities Land Buildings and improvements Clean water facilities and transmission line Infrastructure -storm drains Infrastructure -streets Equipment and vehicles Construction in progress Less accumulated depreciation Totals Total City 2017 2016 $ $ $ 70.2 91.5 21.6 2.6 195.0 9.5 8.9 10.8 (154.1) 256.0 1.4 66.7 75.5 4.8 7.4 18.5 6.9 (56.3) $ 124.9 $ 380.9 23 $ $ $ 47.6 85.0 19.8 1.8 183.1 5.1 8.9 26.8 (144.7) 233.4 1.4 66.7 75.5 4.8 7.4 11.2 12.1 (51.9) $ 127.2 $ 360.6 CITY OF SOUTH SAN FRANCISCO MANAGEMENT'S DISCUSSION AND ANALYSIS Required Supplementary Information DEBT ADMINISTRATION Each of the City's debt issuances is discussed in detail in Note 5 to the Basic Financial Statements. A summary of the City's outstanding debt for the past two fiscal years is as follows: Governmental Activities Loan payable to Successor Agency Capital leases Table 8 Outstanding Debt (In Millions) at June 30 2017 $ 10.7 1.7 Total Governmental Activities Outstanding Debt $ 12.4 Business-type Activities State Water Resources Board loans $ 35 .1 2005 Sewer Bonds 3.6 Total Business-type Activities Outstanding Debt $ 38 .7 2016 $ 10.7 2.2 $ 12.9 $ 39.4 3.8 $ 43.2 The decline in Business-type Activities outstanding debt of $4.5 million is the result of scheduled repayments. The largest remaining debt obligations are the following: Three loans to the City's Sewer Enterprise Fund from the State Water Resources Control Board to finance the expansion of the City's water quality control plant and pay for Wet Weather improvements which will improve environmental impacts on the Bay. Principal and interest repayments commence on the loans upon completion of the project related to each loan package. The three current loans outstanding have fixed interest of 2.6%, 2.5% and 2.4% are due in 2022, 2026 and 2028. Because of the regional benefits and equity interest in these projects, the City of San Bruno shares in the loan repayments for the first two of the three current loans . ECONOMIC OUTLOOK AND MAJOR ACCOMPLISHMENTS The economic outlook and major accomplishments of the City are discussed m the accompanying Transmittal Letter. CONTACTING THE CITY'S FINANCIAL MANAGEMENT This Comprehensive Annual Financial Report is intended to provide readers with a general overview of the City 's finances. Questions about this report or requests for additional financial information should be directed to the City of South San Francisco Finance Department, P.O. Box 711 , South San Francisco, CA 94083, and phone (650) 877-8512. The City's website is at www.ssf.net. 24 CITY OF SOUTH SAN FRANCISCO STATEMENT OF NET POSITION AND STATEMENT OF ACTIVITIES The Statement of Net Position and the Statement of Activities summarize the entire City's financial activities and financial position. The Statement of Net Position reports the excess of the City's total assets and deferred outflows of resources over the City's total liabilities and deferred inflows of resources, including all the City's capital assets and all its long-term debt. The Statement of Net Position focuses the reader on the composition of the City's net position, by subtracting total liabilities from total assets. The Statement of Net Position summarizes the financial position of all the City's Governmental Activities in a single column, and the financial position of all the City's Business-Type Activities in a single column; these columns are followed by a total column which presents the financial position of the entire City. The City's Governmental Activities include the activities of its General Fund, along with all its Special Revenue, Capital Projects and Debt Service Funds. Since the City's Internal Service Funds service these Funds, their activities are consolidated with Governmental Activities, after eliminating inter-fund transactions and balances. The City's Business Type Activities include all its Enterprise Fund activities. The Statement of Activities reports increases and decreases in the City's net position. It is also prepared on the full accrual basis, which means it includes all the City's revenues and all its expenses, regardless of when cash changes hands. This differs from the "modified accrual" basis used in the Fund financial statements, which reflect only current assets, current liabilities, available revenues and measurable expenditures. The Statement of Activities presents the City's expenses first, listed by program, and follow these with the expenses of its business-type activities. Program revenues-that is, revenues which are generated directly by these programs-are then deducted from program expenses to arrive at the net expense of each governmental and business-type program. The City's general revenues are then listed in the Governmental Activities or Business-type Activities column, as appropriate, and the Change in Net Position is computed and reconciled with the Statement of Net Position. Both these Statements include the financial activities of the City and the City of South San Francisco Capital Improvements Financing Authority that is legally separate but a component unit of the City because it is controlled by the City, which is financially accountable for its activities. Data for the South San Francisco Conference Center Authority is reflected as a discretely presented component unit of the City. This data is presented separately from other funds of the City to reflect operations under control of a governing body with a voting majority which is different from the City Council. 25 This Page Left Intentionally Blank ASSETS Cash and investments (Note 2) Receivables: Accounts Accrued interest Loans Due from Conference Center Deposit Inventory Other Restricted cash and investments (Note 2) Internal balances (Note 4 A) Property held for development (Note IN) Capital assets (Note 3): Nondepreciable Depreciable, net accumulated depreciation Total Assets DEFERRED OUTFLOW OF RESOURCES Related to pension (Note 7) Deferred amounts from refunding of debt (Note 5) Total Deferred Outflow of Resources LIABILITIES Accounts payable Accrued salaries and benefits Accrued interest payable Other payable Deposits Unearned revenue Accrued insurance losses (Note 11 ): Due within one year Due in more than one year Compensated absences obligation (Note IL): Due within one year Due in more than one year Debt and capital lease obligations (Note 5): Due within one year Due in more than one year CITY OF SOUTH SAN FRANCISCO STATEMENT OF NET POSITION JUNE 30, 2017 Governmental Activities $116,928,766 6,800,996 338,339 1,475,697 43,668 203,510 474 108,377 77,418 22,482,335 81,058,461 174,959,616 404,477,657 28,332,483 28,332,483 2,756,611 1,569,242 634,197 2,410,033 2,674,256 712,000 12,260,942 3,681,331 2,832,974 Primary Government Business-Type Activities $21,768,943 259,601 63,883 15 (77,418) 8,245,302 116,628,434 146,888,760 3,148,054 3,148,054 765,438 657,288 185,895 7,500 396,691 91,826 4,660,529 34,045,503 OPEB obligations -due in more than one year (Note 9) Net pension liability -due in more than one year (Note 7) 538,421 11,826,254 26,173,032 137,507,433 15,278,604 Total Liabilities DEFERRED INFLOW OF RESOURCES Related to pension (Note 7) Total Deferred Inflow of Resources NET POSITION (Note 6) Net investment in capital assets Restricted for: Debt service Special revenue projects Capital projects Total Restricted Net Position Unrestricted Total Net Position 205,576,726 5,219,201 5,219,201 254,344,554 25,054,817 29,423,276 54,478,093 (86,808,434) $222,014,213 56,089,274 579,911 579,911 86,167,704 7,199,925 $93,367,629 See accompanying notes to financial statements 27 Total $138,697,709 7,060,597 402,222 1,475,697 43,668 203,510 474 108,392 22,482,335 89,303,763 291,588,050 551,366,417 31,480,537 31,480,537 3,522,049 1,569,242 657,288 820,092 2,417,533 2,674,256 712,000 12,260,942 4,078,022 2,924,800 5,198,950 45,871,757 26,173,032 152,786,037 261,666,000 5,799,112 5,799,112 340,512,258 25,054,817 29,423,276 54,478,093 (79 ,608,509) $315,381,842 Component Unit South San Francisco Conference Center $3,240,137 325,234 40,510 1,522 480,922 3,619,573 7,707,898 24,304 24,304 306,554 51,003 11,881 252,744 445,000 460,000 1,527,182 2,714,573 480,922 480,922 3,009,525 $6,205,020 Functions/Programs Primary Government Governmental Activities: General Government Fire Police Public Works Parks and Recreation Library CITY OF SOUTH SAN FRANCISCO STATEMENT OF ACTIVITIES FOR THE YEAR ENDED JUNE 30, 2017 Expenses $10,253,403 25,750,126 25,838,242 12,396,998 15,217,677 Charges for Services Program Revenues Operating Grants and Contributions $338,764 4,890 611,824 Economic and Community Development 5,184,282 8,927,162 $2,225,049 4,242,940 2,146,909 10,869,608 3,756,369 96,987 3,911,597 2,048,816 777,838 373,937 377,470 Total Governmental Activities Business-type Activities Sewer Parking District Storm Water Total Business-type Activities Total Primary Government Component Unit Conference Center 103,567,890 22,661,768 940,181 1,333,409 24,935,358 $128,503,248 $3,225,404 General revenues: Truces: Property truces Sales truces 27,249,459 19,897,769 916,687 418,840 21,233,296 $48,482,755 $1,852,250 Transient occupancy truces Franchise Fees Other truces Motor vehicle in lieu, unrestricted Property truces in lieu of vehicle license fees Investment earnings Miscellaneous Special Item: 4,533,539 5,763,645 5,763,645 $10,297,184 Assets transferred from the Successor Agency (Note 13G) Transfers (Note 4) Total general revenues, special item and transfers Change in Net Position Net Position -Beginning Net Position -Ending See accompanying notes to financial statements 28 Capital Grants and Contributions $577,995 577,995 $577,995 Net (Expenses) Revenues and Changes in Net Position Primary Government Component Unit South San Francisco Governmental Business-Type Conference Activities Activities Total Center ($7,689,590) ($7,689,590) (21,502,296) (21,502,296) (23,079,509) (23,079,509) 1,099,421 1,099,421 (10,683,470) (I 0,683,4 70) ( 4, 713,358) (4,713,358) (4,638,095) (4,638,095) (71,206,897) (71,206,897) $2,999,646 2,999,646 (23,494) (23,494) (914,569) (914,569) 2,061,583 2,061,583 (71,206,897) 2,061,583 (69,145,314) ($1,373,154) 29,023,618 29,023,618 24,087,776 24,087,776 13,631,507 13,631,507 2,146,545 4,090,073 4,090,073 5,708,187 5,708,187 28,933 28,933 6,133,230 6,133,230 622,518 27,710 650,228 19,152 2,365,820 2,365,820 45,205,422 45,205,422 (1,105,038) 1,105,038 129,792,046 1,132,748 130,924,794 2,165,697 58,585,149 3,194,331 61,779,480 792,543 163,429,064 90,173,298 253,602,362 5,412,477 $222,014,213 $93,367,629 $315,381,842 $6,205,020 29 This Page Left Intentionally Blank FUND FINANCIAL STATEMENTS Major funds are defined generally as having significant activities or balances in the current year. The funds described below were determined to be Major Funds by the City in fiscal 2017. Individual non-major funds may be found in the Supplemental section. GENERAL FUND This fund accounts for resources traditionally associated with government, such as administration, public safety, library, parks maintenance, and recreation, outside of those accounted for in other funds. LOW AND MODERATE INCOME HOUSING ASSETS SPECIAL REVENUE FUND To account for the activities related to the assets assumed by the City as Housing Successor to the housing activities of the former Redevelopment Agency of the City of South San Francisco. CAPITAL IMPROVEMENT CAPITAL PROJECTS FUND To account for expenditures associated with the acquisition, construction, or improvement of City owned facilities and infrastructure. Funding comes from the general fund, special revenue funds, grants and fees. EAST OF 101 SEWER IMP ACT FEES CAPITAL PROJECTS FUND These fees provide new development's share of new and rehabilitated sewer collection and treatment facilities to serve the East of Highway 101 area. EAST OF 101 TRAFFIC IMPACT FEES CAPITAL PROJECTS FUND These fees are to provide new development's share of new and expanded roadway and intersection improvements to serve the East of Highway 101 area. CHILD CARE IMP ACT FEES CAPITAL PROJECTS FUND These citywide fees provide new development's share of new and expanded childcare facilities to serve the childcare needs of working parents. DEVELOPER DEPOSIT FUND To account for a deposit by a large corporation for various capital projects the developer agreed to fund. CAPITAL INFRASTRUCTURE RESERVE FUND Replacement, upgrade, and maintenance of the City's infrastructure are backlogged, constituting a significant liability. Funds are set aside in this fund as part of the budget process and as part of the City's reserve policy to address the replacement and/or upgrade of the city infrastructure (such as parks, buildings, facilities, streets, sidewalks, and storm water facilities). 31 ASSETS Cash and investments (Note 2) Receivables: Accounts Accrued interest Due from Conference Center Loans Due from other funds (Note 4B) Inventory Restricted cash and investments (Note 2) Property held for redevelopment (Note lM) Total Assets LIABILITIES Liabilities: Accounts payable Accrued salaries and benefits Other payable Deposits Unearned revenue Due to other funds (Note 4B) Total Liabilities Fund Balances (Note 6): Nonspendable Restricted Committed Assigned Unassigned Total Fund Balances (Deficits) Total Liabilities and Fund Balances (Deficits) CITY OF SOUTH SAN FRANCISCO GOVERNMENTAL FUNDS BALANCE SHEET JUNE 30, 2017 Low and Moderate General Income Fund Housing Assets $33,222,598 $3,533,395 6,021,069 7,340 64,817 11,414 43,668 1,106,160 336,000 474 20,582,335 $60,270,961 $4,658,309 $2,012,208 1,569,242 278,678 $131 106,610 3,966,738 131 474 4,658,178 11,780,724 5,244,279 39,278,746 56,304,223 4,658,178 $60,270,961 $4,658,309 32 Ca~ital Projects Funds East of 101 Capital Sewer Improvement Impact Fees $5,459 $2,504,553 610,245 8,383 $615,704 $2,512,936 $362,903 6,132 $1,824,713 335,000 704,035 1,824,713 688,223 (88,331) (88,331) 688,223 $615,704 $2,512,936 EastoflOl Traffic Impact Fees $7,019,792 26,201 $7,045,993 $7,045,993 7,045,993 $7,045,993 Capital Projects Funds Child Care Impact Fees $3,388,222 11,466 $3,399,688 $3,399,688 3,399,688 $3,399,688 Developer Deposit $807,622 3,543 $811,165 $738,281 738,281 72,884 72,884 $811,165 33 Capital Infrastructure Reserve Fund $14,473,785 51,660 $14,525,445 $14,525,445 14,525,445 $14,525,445 Other Governmental Funds $24,782,784 152,214 71,657 369,537 108,377 1,900,000 $27,384,569 $167,225 2,702 1,671,752 736,801 1,000 2,579,480 24,805,089 24,805,089 $27,384,569 Total Governmental Funds $89,738,210 6,790,868 249,141 43,668 1,475,697 336,000 474 108,377 22,482,335 $121,224, 770 $2,542,336 1,569,242 281,511 2,410,033 2,674,256 336,000 9,813,378 474 55,195,500 11,780,724 5,244,279 39,190,415 111,411,392 $121,224,770 CITY OF SOUTH SAN FRANCISCO GOVERNMENTAL FUNDS BALANCE SHEET -RECONCILIATION OF GOVERNMENTAL FUND BALANCES TO NET POSITION OF GOVERNMENTAL ACTIVITIES JUNE 30, 2017 Total fund balances reported on the governmental funds balance sheet Amounts reported for Governmental Activities in the Statement of Net Position are different from those reported in the Governmental Funds because of the following: Capital assets used in Governmental Activities are not financial resources and, therefore, are not reported in the Governmental Funds. Internal servi,ce funds are used by management to charge the cost of management of communication, telephone, building, fleet maintenance, equipment replacement, workers' compensation, employee benefits, insurance, and post-retirement healthcare benefits to individual funds. The assets and liabilities are included in Governmental Activities in the Statement ofNet Position. The assets and liabilities below are not due and payable in the current period and therefore are not reported in the funds: Long-term debt Deferred outflows related pension Net pension liability Deferred inflows related to pension Non-current portion of compensated absences Net position of governmental activities See accompanying notes to financial statements 34 $111,411,392 250,225,973 (9,526,437) (10,691,152) 28,332,483 (137,507,433) (5,219,201) (5,011,412) $222,014,213 This Page Left Intentionally Blank CITY OF SOUTH SAN FRANCISCO GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED JUNE 30, 2017 Cal!ital Projects Funds Low and Moderate EastoflOl General Income Capital Sewer Fund Housing Assets Im}!rovement Im}!act Fees REVENUES Property taxes $33,405,829 Sales taxes 24,479,476 Transient occupancy taxes 13,631,507 Franchise Fees 4,090,073 Other taxes 5,708,187 Intergovernmental 1,593,508 $505,664 Interest and rentals 2,784,072 $193,162 $3,065 Licenses and permits 7,823,403 Charges for services 9,451,835 185,752 Fines and forfeitures 899,118 Other 1,092,691 469,014 110,019 Total Revenues 104,959,699 662,176 615,683 188,817 EXPENDITURES Current: City Council 206,950 City Clerk 607,096 City Treasurer 110,559 City Attorney 1,187,716 City Manager 1,948,911 Finance 2,613,473 Non-departmental 1,145,698 2,500 Human Resources 1,571,647 Fire 25,567,548 Police 25,539,781 Public Works 4,654,758 6,250,681 Parks and Recreation 14,897,157 Library 5,157,355 Economic and Co=unity Development 7,158,564 482,081 Other Debt service: Principal repayments Total Expenditures 92,367,213 482,081 6,250,681 2,500 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 12,592,486 180,095 (5,634,998) 186,317 OTHER FINANCING SOURCES (USES) Proceeds from sale of capital assets 1,016,276 Transfers in (Note 4C) 6,021,853 5,179,644 Transfers out (Note 4C) (5,909,636) (1,860~ Total Other Financing Sources (Uses) 112,217 1,016,276 5,179,644 (1,860) Net Change in Fund Balances before special items 12,704,703 1,196,371 (455,354) 184,457 SPECIAL ITEMS Assets transferred from the Successor Agency (Note 13G) 20,582,335 Net Change in Fund Balances 33,287,038 1,196,371 (455,354) 184,457 Fund balances (deficits) -July 1 23,017,185 3,461,807 367,023 503,766 Fund balances (deficits) -June 3 0 $56,304,223 $4,658,178 ~$88,331~ $688,223 See accompanying notes to financial statements 36 Capital Projects Funds East of 101 Capital Other Total Traffic Child Care Developer Infrastructure Governmental Governmental Impact Fees Impact Fees Deposit Reserve Fund Funds Funds $1,751,019 $35,156,848 24,479,476 13,631,507 4,090,073 1,699,142 7,407,329 1,920,599 4,019,771 $9,506 $4,489 $16,555 89,843 3,100,692 7,823,403 109,867 522,858 $5,103 4,209,952 14,485,367 899,118 1,234,901 2,906,625 119,373 527,347 5,103 16,555 10,905,456 118,000,209 206,950 607,096 110,559 1,187,716 1,948,911 2,613,473 2,500 2,880 1,153,578 1,571,647 64,818 25,632,366 458,316 25,998,097 2,500 1,236,026 12,143,965 14,897,157 5,157,355 1,302,466 8,943,111 274,183 274,183 23,000 23,000 2,500 2,500 3,361,689 102,469 ,164 116,873 524,847 5,103 16,555 7,543,767 15,531,045 1,016,276 2,666,000 459,633 14,327,130 (284,133) (5,103) (5, 795,495) (4,372,272) (16,368,499) (284,133) (5,103) (3,129,495) (3,912,639) (1,025,093) (167,260) 524,847 (3,112,940) 3,631,128 14,505,952 20,582,335 (167,260) 524,847 (3,112,940) 3,631,128 35,088,287 7,213,253 2,874,841 72,884 17,638,385 21,173,961 76,323,105 $7,045,993 $3,399,688 $72,884 $14,525,445 $24,805,089 $111,411,392 37 CITY OF SOUTH SAN FRANCISCO Reconciliation of the NET CHANGE IN FUND BALANCES -TOTAL GOVERNMENTAL FUNDS with the STATEMENT OF ACTIVITIES FOR THE YEAR ENDED JUNE 30, 2017 NET CHANGE IN FUND BALANCES -TOTAL GOVERNMENTAL FUNDS Amounts reported for Governmental Activities in the Statement of Activities are different because of the following: Capital Assets Transactions Governmental funds report capital outlays as expenditures. However, in the Statement of Activities the cost of those assets is capitalized and allocated over their estimated useful lives and reported as depreciation expense. Capital assets additions Retirement and adjustment of capital assets Current year depreciation Capital assets transferred from the Successor Agency Long-Term Debt Payments Repayment of principal is an expenditure in the governmental funds, but in the Statement ofNet Position the repayment reduces long-term liabilities. Repayment of principal is added back to fund balance Accrual of Non-Current Items The amount below included in the Statement of Activities does not require the use of current financial resources and therefore is not reported as revenue or expenditures in governmental funds (net change): Compensated absences Net pension liability, and deferred outflows and inflows ofresources Allocation of Internal Service Fund Activity Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue of the internal service fund is reported with governmental activities. CHANGE IN NET POSITION OF GOVERNMENTAL ACTIVITIES See accompanying notes to financial statements 38 $35,088,287 6,313,012 (697,131) (8,4 70,315) 24,623,087 23,000 (381,932) 1,309,858 777,283 $58,585,149 CITY OF SOUTH SAN FRANCISCO GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) Resources (inflows): Property taxes Sales taxes Transient occupancy taxes Franchise fees Other taxes Intergovernmental Interest and rentals Licenses and permits Charges for services Fines and forfeitures Other Amounts available for appropriation Charges to appropriations (outflows) City Council City Clerk City Treasurer City Attorney City Manager Finance Non-depanmental Human Resources Fire Police Public Works Parks and Recreation Library Economic and Community Development Total charges to appropriations OTHER FINANCING SOURCES (USES) Transfe~ in (Note 4C) Transfers out (Note 4C) Total Other Financing Sources (Uses) FOR THE YEAR ENDED JUNE 30, 2017 Budgeted Amounts Original $25,486,789 23,105,336 13,100,000 4,060,000 5,083,400 6,794,956 3,071,500 8,411,713 8,601,108 838,500 165,430 98,718,732 204,499 647,864 123,340 802,002 1,926,245 2,477,795 473,973 1,458,009 25,689,589 27,104,498 4,975,860 14,553,266 5,051,647 10,331,488 95,820,075 6,089,393 (7, 168,980) (1,079,587) Final $32,549,949 23,105,336 13,500,000 4,060,000 5,483,400 2,504,369 3,071,500 8,411,713 8,681,908 838,500 185,930 102,392,605 207,500 703,244 123,340 1,188,002 2,632,838 3,045,461 1,212,102 1,622,360 26,121,215 26,319,956 5,405,341 15,361,255 5,372,318 11,115,411 100,430,343 6,208,393 (11,984,937) (5,776,544) NET CHANGE 1N FUND BALANCES BEFORE SPECIAL ITEMS 1,819,070 (3,814,282) Special Item (Note 13G) 20,582,335 NET CHANGE 1N FUND BALANCE $1,819,070 $16,768,053 Fund Balance -July 1 Adjustment to budgetary basis: Encumbrance adjustments Fund Balance -June 30 See accompanying notes to financial statements 39 Actual Amount $33,405,829 24,479,476 13,631,507 4,090,073 5,708,187 1,593,508 2,784,072 7,823,403 9,451,835 899,118 1,092,691 104,959,699 206,950 631,225 110,559 1,187,716 2,632,068 3,045,450 1,211,362 1,621,682 25,582,889 25,539,781 5,173,685 15,002,999 5,157,355 10,507,771 97,611,492 6,021,853 (5,909,636) 112,217 7,460,424 20,582,335 28,042,759 23,017,185 5,244,279 $56,304,223 Variance with Final Budget Positive (Negative) $855,880 1,374,140 131,507 30,073 224,787 (910,861) (287,428) (588,310) 769,927 60,618 906,761 2,567,094 550 72,019 12,781 286 770 11 740 678 538,326 780,175 231,656 358,256 214,963 607,640 2,818,851 (186,540) 6,075,301 5,888,761 11,274,706 $11,274,706 CITY OF SOUTH SAN FRANCISCO LOW AND MODERATE INCOME HOUSING ASSETS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL REVENUES: Interest and rental Other Total Revenues EXPENDITURES: Current: FOR THE YEAR ENDED JUNE 30, 2017 Budget $167,000 140,000 307,000 Economic and Community Development 977,800 Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds from sale of capital assets Transfers out Total other financing sources (uses) NETCHANGEINFUNDBALANCE Fund balance -July 1 Fund balance -June 30 977,800 (670,800) (230) (230) ($671,030) See accompanying notes to financial statements 40 Actual Amounts $193,162 469,014 662,176 482,081 482,081 180,095 1,016,276 1,016,276 1,196,371 3,461,807 $4,658,178 Variance with Final Budget Positive (Negative) $26,162 329,014 355,176 495,719 495,719 850,895 1,016,276 230 1,016,506 $1,867,401 MAJOR PROPRIETARY FUNDS Proprietary funds account for City operations financed and operated in a manner similar to a private business enterprise. The intent of the City is that the cost of providing goods and services be financed primarily through user charges. The concept of major funds established by GASB Statement 34 extends to Proprietary Funds. The City reported all enterprise funds as major proprietary funds. GASB 34 does not provide for the disclosure of budget versus actual comparisons regarding proprietary funds that are major funds. SEWER ENTERPRISE FUND This fund accounts for user charges and debt proceeds supporting the operation, maintenance, and capital expansion of the wastewater collection and treatment system. PARKING DISTRICT FUND This fund accounts for meter and parking permit fees used to acquire and maintain parking facilities. STORM WATER FUND This fund accounts for user charges sustaining the Storm Water Management Program mandated by state and federal authorities. 41 CITY OF SOUTH SAN FRANCISCO PROPRIETARY FUNDS STATEMENT OF NET POSITION JUNE30,2017 Governmental Business-~l!e Activities -Enterl!rise Funds Activities Sewer Parking Storm Internal Enterl!rise District Water Total Service Funds ASSETS Current assets: Cash and investments (Note 2) $18,649,214 $2,140,040 $979,689 $21, 768,943 $27,190,556 Receivables: Accounts 259,601 259,601 10,128 Accrued interest 52,710 7,402 3,771 63,883 89,198 Deposit 203,510 Restricted cash and investments (Note 2) 15 15 Total current assets 18,961,540 2,147,442 983,460 22,092,442 27,493,392 Noncurrent assets: Capital assets (Note 3): Nondepreciable 6,787,825 1,023,320 434,157 8,245,302 162,140 Depreciable, net accumulated depreciation 105,793,410 10,779,325 55,699 116,628,434 5,629,964 Total non-current assets 112,581,235 11,802,645 489,856 124,873,736 5,792,104 Total Assets 131,542,775 13,950,087 1,473,316 146,966, 178 33,285,496 DEFERRED OUTFLOW Related to pension (Note 7) 3,148,054 3,148,054 LIABILITIES Current liabilities: Accounts payable 709,605 15,542 40,291 765,438 214,275 Other payable 180,421 5,474 185,895 352,686 Accrued interest payable 657,288 657,288 Deposits payable 7,500 7,500 Accrued insurance loss (Note 11) 712,000 Compensated absences obligation (Note 11) 381,085 1,987 13,619 396,691 694,191 Current portion oflong-term debt (Note 5) 4,660,529 4,660,529 538,421 Total current liabilities 6,596,428 23,003 53,910 6,673,341 2,511,573 Noncurrent liabilities: Accrued insurance losses (Note 11) 12,260,942 Compensated absences obligation (Note 11) 74,163 17,663 91,826 808,702 Net OPEB obligation (Note 9) 26,173,032 Noncurrent portion oflong-term debt (Note 5) 34,045,503 34,045,503 1,135,102 Net pension liability (Note 7) 15,278,604 15,278,604 Total noncurrent liabilities 49,398,270 17,663 49,415,933 40,377,778 Total Liabilities 55,994,698 40,666 53,910 56,089,274 42,889,351 DEFERRED INFLOW Related to pension (Note 7) 579,911 579,911 NET POSITION: Net investment in capital assets 73,875,203 11,802,645 489,856 86,167,704 4,118,581 Unrestricted (deficit) 4,241,017 2,106,776 929,550 7,277,343 (13,722,4362 Total Net Position $78,116,220 $13,909,421 $1,419,406 93,445,047 ($9,603,8552 Some amounts reported for business-type activities in the statement of net position are different because certain internal service fund assets and liabilities are included in business-type activities ~77,4182 $93,367,629 See accompanying notes to financial statements 42 CITY OF SOUTH SAN FRANCISCO PROPRIETARY FUNDS STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET POSITION FOR THE YEAR ENDED JUNE 30, 2017 Business-typeActivities -Enterprise Funds Sewer Parking Storm Enterprise District Water Total OPERATING REVEl\'lJES Charges for services $19,795,480 $404,456 $20,199,936 Other cities' participation 5,763,645 5,763,645 Permit fees 102,289 102,289 Parking fees $916,687 916,687 Total Operating Revenues 25,661,414 916,687 404,456 26,982,557 OPERATING EXPENSES Personnel expenses 8,210,747 358,258 1,144,188 9,713,193 Professional services 1,358,364 153,402 32,521 1,544,287 OPEB expenses 535,039 535,039 Program supplies 1,345,831 18,981 32,968 1,397,780 Insurance 187,983 3,297 191,280 Self-insurance and claims Repair and maintenance 1,276,158 22,788 1,298,946 Rents and leases 1,592,100 1,592,100 Utilities 1,481,736 51,219 12,602 1,545,557 Administration 1,290,069 100,900 64,156 1,455,125 Depreciation 4,104,622 255,014 12,378 4,372,014 Other 79,246 216 79,462 Total Operating Expenses 21,461,895 937,774 1,325,114 23,724,783 Operating Income (Loss) 4,199,519 (21,087) (920,658) 3,257,774 NONOPERATING REVEl\'lJES (EXPENSES) Interest income 23,552 2,795 1,363 27,710 Gain on dispositions of capital assets Interest expense (1,085,231) (1,085,231) Other 14,384 14,384 Total Nonoperating Revenues (Expenses) (1,061,679) 2,795 15,747 (1,043, 137) Income (loss) before transfers 3,137,840 (18,292) (904,911) 2,214,637 TRANSFERS Transfers in (Note 4C) 1,860 1,103,178 1,105,038 Transfers out (Note 4C) Change in Net Position 3,139,700 (18,292) 198,267 3,319,675 Net Position (Deficits) -July 1 74,976,520 13,927,713 1,221,139 90,125,372 Net Position (Deficits) -June 30 $78,116,220 $13,909,421 $1,419,406 $93,445,047 Change in Net Position $3,319,675 Some amounts reported for business-type activities in the statement of activities are different because the net revenue (expense) of certain internal service funds is reported with business-type activities (125,344) Change in Net Position of Business-Type Activities $3,194,331 See accompanying notes to financial statements 43 Governmental Activities Internal Service Funds $25,016,836 25,016,836 14,544,617 639,502 2,070,095 1,394,756 1,362,542 3,253,303 1,009,266 29,478 760,921 315,537 25,380,017 (363,181) 32,800 19,646 (65,943) 92,286 78,789 (284,392) 1,032,576 (96,245) 651,939 (10,255,794) ($9,603,855) CITY OF SOUTH SAN FRANCISCO PROPRIETARY FUNDS STATEMENT OF CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2017 Governmental Business-type Activities -Enterprise Funds Activities Sewer Parking Storm Internal Enterprise District Water Total Service Funds CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers $25,981,757 $916,687 $425,377 $27,323,821 Cash payment to suppliers for goods and services (7,858,907) (313,930) (141,010) (8,313,847) ($5,630,718) Cash payment to employees for services (8,393,871) (355,067) (1,169,732) (9,918,670) (14,415,344) Cash received from interfund service provided 25,105,855 Cash payment for judgments and claims (1,681,308) Other receipts 409,917 Net Cash Provided by (Used in) Operating Activities 9,728,979 247,690 (885,365) 9,091,304 3,788,402 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers in 1,860 1,103,178 1,105,038 1,032,576 Transfers out (96,2452 Net Cash Provided by Noncapital Financing Activities 1,860 1,103,178 1,105,038 936,331 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal paid on long-term debt ( 4,536,800) ( 4,536,800) (565,475) Interest paid on long-term debt (1,169,086) (1,169,086) (65,943) Acquisition of capital assets, net (2,588,459) (261,161) (2,849,620) (1,629,268) Proceeds from the sale of capital assets 19,646 Net Cash Used in Capital and Related Financing Activities (8,294,345) (261,1612 (8,555,506) (2,241,040) CASH FLOWS FROM INVESTING ACTIVITIES Interest received 6,052 187 421 6,660 (7,901) Net Cash Provided by Investing Activities 6,052 187 421 6,660 (7,901) Net Increase (Decrease) in cash and cash equivalents 1,442,546 247,877 (42,927) 1,647,496 2,475,792 Cash and cash equivalents, beginning 17,206,683 1,892,163 1,022,616 20,121,462 24,714,764 Cash and cash equivalents, ending $18,649,229 $2,140,040 $979,689 $21,768,958 $27,190,556 Reconciliation of operating income (loss) to net cash provided by operating activities: Operating income (loss) $4,199,519 ($21,087) ($920,658) $3,257,774 ($363,181) Adjustments to reconcile operating income (loss) to cash flows from operating activities: Depreciation 4,104,622 255,014 12,378 4,372,014 760,921 Other non-operating revenue (expenses) 14,384 14,384 92,286 Net change in assets and liabilities: Accounts and lease receivables 320,343 6,537 326,880 (3,267) Accounts payable 1,256,128 15,064 27,538 1,298,730 92,859 Other payable 31,491 (4,492) 26,999 263,832 Accrued insurance losses 1,571,995 OPEB obligations 1,268,332 Compensated absence obligations (37,584) 3,191 (25,544) (59,937) 104,625 (Decrease) increase due to retirement system (145,540) (145,540) Net Cash Provided by (Used in) Operating Activities $9,728,979 $247,690 ($885,3652 $9,091,304 $3,788,402 See accompanying notes to basic financial statements 44 · FIDUCIARY FUND An agency fund is used to account for assets held by the City acting as an agent for another government entity. The financial activity of this fund, excluded from the Entity-wide financial statements, is presented in a separate Fiduciary Fund financial statement. SUCCESSOR AGENCY PRIVATE PURPOSE TRUST FUND The Fund is used to account for the activities of the Successor Agency to the former Redevelopment Agency of the City of South San Francisco. SSF EMPLOYEE DEFERRED COMP TRUST OVERSIGHT FUND This fund is used to pay for the administrative costs of monitoring the Deferred Compensation Funds on behalf of City employees. 45 CITY OF SOUTH SAN FRANCISCO FIDUCIARY FUNDS STATEMENT OF FIDUCIARY NET POSITION JUNE 30, 2017 ASSETS Cash and investments (Note 2) Accounts receivable Interest receivable Advances to the City (Note 5) Loans receivable (Note 13B) Restricted cash and investments (Note 2) Capital assets (Note 13C): Nondepreciable Depreciable, net accumulated depreciation Total Assets LIABILITIES Accounts payable Accrued interest payable Deposits Other accrued liabilities Noncurrent portion of pollution remediation (Note 13E) Long-term debt (Note 13D): Due within one year Due in more than one year Total Liabilities NET POSITION Held in trust for other purposes Successor Agency Private Purpose Trust Fund $1,390,743 2,941 20,285 10,691,152 218,030 31,158,229 2,520,264 521,409 $46,523,053 $3,869 9,333 37,519 537,000 275,000 285,000 1,147,721 $45,375,332 See accompanying notes to financial statements 46 Agency Fund SSF Employee Def Comp Trust Oversight $105,663 318 $105,981 $24,492 81,489 $105,981 CITY OF SOUTH SAN FRANCISCO FIDUCIARY FUNDS STATEMENT OF CHANGES IN FIDUCIARY NET POSITION FOR THE YEAR ENDED JUNE 30, 2017 ADDITIONS Intergovernmental Interest and rentals Other Total Additions DEDUCTIONS Economic and Community Development Interest expense Depreciation Total Deductions SPECIAL ITEMS Assets transferred to the City of South San Francisco (Note 13G) Loss on disposal of capital assets Total Special Items Change in net position NET POSITION HELD IN TRUST FOR OTHER PURPOSES Beginning of the year End of the year See accompanying notes to financial statements 47 Successor Agency Private Purpose Trust Fund $795,840 521,429 23,303 1,340,572 4,223,568 810,400 71,651 5,105,619 45,205,422 3,436,986 48,642,408 (52,407,455) 97,782,787 $45,375,332 This Page Left Intentionally Blank -CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Description of the Financial Reporting Entity As required by generally accepted accounting principles, the financial statements present the City of South San Francisco (the City) as the Primary Government, with its component units for which the City is considered financially accountable. The component units discussed below are included in the City's reporting entity because of the significance of their operational and financial relationships with the City. B. Description of Blended Component Units The accompanying basic financial statements include all funds and boards and commissions that are controlled by the City Council. The basic financial statements include the City's blended component units, entities for which the City is considered to be financially accountable. A blended component unit, although a legally separate entity, is in substance, part of the City's operations and so data from this unit is combined with the City. The City's following blended component units are described below. The City of South San Francisco Capital Improvements Financing Authority is a joint exercise of powers authority created in 1991 between the City and the City of South San Francisco former Redevelopment Agency. The Financing Authority is authorized to borrow money through the purchase or issuance of bonds, notes, or other obligations for the purpose of making loans to the City and other public entities to finance capital improvements. The City Council members serve as the Board of Directors. C. Description of Discrete Component Unit The City of South San Francisco Conference Center Authority was established in 1992 to manage and operate the South San Francisco Conference Center. The Authority is governed by a Board of nine commissioners consisting of two Council members and seven representatives from various businesses appointed by City Council. The Authority does not meet the criteria of a blended component unit, since the City Council is not the component unit's governing body and the Authority does not provide services entirely to the City. However the City is financially accountable and is able to impose its will on the Authority. The Authority is therefore considered a discrete component unit with its financial data reported separately from the financial data of the City. The City of South San Francisco Conference Center Authority financial statements may be obtained from the Authority at 255 South Airport Boulevard, South San Francisco, CA 94080. 49 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Basis of Presentation Government-wide Statements -The Statement of Net Position and the Statement of Activities display information about the primary government (the City) and its component units. These statements include the fmancial activities of the overall City government, except for fiduciary activities. Interfund transfers and amounts owed between funds within the primary government have been eliminated from the statements. Amounts representing interfund services and uses remain in the statements. These statements distinguish between the governmental and business- type activities of the City. Governmental activities generally are financed through taxes, intergovernmental revenues, and other nonexchange transactions. Business-type activities are financed in whole or in part by fees charged to external parties. The Statement of Activities presents a comparison between direct expenses and program revenues for each segment of the business-type activities of the City and for each function of the City's governmental activities. Direct expenses are those that are specifically associated with a program or function and, therefore, are clearly identifiable to a particular function. Program revenues include (a) charges paid by the recipients of goods or services offered by the programs, (b) grants and contributions that are restricted to meeting the operational needs of a particular program and ( c) fees, grants and contributions that are restricted to fmancing the acquisition or construction of capital assets. Revenues that are not classified as program revenues, including all taxes, are presented as general revenues. Fund Financial Statements: The fund financial statements provide information about the City's funds, including fiduciary funds and blended component units. Separate statements for each fund category -governmental, proprietary, and fiduciary -are presented. The emphasis of fund financial statements is on major individual governmental and enterprise funds, each of which is displayed in a separate column. All remaining governmental and enterprise funds are aggregated and reported as nonmajor funds. Proprietary fund operating revenues, such as charges for services, result from exchange transactions associated with the principal activity of the fund. Exchange transactions are those in which each party receives and gives up essentially equal values. Nonoperating revenues, such as subsidies and investment earnings, result from nonexchange transactions or ancillary activities. E. Major Funds Major funds are defined as funds that have either assets, liabilities, revenues or expenditures/expenses equal to ten percent of their fund-type total and five percent of the grand total. The General Fund is always a major fund. The City may also select other funds it believes should be presented as major funds. The City reported the following major governmental funds m the accompanying financial statements: General Fund -Accounts for resources traditionally associated with government, such as administration, public safety, library, parks, maintenance, and recreation, outside of those accounted for in other funds. 50 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Low and Moderate Income Housing Asset Special Revenue Fund -This fund was established to account for the activities related to the assets assumed by the City as Housing Successor to the housing activities of the former Redevelopment Agency of the City. Capital Improvement Capital Projects Fund -Accounts for expenditures associated with the acquisition, construction, or improvement of City-owned facilities and infrastructure. Funding comes from the General Fund, Special Revenue funds, grants and fees. East of 101 Sewer Impact Fees Capital Projects Fund -These fees provide new development's share of new and rehabilitated sewer collection and treatment facilities to serve the East of Highway 101 area. East of 101 Traffic Impact Fees Capital Projects Fund -These fees are to provide new developments share of new and expanded roadway and intersection improvements to serve the East of Highway 101 area. Child Care Impact Fees Capital Projects Fund -These citywide fees provide new development's share of new and expanded childcare facilities to serve the City. Developer Deposits Capital Projects Fund -Accounts for a deposit by a large corporation for various capital projects the developer agreed to fund. Capital Infrastructure Reserve Fund -Replacement, upgrade, and maintenance of the City's infrastructure are backlogged, constituting a significant liability. Funds are set aside in this fund as part of the budget process and as part of the City's reserve policy to address the replacement and/or upgrade of the city infrastructure (such as parks, buildings, facilities, streets, sidewalks, and storm water facilities). The City reported all enterprise funds as major funds in the accompanying financial statements. The enterprise funds are: Sewer Enterprise Fund -Accounts for user charges and debt proceeds supporting the operation, maintenance, and capital expansion of the wastewater collection and treatment system. Parking District Fund -Accounts for meter and parking permit fees used to acquire and maintain parking facilities. Storm Water Fund -Accounts for user charges sustaining the Storm Water Management Program mandated by state and federal authorities. The City also reports the following fund types: Internal Service Funds -These funds account for City services, self insurance, health and retirement benefits, and equipment replacement; all of which are provided to other departments on a cost-reimbursement basis. 51 CITY OF· SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Fiduciary Funds -An agency fund is used to account for assets held by the City as an agent for SSF Employee Deferred Comp Trust Oversight Fund. The Successor Agency Private-Purpose Trust Fund accounts for the accumulation of resources to be used for payments at appropriate amounts and times in the future. The financial activities of the funds are excluded from the Government-wide financial statements, but are presented in the separate Fiduciary Fund financial statements. F. Basis of Accounting The government-wide, proprietary, private-purpose trust fund, and discretely presented component unit financial statements are reported using the economic resources measurement focus and the full accrual basis of accounting. Revenues are recorded when earned and expenses are recorded at the time liabilities are incurred, regardless of when the related cash flows take place. The agency funds which only report assets and liabilities and do not have a measurement focus. Governmental funds are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Under this method, revenues are recognized when measurable and available. The City considers all revenues reported in the governmental funds to be available if the revenues are collected within sixty days after year-end. Expenditures are recorded when the related fund liability is incurred, except for principal and interest on long-term debt, claims and judgments, and compensated absences, which are recognized as expenditures to the extent they have matured. General capital asset acquisitions are reported as expenditures in governmental funds. Proceeds from long-term debt and acquisitions under capital leases are reported as other financing sources. Those revenues susceptible to accrual are property and sales taxes, certain intergovernmental revenues, interest revenue, licenses and permits, charges for services, fines and forfeitures. Sales taxes collected and held by the state at year end on behalf of the City are also recognized as revenue. Other receipts and taxes are recognized as revenue when the cash is received. Non-exchange transactions, in which the City gives or receives value without directly, receiving or giving equal value in exchange, include taxes, grants, entitlements, and donations. On the accrual basis, revenue from taxes is recognized in the fiscal year for which the taxes are levied or assessed. Revenue from grants, entitlements, and donations is recognized in the fiscal year in which all eligibility requirements have been satisfied. Under the terms of grant agreements, the City may fund certain programs with a combination of cost-reimbursement grants, categorical block grants, and general revenue. Thus, both restricted and unrestricted net position may be made available to finance program expenditures. The City's policy is to first apply restricted grant resources to such programs, followed by general revenues if necessary. The City considers restricted shared state revenues such as gasoline taxes and public safety sales taxes, restricted locally imposed transportation sales taxes, fines, forfeitures, licenses, permits, charges for services, and program grants as program revenues. 52 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 !NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) G. Budgets, Budgetary Accounting, and Encumbrances The City is not legally required to budget any of its funds, but does so to enhance City management's effectiveness in their financial planning efforts and to enhance control over the City's operations. Budgets are adopted on a modified accrual basis, except for encumbrances and for the Capital Improvement Fund. Encumbrances are considered expenditures in the year of the purchase order issuance. The Capital Improvement Fund is adopted on a multi-year project basis with unexpended and unencumbered budgets reappropriated in the following year. The City operates under the general laws of the State of California (the State) and annually adopts a budget effective July 1 for the ensuing fiscal year for the General fund; Special Revenue funds; Capital Projects funds except for the Developer Deposits Capital Projects Fund; and Enterprise funds. The budget is adopted by the City Council and controlled at the department level for the General fund and at the fund level or lower for all other funds with adopted budgets. From the effective date of the budget, the amounts stated therein as proposed expenditures become appropriations to the various City departments. The City Council may amend the budget by resolution during the fiscal year. The department heads may authorize transfers within one object category within the same department within a fund. The City Manager may authorize transfers between object categories and departments within a fund. All appropriations lapse at year-end, except for capital projects and encumbrances. Original adopted budgets and final amended budgets are presented in the basic financial statements. Supplementary budget appropriations were necessary during the year ended June 30, 2015. Encumbrance accounting, under which, purchase orders, contracts and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of the budgetary process. Encumbrances outstanding at year-end are reported as reservations of fund balances since they do not constitute expenditures or liabilities. Encumbrances are reappropriated in the following year. The budgetary comparison statements present comparisons of the legally adopted budget with actual charges to appropriations on a budgetary basis. In order to provide a meaningful comparison, the actual charges on a budgetary basis include encumbrances, which is a basis that differs significantly from those used to present financial statements in conformity with generally accepted accounting principles. Certain indirect costs are included in program expenses reported for individual functions and activities. 53 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) I H. Expenditures in Excess of Appropriations -The City had the following General Fund departments with expenditures in excess of appropriations for the year ended June 30, 2017: General Fund: City Council City Attorney City Manager Finance Non-departmental Human Resources Expenditures in Excess of Budget (Non GAAP Legal Basis) $2,450 3,714 16,230 189,710 556,260 74,322 L Cash Equivalents -For purposes of the statement of cash flows, the City considers all highly liquid investments (including all restricted assets) with maturity of three months or less when purchased to be cash equivalents. The City maintains a cash and investment pool that is available for use by all funds. As the proprietary funds' share of this pool is readily available when needed, such share is also considered to be cash equivalent. Deposit assets in the proprietary funds are related to insurance and benefits and are not considered cash equivalents for purposes of the statement of cash flows. J. Inventory and Prepaid Items -consist of consumable supplies. Inventory is stated at cost (first- in, first-out method). The costs are recorded as expenditures at the time the individual inventory or prepaid item is consumed. Reported inventory and prepaid items are equally offset by a fund balance reservation, which indicates that they do not constitute "available spendable resources" even though they are a component of net current assets. K. Capital Assets -Donated capital assets, donated works of art and similar items, and capital assets received in a service concession arrangement are valued at acquisition value. All other capital assets are valued at historical cost or estimated historical cost if actual historical cost is not available. Contributed capital assets are valued at their estimated fair market value on the date contributed. The purpose of depreciation is to spread the cost of capital assets equitably among all users over the life of these assets. The amount charged to depreciation expense each year represents that year's pro rata share of the cost of capital assets. 54 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 J NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) J Depreciation is provided using the straight line method which means the cost of the asset is divided by its expected useful life in years and the result is charged to expense each year until the asset is fully depreciated. The City has assigned the useful lives listed below to capital assets: Buildings Clean water facilities and transmission lines Improvements Machinery and equipment Furniture and fixtures Infrastructure 50 years 40 years 30 years 5-20 years 12 years 20-40 years Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase is reflected in the capitalized value of the asset constructed, net of interest earned on the invested proceeds over the same period. The capitalization level is $20,000 for vehicles, and $100,000 for all else, including all other equipment that is not a vehicle. L. Vacation and Sick Pay -are accrued as earned. Upon termination, employees are paid for all unused vacation at their current hourly rates. After five to twenty years of employment, one half of accumulated sick leave becomes vested, up to a maximum amount as specified under labor contract provisions. The vested portion is available for current use or, if unused, is payable at termination or retirement. The long-term portion of the liability for compensated absences for governmental fund type operations is recorded as compensated absences in the government-wide financial statements. The portion expected to be permanently liquidated is recorded in the Health and Retirement Benefits Internal Service Fund. Proprietary fund liabilities are recorded within their respective funds. The changes of the compensated absences were as follows: Governmental Business-Type Activities Activities Total Beginning Balance $6,027,748 $548,454 $6,576,202 Additions 4,340,262 438,748 4,779,010 Payments (3,853,705) (498,685) (4,352,390) Ending Balance $6,514,305 $488,517 $7,002,822 Current Portion $3,681,331 $396,691 $4,078,022 Compensated absences are liquidated by the fund that has recorded the liability. The long-term portion of governmental activities compensated absences is liquidated primarily by the Health and Retirement Benefits Internal Service Fund. 55 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) I M. Property Tax Levy, Collection and Maximum Rates -State of California Constitution Article XIII A provides that the combined maximum property tax rate on any given property may not exceed 1 % of its assessed value unless an additional amount for general obligation debt has been approved by voters. Assessed value is calculated at 100% of market value as defined by Article XIII A and may be adjusted by no more than 2% per year unless the property is sold, transferred, or substantially improved. The State Legislature has determined the method of distribution of receipts from a 1 % tax levy among the counties, cities, school districts and other districts. The County of San Mateo assesses properties, bills for and collects property taxes on the schedule that follows: Valuation/lien dates Levy dates Due dates (delinquent as of) Secured January 1 July 1 50% on November 1(December10) 50% on February 1 (April 10) Unsecured January 1 July 1 July 1 (August 31) The term "unsecured" refers to taxes on personal property other than land and buildings. These taxes are secured by liens on the property being taxed. Property taxes levied are recorded as revenue and receivables when they are collected during the fiscal year of levy or within 60 days of year-end. N. Land held for development -is stated at the lower of historical cost or net realizable value (equal to agreed upon sales price if a disposition and development agreement has been reached with a developer). 0. Unbilled Services -for the Sewer Rental Enterprise Fund are accrued at year-end. P. Use of Estimates -The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent asset and liabilities at the dates of the financial statements and the reported amounts of revenues and expenditures/expenses during the reporting periods. Actual results could differ from those estimates. Q. Deferred Outflows/Inflows of Resources -In addition to assets, the statement of financial position or balance sheet reports a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position or fund balance that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. In addition to liabilities, the statement of financial position or balance sheet reports a separate section for deferred inflows of resources. This separate financial statement element, deferred iliflows of resources, represents an acquisition of net position or fund balance that applies to a future period( s) and so will not be recognized as an inflow of resources (revenue) until that time. 56 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 [ NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) I R. New Accounting Pronouncements Governmental Accounting Standards Board (GASB) Statement No. 73 -Accounting and Financial Reporting for Pensions and Related Assets that are not within the scope of GASE Statement 68. This Statement establishes requirements for defined benefit pension that are not within the scope of Statement No. 68, Accounting and Financial Reporting for Pensions, as well as for the assets accumulated for purposes of providing those pensions. In addition, it establishes requirements for defined contribution pensions that are not within the scope of Statement 68. It also amends certain provisions of Statement No. 67, Financial Reporting for Pension Plans, and Statement 68 for pension plans and pensions that are within their respective scopes. The statement is effective for the 2016-2017 fiscal year and had no impact on the City's financial statements. Governmental Accounting Standards Board (GASB) Statement No. 74 -Financial Reporting for Postemployment Benefit Plans other than Pension Plans. The objective of this statement is to improve the usefulness of information about postemployment benefits other than pensions (other postemployment benefits or OPEB) included in the general purpose external financial reports of state and local governmental OPEB plans for making decisions and assessing accountability. This Statement replaces Statements No. 43, Financial Reporting for Postemployment Benefit Plans Other Than Pension Plans, as amended, and No. 57, OPEB Measurements by Agent Employers and Agent Multiple-Employer Plans. It also includes requirements for defined contribution OPEB plans that replace the requirements for those OPEB plans in Statement No. 25, Financial Reporting for Defined Benefit Pension Plans and Note Disclosures for Defined Contribution Plans, as amended, Statement 43, and Statement No. 50, Pension Disclosures. The statement is effective for the 2016-2017 fiscal year and had no impact on the City's financial statements. Governmental Accounting Standards Board (GASB) Statement No. 77 -Tax Abatement Disclosures. For financial reporting purposes, this Statement defines a tax abatement as resulting from an agreement between a government and an individual or entity in which the government promises to forgo tax revenues and the individual or entity promises to subsequently take a specific action that contributes to economic development or otheryvise benefits the government or its citizens. This Statement requires governments that enter into tax abatement agreements to disclose information about the agreements, including (1) brief descriptive information, such as the tax being abated, the authority under which tax abatements are provided, eligibility criteria, the mechanism by which taxes are abated, provisions for recapturing abated taxes, and the types of commitments made by tax abatement recipients, (2) the gross dollar amount of taxes abated during the period, and (3) commitments made by a government, other than to abate taxes, as part of a tax abatement agreement. The statement is effective for the 2016-2017 fiscal year and had no impact on the City's financial statements. Governmental Accounting Standards Board (GASB) Statement No. 78 -Pensions Provided through Certain Multiple-Employer Defined Benefit Pension Plans. The objective of this Statement is to address a practice issue regarding the scope and applicability of GASB Statement No. 68, Accounting and Financial Reporting for Pensions-an amendment to GASB Statement No. 27. This issue is associated with pensions provided through certain multiple-employer defined benefit pension plans and to State or local governmental employers who employees are provided with such pensions. The requirements of this Statement are effective for reporting periods beginning after December 15, 2015. This Statement had no impact on the City's financial statements. 57 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) I Governmental Accounting Standards Board Statement (GASB) No. 80 -Blending Requirements for Certain Component Unit -an amendment to GASB Statement No. 14. The objective of this Statement is to improve financial reporting by clarifying the financial statement presentation requirements for certain component units. This Statement amends the blending requirements established in paragraph 53 of GASB Statement No. 14, The Financial Reporting Entity. The additional criterion requires blending of a component unit incorporated as a not-for-profit corporation in which the primary government is the sole corporate member. The additional criterion does not apply to component units included in the financial reporting entity pursuant to the provisions of GASB Statement No. 39, Determining Whether Certain Organizations Are Component Units -an amendment to GASB Statement No. 14. The requirements of this Statement are effective for reporting periods beginning after June 15, 2016 and had no impact on the City's financial statements Governmental Accounting Standards Board Statement (GASB) No. 82, -Pension Issues-an amendment ofGASB Statements No. 67, No. 68, and No. 73. The objective of this Statement is to address certain issues that have been raised with respect to GASB Statement No. 67, Financial Reporting for Pension Plans-an amendment to GASB Statement No. 25, GASB Statement No. 68, Accounting and Financial Reporting for Pensions-an amendment to GASB Statement No. 27, and GASB Statement No. 73, Accounting and Financial Reporting for Pensions and Related Assets That Are Not within the Scope of GASB Statement 68, and Amendments to Certain Provisions of GASB Statements 67 and 68. Specifically, this Statement addresses issues regarding (1) the presentation of payroll-related measures in required supplementary information; (2) the selection of assumptions and the treatment of deviations from the guidance in an Actuarial Standard of Practice for financial reporting purposes; and (3) the classification of payments made by employers to satisfy employee (plan member) contribution requirements. The requirements of this Statement are effective for reporting periods beginning after June 15, 2016, except for the requirements of this Statement for the selection of assumptions in a circumstance in which an employer's pension liability is measured as of a date other than the employer's most recent fiscal year end. In that circumstance, the requirements for the selection of assumptions are effective for that employer in the first reporting period in which the measurement date of the pension liability is on or after June 15, 2017. This statement had no significant impact on the City's financial statements. S. Fair Value Measurements Fair value is defmed as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The fair value hierarchy categorizes the inputs to valuation techniques used to measure fair value into three levels based on the extent to which inputs used in measuring fair value are observable in the market. Level 1 inputs are quoted prices (unadjusted) in active markets for identical assets or liabilities. Level 2 inputs are inputs -other than quoted prices included within level 1 -that are observable for an asset or liability, either directly or indirectly. Level 3 inputs are unobservable iri.puts for an asset or liability. If the fair value of an asset or liability is measured using inputs from more than one level of the fair value hierarchy, the measurement is considered to be based on the lowest priority level input that is significant to the entire measurement. 58 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 2 -CASH AND INVESTMENTS I The City's goal is to invest at the maximum yield, consistent with safety and liquidity, while individual funds can process payments for expenditures at any time. A. Policies The City invests in individual investments and in investment pools. Individual investments are evidenced by specific identifiable securities instruments, or by an electronic entry registering the owner in the records of the institution issuing the security, called the book entry system. In order to increase security, the City employs the Trust Department of a bank as the custodian of certain City managed investments, regardless of their form. California Law requires banks and savings and loan institutions to pledge government securities with a market value of 110% of the City's cash on deposit, or first trust deed mortgage notes with a market value of 150% of the deposit, as collateral for these deposits. Under California Law this collateral is held in a separate investment pool by another institution in the City's name and places the City ahead of general creditors of the institution. The City's investments are carried at fair value, as required by generally accepted accounting principles. The City adjusts the carrying value of its investments to reflect their fair value at each fiscal year end, and it includes the effects of these adjustments in income for that fiscal year. B. Classification Cash and investments as of June 30, 2017 are classified in the financial statements as shown below, based on whether or not their use is restricted under the terms of City debt instruments or agency agreements. Financial Statement Presentation: Statement ofNet Position: City of South San Francisco: Cash and investments available for operations Restricted cash and investments Total Primary Government cash and investments Statement ofFiduciary Assets: Cash and investments available for operations Restricted cash and investments Total Fiduciary cash and investments Conference Center: Cash and investments available for operations Restricted cash and investments Total South San Francisco Conference Center cash and investments Total cash and investments 59 $13 8,697, 709 108,392 138,806,101 1,496,406 31,158,229 32,654,635 3,240,137 480,922 3,721,059 $175,181,795 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 2 -CASH AND INVESTMENTS (Continued) I The City does not allocate investments by fund. Each proprietary fund's portion of Cash and Investments Available for Operations is in substance a demand deposit available to finance operations, and is considered a cash equivalent in preparing the statement of cash flows. C. Investments Authorized by the California Government Code and the City's Investment Policy The City's investment policy and the California Government Code allow the City to invest in the following provided the credit ratings of the issuers are acceptable to the City and approved percentages and maturities are not exceeded. The table below also identifies certain provisions of the California Government Code, or the City's Investment Policy where it is more restrictive: Authorized Investment Type U.S. Treasury Obligations U.S. Agency Securities Asset-Backed Securities Connnercial Paper Repurchase Agreements Local Agency fuvestment Fund (LAIF) Money Market Mutual Funds Corporate Medium-Term Notes Supranational Obligations Maximum Maturity 5 years 5 years 5 years 270 days 90days Upon Demand NIA 5 years 5 years Minimum Credit Quality NIA NIA AA Al,Pl AA NIA Highest Rating Category A AA Maximum Percentage of Portfolio No Limit 25% 20% 25% No Limit $65 million 20% 30% 30% Maximum Investment in One Issuer No Limit No Limit No Limit 5% No Limit No Limit 10% 5% 10% The City of South San Francisco Conference Center Authority (Authority) maintains its cash and investments separately from the City. The investment policy of the Authority contains no limitations on the amount that can be invested in any one issue beyond that stipulated by the California Government Code. 60 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 [ NOTE 2 -CASH AND INVESTMENTS (Continued) D. Investments Authorized by Debt Agreements The Successor Agency to the former Redevelopment Agency must maintain required amounts off cash and investments with trustees or fiscal agents under the terms of certain debt issues. These funds are unexpended bond proceeds or are pledged as reserves to be used if the City fails to meet its obligations under these debt issues. The California Government Code requires these funds to be invested in accordance with City ordinance bond indentures or State statute. The table below identifies the investment types that are authorized for investments held by fiscal agents. The table also identifies certain provisions of these debt agreements: Authorized Investment TYJIC U.S. Treasury Obligations U.S. Agency Securities Commercial Paper State and Local Investment Pool Guaranteed Investment Contracts (fully collateraliz.ed) (A) Municipal Obligations State Obligations Maximum Maturity NIA NIA 270days NIA NIA NIA NIA Minimum Credit Quality NIA NIA Highest Rating Category Highest Rating Category AAA Highest Rating Category Two Highest Rating Categories Maximum Percentage of Portfolio No Limit No Limit No Limit No Limit No Limit No Limit No Limit (A) Guaranteed Investment Contracts must be fully collateralized with U.S. Treasury Obligations or U.S. Agency Obligations. 61 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 2 -CASH AND INVESTMENTS (Continued) I The City of South San Francisco Conference Center Authority must maintain required amounts of cash and investments with trustees or fiscal agents under the terms of certain debt issues. These funds are unexpended bond proceeds or are pledged as reserves to be used ifthe Authority fails to meet its obligations under these debt issues. The California Government Code requires these funds to be invested in accordance with the Authority's ordinance, bond indentures or State statute. The table below identifies the investment types that are authorized for investments held by fiscal agents. The table also identifies certain provisions of these debt agreements: Minimum Maximum Maximum Credit Percentage Authorized Investment Type Maturi!}: Quali!}'. of Portfolio U.S. Treasury Obligations NIA NIA No Limit U.S. Agency Securities NIA NIA 10% Negotiable Certificates ofDeposit NIA A No Limit Commercial Paper NIA Aaa No Limit Corporate Notes NIA A No Limit Money Market NIA NIA No Limit Guaranteed Investment Contracts (fully collateraliz.ed) (A) NIA AAA No Limit (A) Guaranteed Investment Contracts must be fully collateralized with U.S. Treasury Obligations or U.S. Agency Obligations. 62 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 2 -CASH AND INVESTMENTS (Continued) E. Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Normally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. The City also manages its interest rate risk is by holding most investments to maturity, thus reversing unrealized market gains and losses. Information about the sensitivity of the fair values of the City's investments (including investments held by bond trustee) to market interest rate fluctuations is provided by the following table that shows the distribution of the City's investments by maturity or earliest call date: Remaining maturity City and Fiduciary: U.S. Agency Securities Non-callable U.S. Treasury Notes Local Agency Investment Fund Money Market Funds Guaranteed Investment Agreements Corporate Notes Commercial Paper Asset-Backed Securities Supranational Obligations South San Francisco Conference Center: Local Agency Investment Fund Money Market Funds Total Investments Less than 1 year $61,140,370 23,855,234 3,083,238 2,712,089 480,922 $91,271,853 Cash in Banks and on Hand -City of South San Francisco Cash in Banks and on Hand -South San Francisco Conference Center Total Cash and Investments One to Five Years $23,853,192 21,703,495 303,000 19,572,677 8,508,998 6,522,240 $80,463,602 Total $23,853,192 21,703,495 61,140,370 23,855,234 303,000 19,572,677 3,083,238 8,508,998 6,522,240 2,712,089 480,922 171, 735,455 2,918,292 528,048 $175,181,795 The City is a participant in the Local Agency Investment Fund (LAIF) that is regulated by California Government Code Section 16429 under the oversight of the Treasurer of the State of California. The City reports its investment in LAIF at the fair value amount provided by LAIF, which is the same as the value of the pool share. The balance is available for withdrawal on demand, and is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. Included in LAIF's investment portfolio are collateralized mortgage obligations, mortgage-backed securities, other asset-backed securities, loans to certain state funds, and floating rate securities issued by federal agencies, government-sponsored enterprises, United States Treasury Notes and Bills, and corporations. At June 30, 2017, these investments have an average maturity of 197 days. Money market funds are available for withdrawal on demand and as of June 30, 2017 have an average maturity of 36 days. 63 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 2 -CASH AND INVESTMENTS (Continued) I F. Credit Risk G. Credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the actual rating as of June 30, 2017, for each of the Primary Government's investment types as provided by Moody's investment rating system, except as noted: Investment T:t:Ee Aaa Aaa-mf Aal-Aa3 Al-A3 P-1 Total City and Fiduciary: U.S. Agency Securities Non-callable $23,853,192 $23,853,192 Money Maiket Funds $23,855,234 23,855,234 Corporate Notes 2,137,799 $2,458,913 $14,975,965 19,572,677 Commercial Paper $3,083,238 3,083,238 Asset-Backed Securities 5,345,203 5,345,203 Supranational Obligations 6,522,240 6,522,240 South San Francisco Conference Center: Money Market Funds 480,922 480,922 Totals $37,858,434 $24,336,156 $2,458,913 $14,975,965 $3,083,238 82,712,706 City and Fiduciary: Not rated: Guaranteed Investment Agreements 303,000 Asset Backed Securities 3,163,795 Local Agency Investment Fund 61,140,370 Exempt.from credit rate disclosure: U.S. Treasuiy Notes 21,703,495 South San Francisco Conference Center: Not rated: Local Agency Investment Fund 2,712,089 Total Investments $171, 735,455 Concentration of Credit Risk The City's investment policy contains limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code. Investments in any one issuer, other than U. S. Treasury securities, mutual funds, and external investment pools that represent 5% or more of total Entity-wide investments are as follows at June 30, 2017: Issuer Federal National Mortgage Association 64 Investment Type U.S. Agency Securities Amount $11,478,950 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 2 -CASH AND INVESTMENTS (Continued) H. Fair Value Hierarchy The City categorized its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure fair value of assets. Level 1 inputs are quoted prices in an active market for identical assets; Level 2 inputs are significant other observable inputs; and Level 3 inputs are significant unobservable inputs. The following is a summary of the fair value hierarchy of the fair value of investments of the City as of June 30, 2017: Investments by Fair Value Level: City and Fiduciary: U.S. Agency Securities Non-callable U.S. Treasury Notes Corporate Notes Commercial Paper Asset Backed Securities Supranational Obligations Totals Investments Measured at Amortized Cost: City and Fiduciary: Guaranteed Investment Agreements Money Market Mutual Funds South San Francisco Conference Center: Money Market Mutual Funds Investments Exempt from Fair Value Hierarchy: City and Fiduciary: Local Agency Investment Fund South San Francisco Conference Center: Local Agency Investment Fund Total Investments Level2 $23,853,192 21,703,495 19,572,677 3,083,238 8,508,998 6,522,240 $83,243,840 Total $23,853, 192 21,703,495 19,572,677 3,083,238 8,508,998 6,522,240 83,243,840 303,000 23,855,234 480,922 61,140,370 2,712,089 $171,735,455 All Investments classified in Level 2 of the fair value hierarchy are valued using various pricing techniques maintained by Interactive Data Pricing, including benchmark curves, sector groupings and matrix pricing. These prices are obtained from various pricing sources by the City's investment manager. Money market funds and guaranteed investment agreements were reported at amortized cost. 65 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 NOTE 3 -CAPITAL ASSETS A. Capital Asset Changes -Changes in capital assets during the fiscal year consist of: Balance Transfers from Balance June 30, 2016 Additions Retirements Transfers Successor Agency June 30, 2017 Governmental activities Capital assets not being depreciated: Land $47,563,435 ($7,481,022) $30,153,572 $70,235,985 Construction in Progress 26,684,122 $5,958,669 (14,051) ($21,968,404) 10,660,336 Total capital assets not being depreciated 74,247,557 5,958,669 (7,495,073) (21,968,404) 30,153,572 80,896,321 Capital assets being depreciated: Buildings and Improvements 84,955,957 (710,000) 4,939,432 2,266,120 91,451,509 Infrastructure -Streets 183,079,365 11,848,800 194,928, 165 Infrastructure -Storm Drains 8,927,492 8,927,492 Infrastructure -Traffic Control Devices 5,138,138 4,403,511 9,541,649 Equipment and Vehicle 6,387,999 354,343 (77,289) 6,665,053 Furniture and Fixtures 1,837,554 776,661 2,614,215 Total capital assets being depreciated 290,326,505 354,343 (787,289) 21,968,404 2,266,120 314, 128,083 Less acclUTiulated depreciation for: Buildings and Improvements (32,650,324) (2,235,450) 71,000 (359,663) (35,174,437) Infrastructure -Streets (90,483,589) (5,528,966) (96,012,555) Infrastructure -Storm Drains (2,957,561) (204,500) (3,162,061) Infrastructure -Traffic Control Devices (2,586,321) (293,288) (2,879,609) Equipment and Vehicle (5,993,033) (144,686) 77,289 (6,060,430) Furniture and Fixtures (1,445,914) (63,425) (1,509,339) Total accumulated depreciation (136,116,742) (8,4 70,315) 148,289 (359,663) (144,798,431) Net Governmental Fund Capital Assets Being Depreciated 154,209, 763 (8,115,972) (639,000) 21,968,404 1,906,457 169,329,652 Internal Service Fund Capital Assets Capital assets not being depreciated: Construction in Progress 103,736 162,140 (103,736) 162,140 Total capital assets not being depreciated 103,736 162,140 (I 03, 736) 162,140 Capital assets being depreciated: Equipment and Vehicle 13,399,977 1,467,128 (83,403) 103,736 14,887,438 Accumulated depreciation (8,579,956) (760,921) 83,403 (9,257,474) Net Internal Service Fwtd Capital Assets Being Depreciated 4,820,021 706,207 103,736 5,629,964 Governmental activity capital assets, net $233,381,077 ($1,288,956) ($8,134,073) $32,060,029 $256,018,077 66 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 !NOTE 3-CAPITAL ASSETS (Continued) I Balance June 30, 2016 Additions Retirements Transfers Business-type activities Capital assets, not being depreciated: Land $1,396,758 Balance June 30, 2017 $1,396,758 Construction in Progress 12,111,583 $2,512,908 ($776,755) ($6,999,192) ____ 6-'-,8_4~8,,_5_44_ Total capital assets not being depreciated Capital assets being depreciated: Buildings and Improvements Clean Water Facilities and Lines Infrastructure -Storm Drains Infrastructure -Streets Equipment and Vehicle Furniture and Fixtures Total capital assets being depreciated Less accumulated depreciation for: Buildings and Improvements Clean Water Facilities and Lines Infrastructure -Storm Drains Infrastructure -Streets Equipment and Vehicle Furniture and Fixtures Total accumulated depreciation Net capital assets being depreciated Business-type activity capital assets, net Component Unit: 13,508,341 66,715,639 75,522,774 4,773,977 7,377,546 11,179,118 31,154 165,600,208 (14,543,959) (25,389,813) (716,094) (1,421,551) (9,833,073) (31,154) (51,935,644) 113,664,564 $127,172,905 South San Francisco Conference Center Buildings and Improvements Furniture and Fixtures Machinery and equipment Total: Less accumulated depreciation Component mit, net 2,512,908 336,692 336,692 (1,611,714) (1,888,070) (159,132) (209,570) (503,528) (4,372,014) (4,035,322) ($1,522,414) Balance Jme 30, 2016 $10,654,098 714,158 206,896 11,575,152 (7,871,477) $3,703,675 (776,755) -~<~6,_99_9~,1_92~) ____ 8~,2_4~5,'-3_02_ 6,999,192 6,999,192 6,999,192 ($776,755) Additions Retirements $280,006 ($111,647) 67,307 43,127 (12,466) 390,440 (124, 113) (474,542) 124, 113 ($84,102) 66,715,639 75,522,774 4,773,977 7,377,546 18,515,002 31,154 172,936,092 (16,155,673) (27,277,883) (875,226) (1,631,121) (10,336,601) (31,154) (56,307,658) 116,628,434 $124,873,736 Balance Jme 30, 2017 $10,822,457 781,465 237,557 11,841,479 (8,221,906) $3,619,573 B. Capital Asset Contributions -Some capital assets may have been acquired using federal and State grant funds, or were contributed by developers or other governments. Contributed capital assets are valued at their estimated acquisition value on the date contributed. GASB Statement 34 requires that these contributions be accounted for as revenues at the time the capital assets are contributed. 67 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 !NOTE 3 -CAPITAL ASSETS (Continued) I C. Depreciation Allocation -Depreciation expense is charged to functions and programs based on their usage of the related assets. The amounts allocated to each function or program are as follows: Governmental Activities Governmental functions General government Fire Police Public works Parks and recreation Library :Economic and community development Total Governmental Functions Internal Service Funds Total Governmental Activities Business-Type Activities Sewer Enterprise Parking District Storm Water Total Business-Type Activities I NOTE 4 -INTER-FUND TRANSACTIONS A. Internal Balances $627,468 385,741 50,479 6,915,857 403,851 60,001 26,918 8,470,315 760,921 $9,231,236 $4,104,621 255,015 12,378 $4,372,014 Internal balances are presented in the Entity-wide financial statements only. They represent the net interfund receivables and payables remaining after the elimination of all such balances within governmental and business-type activities. B. Inter-Jund Receivables and Payables Amounts due to or due from other funds reflect inter-fund balances for services rendered or short- term loans expected to be repaid in the next fiscal year. Due From Other Fund General Fund Due to Other Fund Capital Improvement Capital Projects Fund Non-major Governmental Funds 68 Amount $335,000 1,000 $336,000 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 NOTE 4 -INTER-FUND TRANSACTIONS (Continued) C. Transfers Resources may be transferred from one City fund to another. Transfers routinely fund capital projects or capital outlays, lease or debt service payments, and operating expenses. The purpose of majority of these transfers is to reimburse a fund that has made an expenditure on behalf of another fund. Some expenditures reimbursed were for capital projects, debt service, maintenance and operating expenses, and contributions for post-employment benefits. Transfers between funds during the fiscal year ended June 30, 2017 were as follows: FROMFUND (OUI) General Fund Fast oflOl Sewer Impact Fees Capital Project Fund Fast oflOl Traffic Impact Fees Capital Project Fund Developer Deposit Capital Projects Funds Capital Infrastructure Reserve Capital Projects Fund Non-major Governmental Funds Internal Service Funds TOFUND(IN) Capital Improvement Capital Projects Fund Capital Infrastructure Reserve Capital Projects Fund Storm Water Fnterpris e Fund Internal Service Funds Sewer Enterprise Fund Capital Improvement Capital Projects Fund Capital Improvement Capital Projects Fund General Fund Capital Improvement Capital Projects Fund Non-major Governmental Funds General Fund Capital Improvement Capital Projects Fund Capital Infrastructure Reserve Capital Projects Fund Storm Water Enterprise Fund Capital Improvement Capital Projects Fund Total 69 AMOUNT $2,335,199 2,266,000 275,861 1,032,576 1,860 284,133 5,103 4,426,952 908,910 459,633 1,594,901 1,550,054 400,000 827,317 96,245 $16,464,744 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 5 -LONG-TERM DEBT I A. Current Year Transactions and Balances A summary of governmental and business-type activities transactions for the fiscal year ended June 30, 2017 follows: Authorized and Balance at Balance at Current Issued June 30, 2016 Retirement June 30, 2017 Portion Gowrnmental Acti\ities: 2007 Loans Payable to the Successor Agency (1) $10,714,152 $23,000 $10,691,152 Total Gowrnmental Acti\ities Debt 10,714,152 23,000 10,691,152 Capitall.eases (2): 2008 Two Fire Trucks 260,154 100,982 159,172 $105,061 2010 Two Ambulances 131,959 87,190 44,769 44,768 2010 Two Fire Trucks 558,395 115,736 442,659 120,353 2013 Fire Truck 937,135 123,576 813,559 126,860 2014 Sweeper 351,355 137,991 213,364 141,379 Total Capital Leases 2,238,998 565,475 1,673,523 538,421 Net Gowrnmental Long-Term Debt $12,953,150 $588,475 $12,364,675 $538,421 Business-Type Acti\ities: 1999 State Water Resources Loan, 2.6%, due 8/ 1/22 (3) $47, 721,252 $20,705,346 $2,735,082 $17,970,264 $2,806,193 2004 State Water Resources Loan, 2.5%, due 111/27 (3) 21,258,529 12,270,846 1,095,280 11,175,566 1,122,663 2008 State Water Resources Loan, 2.4%, (4) 9,164,505 6,416,640 426,438 5,990,202 436,673 2005 Sewer Revenue Bonds, 2.75 to 5.0%, due 04/30/26 (5) 6,000,000 3,850,000 280,000 3,570,000 295,000 Total Fnterprise Fund Long-Term Debt $84,144,286 $43,242,832 $4,536,800 $38,706,032 $4,660,529 Component Unit-Conference Center: 2003 Revenue Bonds, 2.25% to 4.0%, due 9/1/18 (6) $5,865,000 $1,330,000 $425,000 $905,000 $445,000 Unamortized refunding loss on 2003 bonds (50,819) (26,515) (24,304) Total Conference Center $5,865,000 $1,279,181 $398,485 $880,696 $445,000 70 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 5 -LONG-TERM DEBT (Continued) I (1) As of June 30, 2017, the Oyster Point Improvements Impact Fund owed Successor Agency (formerly the Merged Redevelopment Project Area Capital Project Fund) for developer fees in the amount of $10,691,152 for the Flyover and Hook.ramps Projects that were completed in prior years. The outstanding balance will be paid off from the future developer fees. With the dissolution of the Agency effective January 31, 2012, the Successor Agency assumed the asset which the City is to repay. This payable is recorded as a long-term obligation (see also Note 13). Prior to the dissolution of all Redevelopment Agencies in California by the State, the former Redevelopment Agency (Agency) advanced $12,176,207 to the Oyster Point Improvement Impact Fee Capital Projects Fund (the Oyster Point Fund). The impact fees are collected according to a fee methodology adopted under the terms of AB 1600. The fees are assessed against commercial development in a specific geographic area that is primarily east of Highway 101 to repay the former Agency for the funds it advanced to the Oyster Point Fund to pay for freeway interchange improvements at Highway 101 and Oyster Point Blvd, and are assessed per an adopted Engineering report's formula that measures each new development's impact on the area's trip traffic. While the former Agency advanced the funds, the impact fee was put in place specifically to charge future developers for their share of traffic trips generated prior to the construction of the improvements. When the Agency was dissolved, the Successor Agency, and therefore, all local taxing entities, are entitled to receive future Oyster Point Impact fees collected by the City from developers. Future developers, not the City of South San Francisco, are legally obligated to pay the future fees until the liability owed to the Successor Agency is paid off as long as the fee continues to be levied and is in place. The repayment has significantly slowed since 2007, as development has subsided and fees assessed have therefore dropped. Management believes it may take 10-3 0 years or more before the Successor Agency is fully paid back. (2) The City has entered into long-term capital leases with various financing agencies. Under these capital leases, all leased assets shall be distributed to the City at the end of the lease terms and shall thereafter remain the sole property of the City. Therefore, these capital leases have been recorded at the present value of the future minimum lease payments at the date of inception of the lease, and the corresponding assets have been included in the Statement of Net Position as appropriate. Capital lease payments are made from revenues of the Equipment Replacement Internal Service Fund and the General Fund. (3) The two loans were authorized by the State Water Resources Control Board to improve and expand the City's wastewater treatment plant. Loan proceeds were issued as the projects progressed and debt service payments commenced one year after project completion. Sewage treatment user fees support the debt service payments. (4) State Water Resources Control Board Loan -In November 2007, the City approved the $11.8 million loan agreement with State Water Resources Control Board (SWRCB) to finance the City's Wet Weather Program project. Under the terms of the contract, the City has agreed to repay $11.8 million to the State in exchange for receiving $9.2 million in proceeds to be used to fund the Project. The difference between the repayment obligation and proceeds amounted to $2.6 million and represents in-substance interest on the outstanding balance. Debt service payments commenced on August 15, 2009. 71 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 5 -LONG-TERM DEBT (Continued) I (5) On October 25, 2005, the California Statewide Communities Development Authority issued 2005D Water and Wastewater Revenue Bonds. The City participated in the pooled bond sale and the City's portion of debt is $6,000,000. Proceeds were used to finance sewer system capital improvement. The principal payment on the debt commenced in October 2006 and is due each October 1. Final principal payment is due on October 1, 2026. Interest payment at the rate of 4.457% is payable semi-annually each April 1 and October 1. The 2005 Water and Wastewater Revenue Bonds are secured by a pledge of net revenues of the City's Enterprise system. Net Revenues available for debt service amounted to $8.3 million which represented coverage of 18.5 over the $449,976 in debt service. (6) On June 1, 2003, the City of South San Francisco Capital Improvement Financing Authority (CIF A) issued $5,865,000 of 2003 Revenue Bonds. The CIF A was created through a joint exercise of powers agreement between the City and the City of South San Francisco Financing Authority for the purpose of obtaining financing for capital improvements. The 2003 Revenue Bonds are obligations of the CIF A although the Authority is required to make the bond principal and interest payments in return for the use and ownership of the improvements to the leased buildings that comprise the Conference Center's facilities. The Authority has pledged the $2.50 tax imposed on the City's hotel occupants on a per day per room basis as the sole source of repayment of these obligations. The 2003 revenue bonds are, in substance, obligations of the Authority and have therefore been recorded as such in these discretely presented component unit financial statements. The 2003 revenue bonds were issued for the purpose of refunding the 1993 revenue bonds. The refunding reduced required interest payments and did not extend the maturities on the bonds. The advance refunding reduced the Authority's total debt service payments by $846,859 and resulted in an accounting loss of $401,345, which has been deferred in accordance with GASB Statement No. 23, Accounting and Financial Reporting for Refunding of Debt Reported by Proprietary Activities. This loss is being amortized over the remaining life of the old debt and the remaining balance is reported as a deferred outflow of resources. The 2003 revenue bonds bear interest rates ranging from 2.25% to 4.00% and mature on September 1, 2018. 72 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 5 -LONG-TERM DEBT (Continued) B. Debt Service Requirements Future debt service requirements, including interest and capital leases, but excludes the 2007 and 2008 Loans payable to the Redevelopment Successor Agency at June 30, 2017, were as follows: For the Year Governmental Activities Ended June 30 Principal Interest 2018 $538,422 $47,431 2019 381,483 30,743 2020 263,839 20,330 2021 204,251 11,582 2022 140,892 6,614 2023-2027 144,636 2,870 2026-2029 Totals $1,673,523 $119,570 Business-Type Activities Principal Interest $4,660,530 $1,060,207 4,782,037 942,915 4,906,394 822,328 5,038,676 698,146 5,173,954 570,292 13,024,062 1,025,946 1,120,379 23,621 $38,706,032 $5,143,455 Component Unit Conference Center Authority Principal Interest $445,000 460,000 $905,000 $35,644 18,400 $54,044 Certificates of Participation and Capital Leases are issued for the purpose of financing the construction or acquisition of projects defined in each leasing arrangement. Projects are leased to the City for lease payments which, together with unspent proceeds of the leasing arrangement, will be sufficient to meet the debt service obligations of the leasing arrangement. At the termination of the leasing arrangement, title to the project will pass to the City. Leasing arrangements are similar to debt; they allow investors to participate in a share of guaranteed payments which are made by the City. Because they are similar to debt, the present value of the total of the payments to be made by the City is recorded as long-term debt. The City's leasing arrangements are included in long term obligations discussed above. A summary of capital assets leased through the issuance of leasing arrangements follows: Leasing Arrangement Fund/ Activity Capital Leases Governmental Activity 73 Original Cost $5,842,799 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 6 -NET POSITION AND FUND BALANCES A. Net Position Net Position is the excess of all the City's assets and deferred outflows of resources over all its liabilities and deferred inflows of resources, regardless of fund. Net Position are divided into three captions. These captions apply only to Net Position, which is determined only at the Government-wide level, and are described below: Net Investment in Capital Assets describes the portion of Net Position which is represented by the current net book value of the City's capital assets, less the outstanding balance of any debt issued to finance these assets. Restricted describes the portion of Net Position which is restricted as to use by the terms and conditions of agreements with outside parties, governmental regulations, laws, or other restrictions which the City cannot unilaterally alter. Unrestricted describes the portion of Net Position which is not restricted to use. B. Fund Balance The City's fund balances are classified in accordance with Governmental Accounting Standards Board Statement Number 54 (GASB 54), Fund Balance Reporting and Governmental Fund Type Definitions, which requires the City to classify its fund balances based on spending constraints imposed on the use of resources. For programs with multiple funding sources, the City prioritizes and expends funds in the following order: Restricted, Committed, Assigned, and Unassigned. Each category in the following hierarchy is ranked according to the degree of spending constraint. Nonspendables represents balances set aside to indicate items do not represent available, spendable resources even though they are a component of assets. Fund balances required to be maintained intact, such as Permanent Funds, and assets not expected to be converted to cash, such as prepaids, notes receivable, and land held for redevelopment are included. However, if proceeds realized from the sale or collection of nonspendable assets are restricted, committed or assigned, then Nonspendable amounts are required to be presented as a component of the applicable category. Restricted fund balances have external restrictions imposed by creditors, grantors, contributors, laws, regulations, or enabling legislation which requires the resources to be used only for a specific purpose. Nonspendable amounts subject to restrictions are included along with spendable resources. Committed fund balances have constraints imposed by Council Resolution of the City Council which may be altered only by Council Resolution of the City Council. Nonspendable amounts subject to council commitments are included along with spendable resources. 74 CITY OF soum SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 6 -NET POSITION AND FUND BALANCE (Continued) Assigned fund balances are amounts constrained by the City's intent to be used for a specific purpose, but are neither restricted nor committed. Intent is expressed by the City Council or its designee and may be changed at the discretion of the City Council or its designee. The City Council had delegated authority to the Finance Director to assign fund balances which are not otherwise restricted or committed. This category includes nonspendables, when it is the City's intent to use proceeds or collections for a specific purpose, and residual fund balances, if any, of Special Revenue, Capital Projects and Debt Service Funds which have not been restricted or committed. Unassigned fund balance represents residual amounts that have not been restricted, committed, or assigned. This includes the residual general fund balance and residual fund deficits, if any, of other governmental funds. Minimum Fund Balance Policies -The City's Reserve Policy is to have the General Fund Reserves equal to at least two months of operating revenues of 15% and up to 20%, which is in alignment with GFOA best practices. Included is an emergency reserve that reflects 2% of the general fund operating expenditures budget as well as an economic contingency which is 7% of general fund revenues. Funds in excess of these requirements will continue to be earmarked for paying down long-term liabilities, such as the Retiree Health/Other Post-Employment Benefits (OPEB) or for Infrastructure and Facilities Replacement needs. Detailed classifications of the City's Fund Balances, as of June 30, 2017, are below: CaP!tal Project Funds Low and Moderate F.ast of101 General Income Housing Capital Sewer Fund Balance Classifications Fund Assets lmE!:ovement Im~ctFees Nonspendables: Items not in spendable form: Inventory and prepaid items $474 Total Nonspendable Fund Balances 474 Restricted for: Sewer Impact Fees $688,223 Low and moderate housing projects $4,658,178 Total Restricted Fund Balances 4,658,178 688,223 Committed for: Capital projects 2,490,575 Lo cal services 9,290,149 Total Committed Fund Balances 11,780,724 Assigned to: Capital projects 5,244,279 Total Assigned Fund Balances 5,244,279 Unassigned: General fund 39,278,746 Capital Improvement Fund ~$88,331} Total Unassigned Fund Balances 39,278,746 (88,331) Total Fund Balances $56,304,223 $4,658,178 ($88,331} $688,223 (Continued) 75 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 [ NOTE 6 -NET POSITION AND FUND BALANCE (Continued) c. Ca[!ital Project Funds EastoflOl Capital Other Traffic Child Care Developer Infrastructure Governmental FnndBalance Classifications {continued) Im[!!!ct Fees Im[!!!ct Fees Dei!Qsit Reserve Fund Funds Restricted for: Traffic impact fees projects $7,045,993 Child Care impact fees projects $3,399,688 Developer deposit fees projects $72,884 Capital infrastructure projects $14,525,445 Gas Tax projects $931,545 Developer contnbutions projects 4,877,868 Community Development Block Grant projects 478,890 Maintenance districts projects 2,562,369 Transportation sales tax projects 2,189,418 City programs projects 4,135,445 Other Special Revenues projects 5,221,104 Capital projects activities 4,408,450 Total Restricted Fund Balances 7,045,993 3,399,688 72,884 14,525,445 24,805,089 Total Fnnd Balances $7,045,993 $3,399,688 $72,884 $14,525,445 $24,805,089 Net Deficit The Capital Improvement Capital Projects Fund had net deficit in the amount of $88,331. Future revenues are expected to offset the deficit. The Health and Retirement Benefits Internal Service Fund had net deficit in the amount of $17,704,113 at June 30, 2017. This deficit is attributable to the Net OPEB Obligation described in Note 9. D. Encumbrances The City uses an encumbrance system as an extension of normal budgetary accounting for governmental funds. Under this system, purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of applicable appropriations. Encumbrances outstanding at year-end are recorded as restricted, committed or assigned fund balance, depending on the classification of the resources to be used to liquidate the encumbrance, since they do not constitute expenditures or liabilities. Unexpended appropriations lapse at year-end and must be reappropriated in the following year. Encumbrances outstanding in governmental funds as ofJune 30, 2017, were as listed below: Governmental funds: General Fund Capital Improvement Capital Projects Fund Other Governmental Funds Total 76 Amount $5,244,279 3,767,942 220,876 $9,233,097 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 7 -PENSION PLANS I For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the City's California Public Employees' Retirement System (CalPERS) plans (Plans) and additions to/deductions from the Plans' fiduciary net position have been determined on the same basis as they are reported by the CalPERS Financial Office. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. A. General Information about the Pension Plans Plan Descriptions -All qualified permanent and probationary employees are eligible to participate in the City's separate Safety (police and fire) and Miscellaneous (all other) Plans, agent multiple-employer defined benefit pension plans administered by the California Public Employees' Retirement System (CalPERS), which acts as a common investment and administrative agent for its participating member employers. Benefit provisions under the Plans are established by State statute and City resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provisions, assumptions and membership information that can be found on the CalPERS website. Benefits Provided -CalPERS provides service retirement and disability benefits, annual cost of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The death benefit is one of the following: the Basic Death Benefit, the 1957 ' Survivor Benefit, or the Optional Settlement 2W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees' Retirement Law. The Plans' provisions and benefits in effect at June 30, 2017, are summarized as follows: Miscellaneous Classic Plan Classic Plan PEPRAPlan Hire date Prior to After On or after April 25, 2010 April 25, 2010 January 1,2013 Benefit formula 2.7%@55 2%@60 2%@62 Benefit vesting schedule 5 years service 5 years service 5 years service Benefit payments monthly for life monthly for life monthly for life Retirement age 50-55 50-60 52-62 Monthly benefits, as a% ofeligible compensation 2.0%to2.7% 1.092% to 2.418% l.0%to 2.5% Required employee contnbution rates 8% 7% 6.5% Required employer contribution rates 27.822% 27.822% 27.822% 77 CITY OF soum SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 7 -PENSION PLAN (Continued) I Hire date Benefit fornrula Benefit vesting schedule Benefit payments Retirement age Monthly benefits, as a% of eligible compensation Required employee contnbution rates Required employer contnbution rates Classic Plan Prior to April25,2010 3%@50 5 years service monthly for life 50 3% 9% 43.678% Safety Classic Plan After April 25, 2010 3%@55 5 years service monthly for life 50-55 2.4%to 3.0% 9% 43.678% PEPRAPlan On or after January 1, 2013 2.7%@57 5 years service monthly for life 50-57 2.0%to2.7% 11.5% 43.678% Employees Covered -As of the June 30, 2015 actuarial valuation date and the June 30, 2016 measurement date, the following employees were covered by the benefit terms for the Plans: Inactive employees or beneficiaries currently receiving benefits Inactive employees entitled to but not yet receiving benefits Active employees Total Miscellaneous 413 311 253 977 Safety 271 104 159 534 Contributions -Section 20814(c) of the California Public Employees' Retirement Law requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. Funding contributions for both Plans are determined annually on an actuarial basis as of June 30 by CalPERS. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The City is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. B. Net Pension Liability The City's net pension liability for each Plan is measured as the total pension liability, less the pension plan's fiduciary net position. The net pension liability of each of the Plans is measured as of June 30, 2016, using an annual actuarial valuation as of June 30, 2015 rolled forward to June 30, 2016 using standard update procedures. A summary of principal assumptions and methods used to determine the net pension liability is shown below. 78 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 J NOTE 7 -PENSION PLAN (Continued) I Actuarial Assumptions -For the measurement period ended June 30, 2016, the total pension liabilities were determined by rolling forward the June 30, 2015 total pension liability. The June 30, 2015 total pension liabilities were based on the following actuarial methods and assumptions: Valuation Date Measurement Date Actuarial Cost Method Actuarial Assumptions: Discount Rate Inflation Salary Increase Investment Rate ofRetum Post Retirement Benefit Increase Mortality Miscellaneous and Safety June 30, 2015 June 30, 2016 Entry-Age Nonna.I Cost Method 7.65% 2.75% Varies by Entry Age and Service 7.50% Net of Pension Plan Investment Expenses, includes Inflation Contract COLA up to 2.75% until Purchasing Power applies, 2.75% thereafter Derived using CalPers Membership Data for all Funds (1) (1) The mortality table used was developed based on CalPERS' specific data. The table includes 20 years of mortality improvements using Society of Actuaries Scale BB. For more details on this table, please refer to the CalPERS 2014 experience study report. All other actuarial assumptions used in the June 30, 2015 valuation were based on the results of a January 2015 actuarial experience study for the period 1997 to 2011, including updates to salary increase, mortality and retirement rates. Further details of the Experience Study can be found on the CalPERS website. Discount Rate -The discount rate used to measure the total pension liability was 7.65% for each Plan. To determine whether the municipal bond rate should be used in the calculation of a discount rate for each plan, CalPERS stress tested plans that would most likely result in a discount rate that would be different from the actuarially assumed discount rate. Based on the testing, none of the tested plans run out of assets. Therefore, the current 7.65% discount rate is adequate and the use of the municipal bond rate calculation is not necessary. The long term expected discount rate of 7.65% will be applied to all plans in the Public Employees Retirement Fund (PERF). The stress test results are presented in a detailed report that can be obtained from the CalPERS website. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. 79 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 J NOTE 7 -PENSION PLAN (Continued) I In determining the long-term expected rate of return, CalPERS took into account both short-term and long-term market return expectations as well as the expected pension fund cash flows. Such cash flows were developed assuming that both members and employers will make their required contributions on time and as scheduled in all future years. Using historical returns of all the funds' asset classes, expected compound (geometric) returns were calculated over the short-term (first 10 years) and the long-term (11-60 years) using a building-block approach. Using the expected nominal returns for both short-term and long-term, the present value of benefits was calculated for each fund. The expected rate of return was set by calculating the single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equivalent to the single equivalent rate calculated above and rounded down to the nearest one quarter of one percent. The table below reflects the long-term expected real rate of return by asset class. The rate of return was calculated using the capital market assumptions applied to determine the discount rate and asset allocation. These geometric rates of return are net of administrative expenses. New Strategic Real Return Asset Class Allocation Years 1 -lO(a) Global Equity 51.0% Global Fixed Income 20.0% Inflation Sensitive 6.0% Private Equity 10.0% Real Estate 10.0% Infrastructure and Forestland 2.0% Liquidity 1.0% Total 100% (a) An expected inflation of2.5% used for this period. (b) An expected inflation of3.0% used for this period. 80 5.25% 0.99% 0.45% 6.83% 4.50% 4.50% -0.55% Real Return Years 1 l+(b) 5.71% 2.43% 3.36% 6.95% 5.13% 5.09%> -1.05% CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 7 -PENSION PLAN (Continued) I C Changes in the Net Pension Liability The changes in the Net Pension Liability for each Plan are as follows: Miscellaneous Plan: Increase (Decrease) Total Pension Plan Fiduciary Liabilit~ Net Position Balance at June 30, 2015 $198,871,260 $142,302, 730 Changes in the year: Service cost 3,079,994 Interest on the total pension liability 14,870,988 Changes of benefit tenns Chases of assumptions Differences between actual and expected experience (476,337) Plan to plan resource movement 229 Contribution -employer 5,726,981 Contribution -employees 1,622,453 Net investment income 687,860 Benefit payments, including refunds of employee contributions (11,085,829) (11,085,829) Administrative expenses (86,726) Net changes 6,388,816 (3,135,032) Balance at June 30, 2016 $205,260,076 $139,167,698 Safety Plan: Increase (Decrease) Total Pension Plan Fiduciary Liability Net Position Balance at June 30, 2015 $268,679,186 $195,205,601 Changes in the year: Service cost 5,329,842 Interest on the total pension liability 20,134,558 Changes of benefit tenns Chases of assumptions Differences between actual and expected experience (915,267) Plan to plan resource movement (229) Contribution -employer 8,535,737 Contribution -employees 1,961,907 Net investment income 950,612 Benefit payments, including refunds of employee contributions (14,463,995) (14,463,995) Administrative expenses (118,968) Net changes 10,085,138 (3, 134,936) Balance at June 30, 2016 $278, 764,324 $192,070,665 81 Net Pension Liabilit~/(Asset2 $56,568,530 3,079,994 14,870,988 (476,337) (229) (5,726,981) (1,622,453) (687,860) 0 86,726 9,523,848 $66,092,378 Net Pension Liability/~Asset2 $73,473,585 5,329,842 20,134,558 (915,267) 229 (8,535, 737) (1,961,907) (950,612) 0 118,968 13,220,074 $86,693,659 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 7 -PENSION PLAN (Continued) I Sensitivity of the Net Pension Liability to Changes in the Discount Rate -The following presents the net pension liability of the City for each Plan, calculated using the discount rate for each Plan, as well as what the City's net pension liability would be if it were calculated using a discount rate that is I-percentage point lower or I-percentage point higher than the current rate: Miscellaneous Safety 1% Decrease 6.65% 6.65% Net Pension Liability $91,969,258 $124,134,164 Current Discount Rate 7.65% 7.65% Net Pension Liability $66,092,378 $86,693,659 1% Increase 8.65% 8.65% Net Pension Liability $44,630,768 $55,923,952 Pension Plan Fiduciary Net Position -Detailed information about each pension plan's fiduciary net position is available in the separately issued CalPERS financial reports. D. Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions For the year ended June 30, 20I 7, the City recognized negative pension expenses of $986,502 and $468,896 for the Miscellaneous and Safety Plans, respectively. At June 30, 2017, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Miscellaneous Plan: Pension contributions subsequent to measurement date Changes of assumptions Differences between actual and expected experience Net differences between projected and actual earnings on plan investments Total 82 Deferred Outflows Deferred Inflows of Resources of Resources $5,228,454 ($674,931) (599,362) 7,536,073 $12,764,527 ($1,274,293) CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 7 -PENSION PLAN (Continued) I Safety Plan: Pension contributions subsequent to measurement date Changes of assumptions Differences between actual and expected experience Net differences between projected and actual earnings on plan investments Total Deferred Outflows of Resources $8,071,060 10,644,950 $18, 716,010 Deferred Inflows ofResources ($2,052,483) (2,472,336) ($4,524, 819) $13 ,299 ,514 reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended June 30, 2017. Other amounts reported as deferred outflows ofresources and deferred inflows of resources related to pensions will be recognized as pension expense as follows: Miscellaneous Plan: Year Ended June 30 2018 2019 2020 2021 Safety Plan: Year Ended June 30 2018 2019 2020 2021 83 Annual Amortization ($165,956) 917,804 3,509,205 2,000,727 Annual Amortization ($1,316,785) (28,854) 4,706,291 2,759,479 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 !NOTE 8-DEFERRED COMPENSATION PLAN I A. Deferred Compensation Plan City employees may defer a portion of their compensation under a City sponsored Deferred Compensation Plan created in accordance with Internal Revenue Code Section 457. Under this Plan, participants are not taxed on the deferred portion of their compensation until it is distributed to them; distributions may be made only at termination, retirement, death or in an emergency as defined by the Plan. The laws governing deferred compensation plan assets require plan assets to be held by a Trust for the exclusive benefit of plan participants and their beneficiaries. Since the assets held under these plans are not the City's property and are not subject to City control, they have been excluded from these financial statements. I NOTE 9 -OTHER POST-EMPLOYMENT BENEFITS The City provides certain health care benefits for all employees who retire after attaining age 50 with at least five years of service or disability at any age. The City provides certain health care benefits for those employees hired prior to April 25, 2010. In order to reduce the City's OPEB obligations over time, the City changed to a defined contribution post-retirement health plan for employees hired as of April 25, 2010 or after. For those new hires, the City is now providing a medical after retirement health plan (MARA), and contributes 1.5% of salary for those plans. Benefits are provided as authorized by various memorandums of understanding entered into by the City and its employees. As of June 30, 2017, approximately 384 retirees were eligible to receive benefits. The City provides fully paid medical coverage under various health care plans. A summary of eligibility and retiree contribution requirements are shown below by bargaining unit: Eligibility *Hired< 4/25/2010 * Age 50 and 5 years City service or disability at any age after 5 years service Medical Benefit *City pays single premium up to largest HMO single premium. Cap for 2016/2017: -$1,097.70/month pre-65 (Blue Shield) -$575. 70/month post-65 Medical eligible (Blue Shield) -$1,720.17/ month post-65 not Medicare eligible (Kaiser) * Medicare ineligible retirees allowed to stay in their pre-Medicare premium plans after age 65 *City pays premium and reimburses Medicare Part B hired before 4/25/2010 only Surviving Spouse *Participation with premium payment Benefit * AFSCME, Local 1569, Mid-Management, IAFF -surviving spouses covered 2 months following death of retiree Dentai Vision, & Life None 84 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 9 -OTHER POST-EMPLOYMENT BENEFITS (Continued) During fiscal year 2009, the City implemented the provisions of Governmental Accounting Standards Board Statement No. 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other Than Pensions. This Statement establishes uniform financial reporting standards for employers providing postemployment benefits other than pensions (OPEB). The provisions of this statement are applied prospectively and do affect prior years financial statements. Required disclosures are presented below. The City offers retirees a single- employer postemployment benefits plan that is administered by the City. The City's Health and Retirement Benefits Fund hold assets designated forthe payment of City's OPEB obligations. The City joined the California Employers' Retiree Benefit Trust (CERBT), an agent multiple- employer plan administered by CALPERS, consisting of an aggregation of single-employer plans. A. Funding Policy and Actuarial Assumptions The annual required contribution (ARC) was determined as part of a June 30, 2015 actuarial valuation using the entry age normal actuarial cost method. This is a projected benefit cost method, which takes into account those benefits that are expected to be earned in the future as well as those already accrued. The actuarial assumptions included (a) 4.0% investment rate of return if not pre-funded and assets remain in City's own investment portfolio; 5.22% if pre- funded with CERBT, (b) 3.25% projected annual salary increase, (c) 3.0% inflation rate. The actuarial assumptions also included the following health care cost trend: Year Non-Medicare Medicare 2016 Actual Premiums 2017 Actual Premiums 2018 6.5% 6.7% 2019 6.0% 6.1% 2020 5.5% 5.6% 2021+ 5.0% 5.0% The actuarial methods and assumptions used include techniques that smooth the effects of short- term volatility in actuarial accrued liabilities and the actuarial value of assets. Actuarial calculations reflect a long-term perspective and actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events far into the future. Actuarially determined amounts are subject to revision at least biannually as results are compared to past expectations and new estimates are made about the future. The City's OPEB unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on a closed basis using a 22-year amortization period. 85 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 J NOTE 9-OTHER POST-EMPLOYMENT BENEFITS (Continued) B. Funding Progress and Funded Status Generally accepted accounting principles permits contributions to be treated as OPEB assets and deducted from the Actuarial Accrued Liability (AAL) when such contributions are placed in an irrevocable trust or equivalent arrangement. In fiscal year 2017, the City made contribution less than the ARC as presented below: Annual required contribution (ARC) Interest on net OPEB Obligation Adjustment to annual required contribution Annual OPEB cost Contributions made: Benefits paid Prefunding contribution to trust Total contributions Change in net OPEB Asset I (Obligation) Net OPEB Asset I (Obligation) at June 30, 2016 Net OPEB Asset I (Obligation) at June 30, 2017 $6,233,000 1,153,000 (2,436,000) 4,950,000 2,879,906 801,762 3,681,668 (1,268,332) (24,904, 700) ($26, 173,032) The Plan's annual required contributions and actual contributions for the year ended June 30, 2017 is set forth below (in thousands): Percentage of AnnualOPEB Actual AnnualOPEB NetOPEB Fiscal Year Cost Contribution Contributed Obligation 6/30/2015 $5,884,000 $13,895,000 236% $23,810,700 6/30/2016 5,177,000 4,083,000 79% 24,904,700 6/30/2017 4,950,000 3,681,668 74% 26,173,032 Funded Status and Funding Progress -As of June 30, 2015, the most recent actuarial valuation date, the plan was 21.9% funded. The Actuarial Accrued Liability (AAL) for benefits was $73,752,000 and the Actuarial Value of Plan Assets was $16,175,000 resulting in an Unfunded Actuarial Accrued Liability (UAAL) of $57,577,000. The covered payroll (annual payroll of active employees covered by the plan) was $24,471,000 and the ratio ofUAAL to the covered payroll was 235.3%. The schedule of funding progress presented immediately following the fmancial statements as required supplementary information, presents multi-year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. A separate audited GAAP basis for this post-employment benefit plan report is not available. 86 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 jNOTE 10-JOINTLY GOVERNED ORGANIZATIONS I The City participates in the jointly governed organizations discussed below through formally organized and separate entities established under the Joint Exercise of Powers Act of the State of California. As separate legal entities, these entities exercise full powers and authorities within the scope of the related Joint Powers Agreements including the preparation of annual budgets, accountability for all funds, the power to make and execute contracts and the right to sue and be sued. Each joint organization is governed by a board consisting of representatives from member municipalities. Each board controls the operations of the respective joint organization, including selection of management and approval of operating budgets, independent of any influence by member municipalities beyond their representation on that board. Obligations and liabilities of this joint organization are not the City's responsibility and the City does not have an equity interest in the assets of each joint organization except upon dissolution of the joint organization. A. Oyster Point Marina (OPM) was established in 1977 by the City and the San Mateo County Harbor District (Harbor District) for the purpose of expanding, improving and operating the Oyster Point Marina and Park. The governing board consists of two of the City's council members and two Harbor District commissioners. The Harbor District operates OPM. Operation of the Marina provides revenues for the marina's operations. The City retains title to the land; however, the City is not liable for any obligations of the San Mateo County Harbor District. Condensed unaudited financial information may be obtained from San Mateo County Harbor District, #1 Johnson Pier, Half Moon Bay, CA 94019. B. Peninsula Traffic Congestion Relief Alliance (PTCRA) was formed from the merger of The Inter City Transportation Systems Management Agency and Multi-City Transportation Systems Management Agency (MCTSMA) in 2000. The members are Cities of South San Francisco, Brisbane, Colma, Daly City, Half Moon Bay, Millbrae, Pacifica and San Bruno and seven other members for the purpose of mitigating traffic congestion. The governing board consists of one council member from each member city. The finance director of Daly City acts as the treasurer and controller of PTCRA. The individual cities are not liable for the debts, liabilities or obligations of PTCRA. Each member city has an equal interest in PTCRA. Condensed accrual basis unaudited financial information may be obtained from the City of Daly City Finance Department, 333 90th Street, Daly City, CA 94015. C. City/County Association of Governments (C/CAG) was established in 1990 by the County of San Mateo and the Cities of San Mateo County for preparation, adoption, monitoring and enforcing of Countywide state mandated plans. A Board of Directors consisting of one council member from each member city and one member from the County Board of Supervisors governs C/CAG. The city treasurer of San Carlos acts as the treasurer of C/CAG. The individual cities and the County are not liable for the debts, liabilities, or obligations of C/CAG. Condensed unaudited cash basis financial information may be obtained from the City of San Carlos Finance Department, 666 Elm Street, San Carlos, CA 94070. 87 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 jNOTE 11 -RISK MANAGEMENT A. Insurance Coverage The City participates in Association of Bay Area Governments (ABAG) Plan Corporation, a non profit benefit corporation established to provide liability insurance coverage, claims and risk management, and legal defense to its participating members. ABAG Plan provides $5,000,000 of general liability and automobile coverage per occurrence and is responsible for paying claims in excess of the City's $100,000 self-insured retention. The City's liability coverage through ABAG is a total of $30 million, with the first $5 million covered out of ABAG's financial reserves, and with the next $25 million covered from two excess insurance policies acquired by ABAG. The Plan includes a per occurrence or wrongful act or employee benefit wrongful act up to $10,000,000 with two retained limits of $5,000,000. For the year ended June 30, 2017, the City paid ABAG Plan $1,018,320 in premiums and did not receive a refund of premiums paid in prior years. ABAG Plan has not determined the value of the City's interest in its net position. Financial statements may be obtained from ABAG Services, P.O. Box 2050, Oakland, CA 94694- 2050. The City has also purchased excess coverage insurance for worker's compensation claims from CSAC Excess Insurance Authority $500,000 self-insured retention. For the past five fiscal years, general liability and worker compensation settlements did not exceed insurance coverage. B. Liability for Uninsured Claims The City provides for the uninsured portion of claims and judgments in the Self Insurance Internal Service Fund. Claims and judgments, including a provision for claims incurred but not reported, are recorded when a loss is deemed probable of assertion and the amount of the loss is reasonably determinable. As discussed above, the City has coverage for such claims, but it has retained the risk for the deductible or uninsured portion of these claims. The City's liability for uninsured claims is limited to workers' compensation and general liability claims, as discussed above, and was estimated by management based on prior year's claims experience as follows: June 30, 2017 Fiscal Year Workers' General 2015-2016 Compensation Liability Total Total Balance, beginning of year $11,228,000 $172,947 $11,400,947 $11,344,000 Current year claims and changes in estimates of prior years claims 3,148,309 415,602 3,563,911 2,869,747 Claims Paid (1,681,309) (310,607) (1,991,916) (2,812,800) Balance, end of year $12,695,000 $277,942 $12,972,942 $11,400,947 Current portion $562,000 $150,000 $712,000 $712,000 88 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 12 -COMMITMENTS AND CONTINGENCIES I The City is subject to litigation arising in the normal course of business. In the opinion of the City Attorney there is no pending litigation which is likely to have a material adverse effect on the financial position of the City. The City participates in Federal and State grant programs. These programs have been audited by the City's independent auditors in accordance with the provisions of the Federal Single Audit Act as amended and applicable State requirements. No cost disallowances were proposed as a result of these audits; however, these programs are still subject to further examination by the grantors and the amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time. The City expects such amounts, if any, to be immaterial. A. Rental Revenues From Use of City Property The Conference Center Authority, a discrete component unit, leases land from the City under an operating lease commencing on January 1, 1999, with a 30-year term from February 1, 1999, to January 31, 2029. The rent amount is subject to re-negotiation at the option of either party between January 1 and February 28, 2009 and 2019. These leases are considered for accounting purposes to be operating leases. Property lease revenue from the Conference Center Authority during the year fiscal year ended June 30, 2017, was $420,000. The cost and carrying amount of leased land under this lease receivable is $5,040,000. Future minimum lease payments from the Conference Center Authority land leases are as follows: Year ending June 30 2018 2019 2020 2021 2022 2023-2027 2028-2029 Total 89 Component Unit Conference Center $420,000 420,000 420,000 420,000 420,000 2,100,000 570,000 $4,770,000 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 I NOTE 12 -COMMITMENTS AND CONTINGENCIES (Continued) I Price Club Associates leases the land for the Costco store on South Airport Boulevard from the City. Lease payments are based on a percentage of Costco's gross annual sales, with minimum annual rent set at $400,000, payable in monthly installments of $33,333. In fiscal 2014, Costco exercised the option to extend the lease through fiscal year 2029, with an option for a 6 year extension through fiscal year 2035. In fiscal 2017 lease payments were $400,000. Magnolia Housing leases the land for Magnolia Plaza Senior Apartments from the City. Minimum lease payments are set at $51,800, and are payable through the fiscal year 2062. In fiscal year 2017 lease payments were $51,800. Future minimum lease revenues for the Costco and Magnolia Plaza leases are as follows: Year ending June 30: Costco Ma~nolia Plaza Total 2018 $400,000 $51,800 $451,800 2019 400,000 51,800 451,800 2020 400,000 51,800 451,800 2021 400,000 51,800 451,800 2022 400,000 51,800 451,800 2023-2027 2,000,000 259,000 2,259,000 2028-2032 2,000,000 259,000 2,259,000 2033-2037 800,000 259,000 1,059,000 2038-2042 259,000 259,000 2043-2047 259,000 259,000 2048-2052 259,000 259,000 2053-2057 259,000 259,000 2058-2062 259,000 259,000 $6,800,000 $2,331,000 $9,131,000 NOTE 13 -FORMER REDEVELOPMENT AGENCY DISSOLUTION AND SUCCESSOR AGENCY ACTIVITIES The activities of the Successor Agency are reported in the Successor Agency to the former Redevelopment Agency Private-Purpose Trust Fund as the activities are under the control of the Oversight Board. The City provides administrative services to the Successor Agency to wind down the affairs of the former Redevelopment Agency. Information presented in the following footnotes represents assets and liabilities of the Successor Agency. A. Cash and Investments Cash and investments of the Successor Agency as of June 30, 2017 are discussed in Note 2 to the financial statements. Information presented in the following footnotes represents other assets and liabilities of the Successor Agency as of June 30, 2017. 90 NOTE 13 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 FORMER REDEVELOPMENT AGENCY DISSOLUTION AND SUCCESSOR AGENCY ACTIVITIES (Continued) B. Loans Receivable The Successor Agency assumed the non-housing loans receivable of the former Redevelopment Agency as of February 1, 2012. The former Redevelopment Agency engaged in programs designed to encourage construction of or improvement to low-to-moderate income housing. Under these programs, grants or loans were provided to homeowners or developers who agreed to expend these funds in accordance with the Agency's terms. C. Capital Assets The Successor Agency assumed the capital assets of the former Redevelopment Agency as of February 1, 2012. All capital assets are valued at historical cost or estimated historical cost if actual historical cost is not available. Contributed capital assets are valued at their estimated fair market value on the date contributed. The Successor Agency's policy is to capitalize all assets with costs exceeding certain minimum thresholds and with useful lives exceeding two years. All capital assets with limited useful lives are depreciated over their estimated useful lives. The purpose of depreciation is to spread the cost of capital assets equitably among all users over the life of these assets. The amount charged to depreciation expense each year represents that year's pro rata share of the cost of capital assets. Depreciation of all capital assets is charged as an expense against operations each year and the total amount of depreciation taken over the years, called accumulated depreciation, is reported on the balance sheet as a reduction in the book value of capital assets. Depreciation is provided using the straight line method which means the cost of the asset is divided by its expected useful life in years and the result is charged to expense each year until the asset is fully depreciated. The Successor Agency has assigned the useful lives listed below to capital assets: Buildings Improvements Machinery and equipment Furniture and fixtures 50 years 30 years 5-20 years 12 years Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase is reflected in the capitalized value of the asset constructed, net of interest earned on the invested proceeds over the same period. The capitalization level is $20,000 for vehicles, and $100,000 for all else, including all other equipment that is not a vehicle. 91 CITY OF SOUTH SAN FRANCISCO NOTES TO BASIC FINANCIALS STATEMENTS For the Fiscal Year Ended June 30, 2017 NOTE 13 -FORMER REDEVELOPMENT AGENCY DISSOLUTION AND SUCCESSOR AGENCY ACTIVITIES (Continued) Capital assets recorded at June 30 are comprised of: Balance Transfer to the City Balance June 30, 2016 Additions of South San Francisco June 30, 2017 Nduciary activities Capital assets not being depreciated: Land $52,769,724 ($50,249,460) $2,520,264 Total capital assets not being depreciated 52,769,724 (50,249,460) 2,520,264 Capital assets being depreciated: Buildings and Improvements 3,788,506 (2,860, 716) 927,790 Equipment and Vehicle 242,190 242,190 Furniture and Fixtures 21,506 21,506 Total capital assets being depreciated 4,052,202 (2,860,716) 1,191;486 Less accmnulated depreciation for: Buildings and Improvements (805,650) ($69,646) 467,812 (407,484) Equipment and Vehicle (239,083) (2,005) (241,088) Furniture and Fixtures (21,505) (21,505) Total accwnulated depreciation (1,066,238) (71,651) 467,812 (670,077) Net capital assets being depreciated 2,985,964 (71,651) (2,392,904) 521,409 Nduciary activity capital assets, net $55,755,688 ($71,651) ($52,642,364) $3,041,673 Current year transfers to the City of South San Francisco include properties totaling $20,591,173 transferred from capital assets to property held for redevelopment in the General Fund, which has been reported as a Special Item. D. Long-Term Debt All of the long-term debt of the Successor Agency were issued by the former Redevelopment Agency. Current year transactions were as follows: Balance Balance Current Type ofOblig;ition June 30, 2016 Retirements June 30, 2017 Portion 2006 Revenue Bonds, 3.75 to 5.13%, due 9/1/35 (I) $56,775,000 ($56,775,000) 1999 Revenue Bonds, 3.3 to 5.0%, due 9/1/18 (2) 815,000 (255,000) $560,000 $275,000 Total Successor Agency $57,590,000 ($57 ,030,000) $560,000 $275,000 92 This Page Left Intentionally Blank REQUIRED SUPPLEMENTARY INFORMATION 97 CITY OF SOUTH SAN FRANCISCO REQUIRED SUPPLEMENTARY INFORMATION For the Fiscal Year Ended June 30, 2017 Miscellaneous Agent Multiple-Employer Defined Benefit Pension Plans Last 10 Years* SCHEDULE OF CHANGES IN THENEf PENSION UABil.JfY AND RELATED RATIOS Measurement Date 6/30/2014 6/30/2015 6/30/2016 Total Pension Llali.Iity Service cost $3,449,973 $3,075,813 $3,079,994 Interest on total pension liability 13,930,544 14,393,013 14,870,988 Changes ofbenefit tenIIS Changes ofassumptions (3,374,655) Difference between expected and actual experience (1,567,798) (476,337) Benefit payments, including refunds of employee contributions (9,287,975) (10,407,243) (11,085,829) Net change in total pension liali.Iity 8,092,542 2,119,130 6,388,816 Total pension Iiali.Iity-beginning 188,659,588 196,752,130 198,871,260 Total pension liali.Iity-eming (a) $196,752,130 $198,871,260 $205,260,076 Plan fiduciary net position Contnbutions -employer $4,235,454 $4,546,984 $5,726,981 Contributions -employee 1,466,176 1,411,273 1,622,453 Net investment income 21,712,340 3,221,551 687,860 Other miscellaneous income Benefit payments, including refunds of employee contnbutions (9,287,975) (10,407,243) (11,085,829) Plan to plan resource movement (50,555) 229 Administrative expense (160,268) (86,726) Net change in plan fiduciary net position 18,125,995 (1,438,258) (3,135,032) Plan fiduciary net position -beginning 125,614,993 143,740,988 142,302,730 Plan fiduciary net position -enmng (b) $143,740,988 $142,302,730 $139,167,698 Net pension liability -ending (a)-(b) $53,011,142 $56,568,530 $66,092,378 Plan fiduciary net position as a percentage of the total pension liability 73.06% 71.56% 67.80% Covered payroll $17,725,581 $17,798,104 $21,409,193 Net pension liability as percentage ofcovered- employee payroll 299.07% 317.83% 308.71% Notes to Schedule: Benefit chanr:es. The figures above do not include any liability impact that may have resuhed from plan changes which occurred after the actuarial vaIUation date. This applies for voluntary benefit changes as well as any offers of Two Years Additional Service Credit (a.k.a. GJlden Handshakes). 98 CITY OF SOUTH SAN FRANCISCO REQUIRED SUPPLEMENTARY INFORMATION For the Fiscal Year Ended June 30, 2017 Miscellaneous Agent Multiple-Employer Defined Benefit Pens ion Plans Last 10 Years* SCHEDULE OF CONTRIBUTIONS Fiscal Year Ended June 30 Actuarially determined contnbution Contnbutions in relation to the actuarially determined contnbutions Contnbution deficiency ( e:xces s) Covered payroll Contnbutions as a percentage of covered- employee payroll Notes to Schedule Valuation date: 2015 $4,210,973 4,210,973 $0 $17,798,104 23.66% 6/30/2012 2016 $5,399,856 5,399,856 $0 $21,409,193 25.22% 6/30/2013 Methods and assumptions used to determine contnbution rates: Actuarial cost method Amortization method Remaining amortization period Asset valuation method Inflation Salary increases Investment rate of return Retirement age Mortality Entry age Level percentage of payroll 24 years as of the Valuation Date 15-year smoothed market 2.75% 3.30% to 14.20% depending on Age, Service, and type of employment 7.50% net of administrative expenses The probabilities of Retirement are based on the 2010 Ca!PERS Experience Study for the period from 1997 to 2007 The probabilities of mortality are based on the 2010 CalPERS Experience Study for the period from 1997 to 2007. Pre- retirement and Post-retirement mortality rates include 5 years of projected mortality improvement using Scale AA published by the Society of Actuaries 99 2017 $5,228,454 5,228,454 $0 $29,390,370 17.79% 6/30/2014 CITY OF SOUTH SAN FRANCISCO REQUIRED SUPPLEMENTARY INFORMATION For the Fiscal Year Ended June 30, 2017 Safety Agent l\fultiple-.Employer Defined Benefit Pension Plans Last 10 Years* SCHEDULE OF CHANGES IN TIIENEf PENSION LIABILITY AND RELATED RATIOS Measurement Date 6/30/2014 6/30/2015 6/30/2016 Total Pension Llability Service cost $5,143,842 $4,968,087 $5,329,842 Interest on total pension liability 18,899,544 19,398,484 20,134,558 Changes ofbenefit terms Changes ofassumptions ( 4,789,129) Difference between expected and actual experience ( 4,226,388) (915,267) Benefit payments, including refunds of employee contributions (13, 161,296) (13,556,606) (14,463,995) Net change in total pension liability 10,882,090 1,794,448 10,085,138 Total pension liability-beginning 256,002,648 266,884,738 268,679,186 Total pension liability-ending (a) $266,884,738 $268,679,186 $278,764,324 Plan fiduciary net position Contributions -employer $6,535,399 $7,191,715 $8,535,737 Contributions -employee 2,151,163 1,714,039 1,961,907 Net investment income 29,348,051 4,264,997 950,612 Other miscellaneous income Benefit payments, including refunds of employee contributions (13,161,296) (13,556,606) ( 14,463 ,995) Plan to plan resource movement (229) Administrative expense (219,696) (118,968) Net change in plan fiduciary net position 24,873,317 (605,551) (3,134,936) Plan fiduciary net position -beginning 170,937,835 195,811,152 195,205,601 Plan fiduciary net position -ending (b) $195,811,152 $195,205,601 $192,070,665 Net pension liability -ending (a)-(b) $71,073,586 $73,473,585 $86,693,659 Plan fiduciary net position as a percentage of the total pens ion liability 73.37% 72.65% 68.90% Covered payroll $15,994,412 $16,679,857 $18,986,895 Net pension liability as percentage of covered- employee payroll 444.37% 440.49% 456.60% Notes to Schedule: Benefit chan~es. The figures above do not include any liability impact that may have resulted from plan changes which occurred after the actuarial valuation date. This applies or voluntary benefit changes as well as any offers of Two Years Additional Service Credit (a.k.a. Golden Handshakes). 100 CITY OF SOUTH SAN FRANCISCO REQUIRED SUPPLEMENTARY INFORMATION For the Fiscal Year Ended June 30, 2017 Safety Agent Multiple-Employer Defined Benefit Pens ion Plans Last 10 Years* SCHEDULE OF CONTRIBUTIONS Fiscal Year Ended June 30 Actuarially determined contnbution Contnbutions in relation to the actuarially determined contributions Contnbution deficiency (excess) Covered payroll Contnbutions as a percentage of covered- employee payroll Notes to Schedule Valuation date: 2015 $7,191,715 7,191,715 $0 $16,679,857 43.12% 6/30/2012 2016 $8,538,138 8,538,138 $0 $18,986,895 44.97% 6/30/2013 Methods and assumptions used to determine contnbution rates: Actuarial cost method Amortization method Remaining amortization period Asset valuation method Inflation Salary increases Investment rate of return Retirement age Mortality Entry age Level percentage of payroll 24 years as of the Valuation Date 15-year smoothed market 2.75% 3.300/o to 14.20% depending on Age, Service, and type of employment 7.50% net ofadministrative expenses The probabilities ofRetirement are based on the 2010 CalPERS &perience Study The probabilities of mortality are based on the 2010 CalPERS &perience Study for the period from 1997 to 2007. Pre- retirement and Post-retirement mortality rates include 5 years of projected mortality improvement using Scale AA published by the Society of Actuaries 101 2017 $8,071,060 8,071,060 $0 $19,563,549 41.26% 6/30/2014 Actuarial Valuation Date 6/30/2012 6/30/2013 6/30/2015 CITY OF SOUTH SAN FRANCISCO REQUIRED SUPPLEMENTARY INFORMATION For the Fiscal Year Ended June 30, 2017 Other Post-Emoloyment Benefits Schedule ofFunding Progress (fu Thousands) Overfunded Fntry Age (Underfunded) Actuarial Actuarial Actuarial Value of Accrued Accrued Funded Covered Assets Liability Liability Ratio Payroll $0 $71,306 ($71,306) 0% $31,431 0 66,444 (66,444) 0% 29,914 16,175 73,752 (57,577) 21.9% 24,471 102 Overfunded (Underfunded) Actuarial Liability as Percentage of Covered Payroll (226.91'/o) (222.1%) (235.3%) SUPPLEMENTARY INFORMATION 103 This Page Left Intentionally Blank GENERAL FUND The General Fund is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The General Fund is comprised of the following: GENERAL PURPOSE FUND This fund accounts for resources traditionally associated with government, such as administration, public safety, library, parks maintenance, and recreation, outside of those accounted for in other funds. MEASURE W FUND This fund accounts for revenue as the result of the voter-approved one-half percent sales and use tax. Revenues are committed for maintenance and enhancement of local services. 105 ASSETS Cash and investments Receivables: Accounts Accrued interest Due from Conference Center Due from other funds Inventory Property held for redevelopment Total Assets LIABILITIES Accounts payable Accrued salaries and benefits Other payable Unearned revenue Total Liabilities FUND BALANCES Nonspendable Committed Assigned Unassigned Total Fund Balances CITY OF SOUTH SAN FRANCISCO GENERAL FUND COMBINING BALANCE SHEETS JUNE 30, 2017 General Purpose $25,098,149 4,855,369 64,817 43,668 336,000 474 20,582,335 $50,980,812 $2,012,208 1,569,242 278,678 106,610 3,966,738 474 2,490,575 5,244,279 39,278,746 47,014,074 Total Liabilities and Fund Balances $50,980,812 106 Measure W Total $8,124,449 $33,222,598 1,165,700 6,021,069 64,817 43,668 336,000 474 20,582,335 $9,290,149 $60,270,961 $2,012,208 1,569,242 278,678 106,610 3,966,738 474 $9,290,149 11,780,724 5,244,279 39,278,746 9,290,149 56,304,223 $9,290,149 $60,270,961 CITY OF SOUTH SAN FRANCISCO GENERAL FUND COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED JUNE 30, 2017 General Pu!:eose MeasureW REVENUES Property taxes $33,405,829 Sales taxes 15,593,032 $8,886,444 Transient occupancy taxes 13,631,507 Franchise Fees 4,090,073 Other taxes 5,708,187 Intergovernmental 1,593,508 Interest and rentals 2,784,072 Licenses and permits 7,823,403 Charges for services 9,451,835 Fines and forfeitures 899,118 Other 1,092,691 Total Revenues 96,073,255 8,886,444 EXPENDITURES Current: City Council 206,950 City Clerk 607,096 City Treasurer 110,559 City Attorney 1,187,716 City Manager 1,948,911 Finance 2,613,473 Non-departmental 1,145,698 Human Resources 1,571,647 Fire 25,567,548 Police 25,539,781 Public Works 4,654,758 Parks and Recreation 14,897,157 Library 5,157,355 Economic and Community Development 7,158,564 Total Expenditures 92,367,213 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 3,706,042 8,886,444 OTHER FINANCING SOURCES (USES) Proceeds from sale of capital assets Transfers in 6,021,853 Transfers out (5,031,908) (877,728) Total Other Financing Sources (Uses) 989,945 (877,728) Net Change in Fund Balances before special items 4,695,987 8,008,716 Special Item 20,582,335 Net Change in Fund Balances 25,278,322 Fund balances (deficits) -July 1 21,735,752 1,281,433 Fund balances (deficits) -June 30 $47,014,074 $9,290,149 107 Total $33,405,829 24,479,476 13,631,507 4,090,073 5,708,187 1,593,508 2,784,072 7,823,403 9,451,835 899,118 1,092,691 104,959,699 206,950 607,096 110,559 1,187,716 1,948,911 2,613,473 1,145,698 1,571,647 25,567,548 25,539,781 4,654,758 14,897,157 5,157,355 7,158,564 92,367,213 12,592,486 6,021,853 (5,909,636) 112,217 12,704,703 20,582,335 33,287,038 23,017,185 $56,304,223 CITY OF SOUTH SAN FRANCISCO GENERAL FUND COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 General Purpose Variance with Budgeted Amounts Final Budget Actual Positive Original Final Amount (Negative) Resources (inflows): Property taxes $25,486,789 $32,549 ,949 $33,405,829 $855,880 Sales taxes 16,105,336 16,105,336 15,593,032 (512,304) Transient occupancy taxes 13,100,000 13,500,000 13,631,507 131,507 Franchise fees 4,060,000 4,060,000 4,090,073 30,073 Other taxes 5,083,400 5,483,400 5,708,187 224,787 Intergovernmental 6,794,956 2,504,369 1,593,508 (910,861) Interest and rentals 3,071,500 3,071,500 2,784,072 (287,428) Licenses and permits 8,411,713 8,411,713 7,823,403 (588,310) Charges for services 8,601,108 8,681,908 9,451,835 769,927 Fines and forfeitures 838,500 838,500 899,118 60,618 Other 165,430 185,930 1,092,691 906,761 Amounts available for appropriation 91,718,732 95,392,605 96,073,255 680,650 Charges to appropriations (outflows) City Council 204,499 207,500 206,950 550 City Clerk 647,864 703,244 631,225 72,019 City Treasurer 123,340 123,340 110,559 12,781 City Attorney 802,002 1,188,002 1,187,716 286 City Manager 1,926,245 2,632,838 2,632,068 770 Finance 2,477,795 3,045,461 3,045,450 11 Non-departmental 473,973 1,212,102 1,211,362 740 Human Resources 1,458,009 1,622,360 1,621,682 678 Fire 25,689,589 26,121,215 25,582,889 538,326 Police 27,104,498 26,319,956 25,539,781 780,175 Public Works 4,975,860 5,229,163 5,173,685 55,478 Parks and Recreation 14,553,266 15,361,255 15,002,999 358,256 Library 5,051,647 5,372,318 5,157,355 214,963 Economic and Community Development 10,331,488 11,115,411 10,507,771 607,640 Total charges to appropriations 95,820,075 100,254,165 97,611,492 2,642,673 OTHER FINANCING SOURCES (USES) Transfers in 6,089,393 6,208,393 6,021,853 (186,540) Transfers out (1,668,980) (6,484,937) (5,031,908) 1,453,029 Total Other Financing Sources (Uses) 4,420,413 (276,544) 989,945 1,266,489 NET CHANGE lN FUND BALANCES BEFORE SPECIAL ITEMS 319,070 (5,138,104) (548,292) 4,589,812 Special Item 20,582,335 20,582,335 Net Change in Fund Balances $319,070 $15,444,231 20,034,043 $4,589,812 Fund Balance -July 1 21,735,752 Adjustment to budgetary basis: Encumbrance adjustments 5,244,279 Fund Balance -June 30 $47,014,074 108 MeasureW Total Variance with Variance with Budgeted Amounts Final Budget Budgeted Amounts Final Budget Actual Positive Actual Positive Original Final Amount (Negative) Original Final Amount {Negative) $25,486,789 $32,549,949 $33,405,829 $855,880 $7,000,000 $7,000,000 $8,886,444 $1,886,444 23,105,336 23,105,336 24,479,476 1,374,140 13,100,000 13,500,000 13,631,507 131,507 4,060,000 4,060,000 4,090,073 30,073 5,083,400 5,483,400 5,708,187 224,787 6,794,956 2,504,369 1,593,508 (910,861) 3,071,500 3,071,500 2,784,072 (287,428) 8,411,713 8,411,713 7,823,403 (588,310) 8,601,108 8,681,908 9,451,835 769,927 838,500 838,500 899,118 60,618 165,430 185,930 1,092,691 906,761 7,000,000 7,000,000 8,886,444 1,886,444 98,718,732 102,392,605 104,959,699 2,567,094 204,499 207,500 206,950 550 647,864 703,244 631,225 72,019 123,340 123,340 110,559 12,781 802,002 1,188,002 1,187,716 286 1,926,245 2,632,838 2,632,068 770 2,477,795 3,045,461 3,045,450 11 473,973 1,212,102 1,211,362 740 1,458,009 1,622,360 1,621,682 678 25,689,589 26,121,215 25,582,889 538,326 27,104,498 26,319,956 25,539,781 780,175 176,178 176,178 4,975,860 5,405,341 5,173,685 231,656 14,553,266 15,361,255 15,002,999 358,256 5,051,647 5,372,318 5,157,355 214,963 10,331,488 11,115,411 10,507,771 607,640 176,178 176,178 95,820,075 100,430,343 97,611,492 2,818,851 6,089,393 6,208,393 6,021,853 (186,540) (5,500,000) (5,500,000) (877,728) 4,622,272 (7, 168,980) (11,984,937) (5,909,636) 6,075,301 (5,500,000) (5,500,000) (877,728) 4,622,272 (1,079,587) (5,776,544) 112,217 5,888,761 1,500,000 1,323,822 8,008,716 6,684,894 1,819,070 (3,814,282) 7,460,424 11,274,706 20,582,335 20,582,335 $1,500,000 $1,323,822 8,008,716 $6,684,894 $1,819,070 $16,768,053 28,042,759 $11,274,706 1,281,433 23,017,185 5,244,279 $9,290,149 $56,304,223 109 This Page Left Intentionally Blank MAJORGOVERNMENTALFUNDSOTHERTHAN GENERAL FUND AND SPECIAL REVENUE FUNDS CAPITAL IMPROVEMENT FUND To account for expenditures associated with the acquisition, construction, or improvement of City owned facilities and infrastructure. Funding comes from the general fund, special revenue funds, grants and fees. EAST OF 101 SEWER IMP ACT FEES CAPITAL PROJECTS FUND These fees provide new development's share of new and rehabilitated sewer collection and treatment facilities to serve the East of Highway 101 area. EAST OF 101 TRAFFIC IMP ACT FEES CAPITAL PROJECTS FUND These fees are to provide new development's share of new and expanded roadway and intersection improvements to serve the East of Highway 101 area. CHILD CARE IMP ACT FEES CAPITAL PROJECTS FUND These citywide fees provide new development's share of new and expanded childcare facilities to serve the City. DEVELOPER DEPOSIT CAPITAL PROJECTS FUND These fees provide new development's share of funding for the Oyster Point at Highway 101 interchange improvements. CAPITAL INFRASTRUCTURE RESERVE FUND Replacement, upgrade, and maintenance of the City's infrastructure are backlogged, constituting a significant liability. Funds are set aside in this fund as part of the budget process and as part of the City's reserve policy to address the replacement and/or upgrade of the city infrastructure (such as parks, buildings, facilities, streets, sidewalks, and storm water facilities). 111 CITY OF SOUTH SAN FRANCISCO CAPITAL IMPROVEMENT CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 REVENUES: Intergovernmental Other Total Revenues EXPENDITURES: Current: Public works Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTIIBR FINANCING SOURCES (USES) Proceeds from debt Transfers in Total other financing sources (uses) NET CHANGE IN FUND BALANCE Fund balance -July 1 Adjustment to budgetary basis: Encumbrance adjustments Fund balance -June 30 112 Budget $7,642,594 250,000 7,892,594 33,095,750 33,095,750 (25,203,156) 218,917 24,597,480 24,816,397 ($386,759) Actual Amounts $505,664 110,019 615,683 10,018,623 10,018,623 (9,402,940) 5,179,644 5,179,644 ( 4,223,296) 367,023 3,767,942 ($88,331) Variance with Final Budget Positive (Negative) ($7, 136,930) (139,981) (7,276,911) 23,077,127 23,077,127 15,800,216 (218,917) (19,417,836) (19,636,753) ($3,836,537) CITY OF SOUTH SAN FRANCISCO EAST OF 101 SEWER IMP ACT FEES CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) REVENUES: Interest and rental Charges for services Total Revenues EXPENDITURES: Current: N"on-depar1:nlental Total Expenditures EXCESS (DEFICIEN"CY) OF REVENUES OVER EXPENDITURES OTHER FIN"ANCIN"G SOURCES (USES) Transfers out Total other financing sources (uses) N"ET CHANGE rn FUND BALANCE Fund balance (deficit) -July 1 Fund balance (deficit) -June 30 FOR THE YEAR ENDED JUNE 30, 2017 Budget $185,000 185,000 2,500 2,500 182,500 (342,101) (342,101) ($159,601) 113 Actual Amounts $3,065 185,752 188,817 2,500 2,500 186,317 (1,860) (l,860) 184,457 503,766 $688,223 Variance with Final Budget Positive (Negative) $3,065 752 3,817 3,817 340,241 340,241 $344,058 CITY OF SOUTH SAN FRANCISCO EAST OF 101 TRAFFIC IMPACT FEES CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 REVENUES: Interest and rental Charges for services Total Revenues EXPENDITURES: Current: Public works Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Transfers (out) Total other financing sources (uses) NET CHANGE IN FUND BALANCE Fund balance -July 1 Fund balance -June 30 Budget $109,000 109,000 2,500 2,500 106,500 (3,533,636) (3,533,636) ($3,427, 136) 114 Variance with Final Budget Positive Actual Amounts (Negative) $9,506 $9,506 109,867 867 119,373 10,373 2,500 2,500 116,873 10,373 (284,133) 3,249,503 (284,133) 3,249,503 (167,260) $3,259,876 7,213,253 $7,045,993 CITY OF SOUTH SAN FRANCISCO CAPITAL INFRASTRUCTURE RESERVE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 Variance with Final Budget Final Positive Budget Actual Amounts (Negative) REVENUES: Interest and rental $16,555 $16,555 Total Revenues 16,555 16,555 OTHER FINANCING SOURCES (USES) Transfers in 2,666,000 2,666,000 Transfers out (6,550,040) (5, 795,495) 754,545 Total other financing sources. (uses) (3,884,040) (3, 129,495) 754,545 NET CHANGE IN FUND BALANCE ($3,867,485) (3,112,940) $754,545 Fund balance -July 1 17,638,385 Fund balance -June 30 $14,525,445 117 This Page Left Intentionally Blank NON-MAJOR GOVERNMENTAL FUNDS Special revenue funds are used to account for revenue sources that are restricted by law or administrative action to expenditures for specified purposes. Special revenue funds used by the City of South San Francisco include: Gas Tax -Accounts for State monies received and expended for street improvements, repairs, engineering, and administration under Streets and Highway Code Sections 2105, 2106, 2107, and 2107.5. Includes sales taxes on gasoline received from the State's Traffic Congestion Relief Fund. Developer Contributions -Accounts for fees deposited for planning and engineering reviews or for future project development. Federal Aviation Grant -This fund accounts for federal monies received for insulating structures against airport noise. Community Development Block Grant -Accounts for Federal monies received to be expended for development of jobs and suitable housing for low-income residents. Maintenance District -Accounts for a portion of property tax dedicated to provide for the maintenance of landscaped areas within housing developments. Transportation Sales Tax -Accounts for the sales tax that provides resources for street improvements and repairs. Solid Waste Reduction -Accounts for revenues and expenditures associated with the waste reduction, recycling, composting and household hazardous waste programs for residents and businesses. Supplemental Law Enforcement Services -Accounts for State monies provided for designated Police department services. City Programs -Organizations and individuals provide revenues that fund certain programs and services. Affordable Housing Trust -The inclusionary housing requirement in the City provides that 20% of new residential housing units (for projects of 4 or more units) be affordable. These in-lieu fees (in-lieu of production of affordable housing units by the developer) provide new residential development's share of affordable housing units. PEG Equipment and Access -Accounts for the one percent of money set-aside from cable franchise fees that are used to support public, educational and governmental (PEG) channels. Transit Station Enhancement in-Lieu Fee -Accounts for revenues that are collected as a negotiated community benefit. 119 NON-MAJOR GOVERNMENTAL FUNDS (Continued) Capital projects funds are used to account for resources used for the acquisition and construction of capital facilities or major capital equipment, except for capital improvements financed by proprietary funds. Capital projects funds used at the City of South San Francisco include: Non-obligated Capital Projects -Accounts for the construction of assets financed by non- obligated debt. Public Safety Impact Fee -These fees are to provide new development's share of funding for the replacement of public safety capital equipment, vehicles and facilities. Oyster Point Improvements Impact Fees Capital Projects Fund -These fees provide new development's share of funding for the Oyster Point at Highway 101 interchange improvements. Sewer Capacity Charges -accounts for cost recovery charged to new development based on proportional benefit, associated with providing sewer collection and treatment capacity to new development, both through existing infrastructure provided, and through future capital projects not funded by other sources. 120 This Page Left Intentionally Blank ASSETS Cash and investments Receivables: Accounts Accrued interest Loans Restricted cash and investments Land held for resale Total Assets LIABILITIES Liabilities: Accounts payable Other payable Deposits Due to other funds Unearned revenue Total Liabilities Fund Balances: Restricted Total Fund Balances Total Liabilities and Fund Balances CITY OF SOUTH SAN FRANCISCO NONMAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET JUNE 30, 2017 SPECIAL REVENUE FUNDS Federal Developer Aviation Gas Tax Contributions Grant $927,786 $6,580,266 $734,127 3,759 19,047 2,729 $931,545 $6,599,313 $736,856 $49,693 $55 1,671,752 736,801 1,721,445 736,856 $931,545 4,877,868 931,545 4,877,868 $931,545 $6,599,313 $736,856 122 Community Development Maintenance Block Grant Districts $2,562,671 $91,856 349,331 108,377 $549,564 $2,562,671 $68,129 $302 2,545 70,674 302 478,890 2,562,369 478,890 2,562,369 $549,564 $2,562,671 SPECIAL REVENUE FUNDS Solid Supplemental Affordable PEG Transit Station Transportation Waste Law Enforce-City Housing Equipment and Enhancement Sales Tax Reduction ment Services Programs Trust Access In-Lieu Fee $2,182,696 $527,314 $859 $4,169,031 $1,721,045 $924,056 $57,563 15,840 330 44,188 6,722 244 15,460 6,146 3,052 1,418 20,206 1,900,000 $2,189,418 $543,154 $1,103 $4,184,491 $3,647,727 $971,296 $58,981 $49,046 $157 $1,000 157 1,000 49,046 $2,189,418 542,997 103 4,135,445 $3,647,727 $971,296 $58,981 2,189,418 542,997 103 4,135,445 3,647,727 971,296 58,981 $2,189,418 $543,154 $1,103 $4,184,491 $3,647,727 $971,296 $58,981 (Continued) 123 ASSETS Cash and investments Receivables: Accounts Accrued interest Loans Restricted cash and investments Land held for resale Total Assets LIABILITIES Liabilities: Accounts payable Other payable Deposits Due to other funds Unearned revenue Total Liabilities Fund Balances: Restricted Total Fund Balances Total Liabilities and Fund Balances CITY OF SOUTH SAN FRANCISCO NONMAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET JUNE 30, 2017 CAPITAL PROJECTS FUNDS Non-obligated Public Oyster Point Capital Safety Improvement Projects Imeact Fee Imeact Fees $41,857 $392,544 $29,168 1,590 16 $41,857 $394,134 $29,184 $41,857 $394,134 $29,184 41,857 394,134 29,184 $41,857 $394,134 $29,184 124 Total Sewer Nonmajor Capacity Governmental Char&es Funds $3,931,801 $24, 782, 784 152,214 11,474 71,657 369,537 108,377 1,900,000 $3,943,275 $27,384,569 $167,225 2,702 1,671,752 1,000 736,801 2,579,480 $3,943,275 24,805,089 3,943,275 24,805,089 $3,943,275 $27,384,569 This Page Left Intentionally Blank CITY OF SOUTH SAN FRANCISCO NONMAJORGOVERNMENTALFUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED JUNE 30, 2017 SPECIAL REVENUE FUNDS Federal Community Developer Aviation Development Gas Tax Contributions Grants Block Grant REVENUES Property taxes Other taxes Intergovernmental $1,507,105 $377,470 Interest and rentals 1,216 $8,047 $995 44,349 Charges for services 2,365,609 Other 10,694 Total Revenues 1,508,321 2,373,656 995 432,513 EXPENDITURES Current: Economic and community development 319,643 995 851,305 Public works :Non-departmental Fire Police Other Debt service: Principal repayments Total Expenditures 319,643 995 851,305 EXCESS (DEFICIE:NCY) OF REVENUES OVER (UNDER) EXPE:NDITURES 1,508,321 2,054,013 (418,792) OTHER FINANCING SOURCES (USES) Transfers in Transfers out (1,854,509) (57,200~ Total Other Financing Sources (Uses) (1,854,509) (57,200) :Net Change in Fund Balances (346,188) 1,996,813 (418,792) Fund balance -July 1 1,277,733 2,881,055 897,682 Fund balance -June 30 $931,545 $4,877,868 $478,890 126 Maintenance Districts $1,751,019 1,751,019 1,199,741 1,199,741 551,278 (141,990) (141,990) 409,288 2,153,081 $2,562,369 Transportation Sales Tax $1,568,013 2,755 1,570,768 1,570,768 (657,956) (657,956) 912,812 1,276,606 $2,189,418 Solid Waste Reduction $190,078 190,078 130,523 130,523 59,555 (282,201) (282,201) (222,646) 765,643 $542,997 SPECIAL REVENUE FUNDS Supplemental Law Enforce- ment Services $131,129 139 131,268 131,268 131,268 103 $103 City Programs $5,414 909,264 914,678 203,451 270,338 473,789 440,889 (500,000) (500,000) (59,111) 4,194,556 $4,135,445 127 Affordable Housing Trust $22,008 22,008 22,008 22,008 3,625,719 $3,647,727 PEG Transit Station Equipment and Enhancement Access In-Lieu Fee $1,177 $3,193 182,289 183,466 3,193 2,880 3,845 2,880 3,845 180,586 (652) 459,633 (400,000) 59,633 180,586 58,981 790,710 $971,296 $58,981 (Continued) CITY OF SOUTH SAN FRANCISCO NONMAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED JUNE 30, 2017 CAPITAL PROJECTS FUNDS Non-obligated Public Oyster Point Sewer Capital Safety Improvement Capacity Projects lmJ.!act Fee lmJ.!act Fees Chaq~es REVENUES Property taxes Other taxes Intergovernmental $36,024 Interest and rentals $545 $5 Charges for services 23,650 1,630,615 Other 132,654 Total Revenues 133,199 23,655 1,666,639 EXPENDITURES Current: Economic and community development Public works 36,285 Non-departmental Fire 64,818 Police 123,597 Other Debt service: Principal repayments 23,000 Total Expenditures 188,415 23,000 36,285 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (55,216) 655 1,630,354 OTHER FINANCING SOURCES (USES) Transfers in Transfers out ($475,220) (3,196) Total Other Financing Sources (Uses) (475,220) (3,196) Net Change in Fund Balances (475,220) (58,412) 655 1,630,354 Fund balance -July 1 517,077 452,546 28,529 2,312,921 Fund balance -June 30 $41,857 $394,134 $29,184 $3,943,275 128 Total Nonmajor Governmental Funds $1,751,019 1,699,142 1,920,599 89,843 4,209,952 1,234,901 10,905,456 1,302,466 1,236,026 2,880 64,818 458,316 274,183 23,000 3,361,689 7,543,767 459,633 (4,372,272) (3,912,639) 3,631,128 21,173,961 $24,805,089 This Page Left Intentionally Blank CITY OF SOUTH SAN FRANCISCO NONMAJOR GOVERNMENTAL FUNDS COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 GAS TAX DEVELOPER CONTRIBUTIONS Variance Variance Final Positive Final Positive Budget Actual (Negative) Budget Actual (Negative) REVENUES Property taxes Other taxes Intergovernmental $1,600,736 $1,507,105 ($93,631) Interest and rentals 15,000 1,216 (13,784) $8,047 $8,047 Charges for services $1,702,000 2,365,609 663,609 Other Total Revenues 1,615,736 1,508,321 (107,415) 1,702,000 2,373,656 671,656 EXPENDITURES Current: Economic and community development 438,650 438,341 309 Public works Non-departmental Fire Other Police Debt service: Principal repayments Total Expenditures 438,650 438,341 309 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,615,736 1,508,321 (107,415) 1,263,350 1,935,315 671,965 OTHER FINANCING SOURCES (USES) Transfers in Transfers out (2,927,493) (1,854,509) 1,072,984 (643,512) (57,200) 586,312 Total Other Financing Sources (Uses) (2,927,493) (1,854,509) 1,072,984 (643,512) (57,200) 586,312 NET CHANGE IN FUND BALANCES ($1,311,757) (346, 188) $965,569 $619,838 1,878, 115 $1,258,277 Adjustment to budgetary basis: Encumbrance adjustments 118,698 Fund balance -July 1 1,277,733 2,881,055 Fund balance -June 30 $931,545 $4,877,868 130 FEDERAL AVIATION COMMUNITY DEVELOPMENT GRANT BLOCK GRANT MAINTENANCE DISTRICTS Variance Variance Variance Final Positive Final Positive Final Positive Budget Actual (Negative) Budget Actual (Negative) Budget Actual (Negative) $1,389,805 $1,751,019 $361,214 $647,321 $377,470 ($269,851) $4,000 $995 ($3,005) 44,349 44,349 11,437 10,694 ~7432 4,000 995 (3,005) 658,758 432,513 (226,2452 1,389,805 1,751,019 361,214 500 995 (495) 833,076 931,612 (98,536) 1,559,251 1,199,741 359,510 ___ 5o_o _____ 99_5 ____ (_49_5~) __ 8_3~3,_07_6_ 931,612 (98,5362 1,559,251 1,199,741 359,510 3,500 (3,500) (174,318) (499,099) (324,781) (169,446) __ 55_1.._,2_78 ____ 72_0.._,7_24_ (95,330) 95,330 (218,5212 (141,9902 76,531 (95,3302 95,330 (218,5212 (141,990) 76,531 $3,500 ($3,500) ($269,6482 (499,099) ($229,4512 ($387,9672 409,288 $797,255 80,307 897,682 2,153,081 $478,890 $2,562,369 131 CITY OF SOUTH SAN FRANCISCO NONMAJORGOVERNMENTALFUNDS COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 TRANSPORTATION SALES TAX SOLID WASTE REDUCTION Variance Variance Final Positive Final Positive Budliiet Actual (Neliiative2 Budget Actual (Negative) REVENUES Property taxes Other taxes $1,468,995 $1,568,013 $99,018 Intergovernmental Interest and rentals 25,000 2,755 (22,245) Charges for services $180,000 $190,078 $10,078 Other Total Revenues 1,493,995 1,570,768 76,773 180,000 190,078 10,078 EXPENDITURES Current: Economic and community development 157,697 151,747 5,950 Public works Non-departmental Fire Other Police Debt service: Principal repayments Total Expenditures 157,697 151,747 5,950 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPEN"DITURES 1,493,995 1,570,768 76,773 22,303 38,331 16,028 OTHER FINANCING SOURCES (USES) Transfers in Transfers out (2,581,163) (657,956) 1,923,207 (766,8702 (282,2012 484,669 Total Other Financing Sources (Uses) (2,581,163) (657,9562 1,923,207 (766,8702 (282,201) 484,669 N"ET CHANGE IN FUN"D BALANCES ($1,087,168) 912,812 $1,999,980 ($744,5672 (243,870) $500,697 Adjustment to budgetary basis: Encumbrance adjustments 21,224 Fund balance -July 1 1,276,606 765,643 Fund balance -June 30 $2,189,418 $542,997 132 SUPPLEMENTAL LAW ENFORCEMENT SERVICES Variance Final Positive Budget Actual (Negative) $100,000 $131,129 $31,129 139 139 100,000 131,268 31,268 100,000 131,268 (31,268) 100,000 131,268 (31,268) 103 $103 CITY PROGRAMS Final Budget $909,000 909,000 270,000 226,423 496,423 412,577 (1,622,982) (l,622,982) ($1,210,405) Actual $5,414 909,264 914,678 270,338 203,451 473,789 440,889 (500,000) (500,000) Variance Positive (Negative) $5,414 264 5,678 (338) 22,972 22,634 28,312 1,122,982 1,122,982 (59,111) $1,151,294 4,194,556 $4,135,445 133 (Continued) AFFORDABLE HOUSING TRUST Final Budget $22,000 22,000 22,000 $22,000 Actual $22,008 22,008 22,008 22,008 3,625,719 $3,647,727 Variance Positive (Negative) $8 8 8 $8 CITY OF SOUTH SAN FRANCISCO NONMAJOR GOVERNMENTAL FUNDS COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2017 PEG TRANSIT ENHANCEMENT EQUIPMENT AND ACCESS IN-LIEU FEE Variance Variance Final Positive Final Positive Budll;et Actual (Negative) Budll;et Actual (Negative) REVENUES Property taxes Other taxes Intergovernmental Interest and rentals $5,000 $1,177 ($3,823) $3,193 $3,193 Charges for services Other 125,000 182,289 57,289 Total Revenues 130,000 183,466 53,466 3,193 3,193 EXPENDITURES Current: Economic and community development Public works Non-departmental 209,117 49,380 159,737 Fire Other 3,845 3,845 Police Debt service: Principal repayments Total Expenditures 209,117 49,380 159,737 3,845 3,845 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (79,117) 134,086 213,203 (652) (652) OTHER FINANCING SOURCES (USES) Transfers in $460,000 459,633 (367) Transfers out (400,000) (400,000) Total Other Financing Sources (Uses) 60,000 59,633 (367) NET CHANGE IN FUND BALANCES ($79,117) 134,086 $213,203 $60,000 58,981 ($1,019) Adjustment to budgetary basis: Encumbrance adjustments 46,500 Fund balance -July 1 790,710 Fund balance -June 30 $971,296 $58,981 134 NONOBLIGATED CAPITAL PROJECTS Variance Final Positive Budget Actual (Negative) ($475,220) ($475,220) ---- (475,220) (475,220) ---- ($475,220) (475,220) ==== 517,077 $41,857 PUBLIC SAFETY Final Budget $132,000 132,000 70,294 118,323 188,617 (56,617) IMPACT FEE Actual $545 132,654 133,199 64,818 123,597 188,415 (55,216) Variance Positive (Negative2 $545 654 1,199 5,476 5,274 (2022 1,401 OYSTER POINT IMPROVEMENT IMPACT FEES Variance Final Positive Budget Actual (Negative2 $5 $5 $23,650 23,650 23,650 23,655 5 52,561 52,561 23,000 (23,000) 52,561 23,000 29,561 (28,9112 655 29,566 (137,220) __ (._.3, ...... 19_6~) __ 13_4._,0_24_ --------------- (137,220) (3,196) __ 13_4._,0_24_ --------------- ($193,8372 (58,412) $135,425 ($28,9112 655 $29,566 452,546 28,529 $394,134 $29,184 135 CITY OF SOUTH SAN FRANCISCO NONMAJOR GOVERNMENTAL FUNDS COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL (NON GAAP LEGAL BASIS) FOR THE YEAR ENDED JUNE 30, 2016 SEWER CAP A CITY CHARGES Variance Final Positive Budget Actual (Negative) REVENUES Property taxes Other taxes Intergovernmental $36,024 $36,024 Interest and rentals Charges for services $1,630,000 1,630,615 615 Other Total Revenues 1,630,000 1,666,639 36,639 EXPENDITURES Current: Economic and community development Public works 2,500 36,285 (33,785) Non-departmental Fire Other Police Debt service: Principal repayments Total Expenditures 2,500 36,285 (33,785) EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,627,500 1,630,354 2,854 OTHER FINANCING SOURCES (USES) Transfers in Transfers out I Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES $1,627,500 1,630,354 $2,854 Adjustment to budgetary basis: Encumbrance adjustments Fund balance -July 1 2,312,921 Fund balance -June 30 $3,943,275 136 INTERNAL SERVICE FUNDS Internal service funds account for department services and financing performed for other departments within the same governmental jurisdiction. Funding comes from charges assessed to the departments benefiting from the service. Internal service funds used at the City include: City Service -Accounts for vehicle maintenance and information technology services provided to City departments. Self Insurance -Accounts for workers' compensation, general liability and property damage claim activity and financing is represented in this fund. Health and Retirement Benefits -Accounts for health and retirement benefits paid on the behalf of eligible City employees. Equipment Replacement -Accounts for resources set-aside for the future replacement of City vehicles and equipment. 137 This Page Left Intentionally Blank ASSETS Current assets: Cash and investments Receivables: Accounts Accrued interest Deposit Total current assets Noncurrent assets: Capital assets: Nondepreciable CITY OF SOUTH SAN FRANCISCO INTERNAL SERVICE FUNDS COMBINING STATEMENT OF NET POSITION JUNE 30, 2017 Health and Self Retirement City Service Insurance Benefits $1,237,277 $13,720,637 $9,736,034 10,128 4,363 42,893 32,128 157,500 46,010 1,251,768 13,921,030 9,814,172 Depreciable, net of accumulated depreciation 871 Total Assets 1,252,639 13,921,030 9,814,172 LIABILITIES Current liabilities: Accounts payable 101,554 15,023 19,231 Other payable 10,980 Current portion of accrued insurance loss 712,000 Current portion of compensated absences 86,550 607,641 Current portion oflong-terrn debt Total current liabilities 199,084 727,023 626,872 Noncurrent liabilities: Accrued insurance loss 12,260,942 Compensated absences obligation 90,321 718,381 Net OPEB obligation 26,173,032 Noncurrent portion oflong-terrn debt Total noncurrent liabilities 90,321 12,260,942 26,891,413 Total Liabilities 289,405 12,987,965 27,518,285 NET POSITION: Net investment in capital assets 871 Unrestricted 962,363 933,065 (17,704,113) Total Net Position $963,234 $933,065 ($17,704,113) 139 Equipment Replacement Total $2,496,608 $27,190,556 10,128 9,814 89,198 203,510 2,506,422 27,493,392 162,140 162,140 5,629,093 5,629,964 8,297,655 33,285,496 78,467 214,275 341,706 352,686 712,000 694,191 538,421 538,421 958,594 2,511,573 12,260,942 808,702 26,173,032 1,135,102 1,135,102 1,135,102 40,377,778 2,093,696 42,889,351 4,117,710 4,118,581 2,086,249 (13, 722,436) $6,203,959 ($9,603,855) CITY OF SOUTH SAN FRANCISCO INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET POSITION FOR THE YEAR ENDED JUNE 30, 2017 Health and Self Retirement Equipment City Service Insurance Benefits Replacement Total OPERATING REVENUES Charges for services $3,893,005 $5,899,659 $13,470,017 $1,754,155 $25,016,836 Total Operating Revenues 3,893,005 5,899,659 13,470,017 1,754,155 25,016,836 OPERATING EXPENSES Personnel expenses 1,792,496 1,366,584 11,385,537 14,544,617 OPEB expenses 2,070,095 2,070,095 Professional services 401,187 217,802 20,513 639,502 Program supplies 1,164,607 92,806 3,080 134,263 1,394,756 Insurance 11,578 1,350,964 1,362,542 Self-insurance and claims 3,253,303 3,253,303 Repair and maintenance 395,772 613,494 1,009,266 Utilities 29,478 29,478 Depreciation 580 760,341 760,921 Other 8,693 306,844 315,537 Total Operating Expenses 3,804,391 6,281,459 13,786,069 1,508,098 25,380,017 Operating Income (Loss) 88,614 (381,800) (316,052) 246,057 (363,181) NON OPERATING REVENUES (EXPENSES) Interest income 1,685 16,042 12,193 2,880 32,800 Interest expense (65,943) (65,943) Gain from disposal of capital assets 19,646 19,646 Other 92,286 92,286 Total Nonoperating Revenues (Expenses) 1,685 108,328 12,193 (43,417) 78,789 Net income (loss) before transfers 90,299 (273,472) (303,859) 202,640 (284,392) TRANSFERS Transfers in 273,472 759,104 1,032,576 Transfers out (96,245) (96,245) Change in Net Position 90,299 455,245 106,395 651,939 Net Position -(deficits) July 1 872,935 933,065 (18,159,358) 6,097,564 (10,255, 794) Net Position -(deficits) June 30 $963,234 $933,065 ($17,704,113) $6,203,959 ($9,603,855) 140 CITY OF SOUTH SAN FRANCISCO INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2017 Health and Self Retirement City Service Insurance Benefits CASH FLOWS FROM OPERATING ACTIVITIES Cash received from interfund service provided $3,889,738 $5,991,945 $13,470,017 Cash payment to suppliers for goods and services (2,011,315) (1,739,446) (1,132,200) Cash payment to employees for services (1,797,423) (1,352,661) (11,265,260) Cash payment for judgments and claims (1,681,308) Other receipts Net Cash Provided by Operating Activities 81,000 1,218,530 1,072,557 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers in 273,472 759,104 Transfers out Net Cash Provided by Noncapital Financing Activities 273,472 759,104 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal paid on capital lease Interest payments Acquisition of capital assets, net Proceeds from the sale of capital assets Net Cash Used in Capital and Related Financing Activities CASH FLOWS FROM INVESTING ACTIVITIES Interest received (14) 3,761 (13,161) Net Cash Provided by Investing Activities (14) 3,761 (13,161) Net Increase (Decrease) in cash and cash equivalents 80,986 1,495,763 1,818,500 Cash and cash equivalents, beginning 1,156,291 12,224,874 7,917,534 Cash and cash equivalents, ending $1,237,277 $13,720,637 $9,736,034 Reconciliation of operating income (loss) to net cash provided by operating activities: Operating income (loss) $88,614 ($381,800) ($316,052) Adjustments to reconcile operating income (loss) to cash flows from operating activities: Depreciation 580 Other non-operating revenue (expenses) 92,286 Net change in assets and liabilities: Accounts and lease receivables (3,267) Accounts payable (8,493) 13,923 19,218 Other payable (77,874) Accrued insurance losses 1,571,995 OPEB obligations 1,268,332 Compensated absence obligations 3,566 101,059 Net Cash Provided by (Used in) Operating Activities $81,000 $1,218,530 $1,072,557 141 Equipment Replacement Total $1,754,155 $25,105,855 (747,757) (5,630,718) (14,415,344) (1,681,308) 409,917 409,917 1,416,315 3,788,402 1,032,576 (96,245) (96,245) (96,245) 936,331 (565,475) (565,475) (65,943) (65,943) (1,629,268) (1,629,268) 19,646 19,646 (2,241,040) (2,241,040) 1,513 (7,901) 1,513 (7,901) (919,457) 2,475,792 3,416,065 24,714,764 $2,496,608 $27,190,556 $246,057 ($363,181) 760,341 760,921 92,286 (3,267) 68,211 92,859 341,706 263,832 1,571,995 1,268,332 104,625 $1,416,315 $3,788,402 This Page Left Intentionally Blank AGENCY FUND An agency fund is used to account for monies where the City is acting as an agent for another government entity. The agency fund used at the City of South San Francisco consisted of: SSF Employee Deferred Comp Trust Oversight -This fund is used to pay for the administrative costs of monitoring the Deferred Compensation Funds on behalf of City employees. 143 ASSETS Cash and investments Interest receivable Total Assets LIABILITIES Accounts payable Other accrued liabilities Total Liabilities CITY OF SOUTH SAN FRANCISCO AGENCY FUND STATEMENT OF CHANGES IN ASSETS AND LIABILITIES FOR THE YEAR ENDED JUNE 30, 2017 SSF Employee Deferred Comp Trust Oversight Balance Balance June 30, 2016 Additions Deductions June 30, 2017 $62,944 $105,663 $62,944 $105,663 158 318 158 318 $63,102 $105,981 $63,102 $105,981 $12,500 $24,492 $12,500 $24,492 50,602 81,489 50,602 81,489 $63,102 $105,981 $63,102 $105,981 144 STATISTICAL SECTION This part of the City's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the City's overall financial health. In contrast to the financial section, the statistical section information is not subject to independent audit. Financial Trends These schedules contain trend information to help the reader understand how the City's financial performance and well being have changed over time: 1. Net Position by Component 2. Changes in Net Position 3. Fund Balances of Governmental Funds 4. Changes in Fund Balance of Governmental Funds Revenue Capacity These schedules contain information to help the reader assess the City's most significant local revenue source, the property tax: 1. Assessed Value and Estimated Market Value of Taxable Property 2. All Overlapping Property Tax Rates 3. Principal Property Tax Payers 4. Twenty Largest Taxable Property Owners for Merged RDA Project Area 5. Property Tax Levies and Collections Debt Capacity These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and the City's ability to issue additional debt in the future: 1. Ratio of Outstanding Debt by Type 2. Computation of Direct and Overlapping Debt 3. Computation of Legal Bonded Debt Margin 4. Continuing Disclosure Requirements: a. Revenue Bond Coverage b. Sewer Debt Service Coverage c. Bonded Debt Pledge Revenue Coverage Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the City's financial activities take place: 1. Demographic and Economic Statistics 2. Principal Employers 145 STATISTICAL SECTION -(Continued) Operating Information These schedules contain service and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs: 1. Full-Time City Government Employees by Function 2. Operating Indicators by Function/Program 3. Capital Asset Statistics by Function/Program Miscellaneous Information 1. Collection and Use of 1 % Special Transient Occupancy Tax Sources Unless otherwise noted, the information in these schedules is derived from the Comprehensive Annual Financial Reports for the relevant year. 146 Thousan ds $180,000 $160,000 $140,000 $120,000 "" ~ $100,000 ,____ $80,000 $60,000 $40,000 $20,000 $0 2008 2008 General F und Reserved $283,435 Unreserved 14,503,263 Nonspendable Committed Assigned Unassigned Total General F und $14,786,698 AJI Other Gove rn menta l Funds Reserved $70,194,663 Unreseived, reported in: Special revenue fun ds 21,286,431 Deb t service fu nds 11 9,525 Capital proj ect funds 3,578,595 Restricted Assigned Unassigned Total all other governmenta l fu nds $95,179,2 14 - "" ~ >--- -- 1---1--- CITY O F SOUT H SAN FRANCISCO F und Bala nces of G overnmental Fu nds L ast Ten Fisca l Yea rs (M odified Ac crual Basis of Account in g) • 1--- >--- - >--- .. .. >--->--->--->--->--- Ill .. 2009 2010 201 1 20 12 2013 20 14 20 15 (b 2009 2010 2011 2012 2013 $554 ,692 $889,186 17,509,823 14,84 1,958 67,129 $90,167 $805,677 40 1,797 208 ,054 1,406,430 77 1,849 840,365 566,104 15,049 ,168 17,347,445 23 ,498,194 $18,064,515 $15,73 1,144 $16,289,943 $18,486,03 1 $26,276,405 $65,11 7,97 1 $64 ,163 ,373 23,826,184 11 ,079,390 12 1,764 3,198,6 00 51,589,538 69,286,2 11 $163,727,096 $43,364,540 $30,539,396 2,390,904 2,076,065 1,105 ,320 (14,353,252) (1,388,956) (1,379,895) $140,655 ,457 $147,727,574 $15 1,764,748 $44,051,649 $30,264,82 1 • '--• >---.. • L---'-- L--->---~ 2016 2017 2014 2 015 $14,163 $1 ,134 3,879,45 1 2,536,790 743 ,746 1,458,029 15,89 1,899 17,285,422 $20,529,259 $21,281,375 $42,392,238 $43 ,437,36 1 0 6,188,554 (52 1,604) (40,459) $4 1,870,634 $49,585,4 56 (a) T he change in total fund ba lance for the Ge neral Fund and oth er governmental funds is explained in M anagement's Discussion a nd Analysis. (b ) In fisca l year 20 11 , the C ity implemented GASB 54, Fund B alance R eporting and Governmental Fu nd Type Defi nitions, wh ich requires the C ity to classify its fund balances based on spending constraints im posed on the use of resou rces. 150 •To tal Committed C TotttlUn:issigned •Total Assigned C Totnl Restricted C Total Nonspe ndable a Total UnreserYcd 11To1.:1!Rescrved 2016 2017 $33,580 $474 3,654,283 11 ,780,724 1,578,153 5,244,279 17,751,169 39,278,746 $23,017,185 (a) $56,304,223 $52,938,897 $55,195 ,500 367,023 0 0 (88,33 1) $53,305,920 $55,107,169 This Page Left Intentionally Blank Revenues Property Taxes Other Taxes Intergovernmental revenues Interest and Rents Licenses and permits Charges for services Fines and forfeitures Other Total Revenues Expenditures Current: General government Fire Department Police Department Public works Recreation and Community Services Library Economic and Community Development Other Capital outlay Debt service: Principal repayment Interest and fiscal charges Total Expenditures Excess (deficiency) ofrevenues over (under) expenditures Other Financing Sonrces (Uses) Transfers in Transfers (out) Tax allocation bonds issued Premium on bonds Payments to refunded bond escrow Other debt proceeds Sale of capital assets Total other financing sources (uses) Net Change in fund balances before extraordinary and special items Extraordinary item Special item Net change in fund balances Debt service as a percentage of noncapital expenditures CITY OF SOUTH SAN FRANCISCO Changes in Fund Balance of Governmental Funds Last Ten Fiscal Years (Modified Accrual Basis of Accounting) For The Fiscal Year Ended June 30, 2008 2009 2010 $44,165,490 $59,369,550 $54,718,916 24,313,543 22,755,561 19,771,310 13,219,053 15,088,171 10,609,605 12,318,594 7,625,428 7,680,293 5,716,017 5,957,815 7,270,081 10,792,043 13,644,314 9,986,352 1,073,603 1,013,434 1,054,549 1,091,514 3,722,979 2,542,492 112,689,857 129,177,252 113,633,598 5,897,066 5,752,948 5,916,364 16,875,311 17,724,990 16,790,834 18,757,394 19,989,136 19,359,770 14,910,401 12,360,989 8,416,242 10,826,041 10,700,332 9,960,090 4,766,821 4,679,270 4,342,662 13,848,049 19,554,780 26,279,406 1,023,435 474,805 36,544,741 4,247,021 6,724,022 1,692,296 1,755,426 1,887,434 5,441,036 4,571,150 4,255,050 130,582,591 101,810,847 103,931,874 (17,892,734) 27,366,405 9,701,724 20,182,014 18,754,214 18,047,351 (24,253,621) (19,330,934) (22, 175,268) 13,750 13,784 ( 4,057,857) (562,936) (4,127,917) (21,950,591) 26,803,469 5,573,807 ($21,950,591) $26,803,469 $5,573,807 8.9% 6.8% 6.6% 152 2011 2012 $54,128,998 $38,174,655 23,412,992 28,866,546 11,860,658 11,580,530 7,612,223 4,955,223 7,004,603 3,056,507 10,010,541 10,088,070 2,133,677 2,184,234 2,261,247 3,000,563 118,424,939 101,906,328 6,407,094 6,485,219 18,140,954 18,812,861 20,272,684 21,217,818 9,856,201 14,253,609 10,168,425 10,101,408 4,231,762 4,272,701 19,894,692 8,184,334 6,969,052 8,894,514 1,842,000 1,752,000 4,274,170 1,817,764 102,057,034 95,792,228 16,367,905 6,114,100 88,175,882 108,413,018 (99,947,814) (109,646,766) 11,771,932 (1,233,748) 4,595,973 4,880,352 (110,397 ,363) $4,595,973 ($105,517,011) 6.7% 4.2% For The Fiscal Year Ended June 30, 2013 2014 2015 2016 2017 $27,077,697 $23,010,136 $24,650,648 $26,438,620 $35,156,848 31,894,811 33,931,446 38,275,478 $41,811,097 49,608,385 13,054,594 10,757,440 10,453,071 12,360,354 4,019,771 3,238,089 3,632,693 3,531,966 4,207,453 3,100,692 3,054,451 4,366,271 4,795,158 6,896,897 7,823,403 9,275,724 16,864,409 13,387,712 15,386,358 14,485,367 1,753,682 1,528,319 1,221,413 791,756 899,118 1,837,675 2,249,728 4,660,668 2,439,579 2,906,625 91,186,723 96,340,442 100,976,114 110,332,114 118,000,209 6,658,532 5,970,429 7,167,969 8,469,924 9,399,930 20,877,917 20,163,759 21,247,989 24,175,340 25,632,366 22,542,135 23,309,568 23,611,743 25,458,986 25,998,097 9,186,493 16,791,894 15,923,071 14,846,346 12,143,965 10,927,433 11,552,502 11,826,407 13,234,028 14,897,157 4,112,570 3,987,928 4,247,650 4,681,188 5,157,355 20,512,545 5,972,966 5,917,508 7,907,655 8,943,111 480,290 395,749 274,183 453,381 352,674 656,000 23,000 52,139 94,869,764 88,202,427 90,775,301 99,825,216 102,469,164 (3,683,041) 8,138,015 10,200,813 10,506,898 15,531,045 4,467,530 21,870,234 17,983,227 8,143,075 14,327,130 (6,780,943) (24,149,582) (19,717,102) (13,193,699) (16,368,499) 1,016,276 (2,313,413) (2,279,348) (1,733,875) (5,050,624) (1,025,093) (5,966,454) 5,858,667 8,466,938 5,456,274 14,505,952 20,582,335 ($5,966,454) $5,858,667 $8,466,938 $5,456,274 $35,088,287 0.1% 0.6% 0.4% 0.7% 0.0% 153 CITY OF SOUTH SAN FRANCISCO DIRECT AND OVERLAPPING PROPERTY TAX RATES LAST TEN FISCAL YEARS Fiscal Basic School Total Direct/Overlapping Year Levy Districts Tax Rates 2008 1.000 0.1370 1.1370 (1,14) 2009 1.000 0.1426 1.1426 ( 1, 15) 2010 1.000 0.1600 1.1600 (1, 16) 2011 1.000 0.1707 1.1707 (1 ,17) 2012 1.000 0.1824 1.1824 (1, 18) 2013 1.000 0.1959 1.1959 ( 1, 19) 2014 1.000 0.2046 1.2046 (1 ,20) 2015 1.000 0.1822 1.1822 (1 ,21) 2016 1.000 0.1750 1.1750 (1 ,22) 2017 1.000 0.1749 1.1749 (1 ,23) Notes: (1) Like other cities, South San Francisco includes several property tax rate areas with different rates. A mean average is indicated. (14) Of the 68 tax rate areas in the City, 63 have a tax rate of 1.0360 percent which includes South San Francisco Unified School District bonds and San Mateo Jr. College bond, 3 have the rate of 1.0756, which includes Jefferson Un ion School bonds, one has a rate of 1.0716, which includes San Bruno Park Elementary and San Mateo High bonds, and one at a tax rate of 1.0596 percent, for Brisbane ES D bonds and Jefferson Union High School bonds . (15) Of the 68 tax rate areas in the City, 63 have a tax rate of 1.0327 percent, which includes South San Francisco Unified School D istrict bonds and San Mateo Jr. College bond. 2 have the rate of 1.0719 and one has a rate of 1.0689, which includes Jefferso n Union School bonds and Brisbane ESD bonds, and one has a rate of 1.0710 which includes San Bruno Park Elementary. (16) Of the 68 tax rate areas in the City, 63 have a tax rate of 1.03 77 percent, which includes South San Francisco Unified School Di strict bonds and San Mateo Jr. College bond . 3 have the rate of 1.0783 and one has a rate of 1.0748, which includes Jefferson Union School bonds, and Brisbane ESD bonds, and one has a rate of 1.0804 w hich includes San Bruno Park Elementary. (17) Of the 68 tax rate areas in the City, 63 hav e a tax rate of 1.0389 percent, which includes SSFUSD bonds and San Mateo Jr College bond. 3 has a rate of 1.0870 percent and one at 1.0832 percent which includes Jefferson Union School bonds and Brisbane ESD bonds. One has a rate of 1.0834 percent which includes San Bruno Park Elementary. (18) Of the 68 tax rate areas in the City, 63 have a tax rate of 1.0420 percent, which includes SS FU SD bonds and San Mateo Jr College bond. 3 has a rate of 1.0893 percent and one at 1.0854 percent which includes Jefferso n Union School bond, Brisbane E SD bonds & San Mateo JR College bonds and one has a rate of 1.0909 percent which includes San Bruno Park Elementary . (19) Of the 68 tax rate areas in the City, 63 have a tax rate of 1.0521 percent, whi ch includes SSFUSD bonds, San Mateo Jr College bond, and San Mateo Comm College. 4 has a rate of 1.092 1 percent which includes Brisbane E SD Bond, Jefferson H ig h bonds, SM Jr Coll ege bond a nd San Mateo Comm Coll ege. 1 has a rate of 1.0905 percent, which includes San Bruno Pk Elem bond, SM Union High, SM Jr College bond and San Mateo Comm Coll bond. (20) Of the 68 tax rate a reas in the City, 63 have a tax rate of 1.0522 percent, which includes SSFUSD bonds, San Mateo Jr College bond, and San Mateo Comm Colleg e. 4 has a rate of 1.1048 percent which includes Bri sbane ESD Bond, Jefferson High bonds, SM Jr College bond and San Mateo Comm College. 1 has a rate of 1.0864 percent, w hi ch includes San Bruno Pk Elem bond, SM Union High, SM High, and San Mateo Comm College . 1 has a rate of 1.0864 percent, which includes San Bruno Pk Elem bond, SM Union High, SM High, SM Jr College bond and San Mateo Comm Coll bond. (21) Of the 68 tax rate areas in the City , 63 have a tax rate of 1.0703 percent, which includes SSFUSD bonds, San Mateo Jr College bond, and San Mateo Comm College. 4 has a rate of 1.0991 percent which includes Brisbane ESD Bond, Jefferson Hi g h bonds, SM Jr College bond and San Mateo Comm College. 1 has a rate of 1.0983 percent, which includes San Bruno Pk E lem bond, SM Union High, SM High, SM Jr College bond and San Mateo Comm Coll bond. (22) Of the 68 tax rate areas in the C ity, 63 have a tax rate of 1.0707 percent, which in cludes SSFUSD bond s, San Mateo Jr College bond, and San Mateo Comm Coll ege. 3 has a rate of 1.1080 perce nt and 1 with 1.10 68 percent rate which includes College bond Brisbane ES D Bond, Jefferson High bonds, SM Jr and San Mateo Co mm Coll eg e. 1 has a rate of 1.0929 percent, which in cludes San Bruno Pk E lem bond, SM Uni on High, SM High, SM Jr Coll ege bond and San Mateo Comm Coll bond. (23) Of the 68 tax rate areas in the City, 63 have a tax rate of 1.0714 percent, which includes SSFUSD bonds & San Mateo Jr College bond . 4 has a rate of 1.1 282 percent which includes Brisbane ESD Bond, Jefferson High bonds, Jefferson USHD , SM Jr College bonds. 1 has a rate of 1.0910 percent, which includes San Bruno Pk Elem bond, SM Union High, SM High, SM Jr Co llege bond and Sa n Mateo Comm Coll bond . Source: HDL, Coren & Cone (San M ateo County Assessor 2007/08-2016/1 7 Tax Rate Table). 155 Vi -.) Property Tax Payer Slough Genentech Britannia Pointe Grand LP ARE San Francisco Exch LLC BMR 1000 Gateway LP N A Gateway Boulevard LLC Gateway Center LLC ASN Solaire LLC HCP Inc Costco Wholesale Corp HPTMI II Properties Trust BP Gateway Center LLC PR 701 Gateway LLC Amgen SFLLC Blue Line Transfer Inc. OIK Sierra Point LLC Felcor CMB SSF Holdings LP Areus Inc Prologis Uslv Newca 2 LLC Theravance Inc. Total Top Twenty Percent of AV CITY OF SOUTH SAN FRANCISCO Twenty Largest Taxable Property Owners for Merged RDA Project Area June 30, 2017 Total % of Total Assessed AV in Project Secured Unsecured Value Area Land Use $965,586,473 $965,586,473 21.78% Industrial 241,489,807 170,679,681 $412, 169,488 9.30% Industrial, Office, R&D 297,590,141 $297,590,141 6.71% Industrial $229,102,810 $229,102,810 5.17% Industrial, Commercial 213,145,455 $213,145,455 4.81% Commercial 201,733,291 $201,733,291 4 .55% Industrial 143,533,477 0 $143,533 ,477 3.24% Commercial 110,934, 105 $110,934, 105 2.50% Residential 98,463,117 $98,463, 117 2.22% Unknown 41,669,548 38 ,231,010 $79 ,900,558 1.80% Commercial 66,190,793 $66,190,793 1.49% Residential, Hotels, Motels 59,261,340 $59,261,340 1.34% Commercial, Office, 2+ stories 58,579,924 $58,579,924 1.32% Commercial 57,824,838 $57,824,838 1.30% Industrial 49,075,135 $49,075, 135 1.11% Industrial 43,856,270 $43,856,270 0 .99% Commercial, Office, 2+ stories 39,708,919 $39,708,919 0.90% Residential, Hotels, Motels 35,242,075 $35,242,075 0.79% Commercial, Office, 2+ stories 29,493,009 $29,493 ,009 0 .67% Commercial, Office, 2+ stories 26,780,291 $26,780,291 0.60% Industrial, Office, R&D 2 ,924 ,655 ,689 293 ,515 ,820 3 ,218 ,17 1,509 72 .59 % 90.9% 9.1% (1) Given the nature of the research performed at Genentech, a significant portion of the total assessed value of the Genentech Property is likely equipment. It would appear on the secured roll as that contains the value of personal property/improvements Source: San Mateo County Assessor, RDA Secured & Unsecured SSF 2017 Tax Rolls Source: Muni Services CITY OF SOUTH SAN FRANCISCO COMPUTATION OF DIRECT AND OVERLAPPING DEBT JUNE 30, 2017 2016-17 Assessed Valuation: Redevelopment Incremental Valuation: Adjusted Assessed Valuation: OVERLAPPING TAX AND ASSESSMENT DEBT: San Mateo Community College Di strict Jefferson Union High School Di strict South San Franci sco Unified School Di strict Brisbane School Di strict TOT AL OVERLAPPING TAX AND ASSESSMENT DEBT Ratio to 2015-16 Assesse d Valuation: Total Overlapping Tax and Assessment Debt ......... 1.30% OVERLAPPING FUND DEBT : San Mateo County General Fund Obligation s San Mateo County Board of Education Certificate s of Participation San Mateo County Flood Control Di strict Certificates of Participation South San Franc isco Unified School District Certificates of Participation Jefferson Union Hi gh School Di strict Certificates of Participation City of South San Francisco Loans Payable City of South San Franci sc o Capital Leases TOTAL DIRECT AND OVERLAPPING GENERAL FUND DEBT: OVERLAPPING TAX INCREMENT DEBT (Successor Agency): TOTAL DIRECT DEBT Total Overlapping Debt COMBINED TOTAL DEBT $16 ,456 ,057 ,191 $16 ,456 ,057 ,191 Total Debt 6/30/2017 $611 ,812 ,998 180,406,091 175 ,812 ,3 64 5,820,437 $399 ,3 89 ,816 9,3 30,000 18 ,095,000 4,3 60,746 1,279,477 10 ,691,152 1,673 ,52 3 $560,000 (1) Percentage of overlapping agency's assessed valuation lo cated with in boundaries of the city . % Applicable (1) 8 .577% 1.964 89.46 7 13 .858 8 .577% 8.577 60.402% 89.467 1.964 100.000 100 100.000% City's Share of Debt 6130/17 $52 ,475,201 3,543, 176 157 ,294,048 806,596 $2 14 ,119 ,021 $34 ,2 55 ,665 800 ,234 10 ,929 ,742 3,901 ,429 $25 ,129 10 ,691,152 1,673 ,522 $62,276,873 $560,000 12 ,364,674 $264,591,220 $276,955,895 (2) Excludes tax and revenue anticipation notes, enterprise revenu e, mortgage revenue, tax allocation bonds, and Successor Agency Debt. Ratios to Adjusted Assessed Valuation: Total Overlapping Tax and Assessment Debt Total Direct Debt Combined Total Debt Ratios to Redevelopment Successor Agency Incremental Valuation ($4,099 ,895 ,614): Total Overlapping Tax Increment Deb t Source : California Municipal Statistics, Inc . and City of South San Francisco 510-658-2640 Austin Busch 160 1.30% 0.08% 1.68% 0.01% (2) NOTE: (a) Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 CITY OF SOUTH SAN FRANCISCO COMPUTATION OF LEGAL BONDED DEBT MARGIN JUNE 30, 2017 ASSESSED VALUATION: $16,456,057,191 BONDED DEBT LIMIT (3.75% OF ASSESSED VALUE) (a) 617 ,102 ,145 LESS AMOUNT OF DEBT SUBJECT TO LIMIT: 0 LE GAL BONDED DEBT MARGIN $6 17, 102 , 145 Total net debt Total Net Debt Legal applicable to the limit Debt Applicable to Debt as a percentage Limit Limit Margin of debt limit $469,575,123 0 $469,575,123 0.00% 559 ,744 ,420 0 559,744,420 0 .00% 525 ,673,963 0 525 ,673,963 0.00% 511 ,748 ,388 0 511 ,748,388 0.00% 518,513 ,854 0 518 ,513,854 0.00% 524,729 ,886 0 524, 729 ,886 0.00% 536 ,413 ,229 0 536,413 ,229 0.00% 558,585 ,910 0 558,585 ,910 0.00% 580 ,561,386 0 580,561 ,386 0.00% 617 ,102 ,145 0 617,102,145 0.00% California Government Code, Section 43605 sets the debt limit at 15 %. The Code section was enacted prior to the change in basing assessed value to full market value when it was previously 25% of market value. Thus, the limit shown as 3.75% is one-fourth the limit to account for the adjustment of showing assessed valu ation at full cash value. Source: HDL Coren & Cone, San Mateo County Assessor -Combined Tax Rolls 161 CITY OF SOUTH SAN FRANCISCO SEWER DEBT SERVICE COVERAGE SEWER RENTAL ENTERPRISE FUND LAST FIVE FISCAL YEARS Fiscal Year 2013 2014 2015 2016 2017 Revenues Service Charges $19,310,559 $19,129,475 $19,758,128 $19,515,093 $19,750,636 Connection and Other Fees 27,548 25,992 122,640 104,283 147,133 Interest Income 80,692 133,248 106,830 238,389 23,552 Developer Fees Other Cities' Participation (1) 6,137,401 7,619,601 6,159,937 5,752,765 5,763,645 Total Revenues $25,556,200 $26,908,316 $26,147,535 $25,610,530 $25,684,966 Operating Expenses (2) $15,151,968 $14,904,225 $18,759,650 $13,514,718 $17,357,273 Wastewater System Net Revenues $10,404,232 $12,004,091 $7,387,885 $12,095,812 $8,327,693 Parity Debt Service (3) State Water Resources Control Board Loans $6,012,716 $6,022,799 $5,445,162 $5,449,692 $5,454,747 CSCDA Series 2005D Revenue Bonds 206,405 197,630 188,148 178,036 167,284 Total Parity Debt $6,219,121 $6,220,429 $5,633,310 $5,627,728 $5,622,031 Total Parity Debt Service Coverage 1.67 1.93 1.31 2.15 1.48 (1) Primarily consists of payments from the City of San Bruno. The City of San Bruno is a co-owner of the Plant and pays the City in advance on a quarterly basis for the City of San Bruno's share of operating costs. See "Wastewater System" herein. (2) Excludes depreciation, capital expenditures and debt service. (3) Includes Sewer Revenue Bonds and State Water Loan payments ( 4) Reflects an adopted increase in rates for Fiscal Year 2004-05 of25% per Resolution No. 68-2004, adopted by the City Council on July 14, 2004 and effective on and after July 1, 2004 and an adopted increase in rates for Fiscal Year 2005-06 of9% per Resolution No. 68-2005, adopted by the City Council on June 22, 2005 and effective on and after June 22, 2005. 163 CITY OF SOUTH SAN FRANCISCO Principal Employers Current Year and Nine Years Ago 2016-17 Percentage Number of of Total City Employer Employees Rank Employment Genentech Inc. 8,637 13.2% Costco Wholesale (3 stores) 834 2 1.3% Life Technologies Corporation 622 3 1.0% Amgen San Francisco LLC 500 4 0.8% Successfactors, Inc. 352 5 0.5% ZS Associates, Inc. 252 6 0.4% American ETC Inc/Royal Laundry 249 7 0.4% SBM Site Services LLC 245 8 0.4% Tobi.com, LLC 227 9 0.3% Holiday Inn 224 10 0.3% United Airlines Kaiser SSF School District United Parcel Service Amgen Exelixis Cell Genesys Actuate Subtotal 12,142 18.6% Total City Population 65,451 Source: SSF Business License Database-Business licenses expiring 12/31/17. CAFR 2007-08 166 Number of Employees 9,000 798 9,000 1,100 950 732 676 545 377 350 23,528 63,744 2007-08 Percentage of Total City Rank Employment 2 14.1% 5 1.3% 14.1% 3 1.7% 4 1.5% 6 1.1% 7 1.1% 8 0.9% 9 0.6% 10 36.9% CITY OF SOUTH SAN FRANCISCO Operating Indicators by Function/Program Last Five Fiscal Years 2013 2014 2015 Function/Program Public safety: Fire : Inspections conducted 2 ,369 2,574 1,817 Police : Police calls for service 33,657 29 ,359 31,532 Law violations: Part I crimes 1,874 1,780 1,874 Physical arrests (adult and juvenile) 2,081 2,158 1,933 Traffic violations 3,632 4 ,175 3,828 Parking violations 14,648 16 ,597 13 ,378 Public works Street resurfacing (miles) (Eng Div) 3 22 (2) 0 Potholes repaired (square miles) 0 .13 0.20 0.11 Asphalt used for street repairs (tons) 287 435 250 Culture and recreation : Recreation class participants 27,184 26 ,694 26 ,879 Library: Total items borrowed 701,721 686 ,491 (1 ) 643 ,630 Items in collection 188 ,394 185 ,482 (1) 130, 106 Wastewater Residential connections 16,466 16,482 16 ,470 Commercial connections 1,566 1,562 1,560 Other connections 127 128 128 Average daily sewage treatment (millions of gallons 9 .27 8.28 8.89 Note : NI A denotes information not available . 2016 2017 2 ,563 3 ,426 32,477 33 ,313 2 ,126 2 ,103 2 ,071 1,870 4 ,211 3 ,785 12 ,006 15,291 2 8 2 0 151 94 (3) 23,399 23 ,939 565,806 558,106 (4) 208 ,400 209 ,895 16 ,491 16 ,488 1,561 1,562 131 140 7.92 8.41 (1) Year 2015 decrease is due to clearing out of outdated and damaged items in the collection. Prior to Grand library's remodel , most of the outdated items are already cleaned out. (2) Street resurfacing project estimated early next year (2016). (3) Registration counts have excluded all withdrawals from the classes for the year while the numbers in 2011-2015 did not. (4) New items added for Grand Library and electronic books are also included. 168 CITY OF SOUTH SAN FRANCISCO Capital Asset Statistics by Function/Program Last Ten Fiscal Years 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Function/Program Public safety: Fire stati ODS 5 5 5 5 5 5 5 5 5 5 Police stations I 1 1 I (6) 1 (6) I 1 1 1 1 Police Fleet (I ) 45 (2) 48 (2) 48 52 51 5 1 (8) 50 53 53 52 Public works Miles of streets 12 7 127 12 7 127 127 127 127 127 127 127 Street lights 3 ,779 3 ,779 4,156 4 ,160 4,160 (7) 4,505 4,505 4 ,505 4,505 4 ,505 Parking District lights 20 20 20 20 20 20 20 20 20 (9) 16 Traffic Signals 7 0 70 73 74 74 74 74 74 76 76 Culture and recreation: Community services: City parks 28 28 28 28 2 8 28 28 28 28 28 City parks acreage 190 190 19 0 190 190 190 190 190 190 190 Playgrounds 24 24 24 24 24 24 24 24 24 24 City trails 6 6 6 6 6 6 6 6 6 6 Community gardens 1 I I 1 I I I 1 I I Community centers 4 4 4 4 4 4 4 4 4 4 Senior centers 2 2 2 (4) 1 I I I I I I Skate Park (3) I I I 1 I I I I Dog park (3) I I I I I I I I Swimming pools I I I I I I 1 I 1 I Tennis courts 7 7 7 7 7 7 7 7 7 7 Basketball Courts 12 12 12 12 12 12 12 12 12 12 Baseball/softball diamonds 11 11 11 11 11 11 11 11 11 11 Soccer/football fields 5 5 5 5 5 5 5 5 5 5 Library: City Libraries (6) 2 2 2 2 2 2 2 2 2 2 Wastewater Miles of sanitary sewers 164 164 164 164 164 164 164 164 164 164 Miles of storm sewers 125 125 125 125 125 125 125 125 125 125 Number of treatment plant~ 1 1 1 1 1 1 1 1 1 1 Source: ssf.net/depts/rcs ; Director of Rec & Comm Services ; Superintendent of parks & Maintenance (1) Police patrol units consists of35 marked/unmarked cars , 6 motorcycles , 1 SWAT and 3 cushman. (2) Year 2009, the 3 units added are not new. These are units that was not included on the previous Fleet count. (3) Year 2010, Skate park and dog park was added on the list. (4) The only senior center is Magnolia Center but programming still continues at El Camino. (5) Community Leaming Center not included on count as it is only a homework center not a library. (6) Police sub station located behind Miller parking garage not included . (7) Includes all lights in SSF billed as LS-2 from PG&E (8) One less motorcycle from last year. 169 CITY OF SOUTH SAN FRANCISCO Miscellaneous Information Last Three Fiscal Years Collection and Use of 1 % Special Transient Occupancy Tax (TOT) Approved by Voters as 2015 2016 2017 Transient Occupancy Tax Detail 9% TOT collected 11,652,726 12 ,054,093 12 ,256,007 1 % Measure I Special Tax 1,294,747 1,339 ,344 1,361 ,779 Total TOT Co llection 12 ,947 ,474 13 ,393 ,436 13 ,617,786 1 % Measure I Special Tax Use Police 258,949 267,869 272 ,356 Fire 258,949 267 ,869 272 ,356 Library 258,949 267 ,869 272 ,356 Parks 258 ,949 267 ,869 272 ,356 Recreation 258 ,949 267 ,869 272 ,356 Total 1 % Measure I Special Tax 1,294,747 1,339,344 1,361 ,779 *Note: Measure I, a one percent supplemental special tax to the already existing 9% general transient occupancy tax (TOT) was approved on Nov. 2, 2004 and took effect January 1, 2005. Special tax was earmarked for use to supplement Po lice, Fire, Library, and Parks and Recreation expenditures. 170 EX H I B I T B CITY OF SOUTH SAN FRANCISCO TRANSPORTATION DEVELOPMENT ACT ARTICLE III FUND BASIC FINANCIAL STATEMENTS FOR THE YEARS ENDED JUNE 30, 2017 AND 2016 EXHIBIT C This Page Left Intentionally Blank CITY OF SOUTH SAN FRANCISCO TRANSPORTATION DEVELOPMENT ACT ARTICLE III FUND Basic Financial Statements For the Years Ended June 30, 2017 and 2016 Table of Contents Independent Auditor's Report ......................................................................................................................... 1 Fund Financial Statements: Comparative Balance Sheets .................................................................................................................... 3 Comparative Statements of Revenues, Expenditures and Changes in Fund Balance ............................ 4 Notes to Financial Statements .................................................................................................................. 5 Independent Auditor's Report on Internal Control Over Financial Reporting, on Compliance with the Transportation Development Act and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ............................................................... 7 This Page Left Intentionally Blank INDEPENDENT AUDITOR'S REPORT Honorable Members of the City Council of the City of South San Francisco South San Francisco, California Report on Financial Statements M MAZE &A SS OCIATES We have audited the accompanying financial statements of the City of South San Francisco Transportation Development Act Article III Fund (TDA Fund), which are included in the Capital Projects Fund of the City of South San Francisco (City), California, as of and for the years ended June 30, 2017 and 2016, and related notes to the financial statements as listed in the Table of Contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of the financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States . Those standards require that we plan and perform the audits to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the TDA Fund's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the TDA Fund's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Accou ntancy Corporation 347 8 Bu skirk Ave nu e, Suite 2 15 Pl easant Hill , CA 94523 T 925.930.0902 F 925.930 .01 35 E maze@maze assoc iates .com w mazeassociates.com Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial positions of the TDA Fund as of June 30, 2017 and 2016, and the respective changes in financial positions for the years then ended in conformity with accounting principles generally accepted in the United States of America. Emphasis of Matter As discussed in Note 1, the financial statements present only the TDA Fund and do not purport to, and do not present fairly the financial positions of the City as of June 30, 2017 and 2016 or the changes in its financial positions for the years then ended in accordance with accounting principles generally accepted in the United States of America. Our opinion is not modified with respect to this matter. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated November 28, 2017 on our consideration of the TDA Fund's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the TDA Fund's internal control over financial reporting and compliance. m't ~vz-1. )1./!£40 c.-'lq.. 4{-ea Pleasant Hill, California November 28, 2017 2 ASSETS CITY OF SOUTH SAN FRANCISCO TRANSPORTATION DEVELOPMENT ACT ARTICLE III FUND COMPARATIVE BALANCE SHEETS JUNE 30, 2017 AND 2016 2017 Allocation Instruction Number 16001070 2016 Due from Metropolitan Transportation Commission $39,669 $163,318 Total Assets $39,669 $163,318 LIABILITIES Due to the City $39,669 $163,318 Total Liabilities 39,669 163,318 FUND BALANCE Total Fund Balance and Liability $39,669 $163,318 See accompanying notes to financial statements 3 CITY OF SOUTH SAN FRANCISCO TRANSPORTATION DEVELOPMENT ACT ARTICLE III FUND COMPARATIVE STATEMENTS OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEARS ENDED JUNE 30, 2017 AND 2016 REVENUES TDA Article 3.0 (Note 2) Total Revenues EXPENDITURES Linden Ave. Complete Streets Safety Project Oyster Point Bike Lanes Improvement Total Expenditures Net change in fund balance Fund balance at beginning of year Fund balance at end of year 2017 Allocation Instruction Number 16001070 2016 $39,699 $163,318 39,699 163,318 39,699 163,318 39,699 163,318 See accompanying notes to financial statements 4 CITY OF SOUTH SAN FRANCISCO TRANSPORTATION DEVELOPMENT ACT ARTICLE III FUND Notes to the Financial Statements For the Years Ended June 30, 2017 I NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The City of South San Francisco, California (City), Transportation Development Act Article III Fund (TDA Fund) includes the financial activities associated with the State of California Transportation Development Act. The State of California created a local transportation fund for each County funded by a portion of the State sales tax. The TDA Fund is distributed through the Metropolitan Transportation Commission (MTC) which is the agency responsible for allocation of funds to eligible claimants within the greater San Francisco Bay Area. The TDA Fund is included in a Capital Projects Fund of the Comprehensive Annual Financial Report of the City. The financial statements are intended to present the financial position and results of operation for the TDA Fund, and not those of the City as a whole. B. Basis of Accounting Basis of accounting refers to when revenues and expenditures are recognized. The TDA Fund is accounted for in a governmental fund type and the modified accrual basis of accounting is used. Under the modified accrual basis, revenues are recognized when they become measurable and availabie as net current assets. TDA Article 3.0 revenues are recognized when qualifying project expenditures are incurred. Expenditures are generally recognized when they are incurred. I NOTE 2 -TDA ARTICLE 3.0 REVENUE As of the year ended June 30, 2017 and 2016 the City received allocation instructions from the Metropolitan Transportation Commission for the following projects: Revenue Instruction N wnber Project Name Grant Award 2017 2016 16001070 Linden Ave Complete Streets Safety Project $400,000 $39,699 14001100 Oyster Point Blvd. Bike Lanes Improvement 182,100 $163,318 $39,699 $163,318 5 CITY OF SOUTH SAN FRANCISCO TRANSPORTATION DEVELOPMENT ACT ARTICLE III FUND Notes to the Financial Statements For the Years Ended June 30, 2017 I NOTE 3 -COMMITMENTS AND CONTINGENCIES The City participates in several grant programs. These programs have been audited by the City's independent accountants in accordance with the provisions of applicable State requirements. No cost disallowances were proposed as a result of these audits; however, these programs are still subject to further examination by the grantors and the amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time. The City expects such amounts to be immaterial. The City is subject to litigation arising in the normal course of business. In the opinion of the City Attorney, there is no pending litigation which is likely to have a material adverse effect on the financial position of the City. 6 MAZE &ASSOCIATES INDEPENDENT AUDITOR'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING, ON COMPLIANCE WITH THE TRANSPORTATION DEVELOPMENT ACT AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Honorable Members of the City Council of City of South San Francisco South San Francisco, California We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the Transportation Development Act Article III Fund (the TDA Fund) of the City of South San Francisco (City), California, as of and for the year ended June 30, 2017, and the related notes to the financial statements, and have issued our report thereon dated November 28, 2017 Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the TDA Fund's internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the TDA Fund's internal control. Accordingly, we do not express an opinion on the effectiveness of the TDA Fund's internal control. · A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the TDA Fund's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Accountancy Corporation 3478 Buskirk Avenue, Suite 215 Pleasant Hill, CA 94523 7 T 925 .930.0902 F 925 .930.0135 E maze@mazeassociates.com w mazeassociates.com Compliance and Other Matters As part of obtaining reasonable assurance about whether the financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Our procedures included the applicable audit procedures contained in §6666 of Title 21 of California Code of Regulations and tests of compliance with the applicable provisions of the Transportation Development Act and the Allocation Instructions and Resolutions of the Metropolitan Transportation Commission. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. We have also issued a separate Memorandum on Internal Control dated November 28, 2017 which is an integral part of our audit and should be read in conjunction with this report. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the TDA Fund's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the TDA Fund's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. This report is intended solely for the information and use of the Metropolitan Transportation Commission, management, City Council, others within the City, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties; however, this restriction is not intended to limit the distribution of this report, which is a matter of public record. 'lYl~e, i~o~ Pleasant Hill, California November 28, 2017 8 EXHIBIT D City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-98 Agenda Date:2/14/2018 Version:1 Item #:11. Report regarding an ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit cannabis microbusinesses and to permit commercial cannabis manufacturing,testing,distribution,and delivery uses.(Rozalynne Thompson, Associate Planner) RECOMMENDATION Staff recommends that the City Council waive reading and adopt an ordinance making findings and approving amendments to Title 20 (“Zoning”)of the South San Francisco Municipal Code,to prohibit cannabis microbusinesses and to permit commercial cannabis manufacturing,testing,distribution,and delivery uses. DISCUSSION On January 24, 2018, the City Council waived reading and introduced the following ordinance: Ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit cannabis microbusinesses and to permit commercial cannabis manufacturing,testing, distribution, and delivery uses. (Introduced on 1/24/18; Vote 4 - 1) CONCLUSION The ordinance is ready for adoption. City of South San Francisco Printed on 2/8/2018Page 1 of 1 powered by Legistar™ City of South San Francisco Legislation Text P.O. Box 711 (City Hall, 400 Grand Avenue) South San Francisco, CA File #:18-99 Agenda Date:2/14/2018 Version:1 Item #:11a. Ordinance amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit cannabis microbusinesses and to permit commercial cannabis manufacturing, testing, distribution, and delivery uses. WHEREAS,on October 9,2015,Governor Brown approved the Medical Marijuana and Regulation and Safety Act (“MMRSA”),effective January 1,2016,which established a comprehensive state licensing and regulatory framework for the cultivation,manufacturing,testing,distribution,transportation,dispensing,and delivery of medical cannabis and which recognized the authority of local jurisdictions to prohibit or impose additional restrictions on any such medical cannabis activities; and WHEREAS,on June 27,2016,Governor Brown approved Senate Bill 837.which amended the MMRSA and renamed it the Medical Cannabis Regulation and Safety Act (“MCRSA”); and WHEREAS,on November 8,2016,the voters of the State of California (“State”)enacted Proposition 64,the Control, Regulate and Tax Adult Use of Marijuana Act (“AUMA”); and WHEREAS,on April 4,2017,Governor Brown released a budget trailer bill that aimed to reconcile the existing medical marijuana statutory framework under MCRSA and the recreational statutory framework adopted under the AUMA.After some revision,the State Senate and Assembly passed a modified version of the original proposal in the form of AB 110/SB 94,known as the Medical and Adult-Use Cannabis Regulation and Safety Act (“MAUCRSA”), and on June 27, 2017 and the Governor signed it into law; and WHEREAS, MAUCRSA uses the term “cannabis” instead of “marijuana”; and WHEREAS,subject to certain exceptions,MAUCRSA generally establishes a comprehensive system to legalize,control,and regulate the cultivation,processing,manufacture,distribution,testing,and sale of cannabis, including cannabis products, and to tax the commercial growth and retail sale of cannabis; and WHEREAS,MAUCRSA permits a city to enact and enforce “reasonable regulations”to regulate the possession,planting,cultivation,harvesting,drying,or processing of cannabis plants,including the complete prohibition of such activities outdoors; and WHEREAS,the MAUCRSA creates a licensing system whereby the State will issue licenses to businesses authorizing them to cultivate,distribute,transport,store,manufacture,process,and sell cannabis and cannabis City of South San Francisco Printed on 2/22/2018Page 1 of 6 powered by Legistar™ File #:18-99 Agenda Date:2/14/2018 Version:1 Item #:11a. authorizing them to cultivate,distribute,transport,store,manufacture,process,and sell cannabis and cannabis products, with such licenses to be issued by January 1, 2018; and WHEREAS,the MAUCRSA mandates that State licensing authorities shall not approve an application for a State license if approval of the State license will violate the provisions of any local ordinance or regulation adopted in accordance with the requirements of MAUCRSA; and WHEREAS,the MAUCRSA states that nothing in it shall be interpreted to supersede or limit the authority of a local jurisdiction to adopt and enforce local ordinances to regulate businesses licensed under the MAUCRSA, including completely prohibiting the establishment or operation of one or more types of businesses licensed under MAUCRSA in the local jurisdiction; and WHEREAS,on November 16,2017,California’s three State cannabis licensing authorities -the Department of Food and Agriculture’s CalCannabis Cultivation licensing program,the Department of Consumer Affairs’ Bureau of Cannabis Control,and the Department of Public Health’s Manufactured Cannabis Safety Branch - released draft emergency regulations that will allow the State to begin issuing temporary licenses for growers, distributers, and sellers on January 1, 2018, when recreational sales become legal; and WHEREAS,on December 13,2017,the City Council adopted Ordinance 17-1085 amending Chapter 20.410 of the South San Francisco Municipal Code to prohibit the retail sale and outdoor cultivation of cannabis; and WHEREAS, the City desires to prohibit cannabis microbusinesses within the boundaries of the city; and WHEREAS,the City desires to permit commercial cannabis manufacturing,testing,distribution,and delivery uses within the boundaries of the city,create a local application process for the issuance of Operator Permits for those uses, and prohibit microbusinesses; and WHEREAS,to permit and prohibit the above-described uses,the City prepared a Zoning Amendment (“Amendment”)to the City’s zoning ordinance contained in Chapter 20 of the City’s Municipal Code (“Zoning Ordinance”), which would amend Chapter 20.410 of the Zoning Ordinance; and WHEREAS,the Zoning Ordinance was adopted after preparation,circulation,consideration,and adoption of an Initial Study/Mitigated Negative Declaration (“IS/MND”)in accordance with the California Environmental Quality Act,Public Resources Code Sections 21000,et seq.(“CEQA”),in which the IS/MND analyzed the environmental impacts of adopting the Zoning Ordinance and concluded that adoption of the Zoning Ordinance could not have a significant effect on the environment because none of the impacts required to be analyzed under CEQA would exceed established thresholds of significance; and WHEREAS,the refinements,clarifications,and/or corrections set forth in this Amendment,as they relate to prohibiting cannabis microbusiness and permitting commercial cannabis manufacturing,testing,distribution, and delivery uses are minor in nature,the adoption of which would not result in any new significant City of South San Francisco Printed on 2/22/2018Page 2 of 6 powered by Legistar™ File #:18-99 Agenda Date:2/14/2018 Version:1 Item #:11a. and delivery uses are minor in nature,the adoption of which would not result in any new significant environmental effects or a substantial increase in the severity of any previously identified effects beyond those disclosed and analyzed in the IS/MND prepared for the Zoning Ordinance Amendment,nor do the refinements, clarifications,and/or corrections constitute a change in the project or change in circumstances that would require additional environmental review; and WHEREAS,pursuant to Business and Professions Code §26055(h),adoption of an ordinance,rule or regulation by a local jurisdiction that requires discretionary review and approval of permits,licenses or other authorizations to engage in commercial cannabis activity is not subject to CEQA provided that the ordinance is adopted prior to July 1,2019 and any specific discretionary review or approval authorized by said ordinance includes any applicable environmental review.As the Amendment requires each applicant for an Operator Permit to obtain a conditional use permit which requires applicable environmental analysis and environmental review, adoption of this ordinance is not subject to CEQA; and WHEREAS,on December 21,2017 the Planning Commission for the City of South San Francisco held a lawfully noticed public hearing to solicit public comment and consider the proposed Amendment,take public testimony, and make a recommendation to the City Council on the Amendment. NOW,THEREFORE,BE IT ORDAINED that based on the entirety of the record before it,as described below, the City Council of the City of South San Francisco does hereby ORDAIN as follows: SECTION 1.Findings Based on the entirety of the record as described below,the City Council for the City of South San Francisco hereby makes the following findings: A.General Findings 1.The foregoing recitals are true and correct and made a part of this Ordinance. 2.The record for these proceedings,and upon which this Ordinance is based,includes without limitation,federal and State law;the Medical and Adult-Use Cannabis Regulation and Safety Act (“MAUCRSA”);the California Environmental Quality Act (Public Resources Code §§21000 et seq. (“CEQA”))and the CEQA Guidelines (14 California Code of Regulations §§15000 et seq.);the South San Francisco General Plan and General Plan Environmental Impact Report,including all amendments and updates thereto;the South San Francisco Municipal Code;the Initial Study and Negative Declaration prepared for the Zoning Ordinance Update,including all written comments received;all reports,minutes,and public testimony submitted as part of the Planning Commission's duly noticed meetings on December 21,2017;all reports, minutes,and public testimony submitted as part of the City Council's duly noticed meeting on January 24, 2018;and any other evidence (within the meaning of Public Resources Code section 21080,subdivision (e)and section 21082.2). City of South San Francisco Printed on 2/22/2018Page 3 of 6 powered by Legistar™ File #:18-99 Agenda Date:2/14/2018 Version:1 Item #:11a. 3.The refinements,clarifications,and/or corrections to the Zoning Ordinance as they relate to the prohibition of cannabis microbusinesses and permitting of commercial cannabis manufacturing,testing, distribution,and delivery uses are minor in nature.Therefore,the adoption of the ordinance would not result in any new significant environmental effects or a substantial increase in the severity of any previously identified effects beyond those disclosed and analyzed in the IS/ND prepared and circulated for the Zoning Ordinance (2010),nor do the refinements,clarifications,and/or corrections constitute a change in the project or change in circumstances that would require additional environmental review. 4.Pursuant to Business and Professions Code §26055(h),adoption of an ordinance,rule or regulation by a local jurisdiction that requires discretionary review and approval of permits,licenses or other authorizations to engage in commercial cannabis activity is not subject to CEQA provided that the ordinance is adopted prior to July 1,2019 and any specific discretionary review or approval authorized by said ordinance includes any applicable environmental review.As the Amendment requires each applicant for an Operator Permit to obtain a conditional use permit which requires applicable environmental analysis and environmental review, adoption of this ordinance is not subject to CEQA. 5.The documents and other material constituting the record for these proceedings are located at the Planning Division for the City of South San Francisco,315 Maple Avenue,South San Francisco,CA 94080, and in the custody of Chief Planner, Sailesh Mehra. B.Zoning Amendment Findings 1.The proposed Zoning Amendment is consistent with the adopted General Plan because the Zoning Amendment will reinforce the General Plan policies,and is consistent with the relevant specific plans. The proposed amendments would clarify and strengthen the City’s current prohibition on cannabis related activities which have been determined to have adverse impacts to the community and would permit commercial cannabis activities that are consistent with the City’s economic and land use patterns.Adopting of this ordinance would be consistent with the intent of the City’s existing regulations that would serve to protect the public health,safety and welfare of the citizens of South San Francisco.The prohibition on cannabis microbusinesses and the permitting of commercial cannabis manufacturing,testing,distribution,and delivery uses will not conflict with or impede achievement of any of the goals,policies,or land use designations established in the General Plan. 2.The proposed Zoning Amendment prohibiting cannabis microbusinesses are consistent with the City’s current prohibitions on certain cannabis related activities,and would serve to clarify and strengthen these existing provisions.In addition,the proposed Zoning Amendment permitting commercial cannabis manufacturing,testing,distribution,and delivery uses are consistent with the existing manufacturing,testing, warehousing and distribution uses currently operating in the City.The proposed Zoning Amendment includes detailed regulations of cannabis related activities,which are necessary to protect the public health,safety and welfare of the citizens of South San Francisco.The proposed Amendments ensure that subject properties for commercial cannabis manufacturing,testing,distribution,and delivery uses are suitable for the uses permitted City of South San Francisco Printed on 2/22/2018Page 4 of 6 powered by Legistar™ File #:18-99 Agenda Date:2/14/2018 Version:1 Item #:11a. commercial cannabis manufacturing,testing,distribution,and delivery uses are suitable for the uses permitted in the relevant zones in terms of access,size of parcel,relationship to similar or related uses,and other considerations deemed relevant by the Planning Commission and City Council because the proposed Amendments will impose specific distance,safety,and operational requirements that ensure that these new uses will be compatible with existing and future uses in the City. 3.The proposed Amendments related to the prohibition of cannabis microbusinesses would not be detrimental to the use of land in any adjacent zone because the Amendments prohibit the establishment of uses that the Planning Commission and City Council deem incompatible with existing and future uses in the City. Further,the prohibition on cannabis microbusinesses would prevent potentially detrimental health,safety and quality of life issues that can be associated with such uses.In addition,the proposed Amendments permitting commercial cannabis manufacturing,testing,distribution,and delivery uses will not be detrimental to the use of land in adjacent zone because the Amendments impose specific distance,safety and operational requirements that ensure that these uses will not have detrimental impacts on adjacent land uses. SECTION 2.Amendments The City Council hereby makes the findings contained in this Ordinance and amends the sections as set forth in Exhibit A,attached hereto.Sections and subsections that are not amended by this Ordinance in Exhibit A shall remain in full force and effect. SECTION 3.Severability If any provision of this Ordinance or the application thereof to any person or circumstance is held invalid or unconstitutional,the remainder of this Ordinance,including the application of such part or provision to other persons or circumstances,shall not be affected thereby and shall continue in full force and effect.To this end, provisions of this Ordinance are severable.The City Council of the City of South San Francisco hereby declares that it would have passed each section,subsection,subdivision,paragraph,sentence,clause,or phrase hereof irrespective of the fact that any one or more sections,subsections,subdivisions,paragraphs,sentences, clauses, or phrases be held unconstitutional, invalid, or unenforceable. SECTION 4.Publication and Effective Date Pursuant to the provisions of Government Code section 36933,a summary of this Ordinance shall be prepared by the City Attorney.At least five (5)days prior to the Council meeting at which this Ordinance is scheduled to be adopted,the City Clerk shall (1)publish the Summary,and (2)post in the City Clerk’s Office a certified copy of this Ordinance.Within fifteen (15)days after the adoption of this Ordinance,the City Clerk shall (1) publish the summary,and (2)post in the City Clerk’s Office a certified copy of the full text of this Ordinance along with the names of those City Council members voting for and against this Ordinance or otherwise voting. This Ordinance shall become effective thirty (30) days from and after its adoption. City of South San Francisco Printed on 2/22/2018Page 5 of 6 powered by Legistar™ File #:18-99 Agenda Date:2/14/2018 Version:1 Item #:11a. ***** Introduced at a regular meeting of the City Council of the City of South San Francisco held the 24th day of January, 2018. City of South San Francisco Printed on 2/22/2018Page 6 of 6 powered by Legistar™ 1. Revise Section 20.410.001 as follows: SECTION 20.410.001 Purpose and Intent It is the purpose and intent of this Chapter to permit and regulate commercial cannabis manufacturing, testing, distribution, and delivery uses and to preclude the outdoor cultivation of cannabis, preclude the indoor and mixed-light commercial cultivation of cannabis, and to preclude the opening, establishment, and/or operation of microbusinesses and storefront cannabis retail establishments, including medical cannabis cooperatives and collectives, in the City. Nothing in this Chapter is intended to authorize the cultivation, possession, or use of cannabis in violation of state or federal law. This Chapter acknowledges that the cultivation of cannabis is illegal under federal law while granting limited immunity from local prosecution to those medical and nonmedical cannabis activities that do not violate the restrictions and limitations set forth in this section or California law. 2. Revise Section 20.410.002 as follows: SECTION 20.410.002 Definitions The words and phrases included in this Section shall have the following meanings, unless it is clearly apparent from the context that another meaning is intended: “Cannabis retail establishment” or “storefront cannabis retail establishment” means a dispensary, operator, individual, establishment, provider, association or similar entity that operates out of a fixed location that it is open to the public and offers, dispenses, sells, exchanges, makes available, either individually or in any combination, cannabis or cannabis products to customers, patients, or primary caregivers pursuant to State law. For the purposes of this Chapter, cannabis retail establishment and storefront cannabis retail establishment do not include delivery-only operations as defined by this Chapter. “Cannabis operator permit” or “operator permit,” means a permit issued by the City pursuant to this Chapter for the operation of a commercial cannabis business allowed by this Chapter within the City. “Closed-loop system” means a method of extracting cannabinoids and tetrahydrocannabinol (“THC”) from cannabis plant material in a sealed environment. The method involves the use of specific equipment, including tanks with attached tubes, recovery tanks, refrigerant scales and pumps, and recovery pumps in order to create more efficient extraction and confine flammable solvents to a closed environment and decrease the risk of explosion. “Commercial cannabis uses” means any commercial cannabis activity licensed pursuant to the Medicinal and Adult-Use Cannabis Regulation and Safety Act (“MAUCRSA”), including but not limited to, cultivation, possession, distribution, laboratory testing, labeling, retail, delivery, 1 sale or manufacturing of cannabis or cannabis products. Commercial cannabis uses also means any cannabis activity licensed pursuant to additional State laws regulating such businesses. Commercial cannabis uses shall not include cannabis activities carried out exclusively for one’s personal use that does not involve commercial activity or sales. “Delivery-only” means a commercial cannabis use that involves the transfer of cannabis or cannabis products from a fixed location that is not open to the public to a customer at a fixed address specified by the customer pursuant to the applicable state cannabis license. “Delivery vehicle” means a manned vehicle meeting all requirements in State laws and regulations used in the commercial transfer of cannabis or cannabis products from a fixed location to a fixed address specified by a customer. “Distribution” means the procurement, sale, and transport of cannabis and cannabis products between state cannabis licensees. “Indoor commercial cultivation” means cultivation within a fully enclosed structure, including greenhouses and similar structures used for mixed light cultivation licensed pursuant to State law, for commercial cannabis uses. For the purposes of this Chapter, indoor commercial cultivation does not include cultivation that is legally conducted pursuant to federally-regulated scientific research. “Manufacturing” means producing, preparing, propagating, blending, or compounding cannabis or cannabis products either directly or indirectly or by extraction methods, infusion methods, or independently by means of chemical synthesis, or by a combination of extraction and chemical synthesis at a fixed location that packages or repackages cannabis or cannabis products or labels or re-labels its container, or otherwise making or preparing cannabis products. “Microbusiness” means a commercial cannabis establishment engaged in the cultivation of cannabis on an area less than 10,000 square feet and possesses multiple permits to act as a licensed distributor, manufacturer that uses nonvolatile solvents or no solvents, and/or retailer under Division 10 of the California Business and Professions Code. “Nonvolatile solvents” means a solvent that is not or does not produce a flammable gas or vapor that, when present in the air in sufficient quantities, will create explosive or ignitable mixtures. “Operator” means a natural person or entity responsible for the direction, control, management, operation of any State-licensed and locally-permitted commercial cannabis use. “Owner” means each person or entity having an ownership interest in or a financial interest in, a commercial cannabis business. 2 “Pre-clearance” or “pre-cleared” means the process by which an applicant for a cannabis operator permit is authorized to seek a conditional use from the Planning Commission. If staff determines that an applicant meets the minimum qualifications and the operator permit application complies with all of the requirements outlined in this Chapter, said operator permit application will be granted pre-clearance and the applicant will be authorized to seek a conditional use permit from the Planning Commission. Valid operator permits will only be issued after an applicant successfully obtains a conditional use permit from the Planning Commission. “Testing” means performing scientific analysis of cannabis or cannabis products to determine its chemical profile, the presence of contaminants, or other similar scientific or compositional information as a commercial enterprise. “Volatile solvent” means volatile organic compounds, including but not limited to: (1) explosive gases, such as Butane, Propane, Xylene, Styrene, Gasoline, Kerosene, 02 or H2; and (2) dangerous poisons, toxins, or carcinogens, such as Methanol, Methylene Chloride, Acetone, Benzene, Toluene, and Tri-chloro-ethylene as determined by the Fire Marshal. 4. Revise Section 20.410.003 as follows: SECTION 20.410.003 Cannabis Retail Establishments and Microbusinesses Prohibited A. Storefront Prohibited. A storefront cannabis retail establishment is not a permitted use and is prohibited in all zones throughout the City. No permit or any other applicable license or entitlement for use, nor any business license, shall be approved or issued for the establishment, maintenance or operation of a storefront cannabis retail establishment within the City. This prohibition shall not apply to a delivery-only retail cannabis operation operating under an issued state cannabis license for retailers. B. Microbusiness Prohibited. A microbusiness is not a permitted use and is prohibited in all zones throughout the City. No permit or any other applicable license or entitlement for use, nor any business license, shall be approved or issued for the establishment, maintenance or operation of a cannabis microbusiness within the City. C. Public Nuisance. The establishment, maintenance or operation of a storefront cannabis retail establishment or a microbusiness within the City is declared to be a public nuisance and may be abated by the City either pursuant to the South San Francisco Municipal Code or any other available legal remedies, including, but not limited to, declaratory relief and civil injunctions. 3 5. Repeal Section 20.410.005 as follows, in its entirety, and replace with the following language: SECTION 20.410.005 Commercial Cannabis Manufacturing Commercial Cannabis Manufacturing is permitted in the City subject to the following requirements: A. Zones Where Permitted. Commercial cannabis manufacturing activity shall not be permitted anywhere in the City except east of Highway 101 in the following zoning districts: Business Professional (BPO) and Mixed Industrial (MI). B. Conditional Use Permit Required. Commercial cannabis manufacturing activity is only permitted in the zoning districts specified above with a conditional use permit approved by the Planning Commission. C. Distance Requirements. Commercial cannabis manufacturing sites must be located in the zoning districts listed in section (A). Commercial cannabis manufacturing must also be located a minimum of 600 feet from residential uses, schools, day care centers and youth centers. The terms “school”, “day care center” and “youth center” shall have the same meaning as in State laws related to cannabis. D. Operational Requirements. 1. Operator Permits. All cannabis manufacturing operations must obtain and maintain a valid operator permit issued by the City pursuant to Section 20.410.009 prior to commencing any commercial cannabis activity for which a state cannabis license is required. 2. Compliance with Law. All cannabis manufacturing activities must be conducted in accordance with all applicable State laws and regulations, as may be amended from time to time, and all applicable local laws and regulations. 3. Visibility. All cannabis, cannabis products, and any aspect of the manufacturing of cannabis that indicates the type of product(s) being manufactured inside shall not be visible from the public right-of-way, exterior of the structure, and/or vehicle(s) where those commercial cannabis activities take place. 4. Odor Control. Operators must install and maintain, in good working-order, air treatment or other ventilation systems to prevent odors generated from the manufacture of cannabis and cannabis products from being detected within ten (10) feet of the structure in which commercial cannabis activity occurs. 5. Volatile Solvent Extraction. If a manufacturing process utilizes volatile solvents, then it is only permitted if it is conducted exclusively within a closed-loop system that meets all of the following requirements: 4 a) The system uses only solvents that are recognized as safe pursuant to the federal Food, Drug, and Cosmetic Act (21 U.S.C. Sec. 301 et seq.). b) The system is designed to recapture and contain solvents during the manufacturing process, and otherwise prevent the off-gassing of solvents into the ambient atmosphere to mitigate the risks of ignition and explosion during the manufacturing process. c) A licensed engineer certifies that the system was commercially manufactured, safe for its intended use, and built to codes of recognized and accepted good engineering practices, including, but not limited to, the American Society of Mechanical Engineers (ASME), the American National Standards Institute (ANSI), Underwriters Laboratories (UL), the American Society for Testing and Materials (ASTM), or OSHA Nationally Recognized Testing Laboratories (NRTLs). d) The system has a certification document that contains the signature and stamp of a professional engineer and the serial number of the extraction unit being certified and such document is provided to the City. 6. Quality Control Personnel. All commercial cannabis manufacturing sites must employ at least one (1) full time quality assurance compliance monitor who shall not hold a commercial cannabis license or have an ownership interest in a commercial cannabis licensee or the premises of a commercial cannabis licensee. 7. Standard Operating Procedures. All commercial cannabis manufacturing sites must establish standard operating procedures and batch records that comply with current best manufacturing practices and applicable State laws and regulations. 8. Labeling. All finished cannabis products must be labeled in compliance with applicable State laws and regulations. 9. Child-Resistant Packaging. All cannabis products must be packaged in child- resistant containers prior to leaving the commercial manufacturing site in compliance with applicable State law and regulations. 10. Security Plan Requirements for Cannabis Manufacturing Sites. All commercial cannabis manufacturing sites must implement and maintain a security plan and surveillance system that complies with the requirements outlined in Section 20.410.010 herein. 11. Fire Safety Plan Requirements. All commercial cannabis manufacturing sites must comply with the provisions of a fire safety plan ensuring compliance with all applicable Fire Code and Building Code requirements prepared by a third-party engineer and approved by the City. 12. Liquid or Solid Wastes. Operators shall not discharge liquids and solids of any kind, whether directly or indirectly, into a public or private body of water, sewage 5 system, watercourse, or into the ground, except in compliance with applicable regulations of the California Regional Water Quality Control Board. E. Operating Agreement. The City shall require commercial cannabis manufacturing operations to enter into an operating agreement with the City, pursuant to Section 20.410.009 herein. 6. Add the following Section 20.410.006, in its entirety: SECTION 20.410.006 Cannabis Testing Operations Commercial Cannabis Testing is permitted in the City subject to the following requirements: A. Zones Where Permitted. Commercial cannabis testing activity shall not be permitted anywhere in the City except east of Highway 101 in the following zoning districts: Business Commercial (BC), Business Professional Office (BPO), Business Technology Park (BTP), Bay West Cove Specific Plan District (BWCSPD), Gateway Specific Plan (GSPD), Mixed Industrial (MI), and Oyster Point Specific Plan District (OPSD) B. Conditional Use Permit Required. Commercial cannabis testing activity is only permitted in the zoning districts specified above with a conditional use permit approved by the Planning Commission. C. Distance Requirements. Commercial cannabis testing sites must located in the zoning districts listed in section (A). Commercial cannabis testing sites must be located a minimum of 600 feet from residential uses, schools, day care and youth centers. D. Operational Requirements. 1. Operator Permits. All cannabis testing operations must obtain and maintain a valid operator permit issued by the City pursuant to Section 20.410.009. 2. Compliance with Law. All cannabis testing activities must be conducted in accordance with all applicable State laws and regulations, as may be amended from time to time, and all applicable local laws and regulations. 3. Visibility. All cannabis, cannabis products, and any aspect of the testing of cannabis that indicates the type of product(s) being tested inside shall not be visible from the public right-of-way, exterior of the structure, and/or vehicle(s) where those commercial cannabis activities take place. 4. Odor Control. Operators must install and maintain, in good working-order, air treatment or other ventilation systems to prevent odors generated from the testing of cannabis and cannabis products from being detected within ten (10) feet of the structure in which commercial cannabis activity occurs. 6 5. Quality Control Personnel. All commercial cannabis testing sites must employ at least one (1) full time quality assurance compliance monitor who shall not hold a commercial cannabis license or have an ownership interest in a commercial cannabis licensee or the premises of a commercial cannabis licensee. 6. Testing Procedures. All testing activities must be conducted in accordance with industry-best practices and applicable State laws and regulations. 7. Testing Devices. All testing devices used at a testing site must be UL listed, or its equivalent, or be otherwise approved for its intended use by the City’s Building Official, Fire Department or other person as designated by the Chief Planner. 8. Accreditation Notification. All testing sites must maintain proper accreditation where applicable and must notify the Chief Planner, or designee, and the State Department of Public Health within one business day after the receipt of notice that the facility’s accreditation has been denied, suspended, or revoked. 9. Security Plan/Surveillance System. All commercial testing sites must implement and maintain a security plan and surveillance system that complies with the requirements outlined in Section 20.410.010 herein. 10. Fire and Safety Plan Requirements. All commercial testing sites must comply with the provisions of a fire safety plan ensuring compliance with all applicable Fire Code and Building Code requirements prepared by a third-party engineer and approved by the City. 11. Liquid or Solid Wastes. Operators shall not discharge liquids and solids of any kind, whether directly or indirectly, into a public or private body of water, sewage system, watercourse, or into the ground, except in compliance with applicable regulations of the California Regional Water Quality Control Board. E. Operating Agreement. The City shall require commercial cannabis testing operations to enter into an operating agreement with the City, pursuant to Section 20.410.009 herein. 7. Add the following Section 20.410.007, in its entirety: SECTION 20.410.007. Cannabis Distribution Operations Cannabis Distribution Operations are permitted in the City subject to the following requirements: A. Zones Where Permitted. 1. Distribution Permitted. Cannabis distribution operations are permitted to distribute to other properly licensed and permitted commercial cannabis 7 operations throughout the City and to other jurisdictions where such activities are permitted. 2. Distribution Facility. Fixed locations for distribution facilities are prohibited everywhere in the City except east of Highway 101 in the following zoning districts: Business and Professional Office (BPO), and Mixed Industrial (MI) B. Conditional Use Permit Required. Distribution facilities are only permitted in the zoning districts specified above with a conditional use permit approved by Planning Commission. C. Distance Requirements. Cannabis Distribution operation sites must be located a minimum of 600 feet from residential uses, schools, day care and youth centers. D. Operational Standards. 1. Scope of Permitted Service. a) Types of Services. Operators may provide storage-only services, storage and distribution services, and/or distribution-only services. b) Types of Customers. Operators may only provide the services outlined in subsection (a) above to properly licensed and permitted cultivators, manufacturers, testers, retailers, or other distributors. 2. Operator Permits. All cannabis distribution operations must obtain and maintain a valid operator permit issued by the City pursuant to Section 20.410.009. 3. Compliance with Law. All cannabis distribution activities must be conducted in accordance with all applicable State laws and regulations, as may be amended from time to time, and all applicable local laws and regulations. 4. Visibility. All cannabis, cannabis products, and any aspect of the distribution of cannabis that indicates the type of product(s) being distributed shall not be visible from the public right-of-way, exterior of the structure, and/or vehicle(s) where those commercial cannabis activities take place. 5. In-Transit Requirements. a) Distribution vehicles may only travel between the distribution facility location and the drop-off destinations while transporting cannabis and/or cannabis products. b) Only Operators and/or employees of Operators may be present in the distribution vehicles while transporting cannabis or cannabis products. c) All drivers shall carry valid identification and proof of employment at a permitted distribution facility. 8 d) All drivers shall carry an inventory log of cannabis and cannabis products being transported with the name and address of the ultimate destination for each unit of cannabis inventory. 6. Vehicle Registration with City Police Department. All distribution vehicles must be registered with the City Police Department. 7. Fire safety plan. All commercial distribution facility sites must comply with the provisions of a fire safety plan ensuring compliance with all applicable Fire Code and Building Code requirements prepared by a third-party engineer and approved by the City. 8. Recordkeeping requirements. Operators shall keep and maintain the following records: a) All distribution vehicle maintenance records. b) All distribution vehicle ownership records. c) All shipping manifests for completed and in-transit deliveries. d) A contemporaneous inventory log. e) Distribution log including location, time and driver. f) Quality-assurance details for all cannabis and cannabis products stored and/or delivered by Operator. g) A log of any destruction or loss of any cannabis and/or cannabis products. h) These records may be inspected by any officer of the City as permitted by law. Whenever possible, the inspection shall be conducted at a time and in a manner that minimizes any interference with the operation of the business. i) These records are not maintained nor kept by the City. To the extent that any of these records come into the custody of the City, they shall be exempt from public disclosure in accordance with applicable law. 9. Security Plan/surveillance system requirements. a) Security at Distribution Facility. All commercial distribution facility sites must implement and maintain a security plan and surveillance system that complies with the requirements outlined in Section 20.410.010 herein. b) Security in Distribution Vehicles. All commercial distribution vehicles must comply with the following security requirements: i. All cannabis and cannabis products shall be stored in a lockbox that is permanently secured to the vehicle during transport. ii. All distribution vehicles shall include video and audio monitoring equipment that retains recordings for (30) days, has date and time stamped recordings, and video overlays that indicate which vehicle the recording is from. iii. All distribution vehicles shall include cellular technology-based panic buttons or other emergency alert devices. 9 iv. All distribution vehicles shall be tracked by GPS locators that are monitored at the fixed distribution facility and retain logs of GPS locations for (1) year. v. All distribution vehicles must be plainly marked and not include any overt or obvious indications of the products being distributed. E. Operating Agreement. The City shall require commercial cannabis distribution operations to enter into an operating agreement with the City, pursuant to Section 20.410.009 herein. 8. Add the following Section 20.410.008, in its entirety: SECTION 20.410.008. Delivery-Only Operations Delivery-Only Operations are permitted in the City subject to the following requirements: A. Zones Where Permitted. 1. Delivery Permitted. Commercial delivery of cannabis to a fixed address within City limits is permitted throughout the City except at the following locations: schools, day care centers, youth centers, public parks and open space, public buildings, eating or drinking establishments. All deliveries must be to a fixed address. 2. Fixed Delivery-Only Business Locations Permitted. Fixed locations for delivery-only cannabis businesses are prohibited everywhere in the City except east of Highway 101 in the following zoning districts: Business Commercial (BC), Business Technology Park (BTP), and Mixed Industrial (MI) B. Conditional Use Permit Required. Fixed locations for delivery-only cannabis businesses are only permitted in the zoning districts specified above with a conditional use permit approved by Planning Commission. C. Distance Requirements. Fixed delivery-only cannabis businesses shall be sited a minimum of 600 feet from residential uses, schools, day care centers and youth centers. D. Operational Standards. 1. Operator Permits. All delivery-only cannabis operations must obtain and maintain a valid operator permit issued by the City pursuant to Section 20.410.009. 2. Compliance with Law. All delivery-only cannabis activities must be conducted in accordance with all applicable State laws and regulations, as 10 may be amended from time to time, and all applicable local laws and regulations. 3. Visibility. All cannabis, cannabis products, and any aspect of the delivery of cannabis that indicates the type of product(s) being delivered shall not be visible from the public right-of-way, exterior of a structure, and/or vehicle(s) where those commercial cannabis activities take place. 4. All fixed locations for delivery-only operations must comply with the provisions of a fire safety plan ensuring compliance with all applicable Fire Code and Building Code requirements prepared by a third-party engineer and approved by the City. 5. Security in Vehicle. a) All cannabis and cannabis products shall be stored in a lockbox that is permanently secured to the vehicle during transport . b) All delivery vehicles shall include video and audio monitoring equipment that retains recordings for (30) days, has date and time stamped recordings, and video overlays that indicate which vehicle the recording is from. c) All delivery vehicles shall include cellular technology-based panic buttons or other emergency alert devices. d) All delivery vehicles shall be tracked by GPS locators that are monitored at the fixed delivery-only cannabis business location and retain logs of GPS locations for (1) year. e) All delivery vehicles must be plainly marked and not include any overt or obvious indications of the products being distributed. 6. Security at Delivery-Only Business Locations. All delivery-only business location sites must implement and maintain a security plan and surveillance system that complies with the requirements outlined in Section 20.410.010 herein. 7. In-Transit Requirements a) Delivery vehicles may only travel between the delivery business locations and drop-off destinations while transporting cannabis and/or cannabis products. b) Deliveries are only permitted during the hours specified under State law and/or regulations. c) Only Operators and/or employees of Operators may be present in the delivery vehicle while transporting cannabis or cannabis products. d) All drivers shall carry valid identification and proof of employment at a permitted delivery facility. 11 e) All drivers shall carry an inventory log of cannabis and cannabis products being transported. 8. Vehicle Registration with City Police Department. All delivery vehicles must be registered with the City Police Department. 9. Recordkeeping Requirements. Operators shall keep the following records: a) All delivery vehicle maintenance records. b) All delivery vehicle ownership records. c) All shipping manifests for completed and in-transit deliveries. d) A contemporaneous inventory log. e) Delivery log including location, time and delivery driver. f) Quality-assurance details for all cannabis and cannabis products stored and/or delivered by Operator destruction or loss of any cannabis and/or cannabis products. E. Operating Agreement. The City shall require delivery-only operations to enter into an operating agreement with the City, pursuant to Section 20.410.009 herein. 9. Add the following Section 20.410.009, in its entirety: SECTION 20.410.009. Operator Permit Requirements A. Operator Permit Required. No person shall engage in commercial cannabis activity or operate a commercial cannabis business pursuant to this Section without possessing a valid operator permit from the City and without possessing all other approvals or licenses that may be required pursuant to State law and regulations. 1. Additional permits or entitlements may be required depending on construction or improvements necessary for a building or site. 2. Regardless of the number of sites zoned for commercial cannabis operations in the City, the total number of commercial cannabis operator permits granted for each State license type may be established or limited by City Council Resolution. 3. The City may refuse to issue any discretionary or ministerial permit, license, variance or other entitlement, which is sought pursuant to this Section, including zoning clearance for a building permit, where the property upon which the use or structure is proposed is in violation of the South San Francisco Municipal Code, or any other local, State or federal law. 4. No property interest, vested right, or entitlement to receive a future permit to operate a commercial cannabis use shall ever inure to the benefit of such operator permit holder, as such permits are revocable. Operator permits issued 12 pursuant to this Section are specific to the operator, do not run with the land and are not transferable. B. Permit Types. Prior to engaging in any commercial cannabis business, individuals must obtain an operator permit from the City corresponding to the category of activity or enterprise. The following permit types are available in the City: 1. Commercial Cannabis Manufacturing 2. Commercial Testing Permit 3. Commercial Cannabis Distribution Permit 4. Commercial Cannabis Delivery-Only Permit C. Operator/Permit Holder Qualifications. All operator permit holders must meet the following minimum qualifications. The City reserves the right to require additional qualifications through the operator permit application procedures. 1. Operator permit holders and all employees and agents of said commercial cannabis business must be twenty-one (21) years of age or older. 2. Operator permit holders and all employees and agents of said commercial cannabis business shall be subject to a background search by the California Department of Justice and local law enforcement. 3. Operator permits for commercial cannabis uses shall not be issued to any operators who have been convicted of a violent felony or any operators that have employees or agents that have been convicted of a violent felony, In addition, permits for commercial cannabis uses shall not be issued to operators (or operators that have employees or agents) who have been convicted of crimes (whether felony or misdemeanor) that involve crimes of moral turpitude. 4. Operator permit holders must meet the minimum qualifications established by this Chapter and by the State for the applicable State license type. D. Operator Permit Application. Applicants must submit applications to the Finance Director. Any confidential information submitted by applicants pursuant to this Section shall be marked as such. Confidential information submitted to the City may be withheld from public disclosure in accordance with applicable law. Applications shall include, at a minimum, the following: 1. Business Operators’ Information. All necessary information related to the business operator, including names, birth dates, addresses, social security numbers, relevant criminal history, relevant work history, names of businesses owned or operated by the applicant within the last ten (10) years, investor 13 and/or partner information, and Assessor Parcel Number (APN) number of the parcel upon which the business will be located. Such private information will be exempt from disclosure to the public, pursuant to applicable law, to protect an individual’s privacy interests and public health and safety. 2. Payment of Application Fee. Applicants shall submit the application fee amount with their applications. 3. Property Owner Permission. Written (and notarized) permission from the property owner and/or landlord to operate a commercial cannabis use on the site. 4. Completed Business License Application. Each applicant shall submit proof that either the City has issued the applicant a business license or proof that the applicant has submitted a City business license application. 5. Volatile Solvent Closed-Loop System. If applicant is proposing a Cannabis Manufacturing operation utilizing volatile extraction, then plans for a closed- loop system certified and stamped by a professional engineer must be submitted. 6. Employee Roster. Each application shall submit an employee roster with the names and birth dates of each proposed employee of the operation with a signed authorization from each such employee authorizing the City to conduct a background check. 7. Operating Plan. Each application shall submit a detailed operating plan identifying the features of the proposed business. 8. Security Plan as required under Section 20.410.010. 9. Site Plans. Each application shall submit a detailed site plan identifying the layout and configuration of the proposed operation, as well as any proposed improvements to the site. 10. Proof of Notice. Applicants must provide notice to properties and property owners within three hundred (300) feet of the boundaries of the property upon which the commercial cannabis business is proposed at least fifteen (15) days prior to submission of an application for a permit and must include proof of such notice with the operator permit application. 11. Air Quality. The applicant shall provide a calculation of the businesses anticipated emissions of air pollutants. The applicant shall also provide assurance that the business will comply with all rules identified by the Bay Area Quality Management District. No operator permit shall be issued to any business that would exceed the thresholds of significance established by the 14 Bay Area Quality Management District for evaluating air quality impacts under the California Environmental Quality Act for either operation or construction. Applicants are encouraged to design their project so as to minimize or avoid air pollutant emissions. 12. Greenhouse Gas Emissions. The applicant shall provide calculations of the anticipated greenhouse gas emissions for the operation of the business. The applicant shall further demonstrate compliance with any applicable State, regional, or local plan for the reduction of greenhouse gas emissions. No operator permit shall be granted for any business that would violate any State, regional, or local plan for the reduction of greenhouse gases, nor shall any cannabis permit be issued where the construction and/or operation of the business would exceed any applicable threshold of significance for greenhouse gas emissions under the California Environmental Quality Act. 13. Hazardous Materials. To the extent that the applicant intends to use any hazardous materials in its operations, the applicant shall provide a hazardous materials management plan that complies with all federal, State, and local requirements for management of such substances. “Hazardous materials” includes any hazardous substance regulated by any federal, State, or local laws or regulations intended to protect human health or the environment from exposure to such substances. 14. Water Supply. The applicant shall demonstrate to the satisfaction of the City Engineer that sufficient water supply exists for the use. To the extent any proposed use intends on relying on groundwater supplies, the applicant shall demonstrate to the satisfaction of the City Engineer that the use will not result in net groundwater depletion. 15. Wastewater. The applicant shall demonstrate to the satisfaction of the City Engineer that sufficient wastewater capacity exists for the proposed use. To the extent the proposed use will result in agricultural or industrial discharges to the City’s wastewater system, the applicant shall provide a plan for meeting all federal, State, and local requirements for such discharges. A Waste Water Management Plan shall be submitted identifying the amount of wastewater, excess irrigation and domestic wastewater anticipated, pre-treatment method (when applicable), as well as disposal method. 16. Signed Affidavit. The property owner and applicant, if other than the property owner, shall sign the application and shall include affidavits agreeing to abide by and conform to the conditions of the permit and all provisions of the South San Francisco Municipal Code pertaining to the establishment and operation of the commercial cannabis use, including, but not limited to, the provisions of this section. The affidavit(s) shall acknowledge that the approval of the operator permit shall, in no way, permit any activity contrary to the South San 15 Francisco Municipal Code, or any activity which is in violation of any applicable laws. 17. Signed indemnity provision. To the fullest extent permitted by law, any actions taken by a public officer or employee under the provisions of this Section 20.410 shall not become a personal liability of any public officer or employee of the City. To the maximum extent permitted by law, Operators shall defend (with counsel acceptable to the City), indemnify and hold harmless the City of South San Francisco, the South San Francisco City Council, and its respective officials, officers, employees, representatives, agents and volunteers (hereafter collectively called “City”) from any liability, damages, costs, actions, claims, demands, litigation, loss (direct or indirect), causes of action, proceedings, prosecutions for violations of State or federal law, or judgments (including legal costs, attorneys’ fees, expert witness or consultant fees, City Attorney or staff time, expenses or costs) (collectively called “action”) caused, in whole or in part, by Operator’s operation of a commercial cannabis business in the City or associated with any action against the City to attack, set aside, void or annul, any cannabis-related approvals and/or determinations. The City may elect, in its sole discretion, to participate in the defense of said action, and the Operator shall reimburse the City for its reasonable legal costs and attorneys’ fees. Operators shall be required to agree to the above obligations in writing and submit said writing as part of the operator permit application. E. Permit Issuance, Validity, Rejection of Application, Revocation, Suspension, Renewal and Transfer 1. Cannabis Operator Permit Issuance. Cannabis operator permits shall require approval of Finance Director or designee. Permit applicants must meet all operator and application requirements to be considered for permit issuance. a) Cannabis operator permits shall be valid for one (1) year from the date of issuance. b) The City shall not issue any cannabis operator permit until the necessary State license(s) is obtained. c) No cannabis operator permit holder may be issued until the applicant obtains a conditional use permit from the Planning Commission. d) No cannabis operator permit shall be issued until the operator has paid all required fees and applicable local and state taxes. Cannabis operator permit fees shall be set by Resolution of the City Council. 2. Operator Permit Issuance Procedure. The Finance Director, or his or her designee, may design application forms and procedures specific to each 16 permitted license type and require inspections of proposed facilities before issuing a permit under this Chapter. a) Applications shall be reviewed by City staff, as designated by the Finance Director for completeness, sufficiency, and consistency with minimum qualifications. Applicants failing to meet minimum qualifications or application requirements will not be permitted to seek a conditional use permit from the Planning Commission. b) Relevant City staff will engage in an inspection of the site and all delivery vehicles to ensure compliance with the requirements of this Chapter. c) If staff determines that an applicant meets the minimum qualifications and the application complies with all of the requirements outlined in Subsection D above and other applicable provisions of this Chapter, said operator permit application will be granted pre-clearance and the applicant will be authorized to seek a conditional use permit from the Planning Commission. The applicant must seek a conditional use permit within one (1) year from the date pre-clearance is issued. If an applicant has not sought a conditional use permit within the one (1) year period, the applicant’s pre-clearance status will expire and a new application will have to be submitted in order to seek a conditional use permit. The Finance Director may, in his or her sole discretion, extend an applicant’s pre-clearance status if the Finance Director determines that there is a reasonable basis for the delay and the information contained in the initial application is still accurate. d) If a pre-cleared applicant successfully obtains a conditional use permit from the Planning Commission, the applicant will be issued an operator permit. If a pre-cleared applicant fails to obtain a conditional use, the City will not issue that applicant an operator permit. Conditional use permits issued for cannabis commercial operations are valid for a maximum of five (5) years. 3. Rejection of Applications/Revocation or Suspension of Operator Permit. The Finance Director, or designee, has the authority and discretion to reject, suspend or revoke any application or permit. Applicants providing false or misleading information in the permitting process will result in rejection of the application and/or nullification or revocation of any issued permit. Grounds for rejection of application or suspension/revocation of permit include, but are not limited to: a) Providing incomplete, late, or unresponsive applications. b) Making false or misleading statements to the City. 17 c) Any owner, employee, or agent having been convicted of a violent felony or crime of moral turpitude. d) Any owner has had a cannabis-related license or approval revoked from another jurisdiction. e) Failure to comply with any provisions of this Chapter, the Zoning Code, State law, or any other applicable laws or regulations. f) Unpaid fees, fines, or administrative penalties. g) Facts or circumstances exist which indicate that the Operation does or would very likely constitute a threat to public health, safety and/or welfare. h) Failure to obtain the necessary planning approvals or revocation of said planning approval in accordance with this Chapter and the Zoning Code. i) The Operation as proposed would violate any provision of State or local laws or regulations. j) Failure to implement and maintain a Security Plan in conformance with Section 20.410.010. k) Failure to implement and maintain a Fire Safety Plan in conformance with this Chapter. l) The Applicant has engaged in unlawful, fraudulent, unfair or deceptive business acts or practices. m) The Applicant’s State license for commercial cannabis operations is suspended or revoked. The City shall not reinstate the permit until documentation is received showing that the state license has been reinstated or reissued. It shall be up to the City's discretion whether the City reinstates any permit. n) State law permitting the use for which the permit was issued is amended or repealed resulting in the prohibition of such use, or the City receives credible information that the federal government will commence enforcement measures against such businesses and/or local governments that permit them. 4. Renewal. Operators must renew operator permits each year to continue operating in the City. The Finance Director shall have the authority and discretion to design renewal application procedures. Any renewal application shall require a site and vehicle inspection and submission of all of the information specified in subsection D above and approval of said application in accordance with the provisions of this Chapter. 5. Transfer. Operator permits are personal to the Operator and are non- transferrable. In the event that an Operator sells, disposes of or otherwise conveys a cannabis business in the City, the purchaser or successor-in-interest shall obtain a new operator permit from the City prior to commencing operations. Purchasers and/or successors-in-interest are not required to obtain new conditional use permits for existing cannabis businesses provided that the 18 transfer of the business occurs during the five (5) year term of the conditional use permit. G. Operating Agreement. The City shall require an operating agreement as a condition of receiving an operator’s permit. Such operating agreement shall set forth the terms and conditions under which the commercial cannabis activity will operate, that are in addition to the requirements of the South San Francisco Municipal Code. The terms and conditions may include, but are not limited to the payment of fees, charges, and contributions as mutually agreed, and any such other terms which promote the public health, safety, and welfare and mitigate negative impacts of such use. H. Appeals. Applicants/Operators may appeal the denial, suspension or revocation of a cannabis operator permit by filing a written notice of appeal with the City Manager or designee within ten (10) days after receipt of a denial or order of suspension or revocation from the Finance Director. The City Manager or designee shall hold a hearing within thirty (30) days of receiving the request for appeal where the applicant and the City may present evidence regarding the denial, suspension or revocation of the Permit. The City Manager or designee shall render his or her decision in writing on the appeal within forty-five (45) days after the date of the hearing. Said decision shall be final and no appeal may be taken to the City Council. 10. Add the following Section 20.410.010, in its entirety: SECTION 20.410.010 Commercial Cannabis Operation Security Requirements A. Approval of Security/Surveillance Plan. All applicants for commercial cannabis operator permits must submit a security plan demonstrating compliance with the provisions of this section. Prior to the issuance of any permit, the Chief of Police, or his/her designee, must approve the security plan. Said plan must, in the Chief’s determination, demonstrate the applicant’s ability to operate a safe operation that does not encourage criminal activity and prevents the theft or diversion of cannabis. B. Mandatory Elements of the Security Plan. To be eligible for approval, the security plan must provide for all of the following components: 1. Minimum building security standards. Building security standards in compliance with Chapter 15.48 of the South San Francisco Municipal Code. 2. Robbery alarm system. Installation and maintenance of a central station silent robbery alarm system that is hidden from plain view, but easily accessible to authorized personnel. Alarm systems shall be installed and maintained in compliance with Chapter 6.60 of the South San Francisco Municipal Code. 3. Burglary alarm system. Installation and maintenance of a central station silent intrusion alarm system. The silent intrusion alarm system shall include contact sensors covering each entrance/exit, each skylight, as well as interior motion sensors. 19 Alarm systems shall be installed and maintained in compliance with Chapter 6.60 of the South San Francisco Municipal Code. 4. Security guards. Employment of at least one uniformed security guard present during normal business hours to include one half (½) hour before and after normal business hours. The security guard shall be charged with preventing violations of the law, reporting suspicious persons, vehicles, circumstances and all criminal offenses to the Police Department. Security guards shall be uniformed in such a manner so as to be readily identifiable as a security guard by the public and shall be duly licensed as a security guard as required by applicable provisions of the State law and per Chapter 6.62 of the South San Francisco Municipal Code. The sole purpose of the security guard shall be to provide for the protection and safety of the business and its authorized personnel and said guard shall not be required to perform additional, non- security related duties within the business. The Chief of Police reserves the right to review the number of guards and may require that the number of guards be increased or decreased as necessary. 5. Recordkeeping/Product Tracking. Implementation of a recordkeeping/product tracking system to ensure that all cannabis is accounted for and any loss or theft is easily discoverable in accordance with State law. These records shall be kept for at least (1) year. 6. Employee Roster. Operator must keep a current and updated employee roster on-file with the police department with the names and addresses of all Operator’s employees. 7. Video surveillance system. Installation of a video surveillance system meeting the following criteria: a. Cameras that record at a resolution of 1280 x 720 or higher, b. Cameras that record in accurate color with a surveillance monitor that displays in accurate color, c. Sufficient storage capacity to retain data from all cameras for a period of thirty (30) days, d. An on-site monitor no smaller than fifteen (15) diagonal inches for viewing of images, e. The ability to view and record footage at the same time, f. Accurate time and date stamps on recorded video images, g. Locked and secure location of system to prevent destruction or tampering from customers or employees. Access to the system shall be restricted to management, h. Cameras with clear and unobstructed view of the desired coverage areas, i. A dedicated and secured power source to prevent intentional or accidental deactivation, and j. Separate cameras dedicated to each processing area, loading or shipping area, each entrance/exit of the business, and the parking lot. The cameras shall be placed in locations that allow a clear, unobstructed view of the desired 20 locations and shall be periodically evaluated to ensure compliance. Enough cameras shall be placed at each location to cover the entirety of the intended area to be captured. 8. Prohibition on External Signage. The business shall not display any external signage or other visual clues as to the nature of the business, including but not limited to, green lights, depictions of marijuana leaves, “420,” or other common terms or symbols associated with cannabis. 9. Prohibition of On-site Sales/Public Access. No access by the general public may occur. No on-site sales to any customers may occur. 10. Prohibition on Delivery Vehicle Signage. No pickup or delivery vehicles may contain or depict any signage or other visual clues as to the nature of the business, including but not limited to, green lights, depictions of marijuana leaves, “420,” or other common terms or symbols associated with cannabis. 11. Prohibition on Cannabis in Plain View. All cannabis, cannabis products, and any aspect of the commercial cannabis operation that indicates the type of product(s) inside shall not be visible from the public right-of-way, exterior of the structure, and/or vehicle(s) where those commercial cannabis activities take place. 12. Prohibition on Advertising Business Address. The business shall not identify the business address in any communications, advertisements and marketing, as required under Chapter 15 of Division 10 of the California Business and Professions Code. The business may only display the business name and license number. 13. Unauthorized Access. All entrances to the building shall remain locked at all times to prevent unauthorized access from the exterior. The business shall utilize an electronic card key system to allow access for authorized personnel. The system shall record and log all entries/exits from the premises and such records must be retained for one (1) year by the system. 14. Security of Loading/Shipping Areas. Loading/shipping areas shall have a double security door design that securely isolates the loading/shipping area from the main warehouse/processing area of the building when pickups or deliveries are made. 15. Drop safes. Each cannabis business shall install, maintain, and use a time delay drop safe to store cash and limit the risk of robbery. Time delayed drop safes shall be rated at UL TL-15 or higher. 16. Odor control system. The business shall install, maintain, and use an odor control system to prevent cannabis odors from escaping and being detected within ten (10) feet outside the building. 21 C. Implementation and on-going compliance. All businesses must implement and maintain the security systems and equipment required by this Chapter in strict accordance with the approved security plan prior to commencing operations. If a business subject to this Chapter does not meet or maintain the security standards required by this Chapter, the business must take immediate steps to bring the security requirements into conformance with the provisions of this Chapter. Failure to comply with the requirements of an approved security plan is grounds for revocation of a permit and cessation of operations. 11. Revise Section 20.410.005 as follows: SECTION 20.410.011 Nuisance, Violation and Enforcement The establishment, maintenance or operation of a storefront cannabis retail establishment, microbusiness, manufacturing facility, testing facility, distribution facility, delivery-only operation, indoor commercial cultivation operation, or outdoor cultivation of Cannabis in violation of or in non-compliance with any of the requirements of this Chapter or applicable provisions of State law or the Zoning Code or South San Francisco Municipal Code, is declared a public nuisance and, in addition to or in lieu of prosecuting a criminal action, shall be subject to any enforcement or abatement remedies available under the law and/or the City’s Municipal Code. In addition, the City may enforce the violation of this Chapter by means of civil enforcement through a restraining order, a preliminary or permanent injunction or by any other means authorized by the law. 12. Add Section 20.410.012, in its entirety, as follows: SECTION 20.410.012 Administrative Procedures The City Manager may adopt reasonable administrative procedures necessary to implement this Chapter. 13. Add Section 20.410.013, in its entirety, as follows: SECTION 20.410.013 Conflict of Laws In the event that any provision of this Chapter is in conflict with State law or regulations, as may be amended from time to time, said State law or regulation shall control to the extent that said State law or regulation preempts local regulations. 14. Revise Table 20.090.002 “Land Use Regulations—Commercial, Office, and Mixed-Use Districts” as follows: Use Classification CC BPO CMX ECRMX Additional Regulations Commercial Uses Business Services P P P P 22 Commercial Cannabis Businesses Cannabis Delivery- Only Operations - - - - See Chapter 20.410 “Regulation of Cannabis Activities” Cannabis Distribution - C - - See Chapter 20.410 “Regulation of Cannabis Activities” Cannabis Manufacturing - C - - See Chapter 20.410 “Regulation of Cannabis Activities” Cannabis Testing - C - - See Chapter 20.410 “Regulation of Cannabis Activities” 15. Revise Table 20.110.002 “Land Use Regulations—Employment Districts” as follows: Use Classification BC BTP FC MI Additional Regulations Commercial Uses Business Services P MUP - P Commercial Cannabis Businesses Cannabis Delivery- Only Operations C C - C See Chapter 20.410 “Regulation of Cannabis Activities” Cannabis Distribution - _ - C See Chapter 20.410 “Regulation of Cannabis Activities” Cannabis Manufacturing - _ - C See Chapter 20.410 “Regulation of Cannabis Activities” Cannabis Testing C C - C See Chapter 20.410 “Regulation of Cannabis Activities” 23 16. Revise Table 20.210.003 “Land Use Regulations—Bay West Cove Specific Plan District” as follows: Bay West Cove Planning Area Uses Permitted 1a 1b 2 3 4 Additional Regulations Employment Use Classifications Cannabis Testing C - C C - See Chapter 20.410 “Regulation of Cannabis Activities” Research and Development P - P P - 17. Revise Table 20.220.003 “Land Use Regulations—Gateway Specific Plan District” as follows: Uses Permitted Gateway Specific Plan Zone Additional Regulations Employment Use Classifications Cannabis Testing - C C C - See Chapter 20.410 “Regulation of Cannabis Activities” Research and development - P P P P 18. Revise Table 20.230.003 “Land Use Regulations” for the Oyster Point Specific Plan District as follows: Uses Classifications Planning Area 1 Planning Area 2 Employment Uses Cannabis Testing C(7) C(7) Research and Development P P(5) Notes: 1. Limited to storage, repair and service of water craft, except that Automobile Vehicle Rentals may be approved as ancillary to a hotel use. 2. Only within hotels. 3. Retail and eating and drinking establishment uses are limited to a total of 40,000 square feet in Planning Area 2. 4. Hotel use is limited to no more than two hotels of up to a total of 350 rooms. 5. Use may be subject to limitations pursuant to terms of an approved Disposition and Development Agreement. 6. Only permitted to be installed on building rooftop—all other equipment and facilities must be inside the primary structure or an approved and established equipment yard—and subject to Chapter 20.370 (“Antenna and Wireless Communications Facilities”). 7. See Chapter 20.410 “Regulation of Cannabis Activities” 2924459.1 24