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HomeMy WebLinkAboutReso 118-1980RESOLUTION N0~'118,80 CITY COUNCIL, CITY OF SOUTH SAN FRANCISCO, STATE OF CALIFORNIA A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SOUTH SAN FRANCISCO APPROVING AND ADOPTING THE SOUTH SAN FRANCISCO PERSONNEL RULES AND REGULATIONS, 1.980 EDITION-,. AND-SUPERSEDING PREVIOUS 'EDITIONS .................. ' BE IT RESOLVED by the City Council of the City of South San Francisco that the South San Francisco Personnel Rules and Regulations set forth in themanual entitled "South San Francisco Personnel Rules and Regulations Manual," 1980 Edition, issued by the City Manager, attached as Exhibit "A" hereto are hereby incorporated by reference herein, are hereby adopted, with the exceptions noted' herein, and approved and supersede previous editions; BE IT FURTHER RESOLVED that the last paragraph of Page 35 of said manual is hereby revised to read as follows' "The Personnel Board shall render its decision in writing within thirty (30) working days following the closing of hearings and shall furnish copies of such decision to all parties involved. The Personnel Board may, upon making a finding of necessity, which finding shall be supported by substantial evidence, extend the deadline for rendering its decision for an additional fifteen (15) working days. The majority findings of the Board shall be binding except in instances where they entail capital expenditures or significant unbudgeted expenditures. In those cases, the ruling shall be submitted to the City Council for action which may include modification or reversal." · I hereby certify that the foregoing Resolution was regularly intro- duced and adopted by the City Council of the City of South San Francisco at a regular meeting~held on the 1st day of October 1980, by the following vote: AYES: Councilmen Ronald G. Acosta, Mark N. Addiego and Gus Nioclopulos NOES: ABSENT: None Councilman Emanuele N. Damonte and Councilwoman Roberta Cerri Teglia ATT E ST: City e EXHIBIT "A" TO RESOLUTION NO. 118-80 adopted 10/1/80 CITY OF SOUTH SAN FRANCISCO PERSONNEL RULES AND REGULATIONS MANUAL 1980 EDITION Page'No. 1- 4. 5 6 7- 9 10- 12 13- 16 17- 18 19- 22 23- 24 25- 27 28 29 - 31 32- 33 34- 36 37 38 39 40 41 TABLE OF CONTENTS Rule No. 1 - Purpose and Definitions 2 - General Provisions 3- Personnel Board 4 - Classification and Pay Plan 5 - Hours of Work, Overtime and Premium Pay 6- Leaves 7 - Employment Announcements and Applications 8- Employment Examinations 9- Employment L.~.sts 10 - Employment Appointments 11 - Probationary Period 12- Personnel Actions: Non-Disciplinary _ 13 - Disciplinary Action 14- Grievance Procedure 15- Training and Safety 16- Reports and Records 17- Outside Employment 18- Political Activities 19- Cooperation RULE 1. PURPOSE AND DEFINITIONS PURPOSE The objectives of these Rules are to facilitate efficient and economical services to the public and to provide for a fair and equitable system and personnel manage- ment in the City government. These Rules set forth, in detail, those procedures which insure similar treatment for those who compete for original employment and promotion, and define the obligations, rights, privileges, benefits and prohibitions which are placed upon all employees in the Classified Service of the City. DEFINITIONS The words and terms used in these Rules shall have the meaning indicated as follows, unless the context clearly indicates otherwise: 1.01 ALLOCATION: The assignment of a position to its proper job classification in accordance with its duties and levels Of responsibility. 1.02 APPOINTING AUTHORITY: The City Manager. 1.03 APPOINTMENT: The offer of and acceptance by a person of a position in the Classified Service pursuant to the provisions of the Personnel Ordinance and these Rules and Regulations. 1.04 AP PO I NTMENTS: a) Original' - The initial appointment of an employee to a position in the Classified Service. b) Promotional - A subsequent appointment of an employee to a position in a higher classification in the Classified Service. c) Provisional - The appointment, pending an examination, of a qualified person to fill a position in the Classified SerVice for which no employ- ment list exists. d) Temporary - The appointment of an eligible or, where no employment list exists, a qualified person to fill a position for a limited period of time. 1.05 BOARD: The Personnel Board of the City of South San Francisco. 1.06 CANDIDATE: An applicant accepted for participation in the examination process. 1.07 CERTIFICATION: The submission of names of eligibles from an appropriate list.or lists to a department head by the Personnel Officer. 1.08 CITY: The City of South San Francisco. -1- -. 1.09 1.10 1.11 1.12 1.13 1.14 1.15 1.16 1.17 -., 1.18 1.19 1.20 1.21 CLASS: A group of positions having duties and levels of responsibility sufficiently similar that the same job title, examples of duties, minimum qualifications and methods of selection may be applied. CLASSIFIED SERVICE' Those positions or classes .of positions set forth in Section 6 of the City Personnel Ordinance. CLASSIFICATION PLAN: The arrangement of positions in classes, together with the title for and specification describing each classification. DAYS: Calendar days unless otherwise indicated. DEMOTION: A change of status of an employee from a position in one class- ification to a position in another carrying a lower maximum rate of -pay. DISMISSAL: Removal of an employee from City employment. ELIGIBLE: Any person on an employment list for a given classification. EMPLOYMENT LIST: a) Open-Competitive - A list of candidates who have qualified in an examination open to all qualified individuals. b) Promotional - A list of candidates who have qualified in an examination open only to qualified City employees. c) Reemployment - A list of former employees who have been laid off and who are eligible for reemployment in their former classification or in a comparable classification carrying the same or lower maximum rate of pay. d) Reinstatement - A list of former employees who resigned from the City service in good standing and who are eligible for reinstatement to their former classification or to a comparable classification carrying the same or lower maximum rate of pay. IMMEDIATE FAMILY: Employee's spouse, parents, children (natural, step or adopted), sister, brother, grandparents, mother-in-law, father-in-law, brother-in-law, sister-in-law, daughter-in-law and son-in-law. LAYOFF: (Non Disciplinary): Termination of employment in the interest of economy or because the necessity of the position or employment involved no longer exists. LEAVE OF ABSENCE: Permission to be absent from duty for a specified purpose, with the right to return before or upon the expiration of the 1 eave period. PERMANENT EMPLOYEE- An employee who had completed the prescribed probationary period for his classification. PERMANENT POSITION: Any position in the Classified Service that will require appointment for more than six (6) months. -2- '. 1.22 1.23 1.24 1.25 1.26 1.27 1.28 1.29 1.30 1.31 1.32 1.33 1.34 -., 1.35 1.36 1.37 1.38 PERSONNEL ORDINANCE: Ordinance No. 449, amended, which creates a personnel system for the City. PERSONNEL OFFICER: The City Manager 6r his designated representative. POSITION: A combination of duties regularly assigned to be performed by one person. PROBATIONARY EMPLOYEE: An employee whose permanent status under an original or promotional appointment is contingent upon successful completion of a prescribed period of observation to determine fitness for the work being performed. PROBATIONARY.PERIOD: A prescribed period of time under an original or promotional appointment where the employee's performance is observed to determine fitness for the work being performed. PROMOTION: Advancement from a position in one classification to a position in another carrying a higher maximum rate of pay. QUALIFY: An applicant or appointee who meets the employment' standards for a classification in a Classified Service. RESIGNATION: A voluntary termination of employment. SEPARATION: Any termination of employment. SPECIFICATION: The official description of a job classification including: the title; a statement of duties and levels of responsibility; and standards of employment such as required training, experience, knowledges, skills and abilities. SUSPENSION: An involuntary absence imposed by the appointment authority for disciplinary.purposes or pending investigation of charges. TRANSFER: A change between positions within the same classification for a similar classification carrying the same, or essentially the same, maximum rate of pay. VACANCY: Any unfilled position in the Classified Service. WAIVER: The voluntary relinquishment by an eligible of the right to consider- ation for appointment to a specific position. YEAR: The calendar year unless otherwise indicated. · MASCULINE AND FEMINIME: Masculine referenced terms include the feminine and vice-versa (except as referenced in the Maternity Leave Policy in Section 6.06). PART-TIME EMPLOYEE: A part-time employee works a fraction of the normal workday or workweek. -3- 1.39 1.40 FISCAL YEAR: The period commencing on July 1st of one calendar year and ending June 30th of the calendar year immediately following. SINGULAR AND PLURAL: The singular number includes the plural and the plural the singular. -4- 2.01 2.02 2.03 RULE 2. GENERAL PROVISIONS FAIR EMPLOYMENT: No question in any test, in any application form, or in any other personnel proceeding, or of any City official or employee, shall be so framed as to attempt to elicit information concerning political or religious opinions or affiliations of an applicant, candidate, eligible, or employee. No appoint- ment to or removal from a position in the Classified Service shall be influenced in any manner by considerations of race, sex, color, marital status, ancestry, national origin, age, non-related physical and/or mental handicap, political or religious opinion or affiliation, unless determined to be a bona fide occupational qualification. VIOLATION OF RULES: Violation of the provisions of these Rules shall be grounds .for disciplinary action. AMENDMENT AND REVISION OF RULES: Amendments to these Rules shall be proposed to the City Council afterJfirst having been reviewed by the appointing authority and Personnel Board. The appointing authority shall notify the City Council of proposed amendments. Proposed amendments shall be posted on the City Hall Bulletin Board and each employee organization shall be notified, in writing, five (5) working days prior to consideration by the City Council. At the time of consideration, interested parties may appear and be heard. Amendments and revisions to the Rules shall be by Council Resolution. -5- RULE 3. PERSONNEL BOARD 3.01 3.02 MEETINGS: · The Personnel Board shall hold regular monthly meetings on the third Tuesday of each month at 8:00 p.m., City Hall Conference Room, 400 Grand Avenue, South San Francisco. Any reg'ular meeting may be adjourned to a time certain and to a place deSignated by the Chairperson. In addition, the Board may hold special meetings upon the call of the Chairperson or any three (3) members of the Board upon notice of special meetings to be posted and distributed pursuant to the Government Code. Three (3) members of the Board shall constitute a quorum for the transaction of business. Meetings shall be conducted in accordance with such rules and procedures as may be adopted by the Personnel Board. PUBLIC HEAR I NGS: a) Hearings Related To Civil Service Matters: Hearings conducted by the Personnel Board which relate to civil service matters such as recruit- ment, examination, appointment,'promotion, demotion and discipline or discharge, shall be public. Whenever a meeting is held to consider the dismissal of a City employee or to hear complaints or charges brought against a City employee, unless sUch employee requests a public hearing, the Board may limit attendance to the appointing authority, the employee requesting the hearing, together with such representative as he designates, the officer or officers from whose action the appeal is taken, and such witnesses as the Board may require to be present. The Board may exclude from the hearing, public or private, during the examination of a particular witness, all other witnesses in the matter. The hearing need not be conducted according to technical rules relating to evidence and witnesses. b) Hearings Relating To Matters Of Employee-Employer Relations: Hearings conducted by the Personnel Board which relate to employee grievances filed in accordance with these Regulations, shall be conducted according to procedures established by the Board consistent with the provisions of Rule 3.02(a), above. -6- 4.01 4.02 RULE 4. CLASSIFICATION AND PAY PLAN- RESPONSIBILITY: The responsibility for the development and' administration of the City's Classification and Pay Plan shall reside with the appointing authority. Amendments to the Plan caused by modifications to positions, classes and salary ranges shall be submitted by the appointing authority to the City Council for adoption, by Resolution. THE PLAN: The Plan shall cover all positions in the Classified Service and Shall consist of the fol 1 owing components: a) An Allocation List reflecting the number and departmental location of such position allocated to the respective job classification and the current salary range applicable to the class. The initial allocati'on of a position or positions to the proper class- ification shall be based upon common characteriStics, which shall include the: i. Basic tasks performed. ii. Basic skills, knowledges, abilities, physical and other characteristics required. iii. Minimum education, experience, and training content considered prerequisite for standard performance. iv. Working conditions. v. Amount and type of supervision given. Vi. Amount and type of supervision exercised. The title established for each classification shall be generally descriptive of the type and level of work performed by the positions allocated to it. The official class title shall be used in all Personnel and other City documents applicable to referring to the class, its positions or the employees appointed to it. b) A Class Specification Manual containing descriptions of all job class- ifications currently in the Classified Service. The class description is intended to clearly set forth the basic work tasks, knoWledges, skills, abilities and minimum employment qualifications applicable to each classification. The specification shall not be construed as an all- inclusive list of tasks performed; or be interpreted as restricting the assignment of related tasks not specifically listed therein; or as limiting the authority of supervisory personnel to assign, direct and control the work of subordinate employees. -7- 4.03 4.04 Each class specification shall contain the following information: i. The class title. ii. A brief definition of the .scope, nature and responsibilities of the class. iii. A listing of examples of typical tasks performed. iv. A statement regarding characteristics which distinguish the class from related classifications. v. The knowledges, skills, abilities, physical and other characteristics required. vi. The minimum employment qualifications in terms of the. type and/Or content of education, experience and training. c) A Pay Schedule containing a table or series of salary ranges between which there is an approximately equal percentage difference. All salary ranges shall have five pay steps with a percentage spread between each step of approximagely five percent (5%). The dollar amounts of ranges may be expressed in terms of hourly, bi-weekly, monthly or annual rates or any combination of these. Each classification shall be assigned to a range in the Pay Schedule which designation shall be modified periodically to reflect Council-appointed general salary adjustments, ~lassification actions and other actions impacting upon range assign- .ments. No position in the Classified S~rvice shall be assigned a salary not in conformance with the salary range established for its class. 'MAINTENANCE OF PLAN: When it is proposed that a new position in the Classified Service be added or an existing one reclassified or abolished, the City officer proposing the change shall submit the justification therefor to the appointing authority who shall conduct or have conducted the necessary review. The appointing authority shall have the authority to initiate at any time a study to determine the appropriateness of any position's classification allocation. An employee shall also have the right to request his depart- ment head for such a reivew, which shall not be subject to the grievance procedure set forth in these Rules. The appointing authority shall make the final determination on all actions arising under this provision, subject to approval by the City Council where the determination results in an amendment to the Plan. SALARY ADMINISTRATION: a) The first step of the salary range assigned ~e particular class shall apply to employees upon original appointment; provided, however, that the appointing authority may appoint at other than the first step if -8- he determines that it is not feasible or is not in the best interests of the City'to recruit personnel at the first step. b) Employees in the Classified Service promoted from a position in one class to a position in a higher class, shall, as of the effective date of the promotion to the new class, receive not less than the equivalent of a.one-step salary increase. The effective date of the promotion shall determine the new pay anniversary date in the new position, but shall not serve to alter the employment anniversary date established upon original appointment. The latter date shall continue to control for purposes of establishing eligibility for such service-related benefits as vacation and longevity pay. c) Employees in the Classified Service, appointed at the first (or "A") salary step, shall be eligible for advancement to the second (or "B") step of the specific salary range six (6) months after original appoint- ment, provided that the employee's performance and attendance merits the increase. Advancement to the remaining steps may be made after twelve (12) months of satisfactory service at each successive salary step., provided that the employee's performance and attendance merits the increase. The pay anniversary date of an employee shall remain the same, as long as the employee remains in the same class. A reinstated or reemployed employee shall be appointed at the step which the appointing authority deems appropriate, based upon the employee's prior length of service and level of performance, and a new pay anniversary date shall be established based upon the date of reinstatement. An employee's pay increase shall not be affected by any leave of absence for less than two.payroll periods (27 calendar days). If he is absent for two or more payroll periods (28 calendar days), the total amount of time off shall be made-up before the employee shall be entitled to such pay increases. -9- 5.01 5.02 5.03 RULE 5. HOURS OF WORK, OVERTIME AND PREMIUM PAY HOURS OF WORK: a) Work Day-The regular, straight time workday shall consist of eight (8) hours within a nine (9). hour period except as may be provided for employees assigned to continuous operations, (i.e., operations which must be manned twenty-four (24) hours per day and seven (7) days per week) or as otherwise approved by the appointing authority. b) Work Week - The regular, straight time workweek shall consist of forty (40) hours in a period of five consecutive days except as may be provided for employees assigned to continuous operations as defined above. c) Meal Period - Except for personnel assigned to continuous operations, a meal period of thirty to s'ixty (30 to 60) minutes shall be provided all employees to be scheduled approximately midway through the regular eight-hour workday, subject to department head approval. This period shall not constitute paid time. d) Rest Periods - Except for personnel assigned to continuous operations, one (1) paid rest period of fifteen (15) minutes shall be provided all employees during each half of their regular eight-hour'work day. e) Continuous Operations - Employees for whom necessity requires a different schedule than that generally applied, shall work according to regulations prepared by the respective supervising officials and approved by the City Manager. f) Scheduling - Department heads, with the approval of the appointing authority, shall prescribe the-hours and schedules for work for their personnel with due regard 'for the convenience of the public and the laws of the State and City. ATTEN DANCE: Employees shall be in attendance at their work in accordance with the rules regarding hours of work, leaves and related provisions. Failure on the part of an employee absent without leave to return to duty within twenty-four (24) hours after notice to return, may be cause for discharge. RESIDENCY REQUIREMENTS: In order to assure employees availability for the protection of life and property and to otherwise serve the health, safety and welfare of the community, the appointing authority is authorized to establish boundaries in which employees must reside, not to exceed twenty-five (25) road miles from.residence to work site and not necessitating the transversing of a San Francisco Bay bridge. Boundaries may vary within the twenty-five (25) mile limit by operating unit, the type of personnel involved and the type of emergency, but shall not serve to require employees to reside within City's corporate boundaries. -10- 5.04 5.05 5.06 OVERTIME: a) Overtime Rate - All 'employees who work in excess of their regularly scheduled workday or workweek as defined in Rule 5.01 above, shall be entitled to compensation for such overtime at the rate of time and one-half (1½) their basic rate of pay, except as might otherwise be provided for in these Rules or Memoranda of Understanding. All overtime hours worked shall be authorized in advance by the appropriate department head or a subordinate manager specifically vested with this authority by the department head. b) 'Method of Payment - In accordance with policies established by the appointing authority, department heads shall have the discretion, to compensate Overtime worked by either cash payment or by compensatory time off. All compensatory time accrued under this provision shall be taken by the employee within sixty (60) days of the date earned unless this period is extended by the department head upon prior approval of the appointing authority. However, at no time may any employee have a total of accrued compensatory time in excess'of twenty-four (24) hours. c) Minimum - No .form of overtime payment shall be made where time worked prior to the beginning of a shift or following completion of a shift is less than twelve (12) minutes' duration. d) Records - Each department shall maintain overtime records in a current manner and in such a form that they may be readily adaPtable to audit. The appointing authority may require, as he deems appropriate, period.ic reports of overtime worked. MANDATORY IN-SERVICE TRAINING: Mandatory in-service training shall not constitute overtime; however, except for probationers, if mandatory training is requested by a department head and it is not feasible to conduct such training during regular working hours, employees engaged in such training shall be entitled to compensation on a straight time basis for the time of actual training. The final decision on initiating any in-service training on other than regular working hours shall be made by the City Manager. .PREMIUM PAY: a) Work In A Higher Classification - The terms and conditions under which additional compensation is provided for employees working in a higher job classification shall be governed by provisions of prevailing menoranda of understanding between the City and its recognized employee organizations, or by the terms of prior memoranda which have been continued unchanged by express agreement by the City and its recognized employee organizations. -11- 5.07 5.08 b) Call-Back Pay -The terms and conditions under which additional 'compensation is provided for employees called back to work shall be governed by provisions of prevailing memoranda of understanding between the City and its recognized employee organizations, or by the terms of prior memoranda which have been continued unchanged by express agreement by the City and its recognized employee organizations. c) Court Appearances - Employees who are required in the course of their official employment to appear in court during their off-duty hours shall be paid or provided compensatory time off at the rate of time and one-half (1½) for all hours worked in this capacity. LONGEVITY PAY: LongeVity pay shall be provided to eligible employees in accordance with the terms of current memoranda of agreement between the City and its recognized employee organizations or by the terms of prior memoranda which have been continued unchanged by express agreement by the City and its recognized employee organizations. CAREER INCENTIVE PAY: Career Incentive payments shall be provided pursuant to the terms of current memoranda of agreement between the City and the recognized employee organization representing such personnel; or by the terms of-prior memoranda covering such personnel which have been continued unchanged by express agreement of the City and the appropriate recognized employee organization. -12- 6.01 VACATIONS: RULE 6. LEAVES a) Usage - All employees in permanent, full-time positions shall be entitled to vacation leave, which shall accrue upon the date of employment but which shall not be taken until the completion of the sixth (6th) month of employment. Department heads shall schedule vacation periods for all eligible personnel giving due consideration to the performances of the employee and needs of the service. b) Deferral - Where an employee does not or cannot, due to operating needs, take a full amount of vacation to which he is entitled in a calendar eyar, the employee may defer, with approval of the department head, the unused portion to the following year. c) Pay-Out - Employees separating from the City service shall be paid the current, hourly rate for all unused, accrued vacation leave hours. d) Accrual Rates - The rate at which vacation is accrued shall be governed by the terms of current memoranda of agreement between the City and its recognized employee organizations, or by the terms of prior memoranda which have been continued unchanged by express agreement of the City and its recognized employee organizations. e) Holidays Occurring During Vacation Leave - Where a City holiday is defined in Rule 6.03 falls during the' period of an employee's vacation leave, that day shall not be charged against the employee's vacation accrual. However, employees on continuous operations shall receive holiday pay for said holiday. f) Serious Illness Or Injury Occurring During Vacation - Where a serious illness or injury requires immediate medical attention and which confines an employee to a hospital or to his home during his vacation leave, the days of confinement shall not be charged against the employee's vacation accrual, providing the following conditions are met: 1. Employees must substantiate a serious illness or injury by submitting documentation for said serious illness or injury from a physician. 2. Employees exercising this privilege must cause to be contacted his supervisor or department head on the date that employee expects to substitute accumulated sick leave for accumulated vacation and, in no eVent, shall a substitution be permitted retroactively from the date of reporting said serious illness or injury to the date of actual occurrence. 6.02 6.03 3. Documentation of a serious illness or injury shall be submitted to the Personnel Officer for review, deter- mination and disposition. The decision of the Personnel Officer to allow or disallow the substitution shall be final. 4. The City reserves the right to have validated any medical document or opinion submitted by referring same to the City's physician. 5. On the date an employee is certified to return to work and the employee's scheduled vacation has expired, he shall return to work. Unused vacation days shall be credited to employee to be rescheduled at a later time mutually agreeable to the employee and the department head. SICK LEAVE - FAMILY LEAVE - MEDICAL APPOINTMENTS: Provisions applicable to sick leave, family leave and medical appointments shall be governed by the terms of current memoranda of agreement between the City and its~ recognized employee organizations, or by the terms of prior memoranda which have been continued unchanged by expres~ agreement of the City and its recognized employee organizations. HOLIDAYS: a) Days Observed - Authorized holidays shall be governed by the terms of current memoranda of understanding between the City and its recognized employee organizations, or by the terms of prior memoranda which have been continued unchanged by express agreement of the City and its recognized employee organizations. b) Holidays Worked - Except for personnel assigned to continuous operations, employees who are directed to work on any of the holidays cited in Rule 6.03(a), shall be paid or provided compensatory time at the rate of time and one-half (1½) their basic rate of pay. c) Continuous Operations- Personnel assigned to continuous operations who, by nature of their assignment, are unable to observe City holidays shall be compensated for same. The City will consider making a reason- able accommodation for individuals desiring observance of a religious holiday, particular to their particular religious belief and/or religion. Should this provision conflict with the terms of any current memorandum of agreement or any prior memorandum extended by the parties, the memorandum of agreement shall control. Personnel scheduled to work on a City holiday, but who are unable to do so due to a job-related injury shall remain eligible for payment in accordance with this provision as long as he is not receiving compen- sation from other sources. An employee unable to work a holiday due to illness or to an injury unrelated to the job shall also be compensated for the holiday pursuant to this provision provided that he submit to the department head a doctor's certificate verifying the illness or injury. -14- 6.04 6.05 6.06 d) Availability Day Before/After Holiday - Where an employee is off work due to illness or to an injury unrelated to the job on a regularly scheduled work day immediately preceding or following a holiday for which compensation is received under these Rules, the employee shall submit to the department head a doctor's certificate confirming the illness or injury. Failure to do so shall result in the employee not being paid for the holiday in question unless it can be demonstrated that it was impossible for the employee to consult a physician under the particular circumstances. JURY DUTY: An employee who is called to serve as a juror shall be entitled to leave during the period of such service or while necessarily being preseni~ in court as the result of such a summons. Under these circumstances, the employee shall be paid his regular salary for this period provided the employee remits to the City juror fees received. Such fees shall not include mileage reimbursements or subsistence payments. MILITARY LEAVE: Military leave shall be granted in accordance with the provisions of applicable State and Federal law. All employees legally entitled to military leave shall provide the department head an opportunity, within the limits of military orders or regulations, to determine when such leave shall be taken. Department heads may modify the employee's work schedule to accommodate the requirements applying to the leave. MATERNITY LEAVE: Leave shall commence upon certification from the employee's attending physician that she is no longer capable of performing the duties of her position. Upon the advise of her physician, the employee may request a temporary transfer to a less strenuous or hazardous position carrying the same or lower salary which she is qualified to perform. Where such transfers have by practice, policy or negotiated agreement been granted for temporary disabilities other than pregnancy, the transfer of the employee shall be accommodated. Where temporary transfers have not been granted under other circumstances, the employee's request will be approved only if it can be reasonably accommodated. However, nothing herein shall result in the displacement or transfer of other employees in permanent positions or the performance of unnecessary work. Where it is the opinion of the department head that the employee should be placed on leave sooner than prescribed by her physician due to her inability to effectively or safely perform the duties of her regular position or of one to which she has been, or could otherwise be, temporarily transferred, the employee may be required to undergo examination by a second physician. The cost of this examination shall be paid by the City and shall not be ordered without prior approval of the appointing authority. -15- 6.07 6.08 The employee shall be entitled to utilize sick leave benefits' on the same basis as other classified employees who are'temporarily disabled due to a non-industrial illness or injury. While the pregnant employee is on a paid leave status, service credits shall continue to accrue and the City shall continue payments toward group insurance and retirement coverage. Upon expiration of the approved leave, the employee shall be reinstated to her former position or to a comparable one if the former position is abolished during the period of leave and the employee would otherwise not have been laid off. Prior to the employee being reinstated, the department head may require a statement from the attending physician that the employee is physically capable of resuming the regular duties of her position. An employee may request a leave of absence as provided under Rule 6,07 at the conclusion of her disability. OTHER LEAVES WITHOUT PAY' The appointing authority may grant an employee in a permanent position a leave of absence without pay not to exceed one (1) year. The request for leave, and the reasons therefor, shall be submitted in writing and must be approved by both the department head and the appointing authority. Upon expiration of the approved leave, the employee shall be reinstated in his former position without loss of service credits or benefits (subject to the terms of the policies) accrued prior to said leave. However, during the period of the leave, the employee shall not accrue service credits, nor shall the City continue contributions toward group insurance or retirement coverage. Failure on the part of an employee to return to work on the date scheduled, shall be cause for disciplinary action. ELIGIBILITY BENEFITS - PART-TIME, TEMPORARY AND PROVISIONAL EMPI.OYEES- a) Temporary and Provisional Employees - Employees holding temporary and provisional appointments to positions in the Classified Service shall not accrue or be provided service credits or any benefits other than that which may be required by State or Federal law. b) Part-Time Employees - Part-time employees shall not accrue or be provided service credits or any benefits other than that which may be provided by the City Council or required by State of Federal law. -16- 7.01 7.02 7.O3 RULE 7. EMPLOYMENT ANNOUNCEMENTS'AND APPLICATIONS . JOB ANNOUNCEMENTS: All examinations for classifications in the Classified Service shall be published by distributing announcements of the examination to all City departments and through such other sources as are deemed necessary by the Personnel Board to attract a sufficient number of qualified applicants. In addition, announcements of all open-competitive examinations shall be advertised in.at least one newspaper circulated in the City. Announcements shall specify: a) The class title. b) The current salary rate. c) The nature of the work to be performed. d) The minimum job requirements. e) The place and last date to file application. f) Such other information as will assist applicants in understanding the nature of employment and the specific procedure (i.e., types of examination, weighting factors, etc.). APPLICATION FORMS: ..... All applications for employment must. be made on official, standard forms, or as otherwise specified, furnished by the Personnel Office and approved by the Personnel Board. Such applications shall not be returned to the individual applicant, nor shall the names of any applicant be made public. Information requested on the application form shall be revelant, conform to applicable legal requirements and may provide for employment and personal references, physicians' statements, fingerprinting and such other information deemed reasonable and necessary by the Board. ACCEPTANCE OF APPLICATION: In order to be accepted, all applications must be submitted by the official closing date of the filing period, be complete and bear an original signature of the applicant. Failure to conform to these requirements shall result in its rejection by the appointing authority. In addition, the appointing authority may reject an applicant on any of the following grounds: a) The applicant's failure to satisfy the employment standards prescribed for the classification. b) The applicant's criminal conduct (refer to Ordinance No. 734-77, Section 1). -17- 7.04 c) The applicant has made a false statement on material fact or has practiced deception, fraud or-misconduct in connection with his employment application. The fore§oing shall also constitute grounds for disqualifications or discharge at any point during or subsequent to the examination process. The Personnel Board may establish Prior to the distribution and publication of examination announcements, methods to limit the number of applications which may be accepted for a given classification. These conditions shall be clearly stated in the examination announcement. NOTICE TO APPLICANTS: Each applicant accepted or rejected for examination shall~ be so notified prior to the established date of examination by means of mail directed to the address shown on the application. Applications found to be incomplete or deficient may be cOrrected by the applicant prior to the.close of the filing period. -18- 8.01 8.02 RULE 8. EMPLOYMENT EXAMINATIONS ·. TYPES OF' EXAMINATIONS: Prior to approval of any examination announcement, the Personnel Board, after receipt of the appointing authority's recommendation, shall determine whether the examination is to be administered on an open-competitive basis or on a promotional basis. When an open-competitive examination is to be utilized, lapplications may be accepted from any qualified individual subject to limitations which may be imposed on the scope of. recruitment or number of applications based upon the known, labor market for the individual class of employment. Promotional examinations shall be open only to qualified, permanent and probationary employees. In making its determination aoncerning the type of examination to be conducted, the Personnel Board shall consider, such relevant factors as the complexity of the work performed by the classification, the known labor market for such personnel and the availability within the City of positions or classifications which are likely to yield a sufficient number of qualified applicants. Wherever feasible and consistent with the best interests of the. City service, the Board shall attempt to provide transfers and promotional opportunities to employees in the Classified Service. COMPONENTS OF EXAMINATIONS: The P~ersonnel Board shall adopt selection techniques which shall be impartial and related to the primary tasks of the individual job classification. The examination for a given' class of employment may include any of the following components: a) A written test measuring the candidate's job knowledges, skills and/or abilities. b) An evaluation of each application accepted using objective and standard criteria to measure the candidate's qualifications in terms of training and experience. c) A performance test whereby candidates demonstrate the degree of job knowledge, skill and ability possessed. d) A physical capability test whereby candidates demonstrate their physical capacity to perform a task or series of tasks directly related to the job. e) A personal interview(s) designed to evaluate the candidate's revelant education, experience, knowledge and/or skills. f) Medical examination(s). -19- 8.03 8.04 8.05 g) Such other examination which, in the judgment of the ~Personnel Board, is necessary to evaluate the candidate's capacity to perform the job tasks. These may include, but are not limited to, a psychiatric examination, background investigation and reference checks. All components of an examination which require evaluative judgments shall be administrated having at least one competent authority in the field being tested as a rater. CONDUCT OF EXAMINATION: It shall be the responsibility of the Personnel Board Officer to assure that the complete examination process is conducted in an objective, timel.y and efficient manner. With prior approval of the Personnel Board, the Personnel Officer may contract with any competent individual, organization or agency for preparation and/or administration of a given examination or portion thereof. SCORING OF EXAMINATIONS: A candidate's final score in an examination shall be the av.erage of the candidate's score, above the minimum, in each competitive part of the examination. On any-examination where tests are to be weighted by relative significance or difficulty, notice to that effect shall be included in the examination announcement. At the discretion of the Personnel Baord, one or more examination components may be for qualifying purposes only. Failure on the part of the candidate to pass any one phase of the examination process shall result in the candidate being eliminated from consideration for employment. Except for tests designed as "qualifying only," candidates shall be required to attain a score of not less than seventy percent (70%) on each test. However, with the prior approval of the Personnel Board, the minimum passing point need not be the arithmetic seventy percent (70%) of the total possible score, but may be an adjusted score based upon consideration of the difficulty of the test, the quality of competition and the needs of the City service. CREDIT POINTS FOR VETERANS AND SERVICE IN GRADE: a) Veteran Status - A Veteran discharged or re-released within a ten (10) year period prior to the examination who becomes eligible for certification from eligible lists by attaining a passing mark established for the examination shall be allowed five (5) additional points, except for promotional examinations in which case no points shall be allowed. Such credit shall be added to the percentage attained in the examination by a Veteran. The name of each Veteran shall be placed on the eligible list for appointment in the order and on the basis of the percentage attained in the examination after 'the appropriate credit has been added. -20- 8.06 8.07 b) Seniority Credit- In all promotional examinations, an employee in the competitive service who becomes eligible for certification from eligible'lists'by attaining the 'passing mark established for the eXamination shall be allOWed one-half (½) point for each year after the probationary year, but the credit shall not exceed eight (8) points. Such credit shall be added to the percentage attained in the examination. The name shall be placed on the eligible list for appointment in the order and on the basis of the percentage attained in the examination after the appropriate credit has been added. NOTIFICATION OF EXAMINATION RESULTS: Following each phase of the examination, all candidates will be advised of their .satisfactory completion or failure of that test. Upon completion of the full examination process, each candidate successfully completing each of the examination components shall be placed on the appropriate employment list in accordance with Rule 9, of these Regulations and be notified, in writing, of his final score and relative position of the list. REVIEW OF WRITTEN EXAMINATION: a) Each candidate in an open competitive examination shall be allowed to review their own written examination booklet where permitted by the testing agency. This review period shall be five (5) working days from the date of the examination. The certification of eligibles shall be made immediately after the list has been compiled and certified by the Chairman of the Personnel Board. b) In promotional examinations, the ca'ndidates shall be allowed a review period of five (5) normal working days immediately following the examination when permitted by the testing agency. The candidate shall also be allowed ten (10) days after notification of final grade to review his own examination paper when permitted by the testing agency. No certification of eligibles shall be made until after this period. No successive phase of the examination process shall be administered during this period of review. All examination materials shall remain confidential, and copying of questions or answers from any paper made available for inspection shall be prohibited unless authorized by the Personnel Officer. Any candidate violating this provision is subject to disqualification from the examination, barred from future examinations and, on promotional examinations, to disciplinary action. Decisions regarding disqualification and disbarment shall reside with the Personnel Board; decisions regarding disciplinary action shall be processed in accordance with Rules 13 and 14 of these Regulations. c) The Personnel Officer shall act promptly on any question raised by a candidate during the review period alleging an error in the computation of scores or in the content of the questions. Should the Personnel Officer determine that any such claim is justified, scores applying to that test shall be recomputed accordingly and candidates so notified where affected by the recomputation. -21- 8.08 EXAMINATION RECORDS: .. Applications and related examination records shall be retained for the life of the employment l~st. Applications and examination records of appointees may be retained for a longer period as determined by the Personnel Officer. -22- 9.01 9.02 9.03 9.04 RULE 9. EMPLOYMENT LISTS PLACEMENT-ON LISTS: Upon completion of the examination process, candidates who successfully completed all components of the examination shall be placed, from highest to lowest score, on the appropriate employment list. In the event two or more candidates receive the identical final, aver.age score, the score earned by each candidate on the test given the greatest weight shall determine the position on the list. Should this mean fail or break the tie, the affected candidates shall receive equal ranking on the list. Preparation of employment lists under these Rules shall be the respo.nsibility of the Personnel Officer who shall then submit each list to the Personnel Board for approval prior to any certification being made from it. DURATION OF EMPLOYMENT LISTS: · , Employment lists shall become effective upon the Personnel Board's approval, and upon its certification that the list was legally prepared and represents the relative rating of persons whose names appear on it. All open-competitive and promotional lists shall remain in effect for one year, unless sooner exhausted, and may be extended by action of the Personnel Board for additional three month periods, but in no event shall the list be extended for more than one additional year. The Personnel Board may abolish any employment list which has fewer than four (4) eligibles on it. In that event, a new examination may be ordered and a new eligible list established. RE-EMPLOYMENT LISTS: An employee laid off in accordance with Rule 12 of these Regulations shall automatically be placed on a re-employment list for his former claSsification. Where more than one employee in the same classification is laid off, the names of such employees shall be placed on the list ~in accordance with the date of layoff. Employees placed on such list shall remain eligible for recall for a period of two (2) years from the effective date of layoff. Re-employment may be in the employee's former classification or in a comparable classification which does not carry a higher maximum rate of pay and which the employee is qualified to perform. Recall shall be in the reverse order of layoff with the last employee to be laid off to be the first employee offered re-employment. An employee refusing re-employment in either of his former classification or in a comparable classification for which he is qualified, shall automatically be removed from the re-employment list. REINSTATEMENT LIST: An employee in the Classified Service who resigns in good standing pursuant to Rule 12 of these Regulations may, at his request, be placed upon a rein- statement 1 ist. -23- 9.05 Employees placed on such a list shall remain eligible for reinstatement for a period of two (2) years from the effective date of resignation~ Reinstatement 'may be to the employee's former classification or to a comparable classification which does not carry a higher maximum rate of pay and which the employee is qualified to perform. An employee, upon haVing waived appointment three (3) times to either his former classification or to a comparable classification for which he is qualified, shall automatically be removed from the reinstatement list. REMOVAL FROM LISTS: Eligibles shall be removed by the Personnel Officer from promotional and open competitive employment lists: a) Upon written request of the eligible. b) Upon having been passed over three (3) times. c) Upon having waived appointment three (3) times. d) Upon resignation or discharge from the City service. e) On any of the grounds set forth in Rule 7.03 of these Regulations. -24- 10. O1 10.02 10.03 RULE 10.. EMPLOYMENT APPOINTMENTS. FILLING OF VACANCIES: Except as provided below, all vacancies in the Classified Service shall be filled by appointment from employment lists in the following order of priority: a) Classification Reinstatement b) Re-employment c) Reinstatement d) Promotional e) Open-Competitive Where no appropriate re-employment list exists, vacancies may be filled by means of transfer, demotion or reinstatement as provided in RUle 12 of these Regulations and with the approval of the appointing authority. Where there are no eligibles available from the aforementioned sources to fill a vacancy, provisional or temporary appointments may be made as prescribed in Rule 10.05 and 10.06. of these Regulations, or the Personnel Board may declare an alternate list as appropriate pursuant to Rule 10.08 of these Regulations. NOTICE TO APPOINTING AUTHORITY: When any vacancy in the Classified. Service is to be filled, the department head shall submit his recommendations as to how it is to be filled to the appointing authority. Where the vacancy is to be filled by means of transfer, demotion or reinstatement, the appointing authority's approval shall be transmitted to the Personnel Office which shall initiate the necessary transaction documents. Where the vacancy is to be filled by means of certification from a promotional or open-competitive employment list, the appointing authority's approval shall likewise be transmitted to the Personnel Office which shall commence certifica- tion proceedings as prescribed in Rule 10.03 of these Regulations. CERTIFICATION OF ELIGIBLES: The appointing power shall indicate whether it is desired to fill the vacancy by re-employment, transfer, demotion, reinstatement, or whether certification from a promotional or employment list is preferred. If appointment is to be made from an open-competitive list, the names of all persons on the list shall be certified. If appointment is to be made from a promotional list, the names of the top four persons on the list still eligible and available for immediate appointment shall be certified. If a second appointment is to be made from the same promotional list, the next four names of persons on that list, excepting those already appointed and those no longer eligible or available, shall be certified. -25- 10.04 10.05 10.06 10.07 Whenever there are. fewer than four (4) names on a promotional list or an open'competitive list, ]the appointing authority may make an appointment from among such'eligibles or may request the Personnel Board to establish a new list. If a new list is requested, the Personnel Board shall hold a new examination and establish a new employment list. APPOINTMENT: Following interview, investigation and recon~nendation by the department head, the appointing authority shall appoint from among those eligibles certified and interviewed, and shall so advise the Personnel Office. PROVISIONAL APPOINTMENTS: A provisional appointment may be made by the appointing power, for a period not to exceed six (6) months, of a person meeting the minimum training and experience qualifications for the position. The Personnel Board may extend provisional appointments for ninety (90) day periods of time. No special credit, shall be allowed in meeting any qualification or in the giving of any test or the establishment of any employment or promotional lists, for service rendered under a provisional appointment. TEMPORARY APPOINTMENTS: In cases where the immediate employment of an employee is necessary to the department, the appointing authority shall have the power'to make a temporary appointment for a limited duration not to exceed ninety (90) calendar days. Employees hired on a temporary basis shall be notified, in writing, that such appointment is of a temporary nature and does not entitle them to perference or right to a permanent position. Temporary employees shall not accumulate sick leave, vacation pay, paid holiday or the right of appeal. APPOINTMENT OF RELATIVES: The following policies shall govern the employment of members of the immediate family of any official or employee of the City: a) Members of the immediate family of the following shall not be appointed to classified or unclassified positions' Elected officials, Council appointed officials, the City Manager and City Manager Assistants. b) Members of the immediate family of City employees shall not work in the same department as the employee. c) The appointing authority may waive the restriction set forth in Paragraph b above, if the department head affected and the appointing authority determine that, because of the nature of the department and the work assignments in question, the members of the immediate family would have minimal job-related contact with one another and neither would be placed in such a position as to supervise or evaluate the other. -26- 10.08 d) The provisions of this rule shall not affect current assignments of-persons who are in the City's employment on the effeCtive'date of the adoption of these'Rules. · ALTERNATE EMPLOYMENT LISTS: · In the absence of an existing employment list for a classification, the Personnel Board may order certification to be made from an active list for another classification having similar duties and employment standards. Appointments made in this manner shall be the equivalent in all respects to having appointed from a list for th~ classification in which the vacnacy occurred. -27- 11.01 11.02 11.03 11.04 11,05 RULE 11. PROBATIONARY PERIOD OBJECTIVE-OF.PROBATIONARY, PERIOD: .. The probationary period shall be regarded as part of the testing process and shall be utilized for closely observi.ng and evaluating the employee's work and for securing the most effective adjustment for the employee to the new position. DURATION: All original and promotional appointees shall serve a probationary period of not less than one (1) year of actual service and may be extended by mutual agreement not to exceed six (6) additional months. The proba'tionary period for an entrance level Police Officer shall be eighteen (18) months. EVALUATIONS: It shall be the duty of each department head, during the probationary period of each employee in the department, to investigate carefully the probationer's adjustment, performance and general acceptability to determine whether or not the probationer is qualified for permanent appointment. The department head shall submit an evaluation of the probationer's performance at the end of the third, sixth, ninth, twelfth and, where applicable, the fifteenth and eighteenth month of the employee's probationary period, or more frequently, if desired by the department head or the appointing authority. The final probationary report on each probationer shall include, and earlier reports may include, the department head's recommendation to the appointing authority either to retain or reject the probationer. Such reports shall be entered upon forms prescribed by the appointing authority. REJECTION OF PROBATIONER FOLLOWING ORIGINAL APPOINTMENT: During the probationary period, an employee may be rejected at any time by the appointing authority without cause and without the right of appeal. Notification of rejection shall be served in writing on the probationer with a copy to be maintained in the Personnel Office. REJECTION FOLLOWING PROMOTION: An employee who is rejected during the probationary period following appoint- ment to a higher classification shall be reinstated to the position from which appointed, unless charges are filed and the employee is discharged in the manner provided in the Personnel Ordinance and in these Rules. A dismissed department head may be reinstated in the last classification held by him in the competitive service. -28- 12,01 12.02 RULE 12. PERSONNEL ACTIONS: NON-DISCIPLINARY .. RESIGNATION: An employee desiring to leave the Classified Service in good standing shall submit a letter of resignation to his immediate supervisor and complete a City exit interview. This letter shall be submitted no later than two weeks in advance of the effective date of separation, except under extraordinary circumstances. The letter of resignation shall be forwarded to the Personnel Office together with a final evaluation of the employee's performance pre- pared by the immediate supervisor and approved by the department .head. Provided the employee's service at the time of separation was rated at least satisfactory, the employee may be reinstated within tWo ('2) years of the effective date or resignation. Such reinstatement may be to a vacant position in the employee's former classification or to one in a comparable classification which does not carry a higher rate of pay and which the employee is qualified to perform. If an employee is reinstated as provided above, all time in the Classified Service of the City accrued prior to resignation shall be restored. In no event, however, will the City be required to restore credits for accumulated vacation and sick leave which were paid to the employee in cash at the time of separation. LAYOFF: a) Whenever, in the judgment of the City Council, it becomes necessary in the interest of economy or because of necessity for the position or employment involved no longer exists, the City Council may abolish any position or employment in the competitive service and layoff, reassign, demote, or transfer an employee holding such position or employment without filing written charges. The appointing authority may likewise layoff an employee in the competitive service because of material change in duties or organization, or shortage of work or funds. b) Seniority for the purpose of layoff is defined as length of continuous full-time employment within the service of the ~City, except for serviCe in a provisional and temporary status. Seniority shall be retained, but shall not accrue during any period of leave without pay, except for authorized military leave, granted pursuant to State Military and Veteran's Code. c) Order of Layoff - When one or more employees performing in the same class in a City department are to be laid off (provisionals and temporaries therein, having already bsen terminated), the order of layoff in the affected department shall be as follows- 1. Probationary employees in inverse order by seniority. 2. Permanent employees in inverse order of seniority. -29- Should two or more employees have identical Ci~ty service seniority, the order-of layoff'will be determined by classificaiton seniority. Whenever two or more employees have identical classification seniority, the order of layoff shall be determined by an established departmental seniority policy (badge numbers in Safety Departments) or in the absence or dispute thereof, random selection. d) Notice Of. Layoff-- Employees shall be forwarded written notice, including reasons therefor, by Certifi'ed Registered Mail, Return Receipt R~quested or Personally Served, a minimum of twenty (20) working days prior to the effective date of layoff. An employee receiving said notice-may respond, in writing, to the City Manager. The employee's representative shall receive concurrent notice, and upon request, shall be afforded ah opportunity to meet with the City to discuss the circumstances r. equiring the layoff and any proposed alternatives which do not include the condider- ation of the merits, necessity or organization of any service or activity. The provisions of sub-section e), must be requested by the employee, in writing, fifteen (15) working days prior to the effective date of layoff. e) Reassignment In Lieu Of Layoff: 1. Vacant Position in City - In the event of notice of layoff, any employee so affected will be allowed to transfer to a vacant position which the City intends to fill in the same classification in any City department.' 2. Former Classification - In the event there are no vacant positions in the same classification in any department, an employee will be offered a vacant position in any classification at the same or lower salary level in which permanent status had formerly been held, f~rst in the affected department and then City wide. 3. Displacement - In the event there are no vacancies as listed in I or 2, the employee shall have the opportunity, upon request, to be returned to any classification in the department at the same or lower salary level in which s/he meets the minimum qualifications and a regular layoff procedure in the same or lower salary level shall apply. 4. Employees transferred, reassigned or demoted under this Section will be assigned to a step in the new classification salary range closest, but not exceeding, the employee's salary at the time of reclassification. f) Layoff: 1. In the event that an employee is not reassigned in lieu of layoff as in Section 5, the employee shall be laid off. If an employee elects not to exercise the rights of sub-section e(1), s/he may be deemed to have been offered and to have declined such work. 2. Laid off employees are to be paid for all accrued vacation and sick leave in accordance with M.O.U.'s when separated as a result of a layoff. -30- 12.03 12.04 g) Layoff Reemployment/Reinstatement Lists: 1.'. Probationary and permanent employees who are reclassified and/or demoted as a result of a reduction in force, shall have their. names placed on a classification reinstatement list in order of their seniority. Vacant positions within the classification shall first be offered to employees on this list. Employees who are laid off shall have their names placed on a reemployment list of classifications .which, in the opinion of the Personnel Officer, requireS basically the same~qualificaitons and duties and responsibilities as those Of the classification from which the layoff occurred, in order of seniority. Vacany positions in such classifications shall be offered to eligibles on the reemploy~ ment list who qualify for such vacancies prior to an open. or promotional recruitment. 3. No name shall be carried on a reinstatement or reemployment list for a period longer than two years. Refusal to accept the first offer of reinstatement or reemployment within the same classification shall cause the name to be dropped from the list. Individuals 'not responding to written notification, by Certified Restricted Mail., Return Receipt Requested, forwarded to their last given address, of an open,ing within ten (10) working days from mailing shall have their names removed from either a reinstatement or reemployment list. Individuals who do not meet current employment standards (i.e., medical, licenses, etc.), shall have their names removed from either a r'einstatement or reemploy- ment list. _ _ _ 4. Probationary employees appointed from a reinstatement or reemployment list must serve the remainder of their probationary period in order to attain permanent status. TRANSFER: An employee may be transferred by the appointing authority from one position to another position in the same classification or in a comparable classification carrying essentially the same maximum salary and which the employee is qualified to perform. Where a transfer would involve two departments or two divisions of the same department, the transfer shall be subject to' the approval of both managers unless it is being made' for purposes of economy or efficiency. Advance written notice of this action, together with its effective date, shall be provided the Personnel Office. DEMOTION (NON-DISCIPLINARY): Based upon an employee's request or upon an employee's demonstrated inability to perform the tasks of the assigned position, the appointing authority may demote an employee to a position in a classification which carries a lower rate of pay and which the employee is qualified to perform. Advance written notice of this action, together with its effective date, shall be provided the Personnel Office. -31- 13. O1 13.02 RULE 13. DISCIPLINARY ACTION ACTION BY CITY: The City shall take disciplinary action .against a permanent employee for misconduct including, but not limited, to' chronic absenteeism; incompetence; insubordination; failure to follow work rules; misstatement of fact on an application or other personnel document; falsification of records; unfitness for duty; and absence without authorized leave. Disciplinary action may take the form of a suspension, pay reduction, demotion Or discharge. All disciplinary action taken against an employee in the Classified Service must receive the prior approval of the appointing authority except under emergency circumstances which dictate immediate suspension of the employee .by the department head or subordinate supervisor. In such cases, the employee's department head shall immediately meport the action taken to the appointing authority who shall review the case and make a determination concerning the appropriateness of the suspension and of further disciplinary action. All actions resulting in salary reductions shall be subject to review by the appointing authority and the department head involved within thirty (30) days following the effective date of the initial action and at regular intervals thereafter. Actions resulting in demotions may be reviewed, by the appointing authority at his sole discretion. NOTICE OF DISCIPLINARY ACTION: The City shall provide the affected employee with written notice prior to taking disciplinary action, except where circumstances dictate the City taking immediate action to remove the employee from the work place. In such cases, written notice, as set forth below, shall be provided the employee within two (2) working days from the date of the action. In all cases, written notice of disciplinary action shall be served on the employee personally or by Certified Registered Mail, with a copy of the notice to be placed in the employee's personnel file. The written notice shall contain the following information' a) The type of disciplinary action. b) The effective date of the action. c) The reason or cause for the action. d) That the employee may inspect copies of all materials upon which the action is based. e) That the employee has the right to respond, either orally or in writing, to the authority initially imposing the discipline. -32- Except in instances where disciplinary action must be imposed immediately, the notice shall be provided the employee no later than ten (10) working days before, the disciplinary.action is to be effective. Where immediate disciplinary action has been imposed, such action will not become final until the aforementioned notice has been furnished the employees and the employee has been provided no less than ten (10) working days from the receipt of the nOtice to respond to the authority initially imposing the discipline. Once the proposed disciplinary action has been imposed, the affected employee shall have the right of appeal. Such appeals shall be filed directly at the third step of the grievance procedure set forth in Rule 14 of these Regulations. -33- 14.01 14.02 RULE 14. GRIEVANCE PROCEDURE DEFINITION' OF GRIEVANCE: a) A grievance is defined as any dispute involving the interpretation, application or alleged violation of: 1. Any provision of a current memorandum of understanding between the City and a recognized employee organization, excluding however, those provisions of the memorandum of understanding which specifically provide that the decision of any City official shall be final. 2. The City's Personnel Ordinance and the Rules where the provision in dispute is within the scope of representation. 3. Disciplinary action taken against permanent employees pursuant'~to Rule 13 of these Regulations. Should any' dispute concern an agreement, rule or action which prescribes a separate appeal procedure, that dispute shall be excluded from the procedure contained herein. b) As used in this procedure, the term "immediate supervisor" means the individual who assigns, reviews and directs the work of an employee. INFORMAL AND FORMAL GRIEVANCES: Step i -An employee who has a grievance shall bring it to the attention of his immediate supervisor within five (5) working days .of the occurrence of the act which is the basis for the dispute. If the employee and the immediate supervisor is unable to resolve the grievance at' this step within five (5) working days of the date the greivance is raised with the immediate supervisor, the employee shall have the right to submit a formal grievance which shall contain the following information- a) The name of the grievant. b) The grievant's department and specific work site. c) The name of the grievant's immediate supervisor. d) A statement of the nature of the grievance including date and. place of occurrence. e) The specific provision, policy or .procedure alleged to have been violated. f) The remedies sought by the grievant. g) The name of the individual or organization, if any, designated by the grievant to represent him in the processing of the grievance. However, in no event, shall an employee organization other than the one which formally represents the position occupied by the grievant be designated as the grievant's representative. -34- Step 2 - An employee dissatisfied with the decision of the immediate sqpervisor in Step l, may submit the grievance in the manner provided above to the department head within five (5) working days from the date of the immediate supervisor's decision. The department head shall refer the grievance .through the department's recognized levels of supervision for resolution. The department head, or his designee, shall respond to the grievance in writing within ten (10) working days .from the date of its receipt. Step 3 - If the employee is dissatisfied with the decision of the depart-' ment head in Step 2, he may submit the grievance, through the department head,, to the City Manager within ten (10) working days from receipt of the department head's response.. The City ~¢anager, or his designated representative, shall respond to the grievance in writing within ten {10) Working days of its receipt. Within this period, the City Manager, at his discretion, may conduct an informal hearing involving the parties to the dispute. Step 4 - If the employee is dissatisfied with the decision of the City Manager, he may submit the grievance to the Personnel Board, through the City Manager. .Notice of appeal must be filed in writing by the employee with the City Manager's Office within fifteen (15) working days of receipt of the Manager's decision. The City Manager shall · provide written 'notice of the appeal to each Board member, to the department head and, where applicable, the employee organization involved and to such other parties as he may deem appropriate. · ,- TO the extent feasible, the Board shall hear the grievance at its next regular meeting following receipt of the appeal, but in no event later than the second regular meeting after the grievance is submitted to it' In cases involving discharge or suspensions in excess of three days, the Personnel Board shall conduct a hearing on the matter within fifteen (15} working days-from the date the appeal is filedj The City Manager's Office shall provide advance written notice of the hearing date to all parties involved.. All Board hearings on grievance matters shall be conducted in an expeditious.manner and need not be conducted according to 'technical" rules relating to evidence and witnesses. The chairperson shall ~tain final 1 authOrity to rule on procedural matters or on other points which affect the length and conduct of the hear~i·ng. The Personnel Board shall render its decisi6n ih writing within · thirty {30) working days following the closing of hearings and shall furnish copies of such decision to all parties involved. The Personnel Board may, upon making a finding of necessity, .which finding shall be supported by substantial evidence, exte6d the deadline for rendering its decision for an additional fifteen {15) working days. The majority findings of the Board shall be binding except in instances where they entail capital expenditures or significant unbudgeted expenditures. In those cases, the ruling shall be submitted to the City Council for action which may include modification or reversal. -35- 14.03 GENERAL CONDITIONS: a) Any time limit set forth in .14.02 above, may be extended by written agreement between the City and the grievant or'the recognized employee organization representing him. b) Failure on the part of the grievant or his designated representative to comply with the time limits of this procedure or any extensions thereto shall constitute a withdrawal of the grievance without further recourse to resubmittal under this procedure. Failure on the part of the City to comply with prescribed time limits or extensions shall result in the grievance being moved to the next step of the procedure.. c) The grievant shall be entitled to have a representative to his own choosing (except as provided in 14.02) present at any grievance meetin§ with the City. d) The City Manager's Office shall serve as the central repository for all .grievance records. -36- 15. O1 15.02 15.03 15.04 RULE 15. TRAINING AND SAFETY .. · RESPONSIBILITY i FOR: TRAINING: - The City Council encourages the traini.ng of City employees and directs that the responsibility for developing training programs for employees shall be assumed jOintly by.the appOinting authority, the Personnel Office and department heads. Such training pr. ograms may include lecture courses, demonstrations, assignments of reading matter or such other resources as may be available for the purpose of improving the effective- ness and broadening the knowledge of municipal officers and employees in the performance of their duties. CREDIT FOR TRAINING: Participation in and successful completion of special training courses may be considered in making advancements and promotions. Evidence of such activity shall be filed by the employee with the department head and a copy retained by the Personnel Office. PROMOTIONAL TRAINING PROGRAM: A department head may, with the approval of the appointing authority, institute a training program for employees in his department for promotional purposes which may include the temporary assignment of such employees out of class. However, no employee shall be assigned to work out of his classification for longer than thirty (30) working days in any calendar year, nor shall this provision conflict with any. provision in effect Of a memorandum of understanding between the City and a recognized employee organization. SAFETY PROGRAM: The appointing authority shall establish a safety program and one or more safety committees which shall include employee representation. Such committee or committees shall, among other duties, be charged with reviewing each on-the-job injury and each vehicle aocident with a view to making safety policy and program recommendations to the appointing authOrity. -37- 16.01. 16.02 16.03 · , 16.04 RULE 16. REPORTS AND RECORDS · ROSTER CARDS AND PERSONNEL' FILES: The Personnel Office shall maintain a service or roster card and personnel file for each employee in the service of the'City.· The card and/or file shall show name, class title; the department to Which assigned, salary, changes in employment status, each disciplinary action and such other information as may be considered pertinent. Roster and payroll records· shall be kept permanently. CHANGE OF STATUS. REPORT- Every appointment, transfer, promotion, demotion, change of salary rate and any other temporary or permanent change in status of employees shall be reported to the appointing authority in such manner as may be prescribed by these RUles. EMPLOYEE PERFORMANCE EVALUATIONS- Performance of employees shall, at a minimum, be evaluated on an annual basis. Employees will also be evaluated under the following circumstances- a) During the probationary period as provided in Rule 11.03 of these Regulations. b) At any time for exceptional or unsatisfactory service. c) Upon separation of regular employees from the City service. Such evaluation shall be used in determining eligibility for reemployment or reinstatement. Employees shall be evaluated on forms provided by the Personnel Office. Evaluation shall be done by the employee's immediate supervisor or reviewed by the next higher supervisor where applicable. The employee shall sign the performance evaluation only to verify that the supervisor has discussed the evaluation with the employer. Evaluations will be reviewed by the department head and forwarded to the Personnel Office for inclusion in the employee's personnel file. EMPLOYEE EXiT INTERVIEWS- For the purpose of ascertaining potential eligibility for unemployment Insurance benefits, all employees separating from the City service for any reason shall be given an exit interview prior to termination. The interview shall be conducted by a representative of the City Manager's Office and shall produce specific information as to the causes and reasons for the separation. This information shall be recorded on a standard form provided by the City Manager's Office, which the employee shall be requested to sign. The immediate supervisor of the separating employee may be contacted to assist in completion and/or verification of information requested. The completed report shall be retained in the emPloyee's personnel file. -38- RULE 17~,' 'OUTSIDE EMPLOYMENT 17.01 . OUTSIDE~EMPLOYMENT City employees shall not carry on, concurrently with their public employ- ment, any other employment, business or undertaking which conflicts or interferes with their City employment. Outside employment shall not be undertaken by full-time emplOyees unless the department head and the appointing authority first approve the employment and determine that it will not adversely affect the employee's quality of or availability for'City service. Employees shall immediately report to their department head any changes in outside employment, including but not limited to, name of firm; nature of' employment; hours of work; address or location. Under no circumstances shall an employee be authorized to perform any function related to outside employment or activities during working hours. -39- 18.01 RULE 18. POLITICAL ACTIVITIES .. POLITICAL-ACTIVITIES' The political activities of employees shall be governed by applicable State and Federal laws: -40- RULE 19. COOPERATION 19.01 COOPERATION OF MUNICIPAL'OFFICERS AND EMPLOYEES: _ . Every officer and employee of the City of South San Francisco shall cooperate with the Personnel Board and the Personnel Officer in order to fulfill completely the objectives and purposes of the Personnel Ordinance and these Rules.' -41-